Vault-13

NUVEEN PFD & INCOME TERM FD XJPIX

COM · Closed-End Fund · CUSIP 67075A106

55 institutional holders +3 vs Q1 2025
2,697,8102.7m shares reported held*
$56.1mreported value*
8 new 11 added 18 reduced 7 sold out net bought ≈ $11.9m (+570.8k shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once. Holder counts are more reliable. Implied quarter-end price ≈ $20.79.

Trends to Q2 2025

Institutional holders

Managers reporting a position, each quarter

0255075Q3 22: 61Q4 22: 66Q1 23: 67Q2 23: 70Q3 23: 70Q4 23: 74Q1 24: 71Q2 24: 73Q3 24: 51Q4 24: 51Q1 25: 52Q2 25: 5555Q3 22Q2 23Q1 24Q4 24Q2 25
Numbers
QuarterHolders
Q3 202261
Q4 202266
Q1 202367
Q2 202370
Q3 202370
Q4 202374
Q1 202471
Q2 202473
Q3 202451
Q4 202451
Q1 202552
Q2 202555

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
50050Q3 23: 29 bought or addedQ3 23: 29 cut or sold outQ4 23: 37 bought or addedQ4 23: 27 cut or sold outQ4 23Q1 24: 27 bought or addedQ1 24: 32 cut or sold outQ2 24: 26 bought or addedQ2 24: 32 cut or sold outQ2 24Q3 24: 12 bought or addedQ3 24: 47 cut or sold outQ4 24: 20 bought or addedQ4 24: 20 cut or sold outQ4 24Q1 25: 20 bought or addedQ1 25: 22 cut or sold outQ2 25: 19 bought or addedQ2 25: 25 cut or sold outQ2 25
Numbers
QuarterBought or addedCut or sold out
Q3 20232929
Q4 20233727
Q1 20242732
Q2 20242632
Q3 20241247
Q4 20242020
Q1 20252022
Q2 20251925

Biggest buyers

MGO ONE SEVEN LLC New +376,929+376.9k
ROYAL BANK OF CANADA Added +154,749+154.7k
MORGAN STANLEY Added +114,708+114.7k
TRUIST FINANCIAL CORP Added +64,691+64.7k
BANK OF AMERICA CORP /DE/ Added +15,138+15.1k
HRT FINANCIAL LP New +12,585+12.6k
SILVER OAK SECURITIES, INCORPORATED New +11,196+11.2k
Concord Asset Management, LLC/VA New +10,605+10.6k
Sequoia Financial Advisors, LLC New +10,566+10.6k
Quantinno Capital Management LP New +9,820+9.8k

Biggest sellers

UBS Group AG Reduced -69,552-69.6k
Shaker Financial Services, LLC Sold out -34,732-34.7k
Cornerstone Advisory, LLC Reduced -29,547-29.5k
SUSQUEHANNA INTERNATIONAL GROUP, LLP Sold out -29,474-29.5k
Cambridge Investment Research Advisors, Inc. Sold out -15,227-15.2k
SIT INVESTMENT ASSOCIATES INC Sold out -8,375-8.4k
ENVESTNET ASSET MANAGEMENT INC Reduced -6,354-6.4k
Smith Asset Management Co., LLC Reduced -5,591-5.6k
LPL Financial LLC Reduced -5,261-5.3k
Geneos Wealth Management Inc. Reduced -3,867-3.9k

Major shareholders (over 5%)

Anyone who owns more than 5% of a class of the company's shares has to say so: on Schedule 13D if they may try to influence or control the company, on 13G if they're a passive investor, and update it as the stake changes. Each holder's latest filing, from 19 Dec 2024 on; percentages are of the share class, as the holder worked them out.

HolderStakeChangeShares Last filed
FIRST TRUST PORTFOLIOS LP 13G · institution new · filed 2025-04-23 5.4% new 761.8k 2025-04-23

Holders, Q2 2025

#ManagerLocationShares Value% of their portfolioChangeShares change
1 MGO ONE SEVEN LLC 0.25% of their portfolio Beachwood, OH 376,929376.9k $7.8m $7.8m 0.25% New
2 ROYAL BANK OF CANADA 0.00% of their portfolio TORONTO, A6 256,780256.8k $5.3m $5.3m 0.00% Added +154.7k +154,749
3 MORGAN STANLEY 0.00% of their portfolio NEW YORK, NY 252,821252.8k $5.3m $5.3m 0.00% Added +114.7k +114,708
4 Smith Asset Management Co., LLC 4.34% of their portfolio Chiefland, FL 241,976242.0k $5.0m $5.0m 4.34% Reduced -5.6k -5,591
5 TRUIST FINANCIAL CORP 0.01% of their portfolio CHARLOTTE, NC 217,961218.0k $4.5m $4.5m 0.01% Added +64.7k +64,691
6 WELLS FARGO & COMPANY/MN 0.00% of their portfolio SAN FRANCISCO, CA 145,686145.7k $3.0m $3.0m 0.00% Reduced -174 -174
7 BANK OF AMERICA CORP /DE/ 0.00% of their portfolio CHARLOTTE, NC 137,013137.0k $2.8m $2.8m 0.00% Added +15.1k +15,138
8 ENVESTNET ASSET MANAGEMENT INC 0.00% of their portfolio Berwyn, PA 129,067129.1k $2.7m $2.7m 0.00% Reduced -6.4k -6,354
9 RAYMOND JAMES FINANCIAL INC 0.00% of their portfolio ST. PETERSBURG, FL 100,031100.0k $2.1m $2.1m 0.00% Reduced -2.0k -2,034
10 LPL Financial LLC 0.00% of their portfolio FORT MILL, SC 95,62295.6k $2.0m $2.0m 0.00% Reduced -5.3k -5,261
11 UBS Group AG 0.00% of their portfolio ZURICH, V8 90,03790.0k $1.9m $1.9m 0.00% Reduced -69.6k -69,552
12 Chicago Partners Investment Group LLC 0.05% of their portfolio CHICAGO, IL 82,15082.2k $1.7m $1.7m 0.05% Added +1.0k +1,007
13 Cornerstone Advisory, LLC 0.17% of their portfolio HUNT VALLEY, MD 74,59574.6k $1.6m $1.6m 0.17% Reduced -29.5k -29,547
14 AMERIPRISE FINANCIAL INC 0.00% of their portfolio MINNEAPOLIS, MN 46,10846.1k $959.1k $959.1k 0.00% Added +4.4k +4,438
15 STIFEL FINANCIAL CORP 0.00% of their portfolio ST. LOUIS, MO 38,10038.1k $792.5k $792.5k 0.00% Reduced -2.7k -2,656
16 Sanctuary Advisors, LLC 0.00% of their portfolio INDIANAPOLIS, IN 37,72437.7k $784.7k $784.7k 0.00% Reduced -54 -54
17 OSAIC HOLDINGS, INC. 0.00% of their portfolio SCOTTSDALE, AZ 36,54836.5k $760.2k $760.2k 0.00% Reduced -582 -582
18 Everstar Asset Management, LLC 0.43% of their portfolio MOORESVILLE, NC 33,64133.6k $699.7k $699.7k 0.43% Reduced -3.0k -3,000
19 E&G Advisors, LLC 0.17% of their portfolio HOUSTON, TX 31,67731.7k $658.9k $658.9k 0.17% Reduced -1.0k -1,000
20 Cetera Investment Advisers 0.00% of their portfolio SCHAUMBURG, IL 29,64429.6k $616.6k $616.6k 0.00% Added +679 +679
21 Lido Advisors, LLC 0.00% of their portfolio Los Angeles, CA 22,79522.8k $477.9k $477.9k 0.00% Unchanged
22 KINGSWOOD WEALTH ADVISORS, LLC 0.04% of their portfolio SAN DIEGO, CA 22,18522.2k $461.4k $461.4k 0.04% Reduced -285 -285
23 Physician Wealth Advisors, Inc. 0.05% of their portfolio MIDVALE, UT 15,53915.5k $323.2k $323.2k 0.05% Unchanged
24 Wealthcare Advisory Partners LLC 0.01% of their portfolio WEST CHESTER, PA 15,52015.5k $322.8k $322.8k 0.01% Reduced -140 -140
25 DIVERSIFY WEALTH MANAGEMENT, LLC 0.02% of their portfolio SANDY, UT 14,96115.0k $307.1k $307.1k 0.02% Added +206 +206
26 WEDBUSH SECURITIES INC 0.01% of their portfolio PASADENA, CA 14,70014.7k $306.0k $306.0k 0.01% Reduced -300 -300
27 IHT Wealth Management, LLC 0.01% of their portfolio Chicago, IL 12,70312.7k $264.2k $264.2k 0.01% Reduced -101 -101
28 HRT FINANCIAL LP 0.00% of their portfolio NEW YORK, NY 12,58512.6k $261.0k $261.0k 0.00% New
29 DAYMARK WEALTH PARTNERS, LLC 0.01% of their portfolio CINCINNATI, OH 11,39111.4k $236.9k $236.9k 0.01% Unchanged
30 SILVER OAK SECURITIES, INCORPORATED 0.02% of their portfolio JACKSON, TN 11,19611.2k $232.9k $232.9k 0.02% New
31 Curi Capital, LLC 0.00% of their portfolio CHICAGO, IL 11,11411.1k $233.0k $233.0k 0.00% Unchanged
32 Concord Wealth Partners 0.03% of their portfolio ABINGDON, VA 10,60510.6k $220.6k $220.6k 0.03% Added +260 +260
33 Concord Asset Management, LLC/VA 0.03% of their portfolio ABINGDON, VA 10,60510.6k $220.6k $220.6k 0.03% New
34 Sequoia Financial Advisors, LLC 0.00% of their portfolio Akron, OH 10,56610.6k $219.8k $219.8k 0.00% New
35 Quantinno Capital Management LP 0.00% of their portfolio NEW YORK, NY 9,8209.8k $204.3k $204.3k 0.00% New
36 Wagner Wealth Management, LLC 0.05% of their portfolio GREENVILLE, SC 9,7279.7k $202.3k $202.3k 0.05% New
37 COMERICA BANK 0.00% of their portfolio DALLAS, TX 6,7906.8k $141.2k $141.2k 0.00% Unchanged
38 HARBOUR INVESTMENTS, INC. 0.00% of their portfolio MADISON, WI 3,8333.8k $79.7k $79.7k 0.00% Added +1.5k +1,514
39 Geneos Wealth Management Inc. 0.00% of their portfolio ENGLEWOOD, CO 3,0173.0k $62.8k $62.8k 0.00% Reduced -3.9k -3,867
40 HARBOR INVESTMENT ADVISORY, LLC 0.00% of their portfolio LUTHERVILLE, MD 2,5002.5k $52.0k $52.0k 0.00% Unchanged
41 Beacon Capital Management, LLC 0.01% of their portfolio FRANKLIN, TN 2,3792.4k $49.5k $49.5k 0.01% Unchanged
42 Opal Wealth Advisors, LLC 0.01% of their portfolio JERICHO, NY 2,0002.0k $41.6k $41.6k 0.01% Unchanged
43 Allworth Financial LP 0.00% of their portfolio FOLSOM, CA 1,6221.6k $33.7k $33.7k 0.00% Added +22 +22
44 PRINCIPAL SECURITIES, INC. 0.00% of their portfolio DES MOINES, IA 1,2501.2k $26.0k $26.0k 0.00% Reduced -180 -180
45 TCTC Holdings, LLC 0.00% of their portfolio DALLAS, TX 800800 $16.6k $16.6k 0.00% Unchanged
46 CoreCap Advisors, LLC 0.00% of their portfolio SOUTHFIELD, MI 700700 $14.6k $14.6k 0.00% Unchanged
47 AdvisorNet Financial, Inc 0.00% of their portfolio MINNETONKA, MN 666666 $13.9k $13.9k 0.00% Unchanged
48 FNY Investment Advisers, LLC 0.01% of their portfolio NEW YORK, NY 600600 $12.0k $12.0k 0.01% Unchanged
49 Ameritas Advisory Services, LLC 0.00% of their portfolio Lincoln, NE 500500 $10.4k $10.4k 0.00% New
50 Sunbelt Securities, Inc. 0.00% of their portfolio HOUSTON, TX 348348 $6.8k $6.8k 0.00% Unchanged
51 Global Retirement Partners, LLC 0.00% of their portfolio San Rafael, CA 333333 $6.9k $6.9k 0.00% First filing
52 UMB Bank, n.a. 0.00% of their portfolio Kansas City, MO 200200 $4.2k $4.2k 0.00% Not comparable
53 SALEM INVESTMENT COUNSELORS INC 0.00% of their portfolio WINSTON-SALEM, NC 150150 $3.1k $3.1k 0.00% Unchanged
54 HUNTINGTON NATIONAL BANK 0.00% of their portfolio COLUMBUS, OH 11 $21 $21 0.00% Unchanged
55 CONCOURSE FINANCIAL GROUP SECURITIES, INC. — of their portfolio BIRMINGHAM, AL 00 $0 $0 — Unchanged