Vault-13

NUVEEN MULTI-MKT INCOME FD JMM

COM · Closed-End Fund · CUSIP 67075J107

18 institutional holders +0 vs Q1 2026
6,872,4076.9m shares reported held*
$40.3mreported value*
2 new 6 added 5 reduced 2 sold out net bought ≈ $489.8k (+83.6k shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once. Holder counts are more reliable. Implied quarter-end price ≈ $5.86.

Trends to Q2 2026

Institutional holders

Managers reporting a position, each quarter

0102030Q3 22: 20Q4 22: 16Q1 23: 21Q2 23: 18Q3 23: 16Q4 23: 15Q1 24: 16Q2 24: 14Q3 24: 14Q4 24: 16Q1 25: 15Q2 25: 19Q3 25: 16Q4 25: 15Q1 26: 18Q2 26: 1818Q3 22Q3 23Q3 24Q3 25Q2 26
Numbers
QuarterHolders
Q3 202220
Q4 202216
Q1 202321
Q2 202318
Q3 202316
Q4 202315
Q1 202416
Q2 202414
Q3 202414
Q4 202416
Q1 202515
Q2 202519
Q3 202516
Q4 202515
Q1 202618
Q2 202618

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
20020Q3 24: 7 bought or addedQ3 24: 7 cut or sold outQ4 24: 10 bought or addedQ4 24: 3 cut or sold outQ4 24Q1 25: 9 bought or addedQ1 25: 4 cut or sold outQ2 25: 14 bought or addedQ2 25: 4 cut or sold outQ2 25Q3 25: 9 bought or addedQ3 25: 7 cut or sold outQ4 25: 9 bought or addedQ4 25: 9 cut or sold outQ4 25Q1 26: 10 bought or addedQ1 26: 7 cut or sold outQ2 26: 8 bought or addedQ2 26: 7 cut or sold outQ2 26
Numbers
QuarterBought or addedCut or sold out
Q3 202477
Q4 2024103
Q1 202594
Q2 2025144
Q3 202597
Q4 202599
Q1 2026107
Q2 202687

Biggest buyers

SIT INVESTMENT ASSOCIATES INC Added +120,160+120.2k
LPL Financial LLC Added +28,645+28.6k
UHLMANN PRICE SECURITIES, LLC New +18,998+19.0k
Matisse Capital New +15,240+15.2k
WOLVERINE ASSET MANAGEMENT LLC Added +6,478+6.5k
SUSQUEHANNA INTERNATIONAL GROUP, LLP Added +3,987+4.0k
Aviance Capital Partners, LLC Added +1,589+1.6k
OSAIC HOLDINGS, INC. Added +1,573+1.6k

Biggest sellers

Focus Partners Wealth Reduced -87,328-87.3k
RAYMOND JAMES FINANCIAL INC Sold out -13,859-13.9k
WELLS FARGO & COMPANY/MN Reduced -5,726-5.7k
1607 Capital Partners, LLC Reduced -3,500-3.5k
Noble Wealth Management PBC Reduced -2,000-2.0k
Advisors Asset Management, Inc. Reduced -608-608
UBS Group AG Sold out -66-66

Major shareholders (over 5%)

Anyone who owns more than 5% of a class of the company's shares has to say so: on Schedule 13D if they may try to influence or control the company, on 13G if they're a passive investor, and update it as the stake changes. Each holder's latest filing, from 19 Dec 2024 on; percentages are of the share class, as the holder worked them out.

HolderStakeChangeShares Last filed
SIT INVESTMENT ASSOCIATES INC 13G · institution filed 2026-09-04 62.6% 5.9m≈ $34.7m 2026-09-04

Fell to 5% or below in the last year: 1607 Capital Partners, LLC (3.9%, 2025-11-14)

Insider purchases and sales since 1 Apr 2026

Shares bought or sold by the company's own officers, directors and 10% owners, in the open market or privately, as they reported to the SEC on Form 4 (due within two business days of the trade). Grants, option exercises, shares withheld for tax and gifts aren't included.

None reported since 1 Apr 2026.

Holders, Q2 2026

#ManagerLocationShares Value% of their portfolioChangeShares change
1 SIT INVESTMENT ASSOCIATES INC 0.64% of their portfolio Minneapolis, MN 5,814,6775.8m $34.1m $34.1m 0.64% Added +120.2k +120,160
2 1607 Capital Partners, LLC 0.16% of their portfolio Richmond, VA 304,472304.5k $1.8m $1.8m 0.16% Reduced -3.5k -3,500
3 Advisors Asset Management, Inc. 0.02% of their portfolio Monument, CO 251,247251.2k $1.5m $1.5m 0.02% Reduced -608 -608
4 Aviance Capital Partners, LLC 0.08% of their portfolio NAPLES, FL 139,147139.1k $815.4k $815.4k 0.08% Added +1.6k +1,589
5 Focus Partners Wealth 0.00% of their portfolio ST LOUIS, MO 75,32375.3k $443.1k $443.1k 0.00% Reduced -87.3k -87,328
6 Logan Stone Capital, LLC 0.07% of their portfolio CHICAGO, IL 56,03956.0k $328.4k $328.4k 0.07% Unchanged
7 MORGAN STANLEY 0.00% of their portfolio NEW YORK, NY 42,40142.4k $248.5k $248.5k 0.00% Unchanged
8 LPL Financial LLC 0.00% of their portfolio FORT MILL, SC 40,04440.0k $234.7k $234.7k 0.00% Added +28.6k +28,645
9 Stratos Wealth Partners, LTD. 0.00% of their portfolio BEACHWOOD, OH 39,68639.7k $232.6k $232.6k 0.00% Unchanged
10 SUSQUEHANNA INTERNATIONAL GROUP, LLP 0.00% of their portfolio BALA CYNWYD, PA 28,65028.6k $167.9k $167.9k 0.00% Added +4.0k +3,987
11 WOLVERINE ASSET MANAGEMENT LLC 0.00% of their portfolio CHICAGO, IL 19,63919.6k $115.1k $115.1k 0.00% Added +6.5k +6,478
12 UHLMANN PRICE SECURITIES, LLC 0.00% of their portfolio SKOKIE, IL 18,99819.0k $111.3k $111.3k 0.00% New
13 WELLS FARGO & COMPANY/MN 0.00% of their portfolio SAN FRANCISCO, CA 16,22616.2k $95.1k $95.1k 0.00% Reduced -5.7k -5,726
14 Matisse Capital 0.04% of their portfolio PORTLAND, OR 15,24015.2k $89.3k $89.3k 0.04% New
15 FIFTH THIRD BANCORP 0.00% of their portfolio CINCINNATI, OH 4,8004.8k $28.1k $28.1k 0.00% Unchanged
16 OSAIC HOLDINGS, INC. 0.00% of their portfolio SCOTTSDALE, AZ 4,6684.7k $27.4k $27.4k 0.00% Added +1.6k +1,573
17 Noble Wealth Management PBC 0.00% of their portfolio GREENWOOD VILLAGE, CO 1,1001.1k $6.4k $6.4k 0.00% Reduced -2.0k -2,000
18 FNY Investment Advisers, LLC 0.00% of their portfolio NEW YORK, NY 5050 $0 $0 0.00% Unchanged