Vault-13

NUVEEN MULTI ASSET INCOME FU NMAI

COM · Closed-End Fund · CUSIP 670750108

68 institutional holders +3 vs Q1 2025
7,908,7637.9m shares reported held*
$99.9mreported value*
9 new 24 added 14 reduced 5 sold out net sold ≈ $1.1m (-87.7k shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once. Holder counts are more reliable. Implied quarter-end price ≈ $12.63.

Trends to Q2 2025

Institutional holders

Managers reporting a position, each quarter

050100Q3 22: 73Q4 22: 77Q1 23: 74Q2 23: 72Q3 23: 68Q4 23: 66Q1 24: 70Q2 24: 64Q3 24: 65Q4 24: 68Q1 25: 65Q2 25: 6868Q3 22Q2 23Q1 24Q4 24Q2 25
Numbers
QuarterHolders
Q3 202273
Q4 202277
Q1 202374
Q2 202372
Q3 202368
Q4 202366
Q1 202470
Q2 202464
Q3 202465
Q4 202468
Q1 202565
Q2 202568

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
40040Q3 23: 25 bought or addedQ3 23: 34 cut or sold outQ4 23: 30 bought or addedQ4 23: 31 cut or sold outQ4 23Q1 24: 35 bought or addedQ1 24: 29 cut or sold outQ2 24: 23 bought or addedQ2 24: 27 cut or sold outQ2 24Q3 24: 22 bought or addedQ3 24: 31 cut or sold outQ4 24: 30 bought or addedQ4 24: 22 cut or sold outQ4 24Q1 25: 32 bought or addedQ1 25: 25 cut or sold outQ2 25: 33 bought or addedQ2 25: 19 cut or sold outQ2 25
Numbers
QuarterBought or addedCut or sold out
Q3 20232534
Q4 20233031
Q1 20243529
Q2 20242327
Q3 20242231
Q4 20243022
Q1 20253225
Q2 20253319

Biggest buyers

WOLVERINE ASSET MANAGEMENT LLC Added +187,332+187.3k
ROYAL BANK OF CANADA Added +159,156+159.2k
MORGAN STANLEY Added +133,964+134.0k
Rockefeller Capital Management L.P. Added +69,251+69.3k
JPMORGAN CHASE & CO Added +44,874+44.9k
LPL Financial LLC Added +31,429+31.4k
Penserra Capital Management LLC Added +27,086+27.1k
D.A. DAVIDSON & CO. Added +14,213+14.2k
Merit Financial Group, LLC New +13,045+13.0k
DYMON ASIA CAPITAL (SINGAPORE) PTE. LTD. New +12,982+13.0k

Biggest sellers

Saba Capital Management, L.P. Reduced -606,550-606.5k
Pathstone Holdings, LLC Reduced -78,981-79.0k
SFG Wealth Management, LLC. Sold out -58,300-58.3k
JANE STREET GROUP, LLC Sold out -33,833-33.8k
Heron Bay Capital Management Reduced -24,424-24.4k
WELLS FARGO & COMPANY/MN Reduced -12,511-12.5k
Cetera Investment Advisers Reduced -12,092-12.1k
Avior Wealth Management, LLC Reduced -12,009-12.0k
Walleye Capital LLC Reduced -10,685-10.7k
SUSQUEHANNA INTERNATIONAL GROUP, LLP Sold out -10,352-10.4k

Insider purchases and sales in Q2 2025

Shares bought or sold by the company's own officers, directors and 10% owners, in the open market or privately, as they reported to the SEC on Form 4 (due within two business days of the trade). Grants, option exercises, shares withheld for tax and gifts aren't included.

None reported in Q2 2025.

Holders, Q2 2025

#ManagerLocationShares Value% of their portfolioChangeShares change
1 Saba Capital Management, L.P. 0.61% of their portfolio NEW YORK, NY 1,771,5631.8m $22.4m $22.4m 0.61% Reduced -606.5k -606,550
2 Penserra Capital Management LLC 0.16% of their portfolio ORINDA, CA 916,790916.8k $11.6m $11.6m 0.16% Added +27.1k +27,086
3 Pathstone Holdings, LLC 0.04% of their portfolio ENGLEWOOD, NJ 783,915783.9k $9.9m $9.9m 0.04% Reduced -79.0k -78,981
4 MORGAN STANLEY 0.00% of their portfolio NEW YORK, NY 781,928781.9k $9.9m $9.9m 0.00% Added +134.0k +133,964
5 UBS Group AG 0.00% of their portfolio ZURICH, V8 583,174583.2k $7.4m $7.4m 0.00% Added +7.5k +7,521
6 WOLVERINE ASSET MANAGEMENT LLC 0.09% of their portfolio CHICAGO, IL 406,739406.7k $5.1m $5.1m 0.09% Added +187.3k +187,332
7 LPL Financial LLC 0.00% of their portfolio FORT MILL, SC 302,941302.9k $3.8m $3.8m 0.00% Added +31.4k +31,429
8 Heron Bay Capital Management 0.72% of their portfolio BLOOMFIELD HILLS, MI 290,715290.7k $3.7m $3.7m 0.72% Reduced -24.4k -24,424
9 Shaker Financial Services, LLC 1.29% of their portfolio Arlington, VA 278,485278.5k $3.5m $3.5m 1.29% Reduced -7.6k -7,556
10 ROYAL BANK OF CANADA 0.00% of their portfolio TORONTO, A6 257,934257.9k $3.3m $3.3m 0.00% Added +159.2k +159,156
11 ABSOLUTE INVESTMENT ADVISERS, LLC 0.34% of their portfolio ROSEMARY BEACH, FL 214,500214.5k $2.7m $2.7m 0.34% Added +10.9k +10,900
12 Rockefeller Capital Management L.P. 0.00% of their portfolio NEW YORK, NY 138,598138.6k $1.8m $1.8m 0.00% Added +69.3k +69,251
13 Cetera Investment Advisers 0.00% of their portfolio SCHAUMBURG, IL 89,24889.2k $1.1m $1.1m 0.00% Reduced -12.1k -12,092
14 RAYMOND JAMES FINANCIAL INC 0.00% of their portfolio ST. PETERSBURG, FL 81,47681.5k $1.0m $1.0m 0.00% Reduced -757 -757
15 Quarry LP 0.23% of their portfolio NEW YORK, NY 79,20079.2k $1.0m $1.0m 0.23% Unchanged
16 FIRST TRUST ADVISORS LP 0.00% of their portfolio Wheaton, IL 77,34277.3k $976.8k $976.8k 0.00% Added +11.6k +11,607
17 STIFEL FINANCIAL CORP 0.00% of their portfolio ST. LOUIS, MO 62,93662.9k $794.9k $794.9k 0.00% Added +4.3k +4,274
18 OSAIC HOLDINGS, INC. 0.00% of their portfolio SCOTTSDALE, AZ 62,24662.2k $786.2k $786.2k 0.00% Added +9.2k +9,162
19 BANK OF AMERICA CORP /DE/ 0.00% of their portfolio CHARLOTTE, NC 50,89850.9k $642.8k $642.8k 0.00% Reduced -8.6k -8,577
20 D.A. DAVIDSON & CO. 0.00% of their portfolio GREAT FALLS, MT 47,22947.2k $596.5k $596.5k 0.00% Added +14.2k +14,213
21 JPMORGAN CHASE & CO 0.00% of their portfolio NEW YORK, NY 46,22446.2k $583.8k $583.8k 0.00% Added +44.9k +44,874
22 READYSTATE ASSET MANAGEMENT LP 0.02% of their portfolio CHICAGO, IL 43,34643.3k $547.5k $547.5k 0.02% Added +12.8k +12,758
23 Janney Montgomery Scott LLC 0.00% of their portfolio PHILADELPHIA, PA 41,19041.2k $520.0k $520.0k 0.00% Added +8.7k +8,681
24 Private Advisor Group, LLC 0.00% of their portfolio MORRISTOWN, NJ 35,27435.3k $445.5k $445.5k 0.00% Reduced -8.0k -7,959
25 NWF Advisory Services Inc. 0.05% of their portfolio Los Angeles, CA 34,61134.6k $437.1k $437.1k 0.05% Added +600 +600
26 BLUE BELL PRIVATE WEALTH MANAGEMENT, LLC 0.07% of their portfolio BLUE BELL, PA 32,18132.2k $406.4k $406.4k 0.07% Reduced -4.5k -4,524
27 Gladstone Institutional Advisory LLC 0.02% of their portfolio Bedminster, NJ 30,00030.0k $378.9k $378.9k 0.02% Unchanged
28 NewEdge Advisors, LLC 0.00% of their portfolio NEW ORLEANS, LA 29,77929.8k $376.1k $376.1k 0.00% Added +2.1k +2,129
29 Cambridge Investment Research Advisors, Inc. 0.00% of their portfolio FAIRFIELD, IA 29,23329.2k $369.0k $369.0k 0.00% Added +4.1k +4,086
30 SILVERLAKE WEALTH MANAGEMENT LLC 0.10% of their portfolio WILLISTON, VT 27,47927.5k $347.1k $347.1k 0.10% Unchanged
31 Walleye Capital LLC 0.00% of their portfolio NEW YORK, NY 25,92025.9k $327.4k $327.4k 0.00% Reduced -10.7k -10,685
32 COMMONWEALTH EQUITY SERVICES, LLC 0.00% of their portfolio WALTHAM, MA 22,37222.4k $283.0k $283.0k 0.00% Added +388 +388
33 MILLENNIUM MANAGEMENT LLC 0.00% of their portfolio NEW YORK, NY 21,40921.4k $270.4k $270.4k 0.00% Unchanged
34 Fortitude Advisory Group L.L.C. 0.15% of their portfolio GIG HARBOR, WA 20,39520.4k $257.6k $257.6k 0.15% Unchanged
35 Integrated Wealth Concepts LLC 0.00% of their portfolio WALTHAM, MA 19,12019.1k $241.5k $241.5k 0.00% Reduced -1.8k -1,821
36 MML INVESTORS SERVICES, LLC 0.00% of their portfolio SPRINGFIELD, MA 17,16417.2k $217.0k $217.0k 0.00% Unchanged
37 Koshinski Asset Management, Inc. 0.02% of their portfolio DECATUR, IL 16,20916.2k $204.7k $204.7k 0.02% Unchanged
38 WEALTH ENHANCEMENT ADVISORY SERVICES, LLC 0.00% of their portfolio PLYMOUTH, MN 13,40113.4k $170.2k $170.2k 0.00% Reduced -1.1k -1,099
39 Merit Financial Group, LLC 0.00% of their portfolio ALPHARETTA, GA 13,04513.0k $164.8k $164.8k 0.00% New
40 DYMON ASIA CAPITAL (SINGAPORE) PTE. LTD. 0.12% of their portfolio Singapore, U0 12,98213.0k $164.0k $164.0k 0.12% New
41 Avior Wealth Management, LLC 0.01% of their portfolio OMAHA, NE 11,66911.7k $147.4k $147.4k 0.01% Reduced -12.0k -12,009
42 Capital Market Strategies LLC 0.10% of their portfolio PALM BEACH GARDENS, FL 11,54211.5k $145.8k $145.8k 0.10% New
43 Elequin Capital, LP 0.02% of their portfolio NEW YORK, NY 11,47011.5k $144.9k $144.9k 0.02% Added +7.4k +7,422
44 WELLS FARGO & COMPANY/MN 0.00% of their portfolio SAN FRANCISCO, CA 11,19311.2k $141.4k $141.4k 0.00% Reduced -12.5k -12,511
45 INTERNATIONAL ASSETS INVESTMENT MANAGEMENT, LLC 0.01% of their portfolio ORLANDO, FL 10,72810.7k $135.5k $135.5k 0.01% New
46 Advisor OS, LLC 0.01% of their portfolio CHICAGO, IL 10,38910.4k $131.2k $131.2k 0.01% Unchanged
47 FNY Investment Advisers, LLC 0.02% of their portfolio NEW YORK, NY 4,3004.3k $54.0k $54.0k 0.02% Added +1.3k +1,300
48 Towne Trust Company, N.A 0.01% of their portfolio NEWPORT NEWS, VA 4,1004.1k $51.8k $51.8k 0.01% Unchanged
49 JONES FINANCIAL COMPANIES LLLP 0.00% of their portfolio DES PERES, MO 3,5183.5k $44.0k $44.0k 0.00% New
50 COMERICA BANK 0.00% of their portfolio DALLAS, TX 3,3823.4k $42.7k $42.7k 0.00% Added +40 +40
51 MAI Capital Management 0.00% of their portfolio INDEPENDENCE, OH 2,6382.6k $33.3k $33.3k 0.00% Unchanged
52 Allworth Financial LP 0.00% of their portfolio FOLSOM, CA 2,5122.5k $31.7k $31.7k 0.00% Added +2.0k +2,022
53 US BANCORP \DE\ 0.00% of their portfolio MINNEAPOLIS, MN 2,5002.5k $31.6k $31.6k 0.00% Unchanged
54 Sound Income Strategies, LLC 0.00% of their portfolio FT LAUDERDALE, FL 1,9051.9k $24.1k $24.1k 0.00% Unchanged
55 Geneos Wealth Management Inc. 0.00% of their portfolio ENGLEWOOD, CO 1,4231.4k $18.0k $18.0k 0.00% Added +661 +661
56 CoreCap Advisors, LLC 0.00% of their portfolio SOUTHFIELD, MI 1,1001.1k $13.9k $13.9k 0.00% Unchanged
57 Ameritas Advisory Services, LLC 0.00% of their portfolio Lincoln, NE 1,0141.0k $12.8k $12.8k 0.00% New
58 Farther Finance Advisors, LLC 0.00% of their portfolio SAN FRANCISCO, CA 996996 $12.6k $12.6k 0.00% New
59 N.E.W. Advisory Services LLC 0.00% of their portfolio DE PERE, WI 728728 $9.2k $9.2k 0.00% Unchanged
60 Steward Partners Investment Advisory, LLC 0.00% of their portfolio STAMFORD, CT 659659 $8.3k $8.3k 0.00% Unchanged
61 ORG Partners LLC 0.00% of their portfolio ROANOKE, IN 568568 $7.2k $7.2k 0.00% Unchanged
62 DELTA ASSET MANAGEMENT LLC/TN 0.00% of their portfolio MEMPHIS, TN 468468 $5.9k $5.9k 0.00% Unchanged
63 CWM, LLC 0.00% of their portfolio OMAHA, NE 354354 $4.0k $4.0k 0.00% Unchanged
64 FIFTH THIRD BANCORP 0.00% of their portfolio CINCINNATI, OH 195195 $2.5k $2.5k 0.00% Unchanged
65 WPG Advisers, LLC 0.00% of their portfolio BALTIMORE, MD 178178 $2.2k $2.2k 0.00% New
66 NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO 0.00% of their portfolio MILWAUKEE, WI 4141 $518 $518 0.00% New
67 CITIGROUP INC 0.00% of their portfolio NEW YORK, NY 22 $25 $25 0.00% Unchanged
68 CONCOURSE FINANCIAL GROUP SECURITIES, INC. — of their portfolio BIRMINGHAM, AL 00 $0 $0 — Unchanged