Vault-13

NUVEEN DOW 30 DYNMC OVERWRT

SHS · CUSIP 67075F105

87 institutional holders +4 vs Q1 2024
11,350,19911.4m shares reported held*
$159.1mreported value*
8 new 30 added 32 reduced 6 sold out net sold ≈ $37.4m (-2.7m shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once. Holder counts are more reliable. Implied quarter-end price ≈ $14.02.

Trends to Q2 2024

Institutional holders

Managers reporting a position, each quarter

050100Q3 22: 74Q4 22: 80Q1 23: 83Q2 23: 83Q3 23: 82Q4 23: 83Q1 24: 83Q2 24: 8787Q3 22Q1 23Q3 23Q1 24Q2 24
Numbers
QuarterHolders
Q3 202274
Q4 202280
Q1 202383
Q2 202383
Q3 202382
Q4 202383
Q1 202483
Q2 202487

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
50050Q4 22: 39 bought or addedQ4 22: 27 cut or sold outQ4 22Q1 23: 33 bought or addedQ1 23: 35 cut or sold outQ2 23: 40 bought or addedQ2 23: 39 cut or sold outQ2 23Q3 23: 37 bought or addedQ3 23: 33 cut or sold outQ4 23: 43 bought or addedQ4 23: 37 cut or sold outQ4 23Q1 24: 31 bought or addedQ1 24: 40 cut or sold outQ2 24: 38 bought or addedQ2 24: 38 cut or sold outQ2 24
Numbers
QuarterBought or addedCut or sold out
Q4 20223927
Q1 20233335
Q2 20234039
Q3 20233733
Q4 20234337
Q1 20243140
Q2 20243838

Biggest buyers

Saba Capital Management, L.P. New +98,516+98.5k
BANK OF AMERICA CORP /DE/ Added +71,605+71.6k
WOLVERINE ASSET MANAGEMENT LLC Added +69,092+69.1k
AQR Arbitrage LLC Added +60,995+61.0k
GUGGENHEIM CAPITAL LLC Added +51,955+52.0k
CHOREO, LLC New +30,469+30.5k
LPL Financial LLC Added +28,746+28.7k
Shaker Financial Services, LLC Added +27,140+27.1k
TWO SIGMA INVESTMENTS, LP New +25,139+25.1k
Quantedge Capital Pte Ltd Added +21,200+21.2k

Biggest sellers

MORGAN STANLEY Reduced -2,719,814-2.7m
STIFEL FINANCIAL CORP Reduced -113,814-113.8k
1607 Capital Partners, LLC Reduced -71,110-71.1k
OSAIC HOLDINGS, INC. Reduced -63,164-63.2k
SCHNIEDERS CAPITAL MANAGEMENT LLC Reduced -62,035-62.0k
Raymond James Financial Services Advisors, Inc. Reduced -44,706-44.7k
AMERIPRISE FINANCIAL INC Reduced -29,476-29.5k
Fisher Asset Management, LLC Sold out -26,182-26.2k
Atria Wealth Solutions, Inc. Reduced -25,048-25.0k
LANDSCAPE CAPITAL MANAGEMENT, L.L.C. Reduced -17,893-17.9k

Major shareholders (over 5%)

Anyone who owns more than 5% of a class of the company's shares has to say so: on Schedule 13D if they may try to influence or control the company, on 13G if they're a passive investor, and update it as the stake changes. Each holder's latest filing, from 19 Dec 2024 on; percentages are of the share class, as the holder worked them out.

No one currently above 5% in the filings since 19 Dec 2024.

Fell to 5% or below in the last year: FIRST TRUST PORTFOLIOS LP (4.7%, 2026-01-30)

Holders, Q2 2024

#ManagerLocationShares Value% of their portfolioChangeShares change
1 MORGAN STANLEY 0.00% of their portfolio NEW YORK, NY 1,400,3681.4m $19.6m $19.6m 0.00% Reduced -2.7m -2,719,814
2 BANK OF AMERICA CORP /DE/ 0.00% of their portfolio CHARLOTTE, NC 1,124,9301.1m $15.8m $15.8m 0.00% Added +71.6k +71,605
3 WELLS FARGO & COMPANY/MN 0.00% of their portfolio SAN FRANCISCO, CA 920,159920.2k $12.9m $12.9m 0.00% Added +10.3k +10,266
4 UBS Group AG 0.00% of their portfolio ZURICH, V8 794,506794.5k $11.1m $11.1m 0.00% Added +9.3k +9,325
5 Cornerstone Advisors, LLC 0.40% of their portfolio ASHEVILLE, NC 699,426699.4k $9.8m $9.8m 0.40% Unchanged
6 Raymond James Financial Services Advisors, Inc. 0.01% of their portfolio ST. PETERSBURG, FL 664,582664.6k $9.3m $9.3m 0.01% Reduced -44.7k -44,706
7 GUGGENHEIM CAPITAL LLC 0.06% of their portfolio CHICAGO, IL 601,217601.2k $8.4m $8.4m 0.06% Added +52.0k +51,955
8 Invesco Ltd. 0.00% of their portfolio ATLANTA, GA 577,166577.2k $8.1m $8.1m 0.00% Added +13.3k +13,263
9 1607 Capital Partners, LLC 0.68% of their portfolio Richmond, VA 542,253542.3k $7.6m $7.6m 0.68% Reduced -71.1k -71,110
10 AQR Arbitrage LLC 0.17% of their portfolio Greenwich, CT 464,760464.8k $6.5m $6.5m 0.17% Added +61.0k +60,995
11 Advisors Asset Management, Inc. 0.09% of their portfolio Monument, CO 325,185325.2k $4.6m $4.6m 0.09% Reduced -6.3k -6,264
12 WOLVERINE ASSET MANAGEMENT LLC 0.08% of their portfolio CHICAGO, IL 297,307297.3k $4.2m $4.2m 0.08% Added +69.1k +69,092
13 Thomas J. Herzfeld Advisors, Inc. 1.24% of their portfolio MIAMI BEACH, FL 253,231253.2k $3.5m $3.5m 1.24% Added +16.9k +16,941
14 Shaker Financial Services, LLC 1.26% of their portfolio Arlington, VA 218,389218.4k $3.1m $3.1m 1.26% Added +27.1k +27,140
15 LPL Financial LLC 0.00% of their portfolio FORT MILL, SC 137,410137.4k $1.9m $1.9m 0.00% Added +28.7k +28,746
16 ROYAL BANK OF CANADA 0.00% of their portfolio TORONTO, A6 131,872131.9k $1.8m $1.8m 0.00% Reduced -10.1k -10,060
17 Ionic Capital Management LLC 0.89% of their portfolio NEW YORK, NY 121,561121.6k $1.7m $1.7m 0.89% Unchanged
18 MML INVESTORS SERVICES, LLC 0.01% of their portfolio SPRINGFIELD, MA 109,810109.8k $1.5m $1.5m 0.01% Added +4.4k +4,449
19 LANDSCAPE CAPITAL MANAGEMENT, L.L.C. 0.12% of their portfolio Englewood, NJ 102,082102.1k $1.4m $1.4m 0.12% Reduced -17.9k -17,893
20 Saba Capital Management, L.P. 0.03% of their portfolio NEW YORK, NY 98,51698.5k $1.4m $1.4m 0.03% New
21 Private Advisor Group, LLC 0.01% of their portfolio MORRISTOWN, NJ 98,18498.2k $1.4m $1.4m 0.01% Reduced -5.3k -5,258
22 RAYMOND JAMES & ASSOCIATES 0.00% of their portfolio ST PETERSBURG, FL 90,95691.0k $1.3m $1.3m 0.00% Reduced -4.3k -4,264
23 ENVESTNET ASSET MANAGEMENT INC 0.00% of their portfolio Berwyn, PA 90,16890.2k $1.3m $1.3m 0.00% Added +548 +548
24 PARK AVENUE SECURITIES LLC 0.02% of their portfolio NEW YORK, NY 89,81889.8k $1.3m $1.3m 0.02% Added +561 +561
25 Integrated Wealth Concepts LLC 0.01% of their portfolio WALTHAM, MA 75,03675.0k $1.1m $1.1m 0.01% Reduced -5.7k -5,725
26 AMERIPRISE FINANCIAL INC 0.00% of their portfolio MINNEAPOLIS, MN 68,92668.9k $965.7k $965.7k 0.00% Reduced -29.5k -29,476
27 STIFEL FINANCIAL CORP 0.00% of their portfolio ST. LOUIS, MO 65,42965.4k $916.7k $916.7k 0.00% Reduced -113.8k -113,814
28 Shulman DeMeo Asset Management LLC 0.22% of their portfolio LAKE SUCCESS, NY 60,79760.8k $851.8k $851.8k 0.22% Reduced -47 -47
29 Cetera Investment Advisers 0.00% of their portfolio SCHAUMBURG, IL 60,29860.3k $844.8k $844.8k 0.00% Reduced -1.4k -1,367
30 Formidable Asset Management, LLC 0.14% of their portfolio CINCINNATI, OH 59,58359.6k $834.8k $834.8k 0.14% Added +174 +174
31 Janney Montgomery Scott LLC 0.00% of their portfolio PHILADELPHIA, PA 49,46849.5k $693.0k $693.0k 0.00% Added +11.0k +10,953
32 B. Riley Wealth Advisors, Inc. 0.02% of their portfolio MEMPHIS, TN 48,22248.2k $689.3k $689.3k 0.02% Added +3.3k +3,298
33 COMMONWEALTH EQUITY SERVICES, LLC 0.00% of their portfolio WALTHAM, MA 46,87946.9k $657.0k $657.0k 0.00% Reduced -1.3k -1,343
34 Cambridge Investment Research Advisors, Inc. 0.00% of their portfolio FAIRFIELD, IA 43,86743.9k $615.0k $615.0k 0.00% Added +2.8k +2,808
35 Dynamic Advisor Solutions LLC 0.02% of their portfolio PHOENIX, AZ 43,56343.6k $610.3k $610.3k 0.02% Added +1.9k +1,899
36 D.A. DAVIDSON & CO. 0.01% of their portfolio GREAT FALLS, MT 43,54143.5k $610.0k $610.0k 0.01% Reduced -3.5k -3,517
37 OSAIC HOLDINGS, INC. 0.00% of their portfolio SCOTTSDALE, AZ 42,79942.8k $599.6k $599.6k 0.00% Reduced -63.2k -63,164
38 SCHNIEDERS CAPITAL MANAGEMENT LLC 0.11% of their portfolio PASADENA, CA 38,05038.0k $533.1k $533.1k 0.11% Reduced -62.0k -62,035
39 NATIONS FINANCIAL GROUP INC, /IA/ /ADV 0.04% of their portfolio CEDAR RAPIDS, IA 35,26735.3k $494.1k $494.1k 0.04% Unchanged
40 Logan Stone Capital, LLC 0.12% of their portfolio CHICAGO, IL 32,91132.9k $461.1k $461.1k 0.12% Reduced -5.2k -5,169
41 Stolper Co 0.16% of their portfolio TULSA, OK 32,70732.7k $458.0k $458.0k 0.16% Added +1.2k +1,246
42 Quantedge Capital Pte Ltd 0.16% of their portfolio Singapore, U0 32,10032.1k $449.7k $449.7k 0.16% Added +21.2k +21,200
43 CHOREO, LLC 0.01% of their portfolio ROCKFORD, IL 30,46930.5k $426.6k $426.6k 0.01% New
44 Atria Wealth Solutions, Inc. 0.00% of their portfolio NEW YORK, NY 28,95028.9k $420.1k $420.1k 0.00% Reduced -25.0k -25,048
45 Institute for Wealth Management, LLC. 0.05% of their portfolio DENVER, CO 28,66028.7k $401.5k $401.5k 0.05% Reduced -146 -146
46 Diversify Advisory Services, LLC 0.02% of their portfolio SANDY, UT 26,89126.9k $375.1k $375.1k 0.02% Unchanged
47 NewEdge Advisors, LLC 0.00% of their portfolio NEW ORLEANS, LA 26,62926.6k $373.1k $373.1k 0.00% Added +5.4k +5,403
48 LANARK FINANCIAL, INC. 0.03% of their portfolio BIRMINGHAM, AL 26,09726.1k $365.0k $365.0k 0.03% Added +1.3k +1,308
49 WEDBUSH SECURITIES INC 0.01% of their portfolio PASADENA, CA 25,47425.5k $357.0k $357.0k 0.01% Added +7.5k +7,457
50 TWO SIGMA INVESTMENTS, LP 0.00% of their portfolio NEW YORK, NY 25,13925.1k $352.2k $352.2k 0.00% New
51 Leo Wealth, LLC 0.03% of their portfolio HURST, TX 23,00023.0k $322.2k $322.2k 0.03% Unchanged
52 RAYMOND JAMES TRUST N.A. 0.01% of their portfolio ST. PETERSBURG, FL 22,26422.3k $311.9k $311.9k 0.01% Unchanged
53 NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO 0.00% of their portfolio MILWAUKEE, WI 19,91419.9k $279.0k $279.0k 0.00% Reduced -628 -628
54 PINNACLE ASSOCIATES LTD 0.00% of their portfolio NEW YORK, NY 18,81618.8k $263.6k $263.6k 0.00% Reduced -100 -100
55 BLUE BELL PRIVATE WEALTH MANAGEMENT, LLC 0.05% of their portfolio BLUE BELL, PA 18,63018.6k $261.0k $261.0k 0.05% Added +3.3k +3,300
56 AlphaStar Capital Management, LLC 0.02% of their portfolio CORNELIUS, NC 17,94217.9k $251.4k $251.4k 0.02% Unchanged
57 Kingsview Wealth Management, LLC 0.01% of their portfolio GRANTS PASS, OR 15,82815.8k $221.7k $221.7k 0.01% Reduced -488 -488
58 Mariner, LLC 0.00% of their portfolio Overland Park, KS 14,99715.0k $210.1k $210.1k 0.00% Added +1.1k +1,068
59 INTEGRATED CAPITAL MANAGEMENT, INC. 0.17% of their portfolio JESSUP, PA 14,90114.9k $208.8k $208.8k 0.17% Added +1.8k +1,755
60 Sheaff Brock Investment Advisors, LLC 0.02% of their portfolio INDIANAPOLIS, IN 13,41513.4k $187.9k $187.9k 0.02% Unchanged
61 9258 Wealth Management, LLC 0.03% of their portfolio BLUE ASH, OH 11,73511.7k $164.4k $164.4k 0.03% Reduced -357 -357
62 Sanctuary Advisors, LLC 0.00% of their portfolio INDIANAPOLIS, IN 11,67311.7k $162.3k $162.3k 0.00% First filing
63 Kestra Advisory Services, LLC 0.00% of their portfolio AUSTIN, TX 11,66111.7k $163.4k $163.4k 0.00% Added +256 +256
64 TRUIST FINANCIAL CORP 0.00% of their portfolio CHARLOTTE, NC 10,96911.0k $153.7k $153.7k 0.00% Reduced -145 -145
65 GREAT VALLEY ADVISOR GROUP, INC. 0.00% of their portfolio WILMINGTON, DE 10,64010.6k $149.1k $149.1k 0.00% Reduced -3.0k -3,000
66 SUSQUEHANNA INTERNATIONAL GROUP, LLP 0.00% of their portfolio BALA CYNWYD, PA 10,60110.6k $148.5k $148.5k 0.00% Reduced -471 -471
67 NWF Advisory Services Inc. 0.02% of their portfolio Los Angeles, CA 10,39610.4k $145.6k $145.6k 0.02% Unchanged
68 PFS Partners, LLC 0.06% of their portfolio MINE HILL, NJ 6,8326.8k $95.7k $95.7k 0.06% Added +132 +132
69 COMERICA BANK 0.00% of their portfolio DALLAS, TX 5,5965.6k $78.4k $78.4k 0.00% Reduced -1.3k -1,325
70 PRIVATE TRUST CO NA 0.01% of their portfolio CLEVELAND, OH 5,2005.2k $72.9k $72.9k 0.01% Unchanged
71 LIBERTY ONE INVESTMENT MANAGEMENT, LLC 0.01% of their portfolio LIBERTYVILLE, IL 4,9474.9k $69.0k $69.0k 0.01% Reduced -1.2k -1,215
72 Avior Wealth Management, LLC 0.00% of their portfolio OMAHA, NE 3,7033.7k $51.9k $51.9k 0.00% Added +66 +66
73 US BANCORP \DE\ 0.00% of their portfolio MINNEAPOLIS, MN 2,6482.6k $37.1k $37.1k 0.00% Reduced -5.7k -5,676
74 United Community Bank 0.01% of their portfolio GREENVILLE, SC 2,5502.5k $35.7k $35.7k 0.01% New
75 Sunbelt Securities, Inc. 0.00% of their portfolio HOUSTON, TX 2,0002.0k $28.0k $28.0k 0.00% Unchanged
76 GPS Wealth Strategies Group, LLC 0.00% of their portfolio CENTENNIAL, CO 1,8561.9k $26.0k $26.0k 0.00% Reduced -467 -467
77 Larson Financial Group LLC 0.00% of their portfolio ST LOUIS, MO 1,8001.8k $25.2k $25.2k 0.00% New
78 Register Financial Advisors LLC 0.01% of their portfolio ATLANTA, GA 1,3801.4k $19.3k $19.3k 0.01% Unchanged
79 SOA Wealth Advisors, LLC. 0.00% of their portfolio NEW YORK, NY 1,1161.1k $15.6k $15.6k 0.00% Added +22 +22
80 PNC Financial Services Group, Inc. 0.00% of their portfolio Pittsburgh, PA 750750 $10.5k $10.5k 0.00% Reduced -6.0k -6,000
81 Coppell Advisory Solutions LLC 0.00% of their portfolio COPPELL, TX 335335 $4.7k $4.7k 0.00% First filing
82 CWM, LLC 0.00% of their portfolio OMAHA, NE 250250 $4.0k $4.0k 0.00% Unchanged
83 Farther Finance Advisors, LLC 0.00% of their portfolio SAN FRANCISCO, CA 111111 $1.6k $1.6k 0.00% New
84 WOLFF WIESE MAGANA LLC 0.00% of their portfolio CARSLBAD, CA 8888 $1.2k $1.2k 0.00% Unchanged
85 INTERNATIONAL ASSETS INVESTMENT MANAGEMENT, LLC 0.00% of their portfolio ORLANDO, FL 4646 $644 $644 0.00% New
86 FMR LLC 0.00% of their portfolio BOSTON, MA 11 $14 $14 0.00% New
87 CONCOURSE FINANCIAL GROUP SECURITIES, INC. 0.00% of their portfolio BIRMINGHAM, AL 00 $0 $0 0.00% Unchanged