Vault-13

NUVEEN CR STRATEGIES INCOME XJQCX

COM SHS · Closed-End Fund · CUSIP 67073D102

153 institutional holders +2 vs Q4 2022
53,550,32053.6m shares reported held*
$273.6mreported value*
22 new 46 added 46 reduced 18 sold out net sold ≈ $6.9m (-1.3m shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once ($59.0k this quarter). Holder counts are more reliable. Implied quarter-end price ≈ $5.11.

Trends to Q1 2023

Institutional holders

Managers reporting a position, each quarter

0100200Q3 22: 149Q4 22: 151Q1 23: 153153Q3 22Q4 22Q1 23
Numbers
QuarterHolders
Q3 2022149
Q4 2022151
Q1 2023153

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
1000100Q4 22: 70 bought or addedQ4 22: 45 cut or sold outQ4 22Q1 23: 68 bought or addedQ1 23: 64 cut or sold outQ1 23
Numbers
QuarterBought or addedCut or sold out
Q4 20227045
Q1 20236864

Biggest buyers

CREDIT SUISSE AG/ Added +650,000+650.0k
Allspring Global Investments Holdings, LLC Added +606,557+606.6k
UBS Group AG Added +293,974+294.0k
Merit Financial Group, LLC Added +277,889+277.9k
GUGGENHEIM CAPITAL LLC Added +241,459+241.5k
Advisors Asset Management, Inc. Added +229,159+229.2k
Gallagher Fiduciary Advisors, LLC New +192,856+192.9k
AMERIPRISE FINANCIAL INC Added +168,096+168.1k
M&T Bank Corp Added +153,972+154.0k
Sowell Financial Services LLC Added +131,228+131.2k

Biggest sellers

RIVERNORTH CAPITAL MANAGEMENT, LLC Reduced -1,749,981-1.7m
MORGAN STANLEY Reduced -568,523-568.5k
Raymond James Financial Services Advisors, Inc. Reduced -458,473-458.5k
Logan Stone Capital, LLC Reduced -386,996-387.0k
SIT INVESTMENT ASSOCIATES INC Reduced -344,374-344.4k
BANK OF AMERICA CORP /DE/ Reduced -294,882-294.9k
Invesco Ltd. Reduced -195,922-195.9k
GraniteShares Advisors LLC Reduced -170,146-170.1k
Saba Capital Management, L.P. Reduced -162,551-162.6k
HighTower Advisors, LLC Reduced -152,656-152.7k

Holders, Q1 2023

#ManagerLocationShares Value% of their portfolioChangeShares change
1 MORGAN STANLEY 0.01% of their portfolio NEW YORK, NY 14,114,06114.1m $72.1m $72.1m 0.01% Reduced -568.5k -568,523
2 OAK HILL ADVISORS LP 1.27% of their portfolio New York, NY 3,436,1233.4m $17.6m $17.6m 1.27% Unchanged
3 OAKTREE CAPITAL MANAGEMENT LP 0.19% of their portfolio LOS ANGELES, CA 3,333,9493.3m $17.0m $17.0m 0.19% Reduced -46.8k -46,838
4 Invesco Ltd. 0.00% of their portfolio ATLANTA, GA 2,461,2762.5m $12.6m $12.6m 0.00% Reduced -195.9k -195,922
5 Saba Capital Management, L.P. 0.30% of their portfolio NEW YORK, NY 2,424,2852.4m $12.4m $12.4m 0.30% Reduced -162.6k -162,551
6 RIVERNORTH CAPITAL MANAGEMENT, LLC 0.50% of their portfolio WEST PALM BEACH, FL 2,027,4982.0m $10.4m $10.4m 0.50% Reduced -1.7m -1,749,981
7 Penserra Capital Management LLC 0.21% of their portfolio ORINDA, CA 1,960,5142.0m $10.0m $10.0m 0.21% Added +84.5k +84,453
8 GUGGENHEIM CAPITAL LLC 0.08% of their portfolio CHICAGO, IL 1,899,6661.9m $9.7m $9.7m 0.08% Added +241.5k +241,459
9 Advisors Asset Management, Inc. 0.16% of their portfolio Monument, CO 1,527,2631.5m $7.8m $7.8m 0.16% Added +229.2k +229,159
10 Allspring Global Investments Holdings, LLC 0.01% of their portfolio CHARLOTTE, NC 1,372,4981.4m $7.0m $7.0m 0.01% Added +606.6k +606,557
11 SIT INVESTMENT ASSOCIATES INC 0.17% of their portfolio Minneapolis, MN 1,253,1711.3m $6.4m $6.4m 0.17% Reduced -344.4k -344,374
12 COHEN & STEERS, INC. 0.01% of their portfolio NEW YORK, NY 1,085,2001.1m $5.5m $5.5m 0.01% Reduced -50.0k -50,000
13 PRIVATE MANAGEMENT GROUP INC 0.23% of their portfolio IRVINE, CA 1,009,8451.0m $5.2m $5.2m 0.23% Added +70.4k +70,382
14 CREDIT SUISSE AG/ 0.00% of their portfolio ZURICH, V8 950,000950.0k $4.9m $4.9m 0.00% Added +650.0k +650,000
15 Raymond James Financial Services Advisors, Inc. 0.01% of their portfolio ST. PETERSBURG, FL 721,253721.3k $3.7m $3.7m 0.01% Reduced -458.5k -458,473
16 CITY OF LONDON INVESTMENT MANAGEMENT CO LTD 0.27% of their portfolio London, X0 685,618685.6k $3.5m $3.5m 0.27% Unchanged
17 BANK OF AMERICA CORP /DE/ 0.00% of their portfolio CHARLOTTE, NC 562,832562.8k $2.9m $2.9m 0.00% Reduced -294.9k -294,882
18 Merit Financial Group, LLC 0.10% of their portfolio ALPHARETTA, GA 554,071554.1k $2.8m $2.8m 0.10% Added +277.9k +277,889
19 RAYMOND JAMES & ASSOCIATES 0.00% of their portfolio ST PETERSBURG, FL 535,339535.3k $2.7m $2.7m 0.00% Added +50.1k +50,145
20 Thrivent Financial for Lutherans 0.01% of their portfolio Minneapolis, MN 530,787530.8k $2.7m $2.7m 0.01% Reduced -13.0k -13,000
21 STIFEL FINANCIAL CORP 0.00% of their portfolio ST. LOUIS, MO 501,572501.6k $2.6m $2.6m 0.00% Added +1.5k +1,470
22 ROYAL BANK OF CANADA 0.00% of their portfolio TORONTO, A6 479,408479.4k $2.5m $2.5m 0.00% Added +40.4k +40,401
23 CENTAURUS FINANCIAL, INC. 0.18% of their portfolio ANAHEIM, CA 444,137444.1k $2.3m $2.3m 0.18% Reduced -69.8k -69,847
24 M&T Bank Corp 0.01% of their portfolio BUFFALO, NY 429,009429.0k $2.2m $2.2m 0.01% Added +154.0k +153,972
25 FIRST TRUST ADVISORS LP 0.00% of their portfolio Wheaton, IL 426,561426.6k $2.2m $2.2m 0.00% Reduced -87.7k -87,745
26 Sowell Financial Services LLC 0.16% of their portfolio NORTH LITTLE ROCK, AR 412,736412.7k $2.1m $2.1m 0.16% Added +131.2k +131,228
27 AMERIPRISE FINANCIAL INC 0.00% of their portfolio MINNEAPOLIS, MN 404,571404.6k $2.1m $2.1m 0.00% Added +168.1k +168,096
28 UBS Group AG 0.00% of their portfolio ZURICH, V8 381,131381.1k $1.9m $1.9m 0.00% Added +294.0k +293,974
29 DCF Advisers, LLC 1.37% of their portfolio MOUNT PLEASANT, SC 364,000364.0k $1.9m $1.9m 1.37% Added +52.6k +52,580
30 Bramshill Investments, LLC 0.22% of their portfolio NAPLES, FL 358,437358.4k $1.8m $1.8m 0.22% Added +6.2k +6,242
31 OSAIC HOLDINGS, INC. 0.00% of their portfolio SCOTTSDALE, AZ 343,238343.2k $1.8m $1.8m 0.00% Reduced -4.9k -4,898
32 ZAZOVE ASSOCIATES LLC 0.14% of their portfolio INCLINE VILLAGE, NV 291,105291.1k $1.5m $1.5m 0.14% Unchanged
33 WELLS FARGO & COMPANY/MN 0.00% of their portfolio SAN FRANCISCO, CA 289,291289.3k $1.5m $1.5m 0.00% Reduced -20.6k -20,602
34 Cetera Investment Advisers 0.01% of their portfolio SCHAUMBURG, IL 282,835282.8k $1.4m $1.4m 0.01% Reduced -9.0k -8,963
35 GraniteShares Advisors LLC 1.25% of their portfolio NEW YORK, NY 277,352277.4k $1.4m $1.4m 1.25% Reduced -170.1k -170,146
36 GOLDMAN SACHS GROUP INC 0.00% of their portfolio NEW YORK, NY 272,155272.2k $1.4m $1.4m 0.00% Added +1.9k +1,937
37 Westchester Capital Management, LLC 0.04% of their portfolio VALHALLA, NY 264,935264.9k $1.4m $1.4m 0.04% Unchanged
38 Koshinski Asset Management, Inc. 0.12% of their portfolio DECATUR, IL 246,867246.9k $1.3m $1.3m 0.12% Unchanged
39 Stolper Co 0.49% of their portfolio TULSA, OK 224,019224.0k $1.1m $1.1m 0.49% Reduced -5.4k -5,436
40 Fiera Capital Corp 0.00% of their portfolio MONTREAL, A8 194,242194.2k $992.6k $992.6k 0.00% Reduced -4.1k -4,088
41 Gallagher Fiduciary Advisors, LLC 0.08% of their portfolio ROLLING MEADOWS, IL 192,856192.9k $985.5k $985.5k 0.08% New
42 MML INVESTORS SERVICES, LLC 0.01% of their portfolio SPRINGFIELD, MA 181,879181.9k $929.0k $929.0k 0.01% Added +34.0k +34,025
43 AQR Arbitrage LLC 0.03% of their portfolio Greenwich, CT 175,343175.3k $896.0k $896.0k 0.03% Reduced -36.0k -36,039
44 LPL Financial LLC 0.00% of their portfolio FORT MILL, SC 144,317144.3k $737.5k $737.5k 0.00% Added +17.1k +17,148
45 Claybrook Capital, LLC 0.40% of their portfolio WELLESLEY, MA 140,195140.2k $716.4k $716.4k 0.40% Added +97.1k +97,100
46 FIRST NATIONAL BANK & TRUST CO OF NEWTOWN 0.15% of their portfolio NEWTOWN, PA 132,173132.2k $675.4k $675.4k 0.15% Reduced -5.8k -5,800
47 INDEPENDENT FINANCIAL GROUP, LLC 0.05% of their portfolio SAN DIEGO, CA 127,943127.9k $653.8k $653.8k 0.05% Added +72.7k +72,665
48 Boyce & Associates Wealth Consulting, Inc. 1.06% of their portfolio CEDAR PARK, TX 117,099117.1k $589.0k $589.0k 1.06% New
49 Capital Wealth Alliance, LLC 0.47% of their portfolio Scottsdale, AZ 113,963114.0k $582.4k $582.4k 0.47% Added +1.4k +1,396
50 ENVESTNET ASSET MANAGEMENT INC 0.00% of their portfolio Berwyn, PA 105,160105.2k $537.4k $537.4k 0.00% Added +17.8k +17,778
51 VIRTUS ADVISERS, LLC 0.28% of their portfolio HARTFORD, CT 100,683100.7k $514.5k $514.5k 0.28% Reduced -6.9k -6,923
52 NewEdge Advisors, LLC 0.01% of their portfolio NEW ORLEANS, LA 100,049100.0k $503.0k $503.0k 0.01% Reduced -2.5k -2,506
53 RIVERBRIDGE PARTNERS LLC 0.01% of their portfolio MINNEAPOLIS, MN 95,71195.7k $489.1k $489.1k 0.01% Added +6.4k +6,367
54 DEUTSCHE BANK AG\ 0.00% of their portfolio FRANKFURT AM MAIN, 2M 95,37095.4k $487.3k $487.3k 0.00% Unchanged
55 InterOcean Capital Group, LLC 0.02% of their portfolio NASHVILLE, TN 90,00090.0k $459.9k $459.9k 0.02% Unchanged
56 LANDSCAPE CAPITAL MANAGEMENT, L.L.C. 0.06% of their portfolio Englewood, NJ 86,71686.7k $443.1k $443.1k 0.06% Added +3.0k +3,002
57 B. Riley Wealth Advisors, Inc. 0.01% of their portfolio MEMPHIS, TN 80,17980.2k $413.5k $413.5k 0.01% Added +791 +791
58 Family Firm, Inc. 0.11% of their portfolio BETHESDA, MD 79,61379.6k $406.8k $406.8k 0.11% Added +12.9k +12,929
59 Beacon Pointe Advisors, LLC 0.01% of their portfolio NEWPORT BEACH, CA 71,61271.6k $365.9k $365.9k 0.01% Reduced -7.3k -7,313
60 COMMONWEALTH EQUITY SERVICES, LLC 0.00% of their portfolio WALTHAM, MA 71,02071.0k $362.0k $362.0k 0.00% Added +1.8k +1,796
61 Steward Partners Investment Advisory, LLC 0.01% of their portfolio STAMFORD, CT 70,05670.1k $358.0k $358.0k 0.01% Added +9.8k +9,812
62 Mariner, LLC 0.00% of their portfolio Overland Park, KS 65,79265.8k $336.0k $336.0k 0.00% Reduced -14.2k -14,237
63 INTERNATIONAL ASSETS INVESTMENT MANAGEMENT, LLC 0.05% of their portfolio ORLANDO, FL 64,06064.1k $327.3k $327.3k 0.05% Added +5.6k +5,600
64 Logan Stone Capital, LLC 0.13% of their portfolio CHICAGO, IL 63,60063.6k $325.0k $325.0k 0.13% Reduced -387.0k -386,996
65 Corient Private Wealth LP 0.00% of their portfolio MIAMI, FL 57,17357.2k $292.2k $292.2k 0.00% New
66 Gladstone Institutional Advisory LLC 0.02% of their portfolio Bedminster, NJ 56,47456.5k $288.6k $288.6k 0.02% Unchanged
67 Cambridge Investment Research Advisors, Inc. 0.00% of their portfolio FAIRFIELD, IA 54,73654.7k $280.0k $280.0k 0.00% Added +17.2k +17,207
68 NWF Advisory Services Inc. 0.06% of their portfolio Los Angeles, CA 52,80052.8k $266.6k $266.6k 0.06% First filing
69 LEVEL FOUR ADVISORY SERVICES, LLC 0.02% of their portfolio DALLAS, TX 52,63252.6k $268.9k $268.9k 0.02% Added +37.5k +37,474
70 Chicago Partners Investment Group LLC 0.01% of their portfolio CHICAGO, IL 50,44650.4k $256.3k $256.3k 0.01% Unchanged
71 Cetera Advisor Networks LLC 0.00% of their portfolio EL SEGUNDO, CA 50,19550.2k $256.5k $256.5k 0.00% Reduced -2.2k -2,169
72 MacKay Shields LLC 0.01% of their portfolio New York, NY 49,71249.7k $254.0k $254.0k 0.01% Reduced -516 -516
73 Relative Value Partners Group, LLC 0.01% of their portfolio NORTHBROOK, IL 49,02649.0k $250.5k $250.5k 0.01% Added +2.9k +2,896
74 SVB WEALTH LLC 0.00% of their portfolio BOSTON, MA 46,92546.9k $239.8k $239.8k 0.00% Reduced -5.7k -5,655
75 PARK AVENUE SECURITIES LLC 0.00% of their portfolio NEW YORK, NY 43,90243.9k $224.0k $224.0k 0.00% Reduced -3.6k -3,639
76 SeaCrest Wealth Management, LLC 0.03% of their portfolio PURCHASE, NY 43,89043.9k $224.3k $224.3k 0.03% Added +21.2k +21,222
77 Wilmington Savings Fund Society, FSB 0.01% of their portfolio WILMINGTON, DE 43,43743.4k $222.0k $222.0k 0.01% Not comparable
78 STATE FARM MUTUAL AUTOMOBILE INSURANCE CO 0.00% of their portfolio BLOOMINGTON, IL 40,00040.0k $204.4k $204.4k 0.00% Unchanged
79 JANE STREET GROUP, LLC 0.00% of their portfolio NEW YORK, NY 36,82336.8k $188.2k $188.2k 0.00% Added +19.8k +19,847
80 Almitas Capital LLC 0.09% of their portfolio SANTA MONICA, CA 35,85035.9k $183.2k $183.2k 0.09% New
81 Meteora Capital, LLC 0.02% of their portfolio Boca Raton, FL 35,00035.0k $178.8k $178.8k 0.02% New
82 JPMORGAN CHASE & CO 0.00% of their portfolio NEW YORK, NY 34,78334.8k $178.0k $178.0k 0.00% New
83 WEDBUSH SECURITIES INC 0.01% of their portfolio PASADENA, CA 34,12134.1k $174.0k $174.0k 0.01% Reduced -16.7k -16,723
84 Ironsides Asset Advisors, LLC 0.08% of their portfolio ROCKY MOUNT, NC 33,11633.1k $169.2k $169.2k 0.08% Reduced -3.5k -3,498
85 Quad-Cities Investment Group, LLC 0.11% of their portfolio DAVENPORT, IA 31,13231.1k $159.1k $159.1k 0.11% Added +877 +877
86 SFI Advisors, LLC 0.15% of their portfolio Montclair, NJ 30,01030.0k $153.4k $153.4k 0.15% Unchanged
87 Meridian Wealth Management, LLC 0.01% of their portfolio LEXINGTON, KY 25,26025.3k $129.1k $129.1k 0.01% Added +539 +539
88 Pinnacle Wealth Planning Services, Inc. 0.02% of their portfolio MANSFIELD, OH 24,35324.4k $124.4k $124.4k 0.02% Reduced -687 -687
89 AVANTAX ADVISORY SERVICES, INC. 0.00% of their portfolio DALLAS, TX 24,24724.2k $123.9k $123.9k 0.00% Added +7.8k +7,815
90 MGO ONE SEVEN LLC 0.01% of their portfolio Beachwood, OH 23,89523.9k $122.1k $122.1k 0.01% Reduced -23 -23
91 HOLLENCREST CAPITAL MANAGEMENT 0.01% of their portfolio NEWPORT BEACH, CA 22,08022.1k $112.8k $112.8k 0.01% Added +2.3k +2,300
92 Global Endowment Management, LP 0.01% of their portfolio CHARLOTTE, NC 20,00020.0k $102.2k $102.2k 0.01% Unchanged
93 Formidable Asset Management, LLC 0.02% of their portfolio CINCINNATI, OH 20,00020.0k $102.0k $102.0k 0.02% Reduced -700 -700
94 Lumature Wealth Partners, LLC 0.06% of their portfolio ALPHARETTA, GA 19,42619.4k $99.3k $99.3k 0.06% Reduced -1.0k -1,030
95 BOOTHBAY FUND MANAGEMENT, LLC 0.00% of their portfolio NEW YORK, NY 19,14519.1k $97.8k $97.8k 0.00% New
96 Private Advisor Group, LLC 0.00% of their portfolio MORRISTOWN, NJ 18,31918.3k $93.6k $93.6k 0.00% Added +3.4k +3,400
97 SMITH, MOORE & CO. 0.01% of their portfolio CLAYTON, MO 18,20518.2k $93.0k $93.0k 0.01% Reduced -2.0k -2,000
98 Venture Visionary Partners LLC 0.01% of their portfolio Sylvania, OH 17,36217.4k $88.7k $88.7k 0.01% Unchanged
99 HighTower Advisors, LLC 0.00% of their portfolio CHICAGO, IL 16,58216.6k $85.0k $85.0k 0.00% Reduced -152.7k -152,656
100 Kovack Advisors, Inc. 0.01% of their portfolio FT. LAUDERDALE, FL 16,20216.2k $82.8k $82.8k 0.01% Reduced -34.9k -34,855