Vault-13

NUVEEN CR STRATEGIES INCOME XJQCX

COM SHS · Closed-End Fund · CUSIP 67073D102

151 institutional holders -11 vs Q4 2023
73,013,04673.0m shares reported held*
$406.7mreported value*
18 new 51 added 48 reduced 30 sold out net bought ≈ $55.4m (+10.0m shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once. Holder counts are more reliable. Implied quarter-end price ≈ $5.57.

Trends to Q1 2024

Institutional holders

Managers reporting a position, each quarter

0100200Q3 22: 149Q4 22: 151Q1 23: 153Q2 23: 151Q3 23: 157Q4 23: 162Q1 24: 151151Q3 22Q1 23Q3 23Q1 24
Numbers
QuarterHolders
Q3 2022149
Q4 2022151
Q1 2023153
Q2 2023151
Q3 2023157
Q4 2023162
Q1 2024151

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
1000100Q4 22: 70 bought or addedQ4 22: 45 cut or sold outQ4 22Q1 23: 68 bought or addedQ1 23: 64 cut or sold outQ1 23Q2 23: 57 bought or addedQ2 23: 59 cut or sold outQ2 23Q3 23: 70 bought or addedQ3 23: 49 cut or sold outQ3 23Q4 23: 73 bought or addedQ4 23: 58 cut or sold outQ4 23Q1 24: 69 bought or addedQ1 24: 78 cut or sold outQ1 24
Numbers
QuarterBought or addedCut or sold out
Q4 20227045
Q1 20236864
Q2 20235759
Q3 20237049
Q4 20237358
Q1 20246978

Biggest buyers

MORGAN STANLEY Added +14,990,471+15.0m
WELLS FARGO & COMPANY/MN Added +856,698+856.7k
ZAZOVE ASSOCIATES LLC Added +219,662+219.7k
DEUTSCHE BANK AG\ New +214,669+214.7k
Raymond James Financial Services Advisors, Inc. Added +200,472+200.5k
RAYMOND JAMES & ASSOCIATES Added +178,451+178.5k
Penserra Capital Management LLC Added +121,873+121.9k
Cetera Investment Advisers Added +89,657+89.7k
Venture Visionary Partners LLC Added +85,000+85.0k
CHOREO, LLC New +70,745+70.7k

Biggest sellers

Saba Capital Management, L.P. Sold out -2,641,026-2.6m
CITY OF LONDON INVESTMENT MANAGEMENT CO LTD Reduced -396,706-396.7k
M&T Bank Corp Sold out -394,855-394.9k
LANDSCAPE CAPITAL MANAGEMENT, L.L.C. Sold out -391,398-391.4k
AQR Arbitrage LLC Sold out -346,484-346.5k
Allspring Global Investments Holdings, LLC Reduced -274,890-274.9k
GUGGENHEIM CAPITAL LLC Reduced -267,809-267.8k
Rockefeller Capital Management L.P. Sold out -235,251-235.3k
MML INVESTORS SERVICES, LLC Reduced -233,655-233.7k
CLOUGH CAPITAL PARTNERS L P Sold out -233,300-233.3k

Holders, Q1 2024

#ManagerLocationShares Value% of their portfolioChangeShares change
1 MORGAN STANLEY 0.01% of their portfolio NEW YORK, NY 39,996,05740.0m $222.8m $222.8m 0.01% Added +15.0m +14,990,471
2 OAK HILL ADVISORS LP 2.20% of their portfolio New York, NY 3,325,1263.3m $18.5m $18.5m 2.20% Reduced -111.0k -110,997
3 Pathstone Holdings, LLC 0.08% of their portfolio ENGLEWOOD, NJ 3,018,2243.0m $16.8m $16.8m 0.08% Reduced -12.0k -12,026
4 Penserra Capital Management LLC 0.17% of their portfolio ORINDA, CA 2,424,8752.4m $13.5m $13.5m 0.17% Added +121.9k +121,873
5 Invesco Ltd. 0.00% of their portfolio ATLANTA, GA 1,825,8121.8m $10.2m $10.2m 0.00% Reduced -160.9k -160,894
6 GUGGENHEIM CAPITAL LLC 0.07% of their portfolio CHICAGO, IL 1,780,1071.8m $9.9m $9.9m 0.07% Reduced -267.8k -267,809
7 PRIVATE MANAGEMENT GROUP INC 0.37% of their portfolio IRVINE, CA 1,772,2861.8m $9.9m $9.9m 0.37% Reduced -14.4k -14,381
8 Advisors Asset Management, Inc. 0.15% of their portfolio Monument, CO 1,403,2771.4m $7.8m $7.8m 0.15% Reduced -169.4k -169,417
9 WELLS FARGO & COMPANY/MN 0.00% of their portfolio SAN FRANCISCO, CA 1,315,8761.3m $7.3m $7.3m 0.00% Added +856.7k +856,698
10 Raymond James Financial Services Advisors, Inc. 0.01% of their portfolio ST. PETERSBURG, FL 1,111,7721.1m $6.2m $6.2m 0.01% Added +200.5k +200,472
11 BANK OF AMERICA CORP /DE/ 0.00% of their portfolio CHARLOTTE, NC 997,179997.2k $5.6m $5.6m 0.00% Added +15.9k +15,853
12 RAYMOND JAMES & ASSOCIATES 0.00% of their portfolio ST PETERSBURG, FL 720,920720.9k $4.0m $4.0m 0.00% Added +178.5k +178,451
13 Allspring Global Investments Holdings, LLC 0.01% of their portfolio CHARLOTTE, NC 708,393708.4k $3.9m $3.9m 0.01% Reduced -274.9k -274,890
14 COHEN & STEERS, INC. 0.01% of their portfolio NEW YORK, NY 649,738649.7k $3.6m $3.6m 0.01% Unchanged
15 AMERIPRISE FINANCIAL INC 0.00% of their portfolio MINNEAPOLIS, MN 530,924530.9k $3.0m $3.0m 0.00% Added +17.7k +17,675
16 STIFEL FINANCIAL CORP 0.00% of their portfolio ST. LOUIS, MO 522,109522.1k $2.9m $2.9m 0.00% Added +34.2k +34,201
17 Thrivent Financial for Lutherans 0.01% of their portfolio Minneapolis, MN 513,787513.8k $2.9m $2.9m 0.01% Reduced -7.0k -7,000
18 ZAZOVE ASSOCIATES LLC 0.18% of their portfolio INCLINE VILLAGE, NV 489,524489.5k $2.7m $2.7m 0.18% Added +219.7k +219,662
19 Thomas J. Herzfeld Advisors, Inc. 0.90% of their portfolio MIAMI BEACH, FL 458,409458.4k $2.6m $2.6m 0.90% Reduced -66.0k -65,969
20 FIRST TRUST ADVISORS LP 0.00% of their portfolio Wheaton, IL 419,048419.0k $2.3m $2.3m 0.00% Added +39.2k +39,181
21 DCF Advisers, LLC 1.39% of their portfolio MOUNT PLEASANT, SC 415,000415.0k $2.3m $2.3m 1.39% Added +1.0k +1,000
22 Sowell Financial Services LLC 0.11% of their portfolio NORTH LITTLE ROCK, AR 406,636406.6k $2.3m $2.3m 0.11% Reduced -8.1k -8,100
23 ENVESTNET ASSET MANAGEMENT INC 0.00% of their portfolio Berwyn, PA 403,555403.6k $2.2m $2.2m 0.00% Reduced -49.8k -49,809
24 CITY OF LONDON INVESTMENT MANAGEMENT CO LTD 0.18% of their portfolio London, X0 396,457396.5k $2.2m $2.2m 0.18% Reduced -396.7k -396,706
25 ROYAL BANK OF CANADA 0.00% of their portfolio TORONTO, A6 394,286394.3k $2.2m $2.2m 0.00% Reduced -12.8k -12,789
26 Venture Visionary Partners LLC 0.10% of their portfolio Sylvania, OH 367,362367.4k $2.0m $2.0m 0.10% Added +85.0k +85,000
27 Cetera Investment Advisers 0.00% of their portfolio SCHAUMBURG, IL 355,717355.7k $2.0m $2.0m 0.00% Added +89.7k +89,657
28 INDEPENDENT FINANCIAL GROUP, LLC 0.09% of their portfolio SAN DIEGO, CA 337,534337.5k $1.9m $1.9m 0.09% Added +9.8k +9,769
29 GraniteShares Advisors LLC 0.95% of their portfolio NEW YORK, NY 324,217324.2k $1.8m $1.8m 0.95% Added +41.3k +41,258
30 OSAIC HOLDINGS, INC. 0.00% of their portfolio SCOTTSDALE, AZ 301,055301.1k $1.7m $1.7m 0.00% Reduced -20.8k -20,820
31 UBS Group AG 0.00% of their portfolio ZURICH, V8 241,688241.7k $1.3m $1.3m 0.00% Reduced -93.0k -92,968
32 DEBUSSY CAPITAL MANAGEMENT LP 0.37% of their portfolio CHICAGO, IL 223,805223.8k $1.3m $1.3m 0.37% Reduced -20.7k -20,710
33 Stolper Co 0.45% of their portfolio TULSA, OK 222,737222.7k $1.2m $1.2m 0.45% Added +8.7k +8,682
34 DEUTSCHE BANK AG\ 0.00% of their portfolio FRANKFURT AM MAIN, 2M 214,669214.7k $1.2m $1.2m 0.00% New
35 Bramshill Investments, LLC 0.13% of their portfolio NAPLES, FL 194,069194.1k $1.1m $1.1m 0.13% Reduced -128.0k -127,994
36 Fiera Capital Corp 0.00% of their portfolio MONTREAL, A8 193,430193.4k $1.1m $1.1m 0.00% Added +2 +2
37 Lido Advisors, LLC 0.01% of their portfolio Los Angeles, CA 184,968185.0k $1.0m $1.0m 0.01% Added +44.3k +44,340
38 LPL Financial LLC 0.00% of their portfolio FORT MILL, SC 165,813165.8k $923.6k $923.6k 0.00% Added +14.7k +14,749
39 Koshinski Asset Management, Inc. 0.07% of their portfolio DECATUR, IL 130,047130.0k $724.4k $724.4k 0.07% Reduced -95.8k -95,820
40 VIRTUS ADVISERS, LLC 0.38% of their portfolio HARTFORD, CT 128,596128.6k $716.3k $716.3k 0.38% Added +17.0k +16,993
41 FIRST NATIONAL BANK & TRUST CO OF NEWTOWN 0.14% of their portfolio NEWTOWN, PA 122,973123.0k $685.0k $685.0k 0.14% Reduced -1.5k -1,500
42 Capital Wealth Alliance, LLC 0.38% of their portfolio Scottsdale, AZ 115,709115.7k $644.5k $644.5k 0.38% Added +7.2k +7,243
43 Westchester Capital Management, LLC 0.03% of their portfolio VALHALLA, NY 114,973115.0k $640.4k $640.4k 0.03% Unchanged
44 Family Firm, Inc. 0.15% of their portfolio BETHESDA, MD 112,692112.7k $627.7k $627.7k 0.15% Reduced -2.3k -2,285
45 Mariner, LLC 0.00% of their portfolio Overland Park, KS 112,279112.3k $625.4k $625.4k 0.00% Added +21.1k +21,106
46 InterOcean Capital Group, LLC 0.01% of their portfolio NASHVILLE, TN 110,000110.0k $612.7k $612.7k 0.01% Unchanged
47 RIVERBRIDGE PARTNERS LLC 0.01% of their portfolio MINNEAPOLIS, MN 93,09593.1k $518.5k $518.5k 0.01% Reduced -95.1k -95,066
48 NewEdge Advisors, LLC 0.00% of their portfolio NEW ORLEANS, LA 92,75092.8k $516.6k $516.6k 0.00% Reduced -9.4k -9,411
49 MML INVESTORS SERVICES, LLC 0.00% of their portfolio SPRINGFIELD, MA 80,50380.5k $448.0k $448.0k 0.00% Reduced -233.7k -233,655
50 INTERNATIONAL ASSETS INVESTMENT MANAGEMENT, LLC 0.05% of their portfolio ORLANDO, FL 80,20780.2k $445.1k $445.1k 0.05% Reduced -250 -250
51 B. Riley Wealth Advisors, Inc. 0.01% of their portfolio MEMPHIS, TN 78,47978.5k $401.3k $401.3k 0.01% Reduced -8.1k -8,100
52 Hennion & Walsh Asset Management, Inc. 0.02% of their portfolio Parsippany, NJ 77,76677.8k $433.2k $433.2k 0.02% Added +40.1k +40,138
53 COMMONWEALTH EQUITY SERVICES, LLC 0.00% of their portfolio WALTHAM, MA 72,47772.5k $404.0k $404.0k 0.00% Reduced -11.0k -10,962
54 CHOREO, LLC 0.01% of their portfolio ROCKFORD, IL 70,74570.7k $394.1k $394.1k 0.01% New
55 COMERICA BANK 0.00% of their portfolio DALLAS, TX 70,59070.6k $393.2k $393.2k 0.00% Added +3.4k +3,354
56 Cambridge Investment Research Advisors, Inc. 0.00% of their portfolio FAIRFIELD, IA 68,29768.3k $380.0k $380.0k 0.00% Added +24.4k +24,393
57 Ausdal Financial Partners, Inc. 0.04% of their portfolio Davenport, IA 68,04768.0k $379.0k $379.0k 0.04% New
58 Boyce & Associates Wealth Consulting, Inc. 0.45% of their portfolio CEDAR PARK, TX 62,16562.2k $346.3k $346.3k 0.45% Added +2.5k +2,523
59 LANARK FINANCIAL, INC. 0.03% of their portfolio BIRMINGHAM, AL 61,60761.6k $343.0k $343.0k 0.03% Added +2.5k +2,486
60 CREDIT SUISSE AG/ 0.00% of their portfolio ZURICH, V8 60,00060.0k $334.2k $334.2k 0.00% Reduced -25.0k -25,000
61 Concurrent Investment Advisors, LLC 0.01% of their portfolio Tampa, FL 56,71856.7k $315.9k $315.9k 0.01% Reduced -2.1k -2,121
62 Gladstone Institutional Advisory LLC 0.02% of their portfolio Bedminster, NJ 56,47456.5k $314.6k $314.6k 0.02% Unchanged
63 SeaCrest Wealth Management, LLC 0.04% of their portfolio PURCHASE, NY 54,96355.0k $306.1k $306.1k 0.04% Added +8.4k +8,376
64 Steward Partners Investment Advisory, LLC 0.00% of their portfolio STAMFORD, CT 54,67854.7k $304.6k $304.6k 0.00% Added +6.5k +6,508
65 Beacon Pointe Advisors, LLC 0.00% of their portfolio NEWPORT BEACH, CA 52,91252.9k $294.7k $294.7k 0.00% Unchanged
66 NWF Advisory Services Inc. 0.05% of their portfolio Los Angeles, CA 52,80052.8k $294.1k $294.1k 0.05% Unchanged
67 PARK AVENUE SECURITIES LLC 0.00% of their portfolio NEW YORK, NY 51,00851.0k $284.0k $284.0k 0.00% Added +10.2k +10,177
68 Spire Wealth Management 0.00% of their portfolio MCLEAN, VA 48,51948.5k $270.3k $270.3k 0.00% Added +18.2k +18,165
69 Centurion Wealth Management LLC 0.11% of their portfolio Mclean, VA 48,51948.5k $270.3k $270.3k 0.11% Added +18.2k +18,165
70 LEVEL FOUR ADVISORY SERVICES, LLC 0.01% of their portfolio DALLAS, TX 47,57147.6k $248.3k $248.3k 0.01% Unchanged
71 Corient Private Wealth LP 0.00% of their portfolio MIAMI, FL 47,51047.5k $264.6k $264.6k 0.00% Reduced -9.8k -9,809
72 WEDBUSH SECURITIES INC 0.01% of their portfolio PASADENA, CA 42,32242.3k $236.0k $236.0k 0.01% Reduced -12.0k -11,965
73 CAPTRUST FINANCIAL ADVISORS 0.00% of their portfolio RALEIGH, NC 38,79138.8k $216.1k $216.1k 0.00% Added +203 +203
74 Shaker Financial Services, LLC 0.08% of their portfolio Arlington, VA 38,30838.3k $215.4k $215.4k 0.08% Reduced -28.7k -28,699
75 CENTAURUS FINANCIAL, INC. 0.01% of their portfolio ANAHEIM, CA 37,85337.9k $211.0k $211.0k 0.01% Reduced -27.6k -27,595
76 JANE STREET GROUP, LLC 0.00% of their portfolio NEW YORK, NY 36,64836.6k $204.1k $204.1k 0.00% Added +23.2k +23,231
77 Avior Wealth Management, LLC 0.01% of their portfolio OMAHA, NE 35,42735.4k $197.3k $197.3k 0.01% New
78 SVB WEALTH LLC 0.00% of their portfolio BOSTON, MA 33,59133.6k $187.1k $187.1k 0.00% Added +678 +678
79 PNC Financial Services Group, Inc. 0.00% of their portfolio Pittsburgh, PA 33,30233.3k $185.5k $185.5k 0.00% Unchanged
80 EP Wealth Advisors, LLC 0.00% of their portfolio TORRANCE, CA 33,00033.0k $183.8k $183.8k 0.00% Added +1.0k +1,000
81 Pinnacle Wealth Planning Services, Inc. 0.02% of their portfolio MANSFIELD, OH 30,09730.1k $167.6k $167.6k 0.02% Added +2.1k +2,077
82 SFI Advisors, LLC 0.13% of their portfolio Montclair, NJ 30,01030.0k $167.2k $167.2k 0.13% Unchanged
83 Quad-Cities Investment Group, LLC 0.10% of their portfolio DAVENPORT, IA 29,49229.5k $164.3k $164.3k 0.10% Added +529 +529
84 Ironsides Asset Advisors, LLC 0.05% of their portfolio ROCKY MOUNT, NC 27,67927.7k $154.2k $154.2k 0.05% Added +1.0k +1,014
85 MGO ONE SEVEN LLC 0.01% of their portfolio Beachwood, OH 25,67725.7k $143.0k $143.0k 0.01% Reduced -1.5k -1,497
86 Stonebrook Private Inc. 0.04% of their portfolio NORTHVILLE, MI 25,42325.4k $141.6k $141.6k 0.04% Reduced -4.6k -4,599
87 SIT INVESTMENT ASSOCIATES INC 0.00% of their portfolio Minneapolis, MN 25,00025.0k $139.0k $139.0k 0.00% Reduced -231.2k -231,202
88 Relative Value Partners Group, LLC 0.01% of their portfolio NORTHBROOK, IL 24,51324.5k $131.6k $131.6k 0.01% Unchanged
89 HRT FINANCIAL LP 0.00% of their portfolio NEW YORK, NY 24,12024.1k $134.0k $134.0k 0.00% New
90 Catalina Capital Group, LLC 0.06% of their portfolio Torrance, CA 23,42723.4k $130.5k $130.5k 0.06% Unchanged
91 ALEXANDER LABRUNERIE & CO., INC. 0.07% of their portfolio COLUMBIA, MO 22,96023.0k $127.9k $127.9k 0.07% First filing
92 CoreCap Advisors, LLC 0.01% of their portfolio SOUTHFIELD, MI 22,62022.6k $126.0k $126.0k 0.01% Added +4.4k +4,420
93 AVANTAX ADVISORY SERVICES, INC. 0.00% of their portfolio DALLAS, TX 22,43222.4k $124.9k $124.9k 0.00% Reduced -5.6k -5,624
94 HARBOUR INVESTMENTS, INC. 0.00% of their portfolio MADISON, WI 21,30321.3k $118.7k $118.7k 0.00% Added +2.0k +2,000
95 Formidable Asset Management, LLC 0.02% of their portfolio CINCINNATI, OH 21,30021.3k $118.6k $118.6k 0.02% Added +1.0k +1,000
96 WEALTH ENHANCEMENT ADVISORY SERVICES, LLC 0.00% of their portfolio PLYMOUTH, MN 20,74520.7k $115.6k $115.6k 0.00% Added +10.1k +10,085
97 Global Endowment Management, LP 0.01% of their portfolio CHARLOTTE, NC 20,00020.0k $111.4k $111.4k 0.01% Unchanged
98 HOLLENCREST CAPITAL MANAGEMENT 0.01% of their portfolio NEWPORT BEACH, CA 19,78019.8k $110.2k $110.2k 0.01% Unchanged
99 Private Advisor Group, LLC 0.00% of their portfolio MORRISTOWN, NJ 19,66219.7k $109.5k $109.5k 0.00% Reduced -1.2k -1,191
100 Kestra Advisory Services, LLC 0.00% of their portfolio AUSTIN, TX 19,35019.4k $107.8k $107.8k 0.00% Added +3.9k +3,900