NUVEEN MULTI-MKT INCOME FD JMM
COM · Closed-End Fund · CUSIP 67075J107
* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once. Holder counts are more reliable. Implied quarter-end price ≈ $5.80.
Trends to Q2 2023
Institutional holders
Managers reporting a position, each quarter
Numbers
| Quarter | Holders |
|---|---|
| Q3 2022 | 20 |
| Q4 2022 | 16 |
| Q1 2023 | 21 |
| Q2 2023 | 18 |
Buyers vs sellers
Managers adding to or starting a position, vs cutting or selling out
Numbers
| Quarter | Bought or added | Cut or sold out |
|---|---|---|
| Q4 2022 | 6 | 10 |
| Q1 2023 | 11 | 4 |
| Q2 2023 | 4 | 10 |
Biggest buyers
| SIT INVESTMENT ASSOCIATES INC | Added | +70.7k |
| WELLS FARGO & COMPANY/MN | Added | +1.3k |
| Transform Wealth, LLC | Added | +222 |
| CLEAR STREET LLC | New | +83 |
Biggest sellers
| Relative Value Partners Group, LLC | Reduced | -213.8k |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP | Sold out | -26.4k |
| Kestra Advisory Services, LLC | Reduced | -14.6k |
| MORGAN STANLEY | Reduced | -3.7k |
| Aviance Capital Partners, LLC | Reduced | -2.6k |
| Stratos Wealth Partners, LTD. | Reduced | -1.8k |
| JPMORGAN CHASE & CO | Sold out | -737 |
| Tower Research Capital LLC (TRC) | Sold out | -100 |
| UBS Group AG | Reduced | -76 |
| WOLVERINE ASSET MANAGEMENT LLC | Sold out | -55 |
Major shareholders (over 5%)
Anyone who owns more than 5% of a class of the company's shares has to say so: on Schedule 13D if they may try to influence or control the company, on 13G if they're a passive investor, and update it as the stake changes. Each holder's latest filing, from 19 Dec 2024 on; percentages are of the share class, as the holder worked them out.
| Holder | Stake |
|---|---|
| SIT INVESTMENT ASSOCIATES INC 13G · institution filed 2026-09-04 | 62.6% |
Fell to 5% or below in the last year: 1607 Capital Partners, LLC (3.9%, 2025-11-14)
Insider purchases and sales in Q2 2023
Shares bought or sold by the company's own officers, directors and 10% owners, in the open market or privately, as they reported to the SEC on Form 4 (due within two business days of the trade). Grants, option exercises, shares withheld for tax and gifts aren't included.
None reported in Q2 2023.
Holders, Q2 2023
| Manager | Shares | Change |
|---|---|---|
| SIT INVESTMENT ASSOCIATES INC 0.67% of their portfolio | 4.4m $25.8m | Added +70.7k |
| 1607 Capital Partners, LLC 0.48% of their portfolio | 1.1m $6.7m | Unchanged |
| Relative Value Partners Group, LLC 0.07% of their portfolio | 188.7k $1.1m | Reduced -213.8k |
| Aviance Capital Partners, LLC 0.19% of their portfolio | 154.9k $898.4k | Reduced -2.6k |
| MORGAN STANLEY 0.00% of their portfolio | 52.4k $304.0k | Reduced -3.7k |
| Transform Wealth, LLC 0.03% of their portfolio | 52.3k $304.6k | Added +222 |
| Waverly Advisors, LLC 0.01% of their portfolio | 25.7k $148.9k | Unchanged |
| Kestra Advisory Services, LLC 0.00% of their portfolio | 15.1k $87.4k | Reduced -14.6k |
| Stratos Wealth Partners, LTD. 0.00% of their portfolio | 12.3k $71.4k | Reduced -1.8k |
| Janney Montgomery Scott LLC 0.00% of their portfolio | 12.2k $70.0k | Unchanged |
| Sheaff Brock Investment Advisors, LLC 0.01% of their portfolio | 10.0k $58.0k | Unchanged |
| Ancora Advisors LLC 0.00% of their portfolio | 8.0k $46.4k | Unchanged |
| WELLS FARGO & COMPANY/MN 0.00% of their portfolio | 7.5k $43.8k | Added +1.3k |
| OSAIC HOLDINGS, INC. 0.00% of their portfolio | 3.1k $18.0k | Unchanged |
| UBS Group AG 0.00% of their portfolio | 444 $2.6k | Reduced -76 |
| CLEAR STREET LLC 0.00% of their portfolio | 83 $481 | New |
| FNY Investment Advisers, LLC 0.00% of their portfolio | 50 $0 | Unchanged |
| CONCOURSE FINANCIAL GROUP SECURITIES, INC. 0.00% of their portfolio | 0 $0 | Unchanged |