Vault-13

NUVEEN MULTI ASSET INCOME FU NMAI

COM · Closed-End Fund · CUSIP 670750108

64 institutional holders -6 vs Q1 2024
9,999,27010.0m shares reported held*
$123.5mreported value*
2 new 21 added 17 reduced 10 sold out net sold ≈ $35.2m (-2.8m shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once. Holder counts are more reliable. Implied quarter-end price ≈ $12.35.

Trends to Q2 2024

Institutional holders

Managers reporting a position, each quarter

050100Q3 22: 73Q4 22: 77Q1 23: 74Q2 23: 72Q3 23: 68Q4 23: 66Q1 24: 70Q2 24: 6464Q3 22Q1 23Q3 23Q1 24Q2 24
Numbers
QuarterHolders
Q3 202273
Q4 202277
Q1 202374
Q2 202372
Q3 202368
Q4 202366
Q1 202470
Q2 202464

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
40040Q4 22: 32 bought or addedQ4 22: 35 cut or sold outQ4 22Q1 23: 31 bought or addedQ1 23: 29 cut or sold outQ2 23: 27 bought or addedQ2 23: 31 cut or sold outQ2 23Q3 23: 25 bought or addedQ3 23: 34 cut or sold outQ4 23: 30 bought or addedQ4 23: 31 cut or sold outQ4 23Q1 24: 35 bought or addedQ1 24: 29 cut or sold outQ2 24: 23 bought or addedQ2 24: 27 cut or sold outQ2 24
Numbers
QuarterBought or addedCut or sold out
Q4 20223235
Q1 20233129
Q2 20232731
Q3 20232534
Q4 20233031
Q1 20243529
Q2 20242327

Biggest buyers

Quarry LP Added +159,288+159.3k
ABSOLUTE INVESTMENT ADVISERS, LLC Added +131,921+131.9k
MILLENNIUM MANAGEMENT LLC Added +45,665+45.7k
Shaker Financial Services, LLC New +32,804+32.8k
BLUE BELL PRIVATE WEALTH MANAGEMENT, LLC Added +15,002+15.0k
Walleye Capital LLC Added +14,001+14.0k
BANK OF AMERICA CORP /DE/ Added +12,958+13.0k
INTERNATIONAL ASSETS INVESTMENT MANAGEMENT, LLC New +7,687+7.7k
D.A. DAVIDSON & CO. Added +5,901+5.9k
FIRST TRUST ADVISORS LP Added +4,201+4.2k

Biggest sellers

MORGAN STANLEY Reduced -2,525,529-2.5m
SIT INVESTMENT ASSOCIATES INC Reduced -384,885-384.9k
Alpine Global Management, LLC Reduced -171,000-171.0k
OSAIC HOLDINGS, INC. Reduced -85,661-85.7k
LPL Financial LLC Reduced -22,920-22.9k
Advisors Asset Management, Inc. Reduced -17,133-17.1k
Cerity Partners LLC Sold out -16,632-16.6k
RAYMOND JAMES & ASSOCIATES Reduced -12,517-12.5k
Fisher Asset Management, LLC Sold out -11,341-11.3k
DEUTSCHE BANK AG\ Sold out -9,894-9.9k

Insider purchases and sales in Q2 2024

Shares bought or sold by the company's own officers, directors and 10% owners, in the open market or privately, as they reported to the SEC on Form 4 (due within two business days of the trade). Grants, option exercises, shares withheld for tax and gifts aren't included.

None reported in Q2 2024.

Holders, Q2 2024

#ManagerLocationShares Value% of their portfolioChangeShares change
1 Saba Capital Management, L.P. 1.29% of their portfolio NEW YORK, NY 4,748,8064.7m $58.6m $58.6m 1.29% Unchanged
2 MORGAN STANLEY 0.00% of their portfolio NEW YORK, NY 1,077,2491.1m $13.3m $13.3m 0.00% Reduced -2.5m -2,525,529
3 SIT INVESTMENT ASSOCIATES INC 0.30% of their portfolio Minneapolis, MN 1,071,5451.1m $13.2m $13.2m 0.30% Reduced -384.9k -384,885
4 UBS Group AG 0.00% of their portfolio ZURICH, V8 535,566535.6k $6.6m $6.6m 0.00% Added +3.2k +3,214
5 Heron Bay Capital Management 0.98% of their portfolio BLOOMFIELD HILLS, MI 372,964373.0k $4.6m $4.6m 0.98% Unchanged
6 ABSOLUTE INVESTMENT ADVISERS, LLC 0.55% of their portfolio ROSEMARY BEACH, FL 300,602300.6k $3.7m $3.7m 0.55% Added +131.9k +131,921
7 LPL Financial LLC 0.00% of their portfolio FORT MILL, SC 223,992224.0k $2.8m $2.8m 0.00% Reduced -22.9k -22,920
8 Quarry LP 0.57% of their portfolio NEW YORK, NY 220,700220.7k $2.7m $2.7m 0.57% Added +159.3k +159,288
9 Alpine Global Management, LLC 0.26% of their portfolio NEW YORK, NY 121,000121.0k $1.5m $1.5m 0.26% Reduced -171.0k -171,000
10 Cetera Investment Advisers 0.00% of their portfolio SCHAUMBURG, IL 98,89598.9k $1.2m $1.2m 0.00% Reduced -330 -330
11 MILLENNIUM MANAGEMENT LLC 0.00% of their portfolio NEW YORK, NY 95,61795.6k $1.2m $1.2m 0.00% Added +45.7k +45,665
12 Advisors Asset Management, Inc. 0.02% of their portfolio Monument, CO 78,05478.1k $964.0k $964.0k 0.02% Reduced -17.1k -17,133
13 Rockefeller Capital Management L.P. 0.00% of their portfolio NEW YORK, NY 70,98871.0k $876.7k $876.7k 0.00% Reduced -3.8k -3,830
14 BLUE BELL PRIVATE WEALTH MANAGEMENT, LLC 0.18% of their portfolio BLUE BELL, PA 69,20069.2k $854.6k $854.6k 0.18% Added +15.0k +15,002
15 FIRST TRUST ADVISORS LP 0.00% of their portfolio Wheaton, IL 61,75661.8k $762.7k $762.7k 0.00% Added +4.2k +4,201
16 OSAIC HOLDINGS, INC. 0.00% of their portfolio SCOTTSDALE, AZ 59,20659.2k $731.2k $731.2k 0.00% Reduced -85.7k -85,661
17 Sanctuary Advisors, LLC 0.00% of their portfolio INDIANAPOLIS, IN 51,59351.6k $610.9k $610.9k 0.00% First filing
18 RAYMOND JAMES & ASSOCIATES 0.00% of their portfolio ST PETERSBURG, FL 51,46951.5k $635.6k $635.6k 0.00% Reduced -12.5k -12,517
19 STIFEL FINANCIAL CORP 0.00% of their portfolio ST. LOUIS, MO 46,56346.6k $575.1k $575.1k 0.00% Added +3.2k +3,240
20 COMERICA BANK 0.00% of their portfolio DALLAS, TX 45,79745.8k $565.6k $565.6k 0.00% Reduced -782 -782
21 SILVERLAKE WEALTH MANAGEMENT LLC 0.22% of their portfolio WILLISTON, VT 42,97043.0k $530.7k $530.7k 0.22% Unchanged
22 BANK OF AMERICA CORP /DE/ 0.00% of their portfolio CHARLOTTE, NC 42,49342.5k $524.8k $524.8k 0.00% Added +13.0k +12,958
23 Janney Montgomery Scott LLC 0.00% of their portfolio PHILADELPHIA, PA 36,91036.9k $456.0k $456.0k 0.00% Added +10 +10
24 NWF Advisory Services Inc. 0.07% of their portfolio Los Angeles, CA 33,52033.5k $414.0k $414.0k 0.07% Added +250 +250
25 Shaker Financial Services, LLC 0.17% of their portfolio Arlington, VA 32,80432.8k $412.1k $412.1k 0.17% New
26 Gladstone Institutional Advisory LLC 0.02% of their portfolio Bedminster, NJ 30,00030.0k $370.5k $370.5k 0.02% Unchanged
27 D.A. DAVIDSON & CO. 0.00% of their portfolio GREAT FALLS, MT 29,74629.7k $367.4k $367.4k 0.00% Added +5.9k +5,901
28 Walleye Capital LLC 0.00% of their portfolio NEW YORK, NY 28,17128.2k $347.9k $347.9k 0.00% Added +14.0k +14,001
29 NewEdge Advisors, LLC 0.00% of their portfolio NEW ORLEANS, LA 27,36927.4k $338.0k $338.0k 0.00% Added +410 +410
30 ROYAL BANK OF CANADA 0.00% of their portfolio TORONTO, A6 26,89926.9k $332.0k $332.0k 0.00% Reduced -107 -107
31 Cambridge Investment Research Advisors, Inc. 0.00% of their portfolio FAIRFIELD, IA 25,31225.3k $313.0k $313.0k 0.00% Added +347 +347
32 Raymond James Financial Services Advisors, Inc. 0.00% of their portfolio ST. PETERSBURG, FL 25,14125.1k $310.5k $310.5k 0.00% Added +136 +136
33 COMMONWEALTH EQUITY SERVICES, LLC 0.00% of their portfolio WALTHAM, MA 23,63723.6k $292.0k $292.0k 0.00% Added +407 +407
34 Integrated Wealth Concepts LLC 0.00% of their portfolio WALTHAM, MA 23,44723.4k $289.6k $289.6k 0.00% Reduced -784 -784
35 MML INVESTORS SERVICES, LLC 0.00% of their portfolio SPRINGFIELD, MA 17,16417.2k $212.0k $212.0k 0.00% Reduced -241 -241
36 Private Advisor Group, LLC 0.00% of their portfolio MORRISTOWN, NJ 17,13717.1k $211.6k $211.6k 0.00% Added +3.8k +3,761
37 Fortitude Advisory Group L.L.C. 0.12% of their portfolio GIG HARBOR, WA 16,83016.8k $207.9k $207.9k 0.12% Unchanged
38 Koshinski Asset Management, Inc. 0.02% of their portfolio DECATUR, IL 16,20916.2k $210.4k $210.4k 0.02% Added +1.8k +1,768
39 Sigma Planning Corp 0.01% of their portfolio ANN ARBOR, MI 16,16816.2k $199.7k $199.7k 0.01% Reduced -404 -404
40 WEALTH ENHANCEMENT ADVISORY SERVICES, LLC 0.00% of their portfolio PLYMOUTH, MN 14,00814.0k $173.0k $173.0k 0.00% Added +236 +236
41 Bulldog Investors, LLP 0.06% of their portfolio SADDLE BROOK, NJ 12,77912.8k $157.8k $157.8k 0.06% Unchanged
42 LANDSCAPE CAPITAL MANAGEMENT, L.L.C. 0.01% of their portfolio Englewood, NJ 12,65612.7k $156.3k $156.3k 0.01% Reduced -3.4k -3,433
43 Advisor OS, LLC 0.01% of their portfolio CHICAGO, IL 10,38910.4k $128.3k $128.3k 0.01% Unchanged
44 Avior Wealth Management, LLC 0.00% of their portfolio OMAHA, NE 9,1009.1k $112.4k $112.4k 0.00% Added +268 +268
45 INTERNATIONAL ASSETS INVESTMENT MANAGEMENT, LLC 0.01% of their portfolio ORLANDO, FL 7,6877.7k $94.9k $94.9k 0.01% New
46 CAROLINAS WEALTH CONSULTING LLC 0.02% of their portfolio CHARLOTTE, NC 7,2647.3k $92.7k $92.7k 0.02% Unchanged
47 US BANCORP \DE\ 0.00% of their portfolio MINNEAPOLIS, MN 4,4104.4k $54.5k $54.5k 0.00% Unchanged
48 Sound Income Strategies, LLC 0.00% of their portfolio FT LAUDERDALE, FL 1,9051.9k $23.5k $23.5k 0.00% Unchanged
49 WOLFF WIESE MAGANA LLC 0.01% of their portfolio CARSLBAD, CA 1,2001.2k $14.8k $14.8k 0.01% Unchanged
50 Steward Partners Investment Advisory, LLC 0.00% of their portfolio STAMFORD, CT 659659 $8.1k $8.1k 0.00% Unchanged
51 ORG Partners LLC 0.00% of their portfolio ROANOKE, IN 568568 $7.0k $7.0k 0.00% Unchanged
52 Kimelman & Baird, LLC 0.00% of their portfolio New York, NY 522522 $6.4k $6.4k 0.00% First filing
53 DELTA ASSET MANAGEMENT LLC/TN 0.00% of their portfolio MEMPHIS, TN 468468 $5.8k $5.8k 0.00% Unchanged
54 Allworth Financial LP 0.00% of their portfolio FOLSOM, CA 448448 $5.9k $5.9k 0.00% Added +26 +26
55 Glass Jacobson Investment Advisors llc 0.00% of their portfolio OWINGS MILLS, MD 445445 $5.5k $5.5k 0.00% Unchanged
56 Geneos Wealth Management Inc. 0.00% of their portfolio ENGLEWOOD, CO 381381 $4.7k $4.7k 0.00% Unchanged
57 Sunbelt Securities, Inc. 0.00% of their portfolio HOUSTON, TX 345345 $4.3k $4.3k 0.00% Unchanged
58 BENJAMIN F. EDWARDS & COMPANY, INC. 0.00% of their portfolio ST. LOUIS, MO 343343 $4.0k $4.0k 0.00% Unchanged
59 CIBC Private Wealth Group LLC 0.00% of their portfolio ATLANTA, GA 131131 $1.7k $1.7k 0.00% Unchanged
60 PNC Financial Services Group, Inc. 0.00% of their portfolio Pittsburgh, PA 6464 $790 $790 0.00% Unchanged
61 JPMORGAN CHASE & CO 0.00% of their portfolio NEW YORK, NY 66 $74 $74 0.00% Reduced -7.8k -7,788
62 CITIGROUP INC 0.00% of their portfolio NEW YORK, NY 22 $25 $25 0.00% Unchanged
63 WELLS FARGO & COMPANY/MN 0.00% of their portfolio SAN FRANCISCO, CA 11 $18 $18 0.00% Reduced -983 -983
64 CONCOURSE FINANCIAL GROUP SECURITIES, INC. 0.00% of their portfolio BIRMINGHAM, AL 00 $0 $0 0.00% Unchanged