NUVEEN MULTI-MKT INCOME FD JMM
COM · Closed-End Fund · CUSIP 67075J107
* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once. Holder counts are more reliable. Implied quarter-end price ≈ $5.97.
Trends to Q2 2024
Institutional holders
Managers reporting a position, each quarter
Numbers
| Quarter | Holders |
|---|---|
| Q3 2022 | 20 |
| Q4 2022 | 16 |
| Q1 2023 | 21 |
| Q2 2023 | 18 |
| Q3 2023 | 16 |
| Q4 2023 | 15 |
| Q1 2024 | 16 |
| Q2 2024 | 14 |
Buyers vs sellers
Managers adding to or starting a position, vs cutting or selling out
Numbers
| Quarter | Bought or added | Cut or sold out |
|---|---|---|
| Q4 2022 | 6 | 10 |
| Q1 2023 | 11 | 4 |
| Q2 2023 | 4 | 10 |
| Q3 2023 | 3 | 8 |
| Q4 2023 | 7 | 6 |
| Q1 2024 | 8 | 7 |
| Q2 2024 | 3 | 10 |
Biggest buyers
| SUSQUEHANNA INTERNATIONAL GROUP, LLP | New | +16.8k |
| UBS Group AG | Added | +936 |
| OSAIC HOLDINGS, INC. | Added | +871 |
Biggest sellers
| Relative Value Partners Group, LLC | Sold out | -180.9k |
| MORGAN STANLEY | Reduced | -99.3k |
| SIT INVESTMENT ASSOCIATES INC | Reduced | -29.2k |
| 1607 Capital Partners, LLC | Reduced | -28.0k |
| Stratos Wealth Partners, LTD. | Sold out | -12.3k |
| Aviance Capital Partners, LLC | Reduced | -10.4k |
| WELLS FARGO & COMPANY/MN | Reduced | -4.3k |
| Shaker Financial Services, LLC | Reduced | -463 |
| LANDSCAPE CAPITAL MANAGEMENT, L.L.C. | Reduced | -382 |
| FNY Investment Advisers, LLC | Sold out | -50 |
Major shareholders (over 5%)
Anyone who owns more than 5% of a class of the company's shares has to say so: on Schedule 13D if they may try to influence or control the company, on 13G if they're a passive investor, and update it as the stake changes. Each holder's latest filing, from 19 Dec 2024 on; percentages are of the share class, as the holder worked them out.
| Holder | Stake |
|---|---|
| SIT INVESTMENT ASSOCIATES INC 13G · institution filed 2026-09-04 | 62.6% |
Fell to 5% or below in the last year: 1607 Capital Partners, LLC (3.9%, 2025-11-14)
Insider purchases and sales in Q2 2024
Shares bought or sold by the company's own officers, directors and 10% owners, in the open market or privately, as they reported to the SEC on Form 4 (due within two business days of the trade). Grants, option exercises, shares withheld for tax and gifts aren't included.
None reported in Q2 2024.
Holders, Q2 2024
| Manager | Shares | Change |
|---|---|---|
| SIT INVESTMENT ASSOCIATES INC 0.73% of their portfolio | 5.3m $31.9m | Reduced -29.2k |
| 1607 Capital Partners, LLC 0.28% of their portfolio | 516.4k $3.1m | Reduced -28.0k |
| Aviance Capital Partners, LLC 0.08% of their portfolio | 98.9k $590.5k | Reduced -10.4k |
| MORGAN STANLEY 0.00% of their portfolio | 50.2k $299.9k | Reduced -99.3k |
| Waverly Advisors, LLC 0.00% of their portfolio | 25.7k $153.3k | Unchanged |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP 0.00% of their portfolio | 16.8k $100.0k | New |
| Shaker Financial Services, LLC 0.03% of their portfolio | 10.8k $64.7k | Reduced -463 |
| LANDSCAPE CAPITAL MANAGEMENT, L.L.C. 0.01% of their portfolio | 10.3k $61.5k | Reduced -382 |
| Sheaff Brock Investment Advisors, LLC 0.01% of their portfolio | 10.0k $59.7k | Unchanged |
| WELLS FARGO & COMPANY/MN 0.00% of their portfolio | 7.0k $41.5k | Reduced -4.3k |
| OSAIC HOLDINGS, INC. 0.00% of their portfolio | 2.2k $12.9k | Added +871 |
| UBS Group AG 0.00% of their portfolio | 1.7k $10.2k | Added +936 |
| Register Financial Advisors LLC 0.00% of their portfolio | 1.3k $7.5k | Unchanged |
| CONCOURSE FINANCIAL GROUP SECURITIES, INC. 0.00% of their portfolio | 0 $0 | Unchanged |