Vault-13

NUVEEN PFD & INCOME TERM FD XJPIX

COM · Closed-End Fund · CUSIP 67075A106

73 institutional holders +2 vs Q1 2024
6,529,0756.5m shares reported held*
$127.1mreported value*
9 new 17 added 23 reduced 9 sold out net bought ≈ $7.4m (+380.9k shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once. Holder counts are more reliable. Implied quarter-end price ≈ $19.47.

Trends to Q2 2024

Institutional holders

Managers reporting a position, each quarter

0255075Q3 22: 61Q4 22: 66Q1 23: 67Q2 23: 70Q3 23: 70Q4 23: 74Q1 24: 71Q2 24: 7373Q3 22Q1 23Q3 23Q1 24Q2 24
Numbers
QuarterHolders
Q3 202261
Q4 202266
Q1 202367
Q2 202370
Q3 202370
Q4 202374
Q1 202471
Q2 202473

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
40040Q4 22: 31 bought or addedQ4 22: 25 cut or sold outQ4 22Q1 23: 30 bought or addedQ1 23: 26 cut or sold outQ2 23: 23 bought or addedQ2 23: 26 cut or sold outQ2 23Q3 23: 29 bought or addedQ3 23: 29 cut or sold outQ4 23: 37 bought or addedQ4 23: 27 cut or sold outQ4 23Q1 24: 27 bought or addedQ1 24: 32 cut or sold outQ2 24: 26 bought or addedQ2 24: 32 cut or sold outQ2 24
Numbers
QuarterBought or addedCut or sold out
Q4 20223125
Q1 20233026
Q2 20232326
Q3 20232929
Q4 20233727
Q1 20242732
Q2 20242632

Biggest buyers

Atlas Wealth LLC New +619,139+619.1k
JANE STREET GROUP, LLC Added +258,189+258.2k
Almitas Capital LLC Added +228,966+229.0k
ICON ADVISERS INC/CO New +87,119+87.1k
Yakira Capital Management, Inc. Added +41,691+41.7k
Bulldog Investors, LLP Added +35,833+35.8k
CSS LLC/IL Added +32,791+32.8k
SUSQUEHANNA INTERNATIONAL GROUP, LLP New +20,288+20.3k
UBS Group AG Added +17,997+18.0k
PUNCH & ASSOCIATES INVESTMENT MANAGEMENT, INC. Added +12,692+12.7k

Biggest sellers

MORGAN STANLEY Reduced -639,974-640.0k
SageView Advisory Group, LLC Sold out -117,921-117.9k
Cornerstone Advisory, LLC Reduced -60,851-60.9k
BANK OF AMERICA CORP /DE/ Reduced -53,879-53.9k
SIT INVESTMENT ASSOCIATES INC Reduced -39,428-39.4k
Curi Capital, LLC Sold out -13,659-13.7k
WELLS FARGO & COMPANY/MN Reduced -12,860-12.9k
Private Advisor Group, LLC Sold out -12,033-12.0k
DEUTSCHE BANK AG\ Sold out -10,152-10.2k
GUGGENHEIM CAPITAL LLC Reduced -9,781-9.8k

Major shareholders (over 5%)

Anyone who owns more than 5% of a class of the company's shares has to say so: on Schedule 13D if they may try to influence or control the company, on 13G if they're a passive investor, and update it as the stake changes. Each holder's latest filing, from 19 Dec 2024 on; percentages are of the share class, as the holder worked them out.

HolderStakeChangeShares Last filed
FIRST TRUST PORTFOLIOS LP 13G · institution new · filed 2025-04-23 5.4% new 761.8k 2025-04-23

Holders, Q2 2024

#ManagerLocationShares Value% of their portfolioChangeShares change
1 Atlas Wealth LLC 1.42% of their portfolio CINCINNATI, OH 619,139619.1k $12.1m $12.1m 1.42% New
2 SIT INVESTMENT ASSOCIATES INC 0.24% of their portfolio Minneapolis, MN 529,800529.8k $10.3m $10.3m 0.24% Reduced -39.4k -39,428
3 Cornerstone Advisory, LLC 1.42% of their portfolio HUNT VALLEY, MD 517,686517.7k $10.1m $10.1m 1.42% Reduced -60.9k -60,851
4 Almitas Capital LLC 4.06% of their portfolio SANTA MONICA, CA 501,903501.9k $9.8m $9.8m 4.06% Added +229.0k +228,966
5 JANE STREET GROUP, LLC 0.01% of their portfolio NEW YORK, NY 457,623457.6k $8.9m $8.9m 0.01% Added +258.2k +258,189
6 PUNCH & ASSOCIATES INVESTMENT MANAGEMENT, INC. 0.52% of their portfolio EDINA, MN 450,411450.4k $8.8m $8.8m 0.52% Added +12.7k +12,692
7 TRUIST FINANCIAL CORP 0.01% of their portfolio CHARLOTTE, NC 433,679433.7k $8.4m $8.4m 0.01% Added +9.6k +9,619
8 ENVESTNET ASSET MANAGEMENT INC 0.00% of their portfolio Berwyn, PA 348,709348.7k $6.8m $6.8m 0.00% Added +9.1k +9,093
9 STIFEL FINANCIAL CORP 0.01% of their portfolio ST. LOUIS, MO 246,161246.2k $4.8m $4.8m 0.01% Reduced -145 -145
10 RIVERNORTH CAPITAL MANAGEMENT, LLC 0.22% of their portfolio WEST PALM BEACH, FL 236,776236.8k $4.6m $4.6m 0.22% Unchanged
11 MORGAN STANLEY 0.00% of their portfolio NEW YORK, NY 203,188203.2k $4.0m $4.0m 0.00% Reduced -640.0k -639,974
12 WELLS FARGO & COMPANY/MN 0.00% of their portfolio SAN FRANCISCO, CA 184,683184.7k $3.6m $3.6m 0.00% Reduced -12.9k -12,860
13 COHEN & STEERS, INC. 0.01% of their portfolio NEW YORK, NY 173,899173.9k $3.4m $3.4m 0.01% Unchanged
14 UBS Group AG 0.00% of their portfolio ZURICH, V8 158,262158.3k $3.1m $3.1m 0.00% Added +18.0k +17,997
15 CSS LLC/IL 0.20% of their portfolio CHICAGO, IL 141,727141.7k $2.8m $2.8m 0.20% Added +32.8k +32,791
16 RAYMOND JAMES & ASSOCIATES 0.00% of their portfolio ST PETERSBURG, FL 116,334116.3k $2.3m $2.3m 0.00% Reduced -2.1k -2,139
17 LPL Financial LLC 0.00% of their portfolio FORT MILL, SC 105,069105.1k $2.0m $2.0m 0.00% Reduced -9.6k -9,567
18 ROYAL BANK OF CANADA 0.00% of their portfolio TORONTO, A6 87,51487.5k $1.7m $1.7m 0.00% Reduced -708 -708
19 ICON ADVISERS INC/CO 0.38% of their portfolio GREENWOOD VILLAGE, CO 87,11987.1k $1.7m $1.7m 0.38% New
20 Bulldog Investors, LLP 0.62% of their portfolio SADDLE BROOK, NJ 85,42485.4k $1.7m $1.7m 0.62% Added +35.8k +35,833
21 Chicago Partners Investment Group LLC 0.06% of their portfolio CHICAGO, IL 79,39079.4k $1.6m $1.6m 0.06% Added +3.1k +3,150
22 Janney Montgomery Scott LLC 0.00% of their portfolio PHILADELPHIA, PA 66,38466.4k $1.3m $1.3m 0.00% Reduced -133 -133
23 Integrated Wealth Concepts LLC 0.02% of their portfolio WALTHAM, MA 60,71860.7k $1.2m $1.2m 0.02% Reduced -4.2k -4,247
24 Yakira Capital Management, Inc. 0.43% of their portfolio Westport, CT 55,94255.9k $1.1m $1.1m 0.43% Added +41.7k +41,691
25 AMERIPRISE FINANCIAL INC 0.00% of their portfolio MINNEAPOLIS, MN 40,30540.3k $790.9k $790.9k 0.00% Added +4.2k +4,158
26 OSAIC HOLDINGS, INC. 0.00% of their portfolio SCOTTSDALE, AZ 39,08939.1k $760.3k $760.3k 0.00% Reduced -9.6k -9,605
27 E&G Advisors, LLC 0.22% of their portfolio HOUSTON, TX 38,22738.2k $743.5k $743.5k 0.22% Reduced -2.3k -2,300
28 Sanctuary Advisors, LLC 0.01% of their portfolio INDIANAPOLIS, IN 38,08738.1k $717.2k $717.2k 0.01% First filing
29 Cetera Investment Advisers 0.00% of their portfolio SCHAUMBURG, IL 36,90036.9k $717.7k $717.7k 0.00% Reduced -8.8k -8,846
30 Westchester Capital Management, LLC 0.03% of their portfolio VALHALLA, NY 35,64035.6k $693.2k $693.2k 0.03% Unchanged
31 Hennion & Walsh Asset Management, Inc. 0.03% of their portfolio Parsippany, NJ 34,40534.4k $669.2k $669.2k 0.03% Reduced -31 -31
32 KINGSWOOD WEALTH ADVISORS, LLC 0.05% of their portfolio SAN DIEGO, CA 27,02027.0k $525.5k $525.5k 0.05% Reduced -2.3k -2,300
33 BANK OF AMERICA CORP /DE/ 0.00% of their portfolio CHARLOTTE, NC 24,49324.5k $476.4k $476.4k 0.00% Reduced -53.9k -53,879
34 Steward Partners Investment Advisory, LLC 0.01% of their portfolio STAMFORD, CT 24,42624.4k $475.1k $475.1k 0.01% Reduced -2.8k -2,798
35 Lido Advisors, LLC 0.00% of their portfolio Los Angeles, CA 22,79522.8k $445.6k $445.6k 0.00% Unchanged
36 SUSQUEHANNA INTERNATIONAL GROUP, LLP 0.00% of their portfolio BALA CYNWYD, PA 20,28820.3k $394.6k $394.6k 0.00% New
37 NewEdge Advisors, LLC 0.00% of their portfolio NEW ORLEANS, LA 19,66519.7k $382.5k $382.5k 0.00% Added +2.4k +2,373
38 Wealthcare Advisory Partners LLC 0.01% of their portfolio WEST CHESTER, PA 18,05318.1k $351.1k $351.1k 0.01% Reduced -1.6k -1,561
39 WEDBUSH SECURITIES INC 0.01% of their portfolio PASADENA, CA 17,27417.3k $336.0k $336.0k 0.01% Added +1.7k +1,655
40 GUGGENHEIM CAPITAL LLC 0.00% of their portfolio CHICAGO, IL 16,44516.4k $319.9k $319.9k 0.00% Reduced -9.8k -9,781
41 Arete Wealth Advisors, LLC 0.03% of their portfolio CHICAGO, IL 15,73515.7k $306.0k $306.0k 0.03% Added +250 +250
42 Physician Wealth Advisors, Inc. 0.06% of their portfolio MIDVALE, UT 15,53915.5k $305.7k $305.7k 0.06% Unchanged
43 DAYMARK WEALTH PARTNERS, LLC 0.01% of their portfolio CINCINNATI, OH 12,94812.9k $251.8k $251.8k 0.01% Unchanged
44 M Holdings Securities, Inc. 0.03% of their portfolio PORTLAND, OR 10,51610.5k $205.0k $205.0k 0.03% New
45 KESTRA PRIVATE WEALTH SERVICES, LLC 0.00% of their portfolio AUSTIN, TX 10,39710.4k $202.2k $202.2k 0.00% Reduced -1.0k -1,035
46 IHT Wealth Management, LLC 0.01% of their portfolio Chicago, IL 10,31610.3k $200.6k $200.6k 0.01% Reduced -1.0k -1,020
47 Concord Wealth Partners 0.03% of their portfolio ABINGDON, VA 9,6749.7k $188.2k $188.2k 0.03% Added +147 +147
48 Beacon Capital Management, LLC 0.03% of their portfolio FRANKLIN, TN 8,0048.0k $155.7k $155.7k 0.03% Unchanged
49 COMERICA BANK 0.00% of their portfolio DALLAS, TX 6,7906.8k $132.1k $132.1k 0.00% Unchanged
50 INTERNATIONAL ASSETS INVESTMENT MANAGEMENT, LLC 0.01% of their portfolio ORLANDO, FL 3,7373.7k $72.7k $72.7k 0.01% New
51 HOLLENCREST CAPITAL MANAGEMENT 0.00% of their portfolio NEWPORT BEACH, CA 3,5403.5k $68.9k $68.9k 0.00% Unchanged
52 Geneos Wealth Management Inc. 0.00% of their portfolio ENGLEWOOD, CO 2,7132.7k $52.8k $52.8k 0.00% Unchanged
53 HARBOR INVESTMENT ADVISORY, LLC 0.01% of their portfolio LUTHERVILLE, MD 2,5002.5k $48.6k $48.6k 0.01% Unchanged
54 CENTRAL TRUST Co 0.00% of their portfolio JEFFERSON CITY, MO 2,1142.1k $41.1k $41.1k 0.00% Unchanged
55 HARBOUR INVESTMENTS, INC. 0.00% of their portfolio MADISON, WI 2,0342.0k $39.6k $39.6k 0.00% Added +9 +9
56 Opal Wealth Advisors, LLC 0.01% of their portfolio JERICHO, NY 2,0002.0k $38.9k $38.9k 0.01% New
57 HUNTINGTON NATIONAL BANK 0.00% of their portfolio COLUMBUS, OH 1,8281.8k $35.6k $35.6k 0.00% Reduced -250 -250
58 PRINCIPAL SECURITIES, INC. 0.00% of their portfolio DES MOINES, IA 1,4301.4k $27.8k $27.8k 0.00% Unchanged
59 WOLVERINE ASSET MANAGEMENT LLC 0.00% of their portfolio CHICAGO, IL 1,2201.2k $23.7k $23.7k 0.00% New
60 Allworth Financial LP 0.00% of their portfolio FOLSOM, CA 1,2161.2k $24.1k $24.1k 0.00% Added +24 +24
61 Hobbs Group Advisors, LLC 0.01% of their portfolio COLUMBIA, SC 1,0001.0k $19.4k $19.4k 0.01% First filing
62 Ashton Thomas Private Wealth, LLC 0.00% of their portfolio SCOTTSDALE, AZ 1,0001.0k $19.4k $19.4k 0.00% New
63 AdvisorNet Financial, Inc 0.00% of their portfolio MINNETONKA, MN 999999 $19.4k $19.4k 0.00% Unchanged
64 TCTC Holdings, LLC 0.00% of their portfolio DALLAS, TX 800800 $15.6k $15.6k 0.00% Unchanged
65 CoreCap Advisors, LLC 0.00% of their portfolio SOUTHFIELD, MI 700700 $13.6k $13.6k 0.00% Unchanged
66 TUCKER ASSET MANAGEMENT LLC 0.00% of their portfolio LITTLETON, CO 500500 $9.7k $9.7k 0.00% Unchanged
67 Sunbelt Securities, Inc. 0.00% of their portfolio HOUSTON, TX 300300 $5.8k $5.8k 0.00% Unchanged
68 Householder Group Estate & Retirement Specialist, LLC 0.00% of their portfolio SCOTTSDALE, AZ 250250 $4.0k $4.0k 0.00% Unchanged
69 BENJAMIN F. EDWARDS & COMPANY, INC. 0.00% of their portfolio ST. LOUIS, MO 200200 $4.0k $4.0k 0.00% Unchanged
70 SALEM INVESTMENT COUNSELORS INC 0.00% of their portfolio WINSTON-SALEM, NC 150150 $2.9k $2.9k 0.00% Unchanged
71 BALDWIN WEALTH PARTNERS LLC/MA 0.00% of their portfolio Marion, MA 100100 $1.9k $1.9k 0.00% New
72 FMR LLC 0.00% of their portfolio BOSTON, MA 11 $19 $19 0.00% Reduced -2 -2
73 CONCOURSE FINANCIAL GROUP SECURITIES, INC. 0.00% of their portfolio BIRMINGHAM, AL 00 $0 $0 0.00% Unchanged