Vault-13

NUVEEN MULTI-MKT INCOME FD JMM

COM · Closed-End Fund · CUSIP 67075J107

18 institutional holders -3 vs Q1 2023
6,130,4006.1m shares reported held*
$35.6mreported value*
1 new 3 added 6 reduced 4 sold out net sold ≈ $1.1m (-191.6k shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once. Holder counts are more reliable. Implied quarter-end price ≈ $5.80.

Trends to Q2 2023

Institutional holders

Managers reporting a position, each quarter

0102030Q3 22: 20Q4 22: 16Q1 23: 21Q2 23: 1818Q3 22Q4 22Q1 23Q2 23
Numbers
QuarterHolders
Q3 202220
Q4 202216
Q1 202321
Q2 202318

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
20020Q4 22: 6 bought or addedQ4 22: 10 cut or sold outQ4 22Q1 23: 11 bought or addedQ1 23: 4 cut or sold outQ1 23Q2 23: 4 bought or addedQ2 23: 10 cut or sold outQ2 23
Numbers
QuarterBought or addedCut or sold out
Q4 2022610
Q1 2023114
Q2 2023410

Biggest buyers

SIT INVESTMENT ASSOCIATES INC Added +70,693+70.7k
WELLS FARGO & COMPANY/MN Added +1,300+1.3k
Transform Wealth, LLC Added +222+222
CLEAR STREET LLC New +83+83

Biggest sellers

Relative Value Partners Group, LLC Reduced -213,816-213.8k
SUSQUEHANNA INTERNATIONAL GROUP, LLP Sold out -26,421-26.4k
Kestra Advisory Services, LLC Reduced -14,625-14.6k
MORGAN STANLEY Reduced -3,665-3.7k
Aviance Capital Partners, LLC Reduced -2,614-2.6k
Stratos Wealth Partners, LTD. Reduced -1,822-1.8k
JPMORGAN CHASE & CO Sold out -737-737
Tower Research Capital LLC (TRC) Sold out -100-100
UBS Group AG Reduced -76-76
WOLVERINE ASSET MANAGEMENT LLC Sold out -55-55

Major shareholders (over 5%)

Anyone who owns more than 5% of a class of the company's shares has to say so: on Schedule 13D if they may try to influence or control the company, on 13G if they're a passive investor, and update it as the stake changes. Each holder's latest filing, from 19 Dec 2024 on; percentages are of the share class, as the holder worked them out.

HolderStakeChangeShares Last filed
SIT INVESTMENT ASSOCIATES INC 13G · institution filed 2026-09-04 62.6% 5.9m≈ $34.7m 2026-09-04

Fell to 5% or below in the last year: 1607 Capital Partners, LLC (3.9%, 2025-11-14)

Insider purchases and sales in Q2 2023

Shares bought or sold by the company's own officers, directors and 10% owners, in the open market or privately, as they reported to the SEC on Form 4 (due within two business days of the trade). Grants, option exercises, shares withheld for tax and gifts aren't included.

None reported in Q2 2023.

Holders, Q2 2023

#ManagerLocationShares Value% of their portfolioChangeShares change
1 SIT INVESTMENT ASSOCIATES INC 0.67% of their portfolio Minneapolis, MN 4,440,2194.4m $25.8m $25.8m 0.67% Added +70.7k +70,693
2 1607 Capital Partners, LLC 0.48% of their portfolio Richmond, VA 1,147,4891.1m $6.7m $6.7m 0.48% Unchanged
3 Relative Value Partners Group, LLC 0.07% of their portfolio NORTHBROOK, IL 188,688188.7k $1.1m $1.1m 0.07% Reduced -213.8k -213,816
4 Aviance Capital Partners, LLC 0.19% of their portfolio NAPLES, FL 154,892154.9k $898.4k $898.4k 0.19% Reduced -2.6k -2,614
5 MORGAN STANLEY 0.00% of their portfolio NEW YORK, NY 52,41352.4k $304.0k $304.0k 0.00% Reduced -3.7k -3,665
6 Transform Wealth, LLC 0.03% of their portfolio GREENWOOD VILLAGE, CO 52,26452.3k $304.6k $304.6k 0.03% Added +222 +222
7 Waverly Advisors, LLC 0.01% of their portfolio BIRMINGHAM, AL 25,67825.7k $148.9k $148.9k 0.01% Unchanged
8 Kestra Advisory Services, LLC 0.00% of their portfolio AUSTIN, TX 15,06715.1k $87.4k $87.4k 0.00% Reduced -14.6k -14,625
9 Stratos Wealth Partners, LTD. 0.00% of their portfolio BEACHWOOD, OH 12,31812.3k $71.4k $71.4k 0.00% Reduced -1.8k -1,822
10 Janney Montgomery Scott LLC 0.00% of their portfolio PHILADELPHIA, PA 12,15012.2k $70.0k $70.0k 0.00% Unchanged
11 Sheaff Brock Investment Advisors, LLC 0.01% of their portfolio INDIANAPOLIS, IN 10,00010.0k $58.0k $58.0k 0.01% Unchanged
12 Ancora Advisors LLC 0.00% of their portfolio Cleveland, OH 8,0008.0k $46.4k $46.4k 0.00% Unchanged
13 WELLS FARGO & COMPANY/MN 0.00% of their portfolio SAN FRANCISCO, CA 7,5507.5k $43.8k $43.8k 0.00% Added +1.3k +1,300
14 OSAIC HOLDINGS, INC. 0.00% of their portfolio SCOTTSDALE, AZ 3,0953.1k $18.0k $18.0k 0.00% Unchanged
15 UBS Group AG 0.00% of their portfolio ZURICH, V8 444444 $2.6k $2.6k 0.00% Reduced -76 -76
16 CLEAR STREET LLC 0.00% of their portfolio NEW YORK, NY 8383 $481 $481 0.00% New
17 FNY Investment Advisers, LLC 0.00% of their portfolio NEW YORK, NY 5050 $0 $0 0.00% Unchanged
18 CONCOURSE FINANCIAL GROUP SECURITIES, INC. 0.00% of their portfolio BIRMINGHAM, AL 00 $0 $0 0.00% Unchanged