Vault-13

NUVEEN DOW 30 DYNMC OVERWRT

SHS · CUSIP 67075F105

83 institutional holders +0 vs Q1 2023
9,252,0969.3m shares reported held*
$130.7mreported value*
13 new 27 added 26 reduced 13 sold out net bought ≈ $9.1m (+636.2k shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once. Holder counts are more reliable. Implied quarter-end price ≈ $14.13.

Trends to Q2 2023

Institutional holders

Managers reporting a position, each quarter

050100Q3 22: 74Q4 22: 80Q1 23: 83Q2 23: 8383Q3 22Q4 22Q1 23Q2 23
Numbers
QuarterHolders
Q3 202274
Q4 202280
Q1 202383
Q2 202383

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
40040Q4 22: 39 bought or addedQ4 22: 27 cut or sold outQ4 22Q1 23: 33 bought or addedQ1 23: 35 cut or sold outQ1 23Q2 23: 40 bought or addedQ2 23: 39 cut or sold outQ2 23
Numbers
QuarterBought or addedCut or sold out
Q4 20223927
Q1 20233335
Q2 20234039

Biggest buyers

BANK OF AMERICA CORP /DE/ Added +231,967+232.0k
Cornerstone Advisors, LLC New +194,870+194.9k
Thomas J. Herzfeld Advisors, Inc. New +187,047+187.0k
Shaker Financial Services, LLC Added +167,133+167.1k
WOLVERINE ASSET MANAGEMENT LLC Added +141,789+141.8k
Invesco Ltd. Added +83,910+83.9k
PARK AVENUE SECURITIES LLC New +80,979+81.0k
ENVESTNET ASSET MANAGEMENT INC Added +75,860+75.9k
AQR Arbitrage LLC New +47,388+47.4k
LANDSCAPE CAPITAL MANAGEMENT, L.L.C. Added +35,462+35.5k

Biggest sellers

MML INVESTORS SERVICES, LLC Reduced -392,765-392.8k
Cetera Investment Advisers Sold out -72,409-72.4k
Baird Financial Group, Inc. Sold out -68,379-68.4k
MORGAN STANLEY Reduced -56,327-56.3k
WELLS FARGO & COMPANY/MN Reduced -30,794-30.8k
Walleye Capital LLC Sold out -23,381-23.4k
Dynamic Advisor Solutions LLC Reduced -22,900-22.9k
MONEY CONCEPTS CAPITAL CORP Sold out -22,678-22.7k
AMERIPRISE FINANCIAL INC Reduced -19,722-19.7k
MERCER GLOBAL ADVISORS INC /ADV Sold out -16,620-16.6k

Major shareholders (over 5%)

Anyone who owns more than 5% of a class of the company's shares has to say so: on Schedule 13D if they may try to influence or control the company, on 13G if they're a passive investor, and update it as the stake changes. Each holder's latest filing, from 19 Dec 2024 on; percentages are of the share class, as the holder worked them out.

No one currently above 5% in the filings since 19 Dec 2024.

Fell to 5% or below in the last year: FIRST TRUST PORTFOLIOS LP (4.7%, 2026-01-30)

Holders, Q2 2023

#ManagerLocationShares Value% of their portfolioChangeShares change
1 MORGAN STANLEY 0.00% of their portfolio NEW YORK, NY 931,841931.8k $13.1m $13.1m 0.00% Reduced -56.3k -56,327
2 Raymond James Financial Services Advisors, Inc. 0.02% of their portfolio ST. PETERSBURG, FL 802,484802.5k $11.3m $11.3m 0.02% Added +13.9k +13,912
3 UBS Group AG 0.00% of their portfolio ZURICH, V8 798,147798.1k $11.3m $11.3m 0.00% Added +22.8k +22,752
4 BANK OF AMERICA CORP /DE/ 0.00% of their portfolio CHARLOTTE, NC 709,958710.0k $10.0m $10.0m 0.00% Added +232.0k +231,967
5 WELLS FARGO & COMPANY/MN 0.00% of their portfolio SAN FRANCISCO, CA 633,777633.8k $8.9m $8.9m 0.00% Reduced -30.8k -30,794
6 Invesco Ltd. 0.00% of their portfolio ATLANTA, GA 567,859567.9k $8.0m $8.0m 0.00% Added +83.9k +83,910
7 GUGGENHEIM CAPITAL LLC 0.06% of their portfolio CHICAGO, IL 550,708550.7k $7.8m $7.8m 0.06% Added +8.7k +8,689
8 Shaker Financial Services, LLC 2.70% of their portfolio Arlington, VA 429,758429.8k $6.2m $6.2m 2.70% Added +167.1k +167,133
9 Advisors Asset Management, Inc. 0.11% of their portfolio Monument, CO 388,371388.4k $5.5m $5.5m 0.11% Added +6.0k +5,986
10 WOLVERINE ASSET MANAGEMENT LLC 0.06% of their portfolio CHICAGO, IL 235,966236.0k $3.3m $3.3m 0.06% Added +141.8k +141,789
11 Cornerstone Advisors, LLC 0.13% of their portfolio ASHEVILLE, NC 194,870194.9k $2.7m $2.7m 0.13% New
12 Thomas J. Herzfeld Advisors, Inc. 1.05% of their portfolio MIAMI BEACH, FL 187,047187.0k $2.6m $2.6m 1.05% New
13 STIFEL FINANCIAL CORP 0.00% of their portfolio ST. LOUIS, MO 178,518178.5k $2.5m $2.5m 0.00% Reduced -1.5k -1,548
14 ROYAL BANK OF CANADA 0.00% of their portfolio TORONTO, A6 169,467169.5k $2.4m $2.4m 0.00% Added +16.2k +16,237
15 RAYMOND JAMES & ASSOCIATES 0.00% of their portfolio ST PETERSBURG, FL 158,852158.9k $2.2m $2.2m 0.00% Reduced -12.9k -12,935
16 AMERIPRISE FINANCIAL INC 0.00% of their portfolio MINNEAPOLIS, MN 156,043156.0k $2.2m $2.2m 0.00% Reduced -19.7k -19,722
17 LPL Financial LLC 0.00% of their portfolio FORT MILL, SC 152,960153.0k $2.2m $2.2m 0.00% Added +2.4k +2,368
18 MML INVESTORS SERVICES, LLC 0.01% of their portfolio SPRINGFIELD, MA 143,359143.4k $2.0m $2.0m 0.01% Reduced -392.8k -392,765
19 SCHNIEDERS CAPITAL MANAGEMENT LLC 0.38% of their portfolio PASADENA, CA 127,985128.0k $1.8m $1.8m 0.38% Added +2.6k +2,600
20 D.A. DAVIDSON & CO. 0.02% of their portfolio GREAT FALLS, MT 118,901118.9k $1.7m $1.7m 0.02% Added +7.3k +7,271
21 OSAIC HOLDINGS, INC. 0.00% of their portfolio SCOTTSDALE, AZ 117,964118.0k $1.7m $1.7m 0.00% Added +5.5k +5,513
22 Private Advisor Group, LLC 0.01% of their portfolio MORRISTOWN, NJ 109,804109.8k $1.5m $1.5m 0.01% Added +2.0k +2,014
23 Integrated Wealth Concepts LLC 0.02% of their portfolio WALTHAM, MA 97,40097.4k $1.4m $1.4m 0.02% Reduced -4.3k -4,252
24 ENVESTNET ASSET MANAGEMENT INC 0.00% of their portfolio Berwyn, PA 88,88888.9k $1.3m $1.3m 0.00% Added +75.9k +75,860
25 PARK AVENUE SECURITIES LLC 0.02% of their portfolio NEW YORK, NY 80,97981.0k $1.1m $1.1m 0.02% New
26 Formidable Asset Management, LLC 0.21% of their portfolio CINCINNATI, OH 68,86168.9k $972.0k $972.0k 0.21% Unchanged
27 Shulman DeMeo Asset Management LLC 0.26% of their portfolio LAKE SUCCESS, NY 61,19161.2k $863.4k $863.4k 0.26% Reduced -256 -256
28 Cambridge Investment Research Advisors, Inc. 0.00% of their portfolio FAIRFIELD, IA 58,41858.4k $824.0k $824.0k 0.00% Reduced -40 -40
29 LANDSCAPE CAPITAL MANAGEMENT, L.L.C. 0.11% of their portfolio Englewood, NJ 58,19858.2k $821.2k $821.2k 0.11% Added +35.5k +35,462
30 Atria Wealth Solutions, Inc. 0.01% of their portfolio NEW YORK, NY 50,60550.6k $728.6k $728.6k 0.01% Reduced -11.0k -10,970
31 COMMONWEALTH EQUITY SERVICES, LLC 0.00% of their portfolio WALTHAM, MA 49,79349.8k $703.0k $703.0k 0.00% Reduced -3.9k -3,898
32 AQR Arbitrage LLC 0.03% of their portfolio Greenwich, CT 47,38847.4k $668.6k $668.6k 0.03% New
33 NATIONS FINANCIAL GROUP INC, /IA/ /ADV 0.06% of their portfolio CEDAR RAPIDS, IA 45,95346.0k $648.4k $648.4k 0.06% Reduced -135 -135
34 B. Riley Wealth Advisors, Inc. 0.01% of their portfolio MEMPHIS, TN 43,58543.6k $627.5k $627.5k 0.01% Added +3.6k +3,590
35 Cetera Advisor Networks LLC 0.00% of their portfolio EL SEGUNDO, CA 37,31837.3k $526.6k $526.6k 0.00% Added +3.6k +3,570
36 RAYMOND JAMES TRUST N.A. 0.01% of their portfolio ST. PETERSBURG, FL 36,64836.6k $517.0k $517.0k 0.01% Unchanged
37 NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO 0.00% of their portfolio MILWAUKEE, WI 33,57833.6k $473.8k $473.8k 0.00% Reduced -798 -798
38 Janney Montgomery Scott LLC 0.00% of their portfolio PHILADELPHIA, PA 32,30532.3k $456.0k $456.0k 0.00% Added +1.2k +1,250
39 Institute for Wealth Management, LLC. 0.08% of their portfolio DENVER, CO 32,26432.3k $455.2k $455.2k 0.08% Reduced -130 -130
40 Kingsview Wealth Management, LLC 0.02% of their portfolio GRANTS PASS, OR 31,76631.8k $448.2k $448.2k 0.02% Reduced -500 -500
41 Stolper Co 0.18% of their portfolio TULSA, OK 30,72330.7k $434.0k $434.0k 0.18% Reduced -711 -711
42 DFPG INVESTMENTS, LLC 0.04% of their portfolio SANDY, UT 28,62528.6k $408.2k $408.2k 0.04% Unchanged
43 WEDBUSH SECURITIES INC 0.02% of their portfolio PASADENA, CA 24,71124.7k $349.0k $349.0k 0.02% Reduced -379 -379
44 LEO BROKERAGE, LLC 0.04% of their portfolio HURST, TX 23,00023.0k $324.5k $324.5k 0.04% Unchanged
45 PINNACLE ASSOCIATES LTD 0.01% of their portfolio NEW YORK, NY 20,95020.9k $295.6k $295.6k 0.01% Added +1.7k +1,745
46 Elequin Capital, LP 0.15% of their portfolio NEW YORK, NY 20,18220.2k $284.8k $284.8k 0.15% Added +9.6k +9,577
47 KEYBANK NATIONAL ASSOCIATION/OH 0.00% of their portfolio BROOKLYN, OH 20,00020.0k $282.2k $282.2k 0.00% Unchanged
48 AlphaStar Capital Management, LLC 0.03% of their portfolio CORNELIUS, NC 18,99719.0k $268.0k $268.0k 0.03% Added +3.7k +3,705
49 Dynamic Advisor Solutions LLC 0.01% of their portfolio PHOENIX, AZ 18,56018.6k $261.9k $261.9k 0.01% Reduced -22.9k -22,900
50 BDO Wealth Advisors, LLC 0.03% of their portfolio JACKSONVILLE, FL 17,90117.9k $252.6k $252.6k 0.03% Reduced -598 -598
51 1607 Capital Partners, LLC 0.02% of their portfolio Richmond, VA 17,75117.8k $250.5k $250.5k 0.02% New
52 9258 Wealth Management, LLC 0.04% of their portfolio BLUE ASH, OH 16,20316.2k $228.6k $228.6k 0.04% Reduced -984 -984
53 JPMORGAN CHASE & CO 0.00% of their portfolio NEW YORK, NY 15,10215.1k $213.1k $213.1k 0.00% Reduced -7.1k -7,116
54 Eudaimonia Partners, LLC 0.05% of their portfolio Winchester, TN 14,62114.6k $206.3k $206.3k 0.05% Added +262 +262
55 TRUIST FINANCIAL CORP 0.00% of their portfolio CHARLOTTE, NC 14,09814.1k $198.9k $198.9k 0.00% Added +4 +4
56 Sheaff Brock Investment Advisors, LLC 0.02% of their portfolio INDIANAPOLIS, IN 13,41013.4k $189.2k $189.2k 0.02% Unchanged
57 GREAT VALLEY ADVISOR GROUP, INC. 0.01% of their portfolio WILMINGTON, DE 12,69012.7k $179.1k $179.1k 0.01% Added +2.5k +2,490
58 Hennion & Walsh Asset Management, Inc. 0.01% of their portfolio Parsippany, NJ 12,61112.6k $178.0k $178.0k 0.01% Reduced -2 -2
59 INTEGRATED CAPITAL MANAGEMENT, INC. 0.15% of their portfolio JESSUP, PA 11,81111.8k $166.7k $166.7k 0.15% New
60 Kestra Advisory Services, LLC 0.00% of their portfolio AUSTIN, TX 11,76611.8k $166.0k $166.0k 0.00% New
61 BLUE BELL PRIVATE WEALTH MANAGEMENT, LLC 0.03% of their portfolio BLUE BELL, PA 8,7418.7k $123.3k $123.3k 0.03% New
62 LIBERTY ONE INVESTMENT MANAGEMENT, LLC 0.01% of their portfolio LIBERTYVILLE, IL 7,0027.0k $98.8k $98.8k 0.01% Reduced -1.2k -1,187
63 PNC Financial Services Group, Inc. 0.00% of their portfolio Pittsburgh, PA 6,7506.8k $95.2k $95.2k 0.00% Unchanged
64 FIFTH THIRD BANCORP 0.00% of their portfolio CINCINNATI, OH 6,3596.4k $89.7k $89.7k 0.00% Unchanged
65 Register Financial Advisors LLC 0.06% of their portfolio ATLANTA, GA 6,1466.1k $86.7k $86.7k 0.06% Unchanged
66 US BANCORP \DE\ 0.00% of their portfolio MINNEAPOLIS, MN 5,4735.5k $77.2k $77.2k 0.00% Unchanged
67 Princeton Global Asset Management LLC 0.02% of their portfolio PRINCETON, NJ 5,3705.4k $75.8k $75.8k 0.02% Reduced -1.5k -1,485
68 GPS Wealth Strategies Group, LLC 0.01% of their portfolio CENTENNIAL, CO 3,2123.2k $45.3k $45.3k 0.01% New
69 Avior Wealth Management, LLC 0.00% of their portfolio OMAHA, NE 3,1723.2k $44.8k $44.8k 0.00% Added +61 +61
70 NewEdge Advisors, LLC 0.00% of their portfolio NEW ORLEANS, LA 2,9302.9k $41.3k $41.3k 0.00% Unchanged
71 FNY Investment Advisers, LLC 0.05% of their portfolio NEW YORK, NY 2,8002.8k $39.0k $39.0k 0.05% Unchanged
72 BALDWIN WEALTH PARTNERS LLC/MA 0.00% of their portfolio Marion, MA 2,5922.6k $36.6k $36.6k 0.00% Unchanged
73 PRIVATE TRUST CO NA 0.00% of their portfolio CLEVELAND, OH 2,0002.0k $28.2k $28.2k 0.00% Unchanged
74 Sunbelt Securities, Inc. 0.00% of their portfolio HOUSTON, TX 2,0002.0k $28.2k $28.2k 0.00% Unchanged
75 Antonetti Capital Management LLC 0.03% of their portfolio NAPLES, FL 1,3381.3k $18.9k $18.9k 0.03% Unchanged
76 SOA Wealth Advisors, LLC. 0.00% of their portfolio NEW YORK, NY 1,0291.0k $14.5k $14.5k 0.00% Added +19 +19
77 AMERICAN NATIONAL BANK & TRUST 0.00% of their portfolio WICHITA FALLS, TX 941941 $13.3k $13.3k 0.00% Reduced -105 -105
78 Coppell Advisory Solutions LLC 0.00% of their portfolio COPPELL, TX 335335 $4.7k $4.7k 0.00% New
79 O'Dell Group, LLC 0.00% of their portfolio CINCINNATI, OH 313313 $4.4k $4.4k 0.00% New
80 WOLFF WIESE MAGANA LLC 0.00% of their portfolio CARSLBAD, CA 8888 $1.2k $1.2k 0.00% Unchanged
81 CWM, LLC 0.00% of their portfolio OMAHA, NE 1515 $0 $0 0.00% New
82 FMR LLC 0.00% of their portfolio BOSTON, MA 11 $14 $14 0.00% New
83 CONCOURSE FINANCIAL GROUP SECURITIES, INC. 0.00% of their portfolio BIRMINGHAM, AL 00 $0 $0 0.00% Reduced -125 -125