Vault-13

NUVEEN MULTI ASSET INCOME FU NMAI

COM · Closed-End Fund · CUSIP 670750108

76 institutional holders -8 vs Q1 2026
5,869,6525.9m shares reported held*
$83.2mreported value*
5 new 29 added 20 reduced 13 sold out net sold ≈ $10.3m (-723.4k shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once. Holder counts are more reliable. Implied quarter-end price ≈ $14.17.

Trends to Q2 2026

Institutional holders

Managers reporting a position, each quarter

050100Q3 22: 73Q4 22: 77Q1 23: 74Q2 23: 72Q3 23: 68Q4 23: 66Q1 24: 70Q2 24: 64Q3 24: 65Q4 24: 68Q1 25: 65Q2 25: 68Q3 25: 73Q4 25: 84Q1 26: 84Q2 26: 7676Q3 22Q3 23Q3 24Q3 25Q2 26
Numbers
QuarterHolders
Q3 202273
Q4 202277
Q1 202374
Q2 202372
Q3 202368
Q4 202366
Q1 202470
Q2 202464
Q3 202465
Q4 202468
Q1 202565
Q2 202568
Q3 202573
Q4 202584
Q1 202684
Q2 202676

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
50050Q3 24: 22 bought or addedQ3 24: 31 cut or sold outQ4 24: 30 bought or addedQ4 24: 22 cut or sold outQ4 24Q1 25: 32 bought or addedQ1 25: 25 cut or sold outQ2 25: 33 bought or addedQ2 25: 19 cut or sold outQ2 25Q3 25: 41 bought or addedQ3 25: 19 cut or sold outQ4 25: 39 bought or addedQ4 25: 30 cut or sold outQ4 25Q1 26: 49 bought or addedQ1 26: 28 cut or sold outQ2 26: 34 bought or addedQ2 26: 33 cut or sold outQ2 26
Numbers
QuarterBought or addedCut or sold out
Q3 20242231
Q4 20243022
Q1 20253225
Q2 20253319
Q3 20254119
Q4 20253930
Q1 20264928
Q2 20263433

Biggest buyers

Navis Wealth Advisors, LLC New +213,038+213.0k
Cambridge Investment Research Advisors, Inc. Added +62,311+62.3k
Hennion & Walsh Asset Management, Inc. Added +45,899+45.9k
LPL Financial LLC Added +27,696+27.7k
Virtu Financial LLC New +24,457+24.5k
Penserra Capital Management LLC Added +21,430+21.4k
Advisors Asset Management, Inc. Added +20,764+20.8k
XTX Topco Ltd New +19,562+19.6k
UBS Group AG Added +19,527+19.5k
READYSTATE ASSET MANAGEMENT LP New +16,989+17.0k

Biggest sellers

Pathstone Holdings, LLC Reduced -558,200-558.2k
Heron Bay Capital Management Sold out -287,763-287.8k
MORGAN STANLEY Reduced -124,372-124.4k
ROYAL BANK OF CANADA Reduced -54,345-54.3k
Shaker Financial Services, LLC Sold out -42,232-42.2k
ENVESTNET ASSET MANAGEMENT INC Reduced -33,932-33.9k
MILLENNIUM MANAGEMENT LLC Reduced -26,286-26.3k
HRT FINANCIAL LP Sold out -26,210-26.2k
WOLVERINE ASSET MANAGEMENT LLC Sold out -25,897-25.9k
Cetera Investment Advisers Reduced -21,901-21.9k

Insider purchases and sales since 1 Apr 2026

Shares bought or sold by the company's own officers, directors and 10% owners, in the open market or privately, as they reported to the SEC on Form 4 (due within two business days of the trade). Grants, option exercises, shares withheld for tax and gifts aren't included.

Officers and directors buying vs selling

Number of people, by quarter (10% owners not included)

BuyingSelling
101Q4 24: 0 buyingQ4 24: 0 sellingQ1 25: 0 buyingQ1 25: 0 sellingQ1 25Q2 25: 0 buyingQ2 25: 0 sellingQ3 25: 0 buyingQ3 25: 0 sellingQ3 25Q4 25: 0 buyingQ4 25: 0 sellingQ1 26: 1 buyingQ1 26: 0 sellingQ1 26Q2 26: 0 buyingQ2 26: 0 sellingQ3 26: 0 buyingQ3 26: 0 sellingQ3 26
Numbers
QuarterBuyingBoughtSellingSoldSold under a plan
Q4 20240—0——
Q1 20250—0——
Q2 20250—0——
Q3 20250—0——
Q4 20250—0——
Q1 20261$1.0k0——
Q2 20260—0——
Q3 20260—0——

None reported since 1 Apr 2026.

Holders, Q2 2026

#ManagerLocationShares Value% of their portfolioChangeShares change
1 MORGAN STANLEY 0.00% of their portfolio NEW YORK, NY 863,331863.3k $12.2m $12.2m 0.00% Reduced -124.4k -124,372
2 UBS Group AG 0.00% of their portfolio ZURICH, V8 690,881690.9k $9.8m $9.8m 0.00% Added +19.5k +19,527
3 Penserra Capital Management LLC 0.06% of their portfolio ORINDA, CA 561,723561.7k $8.0m $8.0m 0.06% Added +21.4k +21,430
4 Pathstone Holdings, LLC 0.02% of their portfolio ENGLEWOOD, NJ 502,864502.9k $7.1m $7.1m 0.02% Reduced -558.2k -558,200
5 LPL Financial LLC 0.00% of their portfolio FORT MILL, SC 451,617451.6k $6.4m $6.4m 0.00% Added +27.7k +27,696
6 Advisors Asset Management, Inc. 0.06% of their portfolio Monument, CO 255,802255.8k $3.6m $3.6m 0.06% Added +20.8k +20,764
7 STIFEL FINANCIAL CORP 0.00% of their portfolio ST. LOUIS, MO 228,667228.7k $3.2m $3.2m 0.00% Added +11.6k +11,584
8 Navis Wealth Advisors, LLC 1.14% of their portfolio RYE BROOK, NY 213,038213.0k $3.0m $3.0m 1.14% New
9 ROYAL BANK OF CANADA 0.00% of their portfolio TORONTO, A6 185,846185.8k $2.6m $2.6m 0.00% Reduced -54.3k -54,345
10 D.A. DAVIDSON & CO. 0.01% of their portfolio GREAT FALLS, MT 144,737144.7k $2.1m $2.1m 0.01% Added +13.5k +13,507
11 Cetera Investment Advisers 0.00% of their portfolio SCHAUMBURG, IL 116,910116.9k $1.7m $1.7m 0.00% Reduced -21.9k -21,901
12 Cambridge Investment Research Advisors, Inc. 0.00% of their portfolio FAIRFIELD, IA 116,540116.5k $1.7m $1.7m 0.00% Added +62.3k +62,311
13 FIRST TRUST ADVISORS LP 0.00% of their portfolio Wheaton, IL 116,430116.4k $1.6m $1.6m 0.00% Added +3.6k +3,609
14 Hennion & Walsh Asset Management, Inc. 0.04% of their portfolio Parsippany, NJ 96,34096.3k $1.4m $1.4m 0.04% Added +45.9k +45,899
15 BANK OF AMERICA CORP /DE/ 0.00% of their portfolio CHARLOTTE, NC 90,90790.9k $1.3m $1.3m 0.00% Added +3.7k +3,745
16 RAYMOND JAMES FINANCIAL INC 0.00% of their portfolio ST. PETERSBURG, FL 86,03686.0k $1.2m $1.2m 0.00% Added +2.1k +2,131
17 OSAIC HOLDINGS, INC. 0.00% of their portfolio SCOTTSDALE, AZ 83,51883.5k $1.2m $1.2m 0.00% Added +3.7k +3,678
18 Closed-End Fund Advisors, Inc. 0.89% of their portfolio RICHMOND, VA 64,36164.4k $912.0k $912.0k 0.89% Added +1.5k +1,531
19 Calamos Advisors LLC 0.00% of their portfolio NAPERVILLE, IL 62,05162.1k $879.3k $879.3k 0.00% Added +4.1k +4,137
20 Rockefeller Capital Management L.P. 0.00% of their portfolio NEW YORK, NY 58,75758.8k $832.6k $832.6k 0.00% Unchanged
21 EVOLVE PRIVATE WEALTH, LLC 0.05% of their portfolio LOS ANGELES, CA 54,25954.3k $775.1k $775.1k 0.05% Reduced -2.7k -2,703
22 JPMORGAN CHASE & CO 0.00% of their portfolio NEW YORK, NY 53,04153.0k $742.6k $742.6k 0.00% Added +1.2k +1,164
23 PMG Family Office LLC 0.62% of their portfolio PLANO, TX 47,24247.2k $674.9k $674.9k 0.62% Added +1.3k +1,316
24 NWF Advisory Services Inc. 0.06% of their portfolio Los Angeles, CA 45,41145.4k $643.5k $643.5k 0.06% Added +1.9k +1,850
25 HUB Investment Partners, LLC 0.01% of their portfolio AUSTIN, TX 44,54244.5k $631.2k $631.2k 0.01% Added +590 +590
26 Advisory Services Network, LLC 0.01% of their portfolio ATLANTA, GA 44,39144.4k $629.0k $629.0k 0.01% Added +5.6k +5,617
27 Janney Montgomery Scott LLC 0.00% of their portfolio PHILADELPHIA, PA 43,28343.3k $613.0k $613.0k 0.00% Added +3.9k +3,877
28 NewEdge Advisors, LLC 0.00% of their portfolio NEW ORLEANS, LA 36,81436.8k $521.7k $521.7k 0.00% Reduced -2.6k -2,633
29 MILLENNIUM MANAGEMENT LLC 0.00% of their portfolio NEW YORK, NY 32,52332.5k $460.9k $460.9k 0.00% Reduced -26.3k -26,286
30 BLUE BELL PRIVATE WEALTH MANAGEMENT, LLC 0.05% of their portfolio BLUE BELL, PA 31,00131.0k $439.3k $439.3k 0.05% Reduced -500 -500
31 Gladstone Institutional Advisory LLC 0.01% of their portfolio Bedminster, NJ 30,00030.0k $425.1k $425.1k 0.01% Unchanged
32 COMMONWEALTH EQUITY SERVICES, LLC 0.00% of their portfolio WALTHAM, MA 29,78529.8k $422.1k $422.1k 0.00% Added +188 +188
33 Invesco Ltd. 0.00% of their portfolio ATLANTA, GA 28,77328.8k $407.7k $407.7k 0.00% Added +499 +499
34 SILVERLAKE WEALTH MANAGEMENT LLC 0.07% of their portfolio WILLISTON, VT 27,47927.5k $389.4k $389.4k 0.07% Unchanged
35 MELFA WEALTH MANAGEMENT, INC. 0.21% of their portfolio WESTBOROUGH, MA 27,30527.3k $386.9k $386.9k 0.21% Unchanged
36 HighTower Advisors, LLC 0.00% of their portfolio CHICAGO, IL 25,82825.8k $366.0k $366.0k 0.00% Unchanged
37 Fortitude Advisory Group L.L.C. 0.14% of their portfolio GIG HARBOR, WA 25,65825.7k $363.6k $363.6k 0.14% Added +3.0k +3,040
38 INTERNATIONAL ASSETS INVESTMENT MANAGEMENT, LLC 0.02% of their portfolio ORLANDO, FL 24,98425.0k $350.8k $350.8k 0.02% Added +4.5k +4,515
39 Virtu Financial LLC 0.01% of their portfolio New York, NY 24,45724.5k $347.0k $347.0k 0.01% New
40 XTX Topco Ltd 0.00% of their portfolio LONDON, X0 19,56219.6k $277.2k $277.2k 0.00% New
41 Private Advisor Group, LLC 0.00% of their portfolio MORRISTOWN, NJ 19,13919.1k $271.2k $271.2k 0.00% Reduced -21.6k -21,617
42 MML INVESTORS SERVICES, LLC 0.00% of their portfolio SPRINGFIELD, MA 17,16417.2k $243.2k $243.2k 0.00% Unchanged
43 READYSTATE ASSET MANAGEMENT LP 0.01% of their portfolio CHICAGO, IL 16,98917.0k $240.7k $240.7k 0.01% New
44 Kestra Advisory Services, LLC 0.00% of their portfolio AUSTIN, TX 16,55816.6k $234.6k $234.6k 0.00% Reduced -570 -570
45 Koshinski Asset Management, Inc. 0.01% of their portfolio DECATUR, IL 16,20916.2k $229.7k $229.7k 0.01% Unchanged
46 Kovack Advisors, Inc. 0.01% of their portfolio FT. LAUDERDALE, FL 12,75512.8k $179.3k $179.3k 0.01% New
47 Merit Financial Group, LLC 0.00% of their portfolio ALPHARETTA, GA 11,33811.3k $160.7k $160.7k 0.00% Reduced -1.3k -1,341
48 KESTRA PRIVATE WEALTH SERVICES, LLC 0.00% of their portfolio AUSTIN, TX 11,31411.3k $160.3k $160.3k 0.00% Reduced -2.3k -2,290
49 Integrated Wealth Concepts LLC 0.00% of their portfolio WALTHAM, MA 11,00011.0k $155.9k $155.9k 0.00% Reduced -10.8k -10,780
50 ENVESTNET ASSET MANAGEMENT INC 0.00% of their portfolio Berwyn, PA 10,51510.5k $149.0k $149.0k 0.00% Reduced -33.9k -33,932
51 Advisor OS, LLC 0.01% of their portfolio CHICAGO, IL 10,38910.4k $147.2k $147.2k 0.01% Unchanged
52 Allworth Financial LP 0.00% of their portfolio FOLSOM, CA 4,5104.5k $63.9k $63.9k 0.00% Added +3.5k +3,459
53 Towne Trust Company, N.A 0.02% of their portfolio NEWPORT NEWS, VA 4,1004.1k $58.1k $58.1k 0.02% Unchanged
54 Atlantic Union Bankshares Corp 0.00% of their portfolio GLEN ALLEN, VA 3,0513.1k $43.2k $43.2k 0.00% Unchanged
55 Steward Partners Investment Advisory, LLC 0.00% of their portfolio STAMFORD, CT 2,6842.7k $38.0k $38.0k 0.00% Unchanged
56 Cassaday & Co Wealth Management LLC 0.00% of their portfolio MCLEAN, VA 2,5042.5k $35.5k $35.5k 0.00% Unchanged
57 WELLS FARGO & COMPANY/MN 0.00% of their portfolio SAN FRANCISCO, CA 1,9672.0k $27.9k $27.9k 0.00% Added +875 +875
58 Farther Finance Advisors, LLC 0.00% of their portfolio SAN FRANCISCO, CA 1,4081.4k $20.0k $20.0k 0.00% Unchanged
59 Keating Financial Advisory Services, Inc. 0.00% of their portfolio MANHATTAN, KS 1,2971.3k $18.4k $18.4k 0.00% Unchanged
60 Axiom Investment Management LLC 0.01% of their portfolio NEW YORK, NY 1,2181.2k $17.3k $17.3k 0.01% Unchanged
61 Thomas J. Herzfeld Advisors, Inc. 0.00% of their portfolio MIAMI BEACH, FL 1,0131.0k $14.4k $14.4k 0.00% Added +115 +115
62 HARBOUR INVESTMENTS, INC. 0.00% of their portfolio MADISON, WI 1,0001.0k $14.2k $14.2k 0.00% Added +775 +775
63 FNY Investment Advisers, LLC 0.01% of their portfolio NEW YORK, NY 1,0001.0k $14.0k $14.0k 0.01% Unchanged
64 Global Retirement Partners, LLC 0.00% of their portfolio San Rafael, CA 764764 $10.8k $10.8k 0.00% First filing
65 N.E.W. Advisory Services LLC 0.00% of their portfolio DE PERE, WI 728728 $10.3k $10.3k 0.00% Reduced -910 -910
66 CoreCap Advisors, LLC 0.00% of their portfolio SOUTHFIELD, MI 455455 $6.4k $6.4k 0.00% Unchanged
67 DELTA ASSET MANAGEMENT LLC/TN 0.00% of their portfolio MEMPHIS, TN 400400 $5.7k $5.7k 0.00% Unchanged
68 Geneos Wealth Management Inc. 0.00% of their portfolio ENGLEWOOD, CO 381381 $5.4k $5.4k 0.00% Unchanged
69 Measured Wealth Private Client Group, LLC 0.00% of their portfolio PORTSMOUTH, NH 364364 $5.2k $5.2k 0.00% Unchanged
70 Pinnacle Wealth Planning Services, Inc. 0.00% of their portfolio MANSFIELD, OH 222222 $3.1k $3.1k 0.00% Reduced -313 -313
71 HIGHLINE WEALTH PARTNERS LLC 0.00% of their portfolio SHERMAN OAKS, CA 178178 $2.5k $2.5k 0.00% Reduced -47 -47
72 WPG Advisers, LLC 0.00% of their portfolio BALTIMORE, MD 140140 $2.0k $2.0k 0.00% Reduced -95 -95
73 SIGNATUREFD, LLC 0.00% of their portfolio ATLANTA, GA 122122 $1.7k $1.7k 0.00% Added +58 +58
74 BlackRock, Inc. 0.00% of their portfolio New York, NY 5858 $822 $822 0.00% Reduced -28 -28
75 FIFTH THIRD BANCORP 0.00% of their portfolio CINCINNATI, OH 2222 $312 $312 0.00% Reduced -3.3k -3,264
76 CITIGROUP INC 0.00% of their portfolio NEW YORK, NY 22 $28 $28 0.00% Unchanged