NUVEEN TAXABLE MUNICPAL INM NBB
COM · Closed-End Fund · CUSIP 67074C103
80
institutional holders
+2 vs Q2 2023
10.1m
shares reported held*
$146.8mreported value*
6 new
19 added
27 reduced
5 sold out
net bought ≈ $15.8m (+1.1m shares)
* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once. Holder counts are more reliable. Implied quarter-end price ≈ $14.53.
Trends to Q3 2023
Institutional holders
Managers reporting a position, each quarter
Numbers
| Quarter | Holders |
|---|---|
| Q3 2022 | 71 |
| Q4 2022 | 81 |
| Q1 2023 | 80 |
| Q2 2023 | 78 |
| Q3 2023 | 80 |
Buyers vs sellers
Managers adding to or starting a position, vs cutting or selling out
Bought or addedCut or sold out
Numbers
| Quarter | Bought or added | Cut or sold out |
|---|---|---|
| Q4 2022 | 42 | 27 |
| Q1 2023 | 32 | 37 |
| Q2 2023 | 26 | 33 |
| Q3 2023 | 25 | 32 |
Biggest buyers
| SIT INVESTMENT ASSOCIATES INC | Added | +690.7k |
| M&T Bank Corp | Added | +394.4k |
| Stratos Wealth Partners, LTD. | Added | +278.3k |
| Invesco Ltd. | Added | +66.4k |
| OSAIC HOLDINGS, INC. | Added | +63.5k |
| AMERIPRISE FINANCIAL INC | Added | +22.3k |
| Transform Wealth, LLC | New | +19.6k |
| RAYMOND JAMES TRUST N.A. | Added | +14.1k |
| Mystic Asset Management, Inc. | New | +10.8k |
| OPPENHEIMER & CO INC | New | +10.2k |
Biggest sellers
| Bramshill Investments, LLC | Reduced | -194.5k |
| UBS Group AG | Reduced | -86.9k |
| RAYMOND JAMES & ASSOCIATES | Reduced | -48.8k |
| MORGAN STANLEY | Reduced | -46.7k |
| BANK OF MONTREAL /CAN/ | Sold out | -19.1k |
| Raymond James Financial Services Advisors, Inc. | Reduced | -16.2k |
| SVB WEALTH LLC | Sold out | -15.5k |
| Eagle Bluffs Wealth Management LLC | Reduced | -14.0k |
| BANK OF AMERICA CORP /DE/ | Reduced | -11.9k |
| Cambridge Investment Research Advisors, Inc. | Sold out | -11.2k |
Major shareholders (over 5%)
Anyone who owns more than 5% of a class of the company's shares has to say so: on Schedule 13D if they may try to influence or control the company, on 13G if they're a passive investor, and update it as the stake changes. Each holder's latest filing, from 19 Dec 2024 on; percentages are of the share class, as the holder worked them out.
| Holder | Stake |
|---|---|
| MORGAN STANLEY 13G · institution +1.4 pts · filed 2026-08-12 | 8.0% |
Insider purchases and sales in Q3 2023
Shares bought or sold by the company's own officers, directors and 10% owners, in the open market or privately, as they reported to the SEC on Form 4 (due within two business days of the trade). Grants, option exercises, shares withheld for tax and gifts aren't included.
None reported in Q3 2023.
Holders, Q3 2023
| Manager | Shares | Change |
|---|---|---|
| SIT INVESTMENT ASSOCIATES INC 0.76% of their portfolio | 1.9m $27.7m | Added +690.7k |
| MORGAN STANLEY 0.00% of their portfolio | 1.6m $23.5m | Reduced -46.7k |
| GUGGENHEIM CAPITAL LLC 0.10% of their portfolio | 761.1k $11.1m | Unchanged |
| M&T Bank Corp 0.04% of their portfolio | 622.1k $9.0m | Added +394.4k |
| Raymond James Financial Services Advisors, Inc. 0.02% of their portfolio | 592.6k $8.6m | Reduced -16.2k |
| UBS Group AG 0.00% of their portfolio | 570.5k $8.3m | Reduced -86.9k |
| OSAIC HOLDINGS, INC. 0.01% of their portfolio | 555.0k $8.1m | Added +63.5k |
| WELLS FARGO & COMPANY/MN 0.00% of their portfolio | 523.8k $7.6m | Added +909 |
| Invesco Ltd. 0.00% of their portfolio | 354.2k $5.1m | Added +66.4k |
| BANK OF AMERICA CORP /DE/ 0.00% of their portfolio | 347.0k $5.0m | Reduced -11.9k |
| Stratos Wealth Partners, LTD. 0.11% of their portfolio | 344.8k $5.0m | Added +278.3k |
| Eagle Bluffs Wealth Management LLC 3.46% of their portfolio | 308.4k $4.5m | Reduced -14.0k |
| RAYMOND JAMES & ASSOCIATES 0.00% of their portfolio | 182.2k $2.6m | Reduced -48.8k |
| AMERIPRISE FINANCIAL INC 0.00% of their portfolio | 139.8k $2.0m | Added +22.3k |
| GILL CAPITAL PARTNERS, LLC 0.82% of their portfolio | 127.5k $1.9m | Reduced -3.9k |
| LPL Financial LLC 0.00% of their portfolio | 108.6k $1.6m | Added +3.5k |
| TRUIST FINANCIAL CORP 0.00% of their portfolio | 89.9k $1.3m | Reduced -10.9k |
| WEDBUSH SECURITIES INC 0.06% of their portfolio | 84.8k $1.2m | Added +1.3k |
| RIVERNORTH CAPITAL MANAGEMENT, LLC 0.05% of their portfolio | 69.1k $1.0m | Added +8.5k |
| RAYMOND JAMES TRUST N.A. 0.02% of their portfolio | 57.0k $827.7k | Added +14.1k |
| STIFEL FINANCIAL CORP 0.00% of their portfolio | 44.8k $651.6k | Added +258 |
| COMMONWEALTH EQUITY SERVICES, LLC 0.00% of their portfolio | 40.8k $593.0k | Added +7.3k |
| Advisory Services Network, LLC 0.01% of their portfolio | 35.5k $515.1k | Added +4.2k |
| HighTower Advisors, LLC 0.00% of their portfolio | 31.9k $465.0k | Reduced -6.0k |
| U.S. Capital Wealth Advisors, LLC 0.02% of their portfolio | 29.7k $431.5k | Unchanged |
| HORIZON KINETICS ASSET MANAGEMENT LLC 0.01% of their portfolio | 28.6k $415.8k | Reduced -229 |
| Cresta Advisors, Ltd. 0.32% of their portfolio | 28.5k $413.6k | Unchanged |
| Clarity Financial LLC 0.07% of their portfolio | 28.4k $412.2k | Unchanged |
| Shaker Financial Services, LLC 0.18% of their portfolio | 26.8k $391.2k | Reduced -8.1k |
| ROYAL BANK OF CANADA 0.00% of their portfolio | 25.9k $376.0k | Reduced -937 |
| GREAT VALLEY ADVISOR GROUP, INC. 0.01% of their portfolio | 22.0k $320.0k | Unchanged |
| ENVESTNET ASSET MANAGEMENT INC 0.00% of their portfolio | 21.6k $314.0k | Reduced -724 |
| Fortitude Advisory Group L.L.C. 0.20% of their portfolio | 20.8k $301.6k | Reduced -1.3k |
| Atria Wealth Solutions, Inc. 0.00% of their portfolio | 20.7k $302.0k | Reduced -2.8k |
| Cetera Advisor Networks LLC 0.00% of their portfolio | 20.5k $297.4k | Reduced -56 |
| RIVERBRIDGE PARTNERS LLC 0.00% of their portfolio | 19.8k $287.8k | Added +3.9k |
| Transform Wealth, LLC 0.03% of their portfolio | 19.6k $286.0k | New |
| Integrated Wealth Concepts LLC 0.00% of their portfolio | 18.0k $262.2k | Reduced -2.9k |
| Gerber Kawasaki Wealth & Investment Management 0.02% of their portfolio | 17.2k $249.3k | Added +1.5k |
| Taylor Hoffman Wealth Management 0.12% of their portfolio | 16.5k $240.2k | Unchanged |
| Van Hulzen Asset Management, LLC 0.02% of their portfolio | 16.5k $239.0k | Reduced -4.7k |
| LANDSCAPE CAPITAL MANAGEMENT, L.L.C. 0.03% of their portfolio | 16.2k $235.6k | Reduced -4.1k |
| Cetera Investment Advisers 0.00% of their portfolio | 15.9k $231.3k | Reduced -133 |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP 0.00% of their portfolio | 15.3k $222.1k | Reduced -5.7k |
| Farther Finance Advisors, LLC 0.03% of their portfolio | 14.0k $203.4k | Added +197 |
| Waverly Advisors, LLC 0.01% of their portfolio | 13.2k $191.6k | Unchanged |
| Opal Wealth Advisors, LLC 0.11% of their portfolio | 13.0k $189.5k | Unchanged |
| Palogic Value Management, L.P. 0.09% of their portfolio | 12.0k $174.4k | Unchanged |
| Carlton Hofferkamp & Jenks Wealth Management, LLC 0.07% of their portfolio | 11.5k $159.4k | Unchanged |
| Cyndeo Wealth Partners, LLC 0.02% of their portfolio | 11.1k $161.0k | Unchanged |
| Bramshill Investments, LLC 0.02% of their portfolio | 10.8k $156.8k | Reduced -194.5k |
| Mystic Asset Management, Inc. 0.09% of their portfolio | 10.8k $156.2k | New |
| Mayflower Financial Advisors, LLC 0.02% of their portfolio | 10.5k $152.6k | Reduced -1.0k |
| OPPENHEIMER & CO INC 0.00% of their portfolio | 10.2k $148.5k | New |
| WOLVERINE ASSET MANAGEMENT LLC 0.00% of their portfolio | 5.8k $83.6k | Added +4.3k |
| COMERICA BANK 0.00% of their portfolio | 4.2k $60.6k | New |
| Farmers & Merchants Trust Co of Chambersburg PA 0.04% of their portfolio | 4.1k $60.0k | Unchanged |
| Tortoise Investment Management, LLC 0.01% of their portfolio | 4.0k $57.7k | Reduced -630 |
| NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO 0.00% of their portfolio | 3.6k $51.9k | Unchanged |
| PRIVATE TRUST CO NA 0.01% of their portfolio | 2.8k $40.7k | Unchanged |
| Focused Wealth Management, Inc 0.01% of their portfolio | 2.4k $35.5k | Unchanged |
| PNC Financial Services Group, Inc. 0.00% of their portfolio | 2.0k $29.1k | Unchanged |
| LANARK FINANCIAL, INC. 0.00% of their portfolio | 1.7k $24.0k | First filing |
| CARY STREET PARTNERS INVESTMENT ADVISORY LLC 0.00% of their portfolio | 1.6k $24.0k | Unchanged |
| Pinnacle Financial Partners Inc 0.00% of their portfolio | 1.3k $18.8k | Reduced -1.1k |
| Sunbelt Securities, Inc. 0.00% of their portfolio | 1.2k $17.9k | Added +16 |
| HUNTINGTON NATIONAL BANK 0.00% of their portfolio | 1.1k $16.3k | Unchanged |
| FNY Investment Advisers, LLC 0.01% of their portfolio | 1.0k $14.0k | Unchanged |
| Elequin Capital, LP 0.00% of their portfolio | 840 $12.2k | New |
| FIRST MANHATTAN CO. LLC. 0.00% of their portfolio | 807 $11.7k | Unchanged |
| Steward Partners Investment Advisory, LLC 0.00% of their portfolio | 700 $10.2k | Reduced -2.0k |
| Glass Jacobson Investment Advisors llc 0.00% of their portfolio | 650 $9.4k | Unchanged |
| Highlander Capital Management, LLC 0.00% of their portfolio | 523 $8.0k | Unchanged |
| M&R CAPITAL MANAGEMENT INC 0.00% of their portfolio | 501 $7.3k | Unchanged |
| HARBOUR INVESTMENTS, INC. 0.00% of their portfolio | 500 $7.3k | Unchanged |
| Creative Planning 0.00% of their portfolio | 358 $5.2k | New |
| Caldwell Trust Co 0.00% of their portfolio | 292 $4.2k | Unchanged |
| Beaird Harris Wealth Management, LLC 0.00% of their portfolio | 3 $44 | Unchanged |
| CONCOURSE FINANCIAL GROUP SECURITIES, INC. 0.00% of their portfolio | 0 $0 | Unchanged |
| IFP Advisors, Inc 0.00% of their portfolio | 0 $7 | Reduced -138 |