Vault-13

NUVEEN MULTI-MKT INCOME FD JMM

COM · Closed-End Fund · CUSIP 67075J107

14 institutional holders -2 vs Q1 2024
6,092,4626.1m shares reported held*
$36.4mreported value*
1 new 2 added 7 reduced 3 sold out net sold ≈ $2.1m (-346.8k shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once. Holder counts are more reliable. Implied quarter-end price ≈ $5.97.

Trends to Q2 2024

Institutional holders

Managers reporting a position, each quarter

0102030Q3 22: 20Q4 22: 16Q1 23: 21Q2 23: 18Q3 23: 16Q4 23: 15Q1 24: 16Q2 24: 1414Q3 22Q1 23Q3 23Q1 24Q2 24
Numbers
QuarterHolders
Q3 202220
Q4 202216
Q1 202321
Q2 202318
Q3 202316
Q4 202315
Q1 202416
Q2 202414

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
20020Q4 22: 6 bought or addedQ4 22: 10 cut or sold outQ4 22Q1 23: 11 bought or addedQ1 23: 4 cut or sold outQ2 23: 4 bought or addedQ2 23: 10 cut or sold outQ2 23Q3 23: 3 bought or addedQ3 23: 8 cut or sold outQ4 23: 7 bought or addedQ4 23: 6 cut or sold outQ4 23Q1 24: 8 bought or addedQ1 24: 7 cut or sold outQ2 24: 3 bought or addedQ2 24: 10 cut or sold outQ2 24
Numbers
QuarterBought or addedCut or sold out
Q4 2022610
Q1 2023114
Q2 2023410
Q3 202338
Q4 202376
Q1 202487
Q2 2024310

Biggest buyers

SUSQUEHANNA INTERNATIONAL GROUP, LLP New +16,754+16.8k
UBS Group AG Added +936+936
OSAIC HOLDINGS, INC. Added +871+871

Biggest sellers

Relative Value Partners Group, LLC Sold out -180,854-180.9k
MORGAN STANLEY Reduced -99,333-99.3k
SIT INVESTMENT ASSOCIATES INC Reduced -29,197-29.2k
1607 Capital Partners, LLC Reduced -28,000-28.0k
Stratos Wealth Partners, LTD. Sold out -12,318-12.3k
Aviance Capital Partners, LLC Reduced -10,423-10.4k
WELLS FARGO & COMPANY/MN Reduced -4,327-4.3k
Shaker Financial Services, LLC Reduced -463-463
LANDSCAPE CAPITAL MANAGEMENT, L.L.C. Reduced -382-382
FNY Investment Advisers, LLC Sold out -50-50

Major shareholders (over 5%)

Anyone who owns more than 5% of a class of the company's shares has to say so: on Schedule 13D if they may try to influence or control the company, on 13G if they're a passive investor, and update it as the stake changes. Each holder's latest filing, from 19 Dec 2024 on; percentages are of the share class, as the holder worked them out.

HolderStakeChangeShares Last filed
SIT INVESTMENT ASSOCIATES INC 13G · institution filed 2026-09-04 62.6% 5.9m≈ $34.7m 2026-09-04

Fell to 5% or below in the last year: 1607 Capital Partners, LLC (3.9%, 2025-11-14)

Insider purchases and sales in Q2 2024

Shares bought or sold by the company's own officers, directors and 10% owners, in the open market or privately, as they reported to the SEC on Form 4 (due within two business days of the trade). Grants, option exercises, shares withheld for tax and gifts aren't included.

None reported in Q2 2024.

Holders, Q2 2024

#ManagerLocationShares Value% of their portfolioChangeShares change
1 SIT INVESTMENT ASSOCIATES INC 0.73% of their portfolio Minneapolis, MN 5,341,3245.3m $31.9m $31.9m 0.73% Reduced -29.2k -29,197
2 1607 Capital Partners, LLC 0.28% of their portfolio Richmond, VA 516,382516.4k $3.1m $3.1m 0.28% Reduced -28.0k -28,000
3 Aviance Capital Partners, LLC 0.08% of their portfolio NAPLES, FL 98,92098.9k $590.5k $590.5k 0.08% Reduced -10.4k -10,423
4 MORGAN STANLEY 0.00% of their portfolio NEW YORK, NY 50,23550.2k $299.9k $299.9k 0.00% Reduced -99.3k -99,333
5 Waverly Advisors, LLC 0.00% of their portfolio BIRMINGHAM, AL 25,67825.7k $153.3k $153.3k 0.00% Unchanged
6 SUSQUEHANNA INTERNATIONAL GROUP, LLP 0.00% of their portfolio BALA CYNWYD, PA 16,75416.8k $100.0k $100.0k 0.00% New
7 Shaker Financial Services, LLC 0.03% of their portfolio Arlington, VA 10,78210.8k $64.7k $64.7k 0.03% Reduced -463 -463
8 LANDSCAPE CAPITAL MANAGEMENT, L.L.C. 0.01% of their portfolio Englewood, NJ 10,29910.3k $61.5k $61.5k 0.01% Reduced -382 -382
9 Sheaff Brock Investment Advisors, LLC 0.01% of their portfolio INDIANAPOLIS, IN 10,00010.0k $59.7k $59.7k 0.01% Unchanged
10 WELLS FARGO & COMPANY/MN 0.00% of their portfolio SAN FRANCISCO, CA 6,9517.0k $41.5k $41.5k 0.00% Reduced -4.3k -4,327
11 OSAIC HOLDINGS, INC. 0.00% of their portfolio SCOTTSDALE, AZ 2,1662.2k $12.9k $12.9k 0.00% Added +871 +871
12 UBS Group AG 0.00% of their portfolio ZURICH, V8 1,7121.7k $10.2k $10.2k 0.00% Added +936 +936
13 Register Financial Advisors LLC 0.00% of their portfolio ATLANTA, GA 1,2591.3k $7.5k $7.5k 0.00% Unchanged
14 CONCOURSE FINANCIAL GROUP SECURITIES, INC. 0.00% of their portfolio BIRMINGHAM, AL 00 $0 $0 0.00% Unchanged