Vault-13

NUVEEN REAL ASSET INCOME & G JRI

COM · Closed-End Fund · CUSIP 67074Y105

76 institutional holders +1 vs Q1 2023
8,023,0588.0m shares reported held*
$91.6mreported value*
8 new 20 added 29 reduced 7 sold out net sold ≈ $1.5m (-133.5k shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once. Holder counts are more reliable. Implied quarter-end price ≈ $11.42.

Trends to Q2 2023

Institutional holders

Managers reporting a position, each quarter

050100Q3 22: 76Q4 22: 79Q1 23: 75Q2 23: 7676Q3 22Q4 22Q1 23Q2 23
Numbers
QuarterHolders
Q3 202276
Q4 202279
Q1 202375
Q2 202376

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
40040Q4 22: 37 bought or addedQ4 22: 34 cut or sold outQ4 22Q1 23: 33 bought or addedQ1 23: 33 cut or sold outQ1 23Q2 23: 28 bought or addedQ2 23: 36 cut or sold outQ2 23
Numbers
QuarterBought or addedCut or sold out
Q4 20223734
Q1 20233333
Q2 20232836

Biggest buyers

Saba Capital Management, L.P. Added +334,165+334.2k
CITADEL ADVISORS LLC New +144,934+144.9k
MORGAN STANLEY Added +88,422+88.4k
RPO LLC New +71,923+71.9k
AQR Arbitrage LLC Added +48,919+48.9k
BOOTHBAY FUND MANAGEMENT, LLC New +32,365+32.4k
Quantedge Capital Pte Ltd Added +20,400+20.4k
Advisors Asset Management, Inc. Added +14,117+14.1k
RAYMOND JAMES & ASSOCIATES Added +14,019+14.0k
IEQ CAPITAL, LLC New +11,262+11.3k

Biggest sellers

Relative Value Partners Group, LLC Reduced -556,041-556.0k
Cetera Advisor Networks LLC Reduced -140,150-140.2k
Cornerstone Advisors, LLC Reduced -117,915-117.9k
Capital Investment Advisors, LLC Sold out -27,017-27.0k
WOLVERINE ASSET MANAGEMENT LLC Reduced -24,260-24.3k
Dubuque Bank & Trust Co Reduced -18,943-18.9k
BANK OF AMERICA CORP /DE/ Reduced -8,762-8.8k
OSAIC HOLDINGS, INC. Reduced -7,945-7.9k
AE Wealth Management LLC Reduced -7,296-7.3k
Cambridge Investment Research Advisors, Inc. Reduced -6,747-6.7k

Major shareholders (over 5%)

Anyone who owns more than 5% of a class of the company's shares has to say so: on Schedule 13D if they may try to influence or control the company, on 13G if they're a passive investor, and update it as the stake changes. Each holder's latest filing, from 19 Dec 2024 on; percentages are of the share class, as the holder worked them out.

HolderStakeChangeShares Last filed
SIT INVESTMENT ASSOCIATES INC 13G · institution new · filed 2026-04-06 12.1% new 4.4m≈ $56.6m 2026-04-06
FIRST TRUST PORTFOLIOS LP 13G · institution +0.8 pts · filed 2026-07-27 5.0% +0.8 pts 1.8m≈ $23.5m 2026-07-27

Insider purchases and sales in Q2 2023

Shares bought or sold by the company's own officers, directors and 10% owners, in the open market or privately, as they reported to the SEC on Form 4 (due within two business days of the trade). Grants, option exercises, shares withheld for tax and gifts aren't included.

None reported in Q2 2023.

Holders, Q2 2023

#ManagerLocationShares Value% of their portfolioChangeShares change
1 MORGAN STANLEY 0.00% of their portfolio NEW YORK, NY 2,284,6332.3m $26.1m $26.1m 0.00% Added +88.4k +88,422
2 Saba Capital Management, L.P. 0.37% of their portfolio NEW YORK, NY 973,826973.8k $11.1m $11.1m 0.37% Added +334.2k +334,165
3 Cornerstone Advisors, LLC 0.31% of their portfolio ASHEVILLE, NC 573,442573.4k $6.5m $6.5m 0.31% Reduced -117.9k -117,915
4 Relative Value Partners Group, LLC 0.38% of their portfolio NORTHBROOK, IL 517,363517.4k $5.9m $5.9m 0.38% Reduced -556.0k -556,041
5 Advisors Asset Management, Inc. 0.06% of their portfolio Monument, CO 265,728265.7k $3.0m $3.0m 0.06% Added +14.1k +14,117
6 Thomas J. Herzfeld Advisors, Inc. 0.99% of their portfolio MIAMI BEACH, FL 216,830216.8k $2.5m $2.5m 0.99% Reduced -88 -88
7 UBS Group AG 0.00% of their portfolio ZURICH, V8 199,073199.1k $2.3m $2.3m 0.00% Added +7.1k +7,110
8 WELLS FARGO & COMPANY/MN 0.00% of their portfolio SAN FRANCISCO, CA 184,798184.8k $2.1m $2.1m 0.00% Reduced -298 -298
9 COHEN & STEERS, INC. 0.00% of their portfolio NEW YORK, NY 180,558180.6k $2.1m $2.1m 0.00% Added +7.6k +7,637
10 CITADEL ADVISORS LLC 0.00% of their portfolio MIAMI, FL 144,934144.9k $1.7m $1.7m 0.00% New
11 Camelot Portfolios, LLC 0.97% of their portfolio Maumee, OH 135,154135.2k $1.5m $1.5m 0.97% Reduced -796 -796
12 RAYMOND JAMES & ASSOCIATES 0.00% of their portfolio ST PETERSBURG, FL 115,259115.3k $1.3m $1.3m 0.00% Added +14.0k +14,019
13 Raymond James Financial Services Advisors, Inc. 0.00% of their portfolio ST. PETERSBURG, FL 111,312111.3k $1.3m $1.3m 0.00% Added +6.9k +6,926
14 FIRST TRUST ADVISORS LP 0.00% of their portfolio Wheaton, IL 106,704106.7k $1.2m $1.2m 0.00% Reduced -2.1k -2,130
15 Private Advisor Group, LLC 0.01% of their portfolio MORRISTOWN, NJ 105,979106.0k $1.2m $1.2m 0.01% Added +2.1k +2,065
16 AQR Arbitrage LLC 0.05% of their portfolio Greenwich, CT 104,247104.2k $1.2m $1.2m 0.05% Added +48.9k +48,919
17 ROYAL BANK OF CANADA 0.00% of their portfolio TORONTO, A6 103,930103.9k $1.2m $1.2m 0.00% Reduced -407 -407
18 AMERIPRISE FINANCIAL INC 0.00% of their portfolio MINNEAPOLIS, MN 101,373101.4k $1.2m $1.2m 0.00% Reduced -6.6k -6,558
19 LPL Financial LLC 0.00% of their portfolio FORT MILL, SC 100,090100.1k $1.1m $1.1m 0.00% Reduced -521 -521
20 OSAIC HOLDINGS, INC. 0.00% of their portfolio SCOTTSDALE, AZ 96,27496.3k $1.1m $1.1m 0.00% Reduced -7.9k -7,945
21 Steward Partners Investment Advisory, LLC 0.02% of their portfolio STAMFORD, CT 91,49191.5k $1.0m $1.0m 0.02% Reduced -2.9k -2,900
22 Shaker Financial Services, LLC 0.41% of their portfolio Arlington, VA 81,80481.8k $941.3k $941.3k 0.41% Reduced -2.0k -2,038
23 Consolidated Portfolio Review Corp 0.21% of their portfolio WOODBURY, NY 76,29176.3k $871.2k $871.2k 0.21% Reduced -4.6k -4,557
24 Quantedge Capital Pte Ltd 0.37% of their portfolio Singapore, U0 72,92372.9k $832.8k $832.8k 0.37% Added +20.4k +20,400
25 RPO LLC 0.84% of their portfolio Stamford, CT 71,92371.9k $821.4k $821.4k 0.84% New
26 DAVENPORT & Co LLC 0.01% of their portfolio RICHMOND, VA 65,71965.7k $750.5k $750.5k 0.01% Reduced -4.5k -4,550
27 Sterneck Capital Management, LLC 0.44% of their portfolio KANSAS CITY, MO 63,46163.5k $724.7k $724.7k 0.44% Reduced -413 -413
28 Logan Stone Capital, LLC 0.24% of their portfolio CHICAGO, IL 62,61962.6k $715.1k $715.1k 0.24% Added +7.2k +7,165
29 HARBOUR INVESTMENTS, INC. 0.03% of their portfolio MADISON, WI 53,11353.1k $606.5k $606.5k 0.03% Added +260 +260
30 NATIONS FINANCIAL GROUP INC, /IA/ /ADV 0.05% of their portfolio CEDAR RAPIDS, IA 46,23146.2k $528.0k $528.0k 0.05% Reduced -1.0k -1,000
31 BDO Wealth Advisors, LLC 0.06% of their portfolio JACKSONVILLE, FL 44,35244.4k $506.5k $506.5k 0.06% Reduced -745 -745
32 WOLVERINE ASSET MANAGEMENT LLC 0.01% of their portfolio CHICAGO, IL 43,69843.7k $499.0k $499.0k 0.01% Reduced -24.3k -24,260
33 Cetera Advisor Networks LLC 0.00% of their portfolio EL SEGUNDO, CA 41,52541.5k $474.2k $474.2k 0.00% Reduced -140.2k -140,150
34 BANK OF AMERICA CORP /DE/ 0.00% of their portfolio CHARLOTTE, NC 40,23140.2k $459.4k $459.4k 0.00% Reduced -8.8k -8,762
35 Chicago Partners Investment Group LLC 0.02% of their portfolio CHICAGO, IL 38,57938.6k $441.3k $441.3k 0.02% Added +3.3k +3,349
36 NewEdge Advisors, LLC 0.00% of their portfolio NEW ORLEANS, LA 37,95738.0k $433.5k $433.5k 0.00% Added +908 +908
37 Cambridge Investment Research Advisors, Inc. 0.00% of their portfolio FAIRFIELD, IA 33,84233.8k $386.0k $386.0k 0.00% Reduced -6.7k -6,747
38 Mariner, LLC 0.00% of their portfolio Overland Park, KS 32,48032.5k $370.9k $370.9k 0.00% Reduced -371 -371
39 BOOTHBAY FUND MANAGEMENT, LLC 0.01% of their portfolio NEW YORK, NY 32,36532.4k $369.6k $369.6k 0.01% New
40 Sowell Financial Services LLC 0.02% of their portfolio NORTH LITTLE ROCK, AR 30,36730.4k $349.0k $349.0k 0.02% Added +116 +116
41 Woodline Partners LP 0.00% of their portfolio San Francisco, CA 30,09330.1k $343.7k $343.7k 0.00% Unchanged
42 1776 Wealth LLC 0.17% of their portfolio ATLANTA, GA 27,76827.8k $317.1k $317.1k 0.17% Unchanged
43 AE Wealth Management LLC 0.00% of their portfolio TOPEKA, KS 27,26627.3k $311.4k $311.4k 0.00% Reduced -7.3k -7,296
44 Atria Wealth Solutions, Inc. 0.00% of their portfolio NEW YORK, NY 24,65124.7k $283.2k $283.2k 0.00% Added +126 +126
45 Patriot Financial Group Insurance Agency, LLC 0.05% of their portfolio Westborough, MA 24,63324.6k $281.3k $281.3k 0.05% Reduced -2.5k -2,457
46 Corient Private Wealth LP 0.00% of their portfolio MIAMI, FL 21,56821.6k $246.3k $246.3k 0.00% Unchanged
47 Advisory Services Network, LLC 0.01% of their portfolio ATLANTA, GA 20,79420.8k $237.5k $237.5k 0.01% Added +317 +317
48 COMMONWEALTH EQUITY SERVICES, LLC 0.00% of their portfolio WALTHAM, MA 20,57720.6k $235.0k $235.0k 0.00% Reduced -2.0k -1,955
49 LANDSCAPE CAPITAL MANAGEMENT, L.L.C. 0.03% of their portfolio Englewood, NJ 20,56720.6k $234.9k $234.9k 0.03% Added +372 +372
50 CoreCap Advisors, LLC 0.01% of their portfolio SOUTHFIELD, MI 15,28115.3k $174.5k $174.5k 0.01% First filing
51 Dubuque Bank & Trust Co 0.02% of their portfolio Dubuque, IA 13,05213.1k $149.1k $149.1k 0.02% Reduced -18.9k -18,943
52 NWF Advisory Services Inc. 0.03% of their portfolio Los Angeles, CA 12,86312.9k $146.9k $146.9k 0.03% Unchanged
53 MELFA WEALTH MANAGEMENT, INC. 0.14% of their portfolio WESTBOROUGH, MA 12,09812.1k $138.2k $138.2k 0.14% Unchanged
54 GILL CAPITAL PARTNERS, LLC 0.06% of their portfolio DENVER, CO 11,93211.9k $136.3k $136.3k 0.06% Unchanged
55 IEQ CAPITAL, LLC 0.00% of their portfolio Foster City, CA 11,26211.3k $128.6k $128.6k 0.00% New
56 OPPENHEIMER & CO INC 0.00% of their portfolio NEW YORK, NY 11,24311.2k $128.4k $128.4k 0.00% New
57 Gallagher Fiduciary Advisors, LLC 0.01% of their portfolio ROLLING MEADOWS, IL 10,99311.0k $125.5k $125.5k 0.01% Reduced -3.9k -3,888
58 WOODWARD DIVERSIFIED CAPITAL, LLC 0.09% of their portfolio BAKERSFIELD, CA 10,73610.7k $122.6k $122.6k 0.09% Unchanged
59 CHILTON CAPITAL MANAGEMENT LLC 0.00% of their portfolio HOUSTON, TX 2,5002.5k $28.6k $28.6k 0.00% Unchanged
60 PIERSHALE FINANCIAL GROUP, INC. 0.02% of their portfolio BARRINGTON, IL 2,0772.1k $23.7k $23.7k 0.02% Added +46 +46
61 JPMORGAN CHASE & CO 0.00% of their portfolio NEW YORK, NY 1,3981.4k $16.0k $16.0k 0.00% Reduced -6.2k -6,177
62 Spire Wealth Management 0.00% of their portfolio MCLEAN, VA 1,1351.1k $13.0k $13.0k 0.00% Unchanged
63 First PREMIER Bank 0.00% of their portfolio SIOUX FALLS, SD 825825 $9.0k $9.0k 0.00% Unchanged
64 Larson Financial Group LLC 0.00% of their portfolio ST LOUIS, MO 800800 $9.1k $9.1k 0.00% Added +300 +300
65 FNY Investment Advisers, LLC 0.01% of their portfolio NEW YORK, NY 700700 $7.0k $7.0k 0.01% Unchanged
66 HOLLENCREST CAPITAL MANAGEMENT 0.00% of their portfolio NEWPORT BEACH, CA 631631 $7.2k $7.2k 0.00% Unchanged
67 HOEY INVESTMENTS, INC 0.00% of their portfolio COATESVILLE, PA 504504 $5.8k $5.8k 0.00% Unchanged
68 BARRETT & COMPANY, INC. 0.00% of their portfolio PROVIDENCE, RI 500500 $5.7k $5.7k 0.00% New
69 HARBOR INVESTMENT ADVISORY, LLC 0.00% of their portfolio LUTHERVILLE, MD 450450 $5.1k $5.1k 0.00% Unchanged
70 Stephens Consulting, LLC 0.00% of their portfolio FLINT, MI 409409 $4.7k $4.7k 0.00% Unchanged
71 DUNCKER STREETT & CO INC 0.00% of their portfolio St. Louis, MO 335335 $3.8k $3.8k 0.00% Unchanged
72 CWM, LLC 0.00% of their portfolio OMAHA, NE 273273 $3.0k $3.0k 0.00% New
73 CITIGROUP INC 0.00% of their portfolio NEW YORK, NY 255255 $2.9k $2.9k 0.00% New
74 EverSource Wealth Advisors, LLC 0.00% of their portfolio BIRMINGHAM, AL 211211 $2.4k $2.4k 0.00% Unchanged
75 ICA Group Wealth Management, LLC 0.00% of their portfolio DENVER, CO 200200 $2.3k $2.3k 0.00% Reduced -375 -375
76 CONCOURSE FINANCIAL GROUP SECURITIES, INC. 0.00% of their portfolio BIRMINGHAM, AL 00 $0 $0 0.00% Unchanged