NUVEEN MULTI ASSET INCOME FU NMAI
COM · Closed-End Fund · CUSIP 670750108
72
institutional holders
-2 vs Q1 2023
9.2m
shares reported held*
$106.8mreported value*
6 new
21 added
21 reduced
10 sold out
net bought ≈ $11.9m (+1.0m shares)
* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once. Holder counts are more reliable. Implied quarter-end price ≈ $11.66.
Trends to Q2 2023
Institutional holders
Managers reporting a position, each quarter
Numbers
| Quarter | Holders |
|---|---|
| Q3 2022 | 73 |
| Q4 2022 | 77 |
| Q1 2023 | 74 |
| Q2 2023 | 72 |
Buyers vs sellers
Managers adding to or starting a position, vs cutting or selling out
Bought or addedCut or sold out
Numbers
| Quarter | Bought or added | Cut or sold out |
|---|---|---|
| Q4 2022 | 32 | 35 |
| Q1 2023 | 31 | 29 |
| Q2 2023 | 27 | 31 |
Biggest buyers
| Saba Capital Management, L.P. | Added | +622.4k |
| SIT INVESTMENT ASSOCIATES INC | Added | +228.4k |
| MILLENNIUM MANAGEMENT LLC | New | +107.3k |
| MORGAN STANLEY | Added | +100.4k |
| Alpine Global Management, LLC | New | +87.2k |
| AQR Arbitrage LLC | New | +56.9k |
| WOLVERINE ASSET MANAGEMENT LLC | Added | +29.3k |
| Shaker Financial Services, LLC | Added | +25.0k |
| Advisors Asset Management, Inc. | Added | +16.5k |
| Quantedge Capital Pte Ltd | Added | +16.2k |
Biggest sellers
| UBS Group AG | Reduced | -49.6k |
| Heron Bay Capital Management | Reduced | -42.7k |
| FIRST TRUST ADVISORS LP | Reduced | -28.9k |
| Mutual Advisors, LLC | Sold out | -24.2k |
| Walleye Capital LLC | Sold out | -22.1k |
| OSAIC HOLDINGS, INC. | Reduced | -20.7k |
| RAYMOND JAMES & ASSOCIATES | Reduced | -18.5k |
| WELLS FARGO & COMPANY/MN | Reduced | -15.4k |
| Elequin Capital, LP | Reduced | -14.1k |
| Sowell Financial Services LLC | Sold out | -13.7k |
Insider purchases and sales in Q2 2023
Shares bought or sold by the company's own officers, directors and 10% owners, in the open market or privately, as they reported to the SEC on Form 4 (due within two business days of the trade). Grants, option exercises, shares withheld for tax and gifts aren't included.
None reported in Q2 2023.
Holders, Q2 2023
| Manager | Shares | Change |
|---|---|---|
| Saba Capital Management, L.P. 1.20% of their portfolio | 3.1m $36.4m | Added +622.4k |
| MORGAN STANLEY 0.00% of their portfolio | 1.7m $19.7m | Added +100.4k |
| SIT INVESTMENT ASSOCIATES INC 0.21% of their portfolio | 685.1k $8.0m | Added +228.4k |
| UBS Group AG 0.00% of their portfolio | 648.5k $7.6m | Reduced -49.6k |
| LPL Financial LLC 0.00% of their portfolio | 367.2k $4.3m | Reduced -8.3k |
| CLOUGH CAPITAL PARTNERS L P 0.28% of their portfolio | 242.3k $2.8m | Unchanged |
| Heron Bay Capital Management 0.73% of their portfolio | 224.5k $2.6m | Reduced -42.7k |
| Thomas J. Herzfeld Advisors, Inc. 1.02% of their portfolio | 220.1k $2.6m | Reduced -7.2k |
| Shaker Financial Services, LLC 0.82% of their portfolio | 157.2k $1.9m | Added +25.0k |
| OSAIC HOLDINGS, INC. 0.00% of their portfolio | 156.9k $1.8m | Reduced -20.7k |
| WOLVERINE ASSET MANAGEMENT LLC 0.03% of their portfolio | 150.2k $1.8m | Added +29.3k |
| Advisors Asset Management, Inc. 0.03% of their portfolio | 130.3k $1.5m | Added +16.5k |
| MILLENNIUM MANAGEMENT LLC 0.00% of their portfolio | 107.3k $1.3m | New |
| WELLS FARGO & COMPANY/MN 0.00% of their portfolio | 91.2k $1.1m | Reduced -15.4k |
| Alpine Global Management, LLC 0.15% of their portfolio | 87.2k $1.0m | New |
| BENJAMIN F. EDWARDS & COMPANY, INC. 0.04% of their portfolio | 82.5k $962.0k | Added +4.4k |
| Quantedge Capital Pte Ltd 0.35% of their portfolio | 67.7k $789.8k | Added +16.2k |
| Cetera Advisor Networks LLC 0.00% of their portfolio | 61.0k $710.7k | Added +751 |
| AQR Arbitrage LLC 0.03% of their portfolio | 56.9k $663.9k | New |
| CITY OF LONDON INVESTMENT MANAGEMENT CO LTD 0.05% of their portfolio | 55.7k $648.8k | Unchanged |
| SILVERLAKE WEALTH MANAGEMENT LLC 0.36% of their portfolio | 54.8k $639.1k | Reduced -850 |
| BANK OF AMERICA CORP /DE/ 0.00% of their portfolio | 52.7k $615.0k | Added +1.7k |
| Janney Montgomery Scott LLC 0.00% of their portfolio | 44.3k $516.0k | Reduced -1.5k |
| NWF Advisory Services Inc. 0.10% of their portfolio | 35.7k $416.1k | Unchanged |
| RAYMOND JAMES & ASSOCIATES 0.00% of their portfolio | 32.7k $381.7k | Reduced -18.5k |
| STIFEL FINANCIAL CORP 0.00% of their portfolio | 32.4k $377.6k | Reduced -880 |
| Cambridge Investment Research Advisors, Inc. 0.00% of their portfolio | 31.2k $363.0k | Reduced -261 |
| Forvis Mazars Wealth Advisors, LLC 0.01% of their portfolio | 30.5k $355.9k | Unchanged |
| Rockefeller Capital Management L.P. 0.00% of their portfolio | 30.4k $354.7k | First filing |
| NewEdge Advisors, LLC 0.00% of their portfolio | 30.0k $350.0k | Added +3.1k |
| Gladstone Institutional Advisory LLC 0.02% of their portfolio | 30.0k $349.8k | Unchanged |
| Raymond James Financial Services Advisors, Inc. 0.00% of their portfolio | 29.4k $342.3k | Reduced -248 |
| COMMONWEALTH EQUITY SERVICES, LLC 0.00% of their portfolio | 27.3k $318.0k | Added +2.7k |
| Invesco Ltd. 0.00% of their portfolio | 26.8k $312.5k | Added +320 |
| Integrated Wealth Concepts LLC 0.01% of their portfolio | 26.1k $304.2k | Added +2.5k |
| D.A. DAVIDSON & CO. 0.00% of their portfolio | 23.8k $278.1k | Reduced -868 |
| ROYAL BANK OF CANADA 0.00% of their portfolio | 22.4k $261.0k | Added +904 |
| Sigma Planning Corp 0.01% of their portfolio | 20.8k $242.0k | Added +1.2k |
| MML INVESTORS SERVICES, LLC 0.00% of their portfolio | 17.2k $200.0k | Reduced -2.5k |
| FIRST TRUST ADVISORS LP 0.00% of their portfolio | 16.1k $187.6k | Reduced -28.9k |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP 0.00% of their portfolio | 15.1k $176.1k | New |
| Cetera Investment Advisers 0.00% of their portfolio | 14.9k $174.0k | Reduced -991 |
| GUGGENHEIM CAPITAL LLC 0.00% of their portfolio | 13.7k $159.7k | Reduced -13.1k |
| Bulldog Investors, LLP 0.05% of their portfolio | 12.8k $149.0k | Unchanged |
| Fortitude Advisory Group L.L.C. 0.11% of their portfolio | 12.4k $145.2k | Added +1.9k |
| Lindbrook Capital, LLC 0.01% of their portfolio | 12.0k $139.9k | Unchanged |
| Koshinski Asset Management, Inc. 0.01% of their portfolio | 10.6k $123.2k | Unchanged |
| JPMORGAN CHASE & CO 0.00% of their portfolio | 8.1k $94.1k | Added +6.0k |
| Spire Wealth Management 0.00% of their portfolio | 7.5k $87.4k | Unchanged |
| CAROLINAS WEALTH CONSULTING LLC 0.02% of their portfolio | 7.3k $86.9k | Unchanged |
| Steward Partners Investment Advisory, LLC 0.00% of their portfolio | 7.0k $81.4k | Unchanged |
| PNC Financial Services Group, Inc. 0.00% of their portfolio | 2.2k $25.4k | Added +2.1k |
| FNY Investment Advisers, LLC 0.03% of their portfolio | 2.0k $23.0k | Unchanged |
| Sound Income Strategies, LLC 0.00% of their portfolio | 1.9k $22.2k | Unchanged |
| ICA Group Wealth Management, LLC 0.01% of their portfolio | 1.7k $20.1k | Reduced -856 |
| WOLFF WIESE MAGANA LLC 0.01% of their portfolio | 1.4k $16.7k | Unchanged |
| CWM, LLC 0.00% of their portfolio | 1.4k $17.0k | Added +171 |
| Glass Jacobson Investment Advisors llc 0.01% of their portfolio | 1.2k $14.0k | First filing |
| Elequin Capital, LP 0.01% of their portfolio | 1.1k $12.8k | Reduced -14.1k |
| ORG Partners LLC 0.00% of their portfolio | 568 $7.0k | New |
| DELTA ASSET MANAGEMENT LLC/TN 0.00% of their portfolio | 468 $5.5k | Unchanged |
| Focused Wealth Management, Inc 0.00% of their portfolio | 396 $4.6k | Reduced -10 |
| Geneos Wealth Management Inc. 0.00% of their portfolio | 381 $4.4k | Reduced -513 |
| Allworth Financial LP 0.00% of their portfolio | 349 $4.1k | Added +9 |
| Sunbelt Securities, Inc. 0.00% of their portfolio | 345 $4.0k | Unchanged |
| Larson Financial Group LLC 0.00% of their portfolio | 250 $2.9k | Unchanged |
| Johnson Midwest Financial, LLC 0.00% of their portfolio | 113 $1.3k | Unchanged |
| Caldwell Trust Co 0.00% of their portfolio | 66 $770 | Unchanged |
| CITIGROUP INC 0.00% of their portfolio | 2 $23 | Unchanged |
| FMR LLC 0.00% of their portfolio | 1 $12 | New |
| VitalStone Financial, LLC 0.00% of their portfolio | 1 $0 | Unchanged |
| CONCOURSE FINANCIAL GROUP SECURITIES, INC. 0.00% of their portfolio | 0 $0 | Unchanged |