Vault-13

NUVEEN DOW 30 DYNMC OVERWRT

SHS · CUSIP 67075F105

105 institutional holders +3 vs Q1 2025
11,932,55811.9m shares reported held*
$171.6mreported value*
10 new 27 added 39 reduced 6 sold out net bought ≈ $8.9m (+622.2k shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once. Holder counts are more reliable. Implied quarter-end price ≈ $14.38.

Trends to Q2 2025

Institutional holders

Managers reporting a position, each quarter

050100150Q3 22: 74Q4 22: 80Q1 23: 83Q2 23: 83Q3 23: 82Q4 23: 83Q1 24: 83Q2 24: 87Q3 24: 87Q4 24: 91Q1 25: 102Q2 25: 105105Q3 22Q2 23Q1 24Q4 24Q2 25
Numbers
QuarterHolders
Q3 202274
Q4 202280
Q1 202383
Q2 202383
Q3 202382
Q4 202383
Q1 202483
Q2 202487
Q3 202487
Q4 202491
Q1 2025102
Q2 2025105

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
50050Q3 23: 37 bought or addedQ3 23: 33 cut or sold outQ4 23: 43 bought or addedQ4 23: 37 cut or sold outQ4 23Q1 24: 31 bought or addedQ1 24: 40 cut or sold outQ2 24: 38 bought or addedQ2 24: 38 cut or sold outQ2 24Q3 24: 33 bought or addedQ3 24: 42 cut or sold outQ4 24: 33 bought or addedQ4 24: 44 cut or sold outQ4 24Q1 25: 45 bought or addedQ1 25: 38 cut or sold outQ2 25: 37 bought or addedQ2 25: 45 cut or sold outQ2 25
Numbers
QuarterBought or addedCut or sold out
Q3 20233733
Q4 20234337
Q1 20243140
Q2 20243838
Q3 20243342
Q4 20243344
Q1 20254538
Q2 20253745

Biggest buyers

Saba Capital Management, L.P. Added +421,086+421.1k
Allspring Global Investments Holdings, LLC Added +341,587+341.6k
Shaker Financial Services, LLC Added +189,389+189.4k
PARK AVENUE SECURITIES LLC New +85,442+85.4k
ROYAL BANK OF CANADA Added +81,044+81.0k
LPL Financial LLC Added +56,814+56.8k
&PARTNERS Added +30,957+31.0k
WOLVERINE ASSET MANAGEMENT LLC Added +26,345+26.3k
GUGGENHEIM CAPITAL LLC Added +20,847+20.8k
Summit Financial, LLC New +19,000+19.0k

Biggest sellers

BANK OF AMERICA CORP /DE/ Reduced -170,488-170.5k
WELLS FARGO & COMPANY/MN Reduced -143,420-143.4k
MORGAN STANLEY Reduced -58,331-58.3k
UBS Group AG Reduced -51,191-51.2k
AQR Arbitrage LLC Reduced -48,562-48.6k
Thomas J. Herzfeld Advisors, Inc. Reduced -41,327-41.3k
LANDSCAPE CAPITAL MANAGEMENT, L.L.C. Sold out -28,211-28.2k
Advisor Resource Council Sold out -24,458-24.5k
READYSTATE ASSET MANAGEMENT LP Reduced -24,112-24.1k
Cambridge Investment Research Advisors, Inc. Reduced -23,963-24.0k

Major shareholders (over 5%)

Anyone who owns more than 5% of a class of the company's shares has to say so: on Schedule 13D if they may try to influence or control the company, on 13G if they're a passive investor, and update it as the stake changes. Each holder's latest filing, from 19 Dec 2024 on; percentages are of the share class, as the holder worked them out.

No one currently above 5% in the filings since 19 Dec 2024.

Fell to 5% or below in the last year: FIRST TRUST PORTFOLIOS LP (4.7%, 2026-01-30)

Holders, Q2 2025

#ManagerLocationShares Value% of their portfolioChangeShares change
1 MORGAN STANLEY 0.00% of their portfolio NEW YORK, NY 1,832,2351.8m $26.3m $26.3m 0.00% Reduced -58.3k -58,331
2 BANK OF AMERICA CORP /DE/ 0.00% of their portfolio CHARLOTTE, NC 1,098,9231.1m $15.8m $15.8m 0.00% Reduced -170.5k -170,488
3 RAYMOND JAMES FINANCIAL INC 0.00% of their portfolio ST. PETERSBURG, FL 732,417732.4k $10.5m $10.5m 0.00% Reduced -18.9k -18,936
4 Saba Capital Management, L.P. 0.28% of their portfolio NEW YORK, NY 712,188712.2k $10.2m $10.2m 0.28% Added +421.1k +421,086
5 GUGGENHEIM CAPITAL LLC 0.07% of their portfolio CHICAGO, IL 595,485595.5k $8.5m $8.5m 0.07% Added +20.8k +20,847
6 Invesco Ltd. 0.00% of their portfolio ATLANTA, GA 585,307585.3k $8.4m $8.4m 0.00% Reduced -10.8k -10,801
7 WELLS FARGO & COMPANY/MN 0.00% of their portfolio SAN FRANCISCO, CA 565,737565.7k $8.1m $8.1m 0.00% Reduced -143.4k -143,420
8 Cornerstone Advisors, LLC 0.23% of their portfolio ASHEVILLE, NC 472,330472.3k $6.8m $6.8m 0.23% Added +7.6k +7,633
9 Shaker Financial Services, LLC 2.44% of their portfolio Arlington, VA 459,536459.5k $6.7m $6.7m 2.44% Added +189.4k +189,389
10 UBS Group AG 0.00% of their portfolio ZURICH, V8 445,173445.2k $6.4m $6.4m 0.00% Reduced -51.2k -51,191
11 Capital Investment Advisors, LLC 0.11% of their portfolio ATLANTA, GA 390,082390.1k $6.0m $6.0m 0.11% Reduced -14.6k -14,645
12 Allspring Global Investments Holdings, LLC 0.01% of their portfolio CHARLOTTE, NC 353,986354.0k $5.1m $5.1m 0.01% Added +341.6k +341,587
13 AQR Arbitrage LLC 0.12% of their portfolio Greenwich, CT 350,287350.3k $5.0m $5.0m 0.12% Reduced -48.6k -48,562
14 WOLVERINE ASSET MANAGEMENT LLC 0.06% of their portfolio CHICAGO, IL 249,718249.7k $3.6m $3.6m 0.06% Added +26.3k +26,345
15 Thomas J. Herzfeld Advisors, Inc. 1.25% of their portfolio MIAMI BEACH, FL 244,209244.2k $3.5m $3.5m 1.25% Reduced -41.3k -41,327
16 ROYAL BANK OF CANADA 0.00% of their portfolio TORONTO, A6 198,420198.4k $2.8m $2.8m 0.00% Added +81.0k +81,044
17 LPL Financial LLC 0.00% of their portfolio FORT MILL, SC 196,371196.4k $2.8m $2.8m 0.00% Added +56.8k +56,814
18 Advisors Asset Management, Inc. 0.04% of their portfolio Monument, CO 161,386161.4k $2.3m $2.3m 0.04% Reduced -1.2k -1,213
19 1607 Capital Partners, LLC 0.19% of their portfolio Richmond, VA 159,611159.6k $2.3m $2.3m 0.19% Reduced -18.7k -18,695
20 MML INVESTORS SERVICES, LLC 0.00% of their portfolio SPRINGFIELD, MA 116,475116.5k $1.7m $1.7m 0.00% Reduced -6.9k -6,880
21 AMERIPRISE FINANCIAL INC 0.00% of their portfolio MINNEAPOLIS, MN 100,592100.6k $1.4m $1.4m 0.00% Added +13.6k +13,573
22 OSAIC HOLDINGS, INC. 0.00% of their portfolio SCOTTSDALE, AZ 94,56294.6k $1.4m $1.4m 0.00% Added +17.4k +17,445
23 ENVESTNET ASSET MANAGEMENT INC 0.00% of their portfolio Berwyn, PA 88,66688.7k $1.3m $1.3m 0.00% Reduced -2.9k -2,926
24 PARK AVENUE SECURITIES LLC 0.01% of their portfolio NEW YORK, NY 85,44285.4k $1.2m $1.2m 0.01% New
25 LANARK FINANCIAL, INC. 0.09% of their portfolio BIRMINGHAM, AL 78,24478.2k $1.1m $1.1m 0.09% Added +5.7k +5,670
26 Private Advisor Group, LLC 0.01% of their portfolio MORRISTOWN, NJ 78,08678.1k $1.1m $1.1m 0.01% Reduced -1.8k -1,829
27 Ionic Capital Management LLC 1.16% of their portfolio NEW YORK, NY 72,40772.4k $1.0m $1.0m 1.16% Unchanged
28 Integrated Wealth Concepts LLC 0.01% of their portfolio WALTHAM, MA 67,69267.7k $970.7k $970.7k 0.01% Reduced -529 -529
29 Cetera Investment Advisers 0.00% of their portfolio SCHAUMBURG, IL 61,07861.1k $875.9k $875.9k 0.00% Added +5.4k +5,389
30 &PARTNERS 0.01% of their portfolio NASHVILLE, TN 59,95860.0k $859.8k $859.8k 0.01% Added +31.0k +30,957
31 Shulman DeMeo Asset Management LLC 0.21% of their portfolio LAKE SUCCESS, NY 59,94459.9k $859.6k $859.6k 0.21% Reduced -78 -78
32 NewEdge Advisors, LLC 0.00% of their portfolio NEW ORLEANS, LA 50,62550.6k $726.0k $726.0k 0.00% Added +18.4k +18,402
33 BLUE BELL PRIVATE WEALTH MANAGEMENT, LLC 0.12% of their portfolio BLUE BELL, PA 48,45948.5k $694.9k $694.9k 0.12% Added +10.9k +10,887
34 STIFEL FINANCIAL CORP 0.00% of their portfolio ST. LOUIS, MO 47,94947.9k $687.6k $687.6k 0.00% Reduced -16.9k -16,865
35 Janney Montgomery Scott LLC 0.00% of their portfolio PHILADELPHIA, PA 46,87946.9k $672.0k $672.0k 0.00% Reduced -1.9k -1,927
36 Formidable Asset Management, LLC 0.10% of their portfolio CINCINNATI, OH 42,42242.4k $614.7k $614.7k 0.10% Unchanged
37 D.A. DAVIDSON & CO. 0.00% of their portfolio GREAT FALLS, MT 42,41442.4k $608.2k $608.2k 0.00% Reduced -370 -370
38 COMMONWEALTH EQUITY SERVICES, LLC 0.00% of their portfolio WALTHAM, MA 41,67641.7k $598.0k $598.0k 0.00% Reduced -100 -100
39 Dynamic Advisor Solutions LLC 0.02% of their portfolio PHOENIX, AZ 39,27539.3k $563.2k $563.2k 0.02% Reduced -5.7k -5,738
40 RPO LLC 1.31% of their portfolio Stamford, CT 39,27039.3k $563.1k $563.1k 1.31% Unchanged
41 CHOREO, LLC 0.01% of their portfolio ROCKFORD, IL 38,86238.9k $569.0k $569.0k 0.01% Reduced -1.3k -1,272
42 READYSTATE ASSET MANAGEMENT LP 0.02% of their portfolio CHICAGO, IL 37,51437.5k $538.0k $538.0k 0.02% Reduced -24.1k -24,112
43 Cambridge Investment Research Advisors, Inc. 0.00% of their portfolio FAIRFIELD, IA 37,49737.5k $538.0k $538.0k 0.00% Reduced -24.0k -23,963
44 Quantedge Capital Pte Ltd 0.47% of their portfolio Singapore, U0 36,10036.1k $517.7k $517.7k 0.47% Added +2.0k +2,000
45 Stolper Co 0.17% of their portfolio TULSA, OK 35,52435.5k $509.0k $509.0k 0.17% Added +2.6k +2,588
46 SCHNIEDERS CAPITAL MANAGEMENT LLC 0.08% of their portfolio PASADENA, CA 32,30032.3k $463.2k $463.2k 0.08% Reduced -500 -500
47 NATIONS FINANCIAL GROUP INC, /IA/ /ADV 0.03% of their portfolio CEDAR RAPIDS, IA 30,24930.2k $433.8k $433.8k 0.03% Reduced -3.6k -3,618
48 B. Riley Wealth Advisors, Inc. 0.02% of their portfolio MEMPHIS, TN 28,41428.4k $407.5k $407.5k 0.02% Reduced -9.6k -9,637
49 Institute for Wealth Management, LLC. 0.05% of their portfolio DENVER, CO 28,31528.3k $406.0k $406.0k 0.05% Unchanged
50 Diversify Advisory Services, LLC 0.01% of their portfolio SANDY, UT 26,24126.2k $377.1k $377.1k 0.01% Unchanged
51 WEDBUSH SECURITIES INC 0.01% of their portfolio PASADENA, CA 25,68125.7k $368.0k $368.0k 0.01% Added +131 +131
52 Leo Wealth, LLC 0.03% of their portfolio HURST, TX 23,00023.0k $329.8k $329.8k 0.03% Unchanged
53 Mariner, LLC 0.00% of their portfolio Overland Park, KS 21,07821.1k $302.3k $302.3k 0.00% Reduced -17.5k -17,497
54 SAGESPRING WEALTH PARTNERS, LLC 0.01% of their portfolio FRANKLIN, TN 20,96321.0k $300.6k $300.6k 0.01% Reduced -1.6k -1,623
55 Summit Financial, LLC 0.01% of their portfolio PARSIPPANY, NJ 19,00019.0k $278.0k $278.0k 0.01% New
56 Lido Advisors, LLC 0.00% of their portfolio Los Angeles, CA 18,43618.4k $269.9k $269.9k 0.00% New
57 Morey & Quinn Wealth Partners, LLC 0.19% of their portfolio OMAHA, NE 16,67616.7k $239.1k $239.1k 0.19% Reduced -779 -779
58 Calamos Advisors LLC 0.00% of their portfolio NAPERVILLE, IL 15,97916.0k $229.1k $229.1k 0.00% Reduced -1.4k -1,390
59 HighTower Advisors, LLC 0.00% of their portfolio CHICAGO, IL 15,97116.0k $229.0k $229.0k 0.00% New
60 PINNACLE ASSOCIATES LTD 0.00% of their portfolio NEW YORK, NY 15,01615.0k $215.3k $215.3k 0.00% Reduced -1.0k -1,000
61 INTEGRATED CAPITAL MANAGEMENT, INC. 0.16% of their portfolio JESSUP, PA 14,52814.5k $208.3k $208.3k 0.16% Added +467 +467
62 ACCREDITED INVESTOR SERVICES, LLC 0.16% of their portfolio ST. CLOUD, MN 14,47914.5k $207.6k $207.6k 0.16% Reduced -185 -185
63 Kingsview Wealth Management, LLC 0.00% of their portfolio GRANTS PASS, OR 14,47314.5k $207.5k $207.5k 0.00% Unchanged
64 NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO 0.00% of their portfolio MILWAUKEE, WI 14,34114.3k $205.6k $205.6k 0.00% Added +1.6k +1,582
65 Waverly Advisors, LLC 0.00% of their portfolio BIRMINGHAM, AL 13,86713.9k $198.9k $198.9k 0.00% Reduced -331 -331
66 Allworth Financial LP 0.00% of their portfolio FOLSOM, CA 13,43213.4k $192.6k $192.6k 0.00% New
67 Kestra Advisory Services, LLC 0.00% of their portfolio AUSTIN, TX 13,32713.3k $191.1k $191.1k 0.00% Added +613 +613
68 Kapstone Financial Advisors LLC 0.09% of their portfolio LEBANON, OH 12,66512.7k $181.6k $181.6k 0.09% New
69 PKS Advisory Services, LLC 0.04% of their portfolio ALBANY, NY 12,38712.4k $177.6k $177.6k 0.04% Reduced -25 -25
70 Geneos Wealth Management Inc. 0.00% of their portfolio ENGLEWOOD, CO 12,10912.1k $173.6k $173.6k 0.00% Reduced -15.1k -15,145
71 Merit Financial Group, LLC 0.00% of their portfolio ALPHARETTA, GA 11,90011.9k $170.6k $170.6k 0.00% Added +1.3k +1,259
72 VISTA INVESTMENT PARTNERS II, LLC 0.07% of their portfolio RICHMOND, IN 10,80010.8k $154.9k $154.9k 0.07% Unchanged
73 World Investment Advisors 0.00% of their portfolio LINCROFT, NJ 10,50010.5k $150.6k $150.6k 0.00% Reduced -1.0k -1,000
74 Wealth Preservation Advisors, LLC 0.07% of their portfolio CHATTANOOGA, TN 8,1908.2k $117.4k $117.4k 0.07% Unchanged
75 PFS Partners, LLC 0.05% of their portfolio MINE HILL, NJ 7,4017.4k $106.1k $106.1k 0.05% Added +152 +152
76 Fortitude Family Office, LLC 0.03% of their portfolio SCOTTSDALE, AZ 6,0606.1k $86.9k $86.9k 0.03% New
77 Larson Financial Group LLC 0.00% of their portfolio ST LOUIS, MO 6,0006.0k $86.0k $86.0k 0.00% Unchanged
78 PRIVATE TRUST CO NA 0.01% of their portfolio CLEVELAND, OH 5,2005.2k $74.6k $74.6k 0.01% Unchanged
79 EASTERN BANK 0.00% of their portfolio BOSTON, MA 5,0385.0k $72.2k $72.2k 0.00% Unchanged
80 COMERICA BANK 0.00% of their portfolio DALLAS, TX 4,3984.4k $63.1k $63.1k 0.00% Reduced -1.6k -1,575
81 TD PRIVATE CLIENT WEALTH LLC 0.00% of their portfolio NEW YORK, NY 3,5403.5k $50.8k $50.8k 0.00% Unchanged
82 Elequin Capital, LP 0.01% of their portfolio NEW YORK, NY 2,8572.9k $41.0k $41.0k 0.01% Added +2.0k +1,962
83 Marshall & Sterling Wealth Advisors Inc. 0.03% of their portfolio POUGHKEEPSIE, NY 2,8372.8k $40.7k $40.7k 0.03% Unchanged
84 FNY Investment Advisers, LLC 0.02% of their portfolio NEW YORK, NY 2,8002.8k $40.0k $40.0k 0.02% Unchanged
85 US BANCORP \DE\ 0.00% of their portfolio MINNEAPOLIS, MN 2,6482.6k $38.0k $38.0k 0.00% Unchanged
86 United Community Bank 0.01% of their portfolio GREENVILLE, SC 2,5502.5k $36.6k $36.6k 0.01% Unchanged
87 Wilmington Savings Fund Society, FSB 0.00% of their portfolio WILMINGTON, DE 2,5002.5k $35.9k $35.9k 0.00% Unchanged
88 CENTRAL TRUST Co 0.00% of their portfolio JEFFERSON CITY, MO 2,0002.0k $28.7k $28.7k 0.00% Unchanged
89 Sunbelt Securities, Inc. 0.00% of their portfolio HOUSTON, TX 2,0002.0k $30.1k $30.1k 0.00% Unchanged
90 Steward Partners Investment Advisory, LLC 0.00% of their portfolio STAMFORD, CT 1,8001.8k $25.8k $25.8k 0.00% Unchanged
91 SOA Wealth Advisors, LLC. 0.00% of their portfolio NEW YORK, NY 1,2081.2k $17.3k $17.3k 0.00% Added +25 +25
92 Costello Asset Management, INC 0.01% of their portfolio FEASTERVILLE, PA 1,1041.1k $15.8k $15.8k 0.01% Added +22 +22
93 WPG Advisers, LLC 0.01% of their portfolio BALTIMORE, MD 1,0081.0k $14.5k $14.5k 0.01% Reduced -545 -545
94 Ameritas Advisory Services, LLC 0.00% of their portfolio Lincoln, NE 805805 $11.5k $11.5k 0.00% New
95 PNC Financial Services Group, Inc. 0.00% of their portfolio Pittsburgh, PA 750750 $10.8k $10.8k 0.00% Unchanged
96 Smallwood Wealth Investment Management, LLC 0.01% of their portfolio RED BANK, NJ 662662 $9.5k $9.5k 0.01% Added +11 +11
97 GPS Wealth Strategies Group, LLC 0.00% of their portfolio CENTENNIAL, CO 550550 $7.9k $7.9k 0.00% Unchanged
98 NFSG Corp 0.00% of their portfolio BOCA RATON, FL 500500 $7.2k $7.2k 0.00% New
99 Iron Horse Wealth Management, LLC 0.00% of their portfolio JOHSTON, IA 311311 $4.5k $4.5k 0.00% Unchanged
100 Fourth Dimension Wealth, LLC 0.00% of their portfolio MIDDLEBURG HEIGHTS, OH 277277 $4.0k $4.0k 0.00% Unchanged