Vault-13

NUVEEN PFD & INCOME OPPORTUN JPC

COM · Closed-End Fund · CUSIP 67073B106

331 institutional holders +5 vs Q1 2026
66,172,93066.2m shares reported held*
$521.8mreported value*
34 new 113 added 83 reduced 29 sold out net bought ≈ $9.9m (+1.3m shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once ($241.2k this quarter). Holder counts are more reliable. Implied quarter-end price ≈ $7.88.

Trends to Q2 2026

Institutional holders

Managers reporting a position, each quarter

0200400Q3 22: 134Q4 22: 138Q1 23: 134Q2 23: 129Q3 23: 140Q4 23: 300Q1 24: 287Q2 24: 282Q3 24: 289Q4 24: 298Q1 25: 286Q2 25: 290Q3 25: 314Q4 25: 330Q1 26: 326Q2 26: 331331Q3 22Q3 23Q3 24Q3 25Q2 26
Numbers
QuarterHolders
Q3 2022134
Q4 2022138
Q1 2023134
Q2 2023129
Q3 2023140
Q4 2023300
Q1 2024287
Q2 2024282
Q3 2024289
Q4 2024298
Q1 2025286
Q2 2025290
Q3 2025314
Q4 2025330
Q1 2026326
Q2 2026331

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
2000200Q3 24: 133 bought or addedQ3 24: 105 cut or sold outQ4 24: 122 bought or addedQ4 24: 115 cut or sold outQ4 24Q1 25: 111 bought or addedQ1 25: 113 cut or sold outQ2 25: 126 bought or addedQ2 25: 97 cut or sold outQ2 25Q3 25: 164 bought or addedQ3 25: 76 cut or sold outQ4 25: 126 bought or addedQ4 25: 118 cut or sold outQ4 25Q1 26: 144 bought or addedQ1 26: 127 cut or sold outQ2 26: 147 bought or addedQ2 26: 112 cut or sold outQ2 26
Numbers
QuarterBought or addedCut or sold out
Q3 2024133105
Q4 2024122115
Q1 2025111113
Q2 202512697
Q3 202516476
Q4 2025126118
Q1 2026144127
Q2 2026147112

Biggest buyers

Cambridge Investment Research Advisors, Inc. Added +323,421+323.4k
BANK OF AMERICA CORP /DE/ Added +261,614+261.6k
MORGAN STANLEY Added +213,041+213.0k
OSAIC HOLDINGS, INC. Added +151,877+151.9k
LPL Financial LLC Added +131,640+131.6k
Invesco Ltd. Added +129,503+129.5k
Mission Hills Financial Advisory, LLC Added +114,414+114.4k
XTX Topco Ltd Added +111,653+111.7k
Diversify Advisory Services, LLC New +99,591+99.6k
Shaker Financial Services, LLC New +87,000+87.0k

Biggest sellers

Advisors Asset Management, Inc. Reduced -221,788-221.8k
GUGGENHEIM CAPITAL LLC Reduced -214,837-214.8k
Hennion & Walsh Asset Management, Inc. Reduced -185,045-185.0k
JANE STREET GROUP, LLC Reduced -153,030-153.0k
MILLENNIUM MANAGEMENT LLC Sold out -99,353-99.4k
World Investment Advisors Reduced -72,736-72.7k
SUSQUEHANNA INTERNATIONAL GROUP, LLP Sold out -47,450-47.5k
KESTRA PRIVATE WEALTH SERVICES, LLC Reduced -37,533-37.5k
UBS Group AG Reduced -37,322-37.3k
Patriot Financial Group Insurance Agency, LLC Reduced -34,712-34.7k

Insider purchases and sales since 1 Apr 2026

Shares bought or sold by the company's own officers, directors and 10% owners, in the open market or privately, as they reported to the SEC on Form 4 (due within two business days of the trade). Grants, option exercises, shares withheld for tax and gifts aren't included.

Officers and directors buying vs selling

Number of people, by quarter (10% owners not included)

BuyingSelling
101Q4 24: 0 buyingQ4 24: 0 sellingQ1 25: 0 buyingQ1 25: 0 sellingQ1 25Q2 25: 0 buyingQ2 25: 1 sellingQ3 25: 0 buyingQ3 25: 0 sellingQ3 25Q4 25: 0 buyingQ4 25: 0 sellingQ1 26: 0 buyingQ1 26: 0 sellingQ1 26Q2 26: 0 buyingQ2 26: 0 sellingQ3 26: 0 buyingQ3 26: 0 sellingQ3 26
Numbers
QuarterBuyingBoughtSellingSoldSold under a plan
Q4 20240—0——
Q1 20250—0——
Q2 20250—1$6.8k—
Q3 20250—0——
Q4 20250—0——
Q1 20260—0——
Q2 20260—0——
Q3 20260—0——

None reported since 1 Apr 2026.

Holders, Q2 2026

#ManagerLocationShares Value% of their portfolioChangeShares change
1 MORGAN STANLEY 0.00% of their portfolio NEW YORK, NY 5,655,9335.7m $44.6m $44.6m 0.00% Added +213.0k +213,041
2 BANK OF AMERICA CORP /DE/ 0.00% of their portfolio CHARLOTTE, NC 5,038,7365.0m $39.7m $39.7m 0.00% Added +261.6k +261,614
3 WELLS FARGO & COMPANY/MN 0.01% of their portfolio SAN FRANCISCO, CA 4,690,1224.7m $37.0m $37.0m 0.01% Added +41.3k +41,331
4 UBS Group AG 0.01% of their portfolio ZURICH, V8 4,361,8724.4m $34.4m $34.4m 0.01% Reduced -37.3k -37,322
5 RAYMOND JAMES FINANCIAL INC 0.01% of their portfolio ST. PETERSBURG, FL 4,146,8084.1m $32.7m $32.7m 0.01% Added +74.8k +74,844
6 ROYAL BANK OF CANADA 0.00% of their portfolio TORONTO, A6 2,914,7362.9m $23.0m $23.0m 0.00% Added +32.8k +32,784
7 Invesco Ltd. 0.00% of their portfolio ATLANTA, GA 2,704,1542.7m $21.3m $21.3m 0.00% Added +129.5k +129,503
8 LPL Financial LLC 0.00% of their portfolio FORT MILL, SC 2,411,5432.4m $19.0m $19.0m 0.00% Added +131.6k +131,640
9 GUGGENHEIM CAPITAL LLC 0.09% of their portfolio CHICAGO, IL 1,692,6351.7m $13.3m $13.3m 0.09% Reduced -214.8k -214,837
10 CAPTRUST FINANCIAL ADVISORS 0.02% of their portfolio RALEIGH, NC 1,552,7801.6m $12.2m $12.2m 0.02% Added +15.9k +15,868
11 OSAIC HOLDINGS, INC. 0.01% of their portfolio SCOTTSDALE, AZ 1,365,8931.4m $10.8m $10.8m 0.01% Added +151.9k +151,877
12 COMMONWEALTH EQUITY SERVICES, LLC 0.01% of their portfolio WALTHAM, MA 1,222,4861.2m $9.6m $9.6m 0.01% Added +784 +784
13 Cerity Partners LLC 0.01% of their portfolio NEW YORK, NY 1,217,9561.2m $9.6m $9.6m 0.01% Added +23.7k +23,691
14 Janney Montgomery Scott LLC 0.02% of their portfolio PHILADELPHIA, PA 1,107,4041.1m $8.7m $8.7m 0.02% Added +292 +292
15 GREATMARK INVESTMENT PARTNERS, INC. 0.85% of their portfolio COLUMBUS, GA 973,962974.0k $7.7m $7.7m 0.85% Reduced -11.9k -11,898
16 MGO ONE SEVEN LLC 0.12% of their portfolio Beachwood, OH 956,230956.2k $7.5m $7.5m 0.12% Reduced -26.6k -26,582
17 TRUIST FINANCIAL CORP 0.01% of their portfolio CHARLOTTE, NC 895,417895.4k $7.1m $7.1m 0.01% Added +7.2k +7,194
18 Smith Asset Management Co., LLC 5.52% of their portfolio Chiefland, FL 890,862890.9k $7.0m $7.0m 5.52% Reduced -20.5k -20,542
19 Cetera Investment Advisers 0.01% of their portfolio SCHAUMBURG, IL 833,198833.2k $6.6m $6.6m 0.01% Added +29.9k +29,858
20 AMERIPRISE FINANCIAL INC 0.00% of their portfolio MINNEAPOLIS, MN 825,013825.0k $6.5m $6.5m 0.00% Added +30.0k +30,024
21 COHEN & STEERS, INC. 0.01% of their portfolio NEW YORK, NY 785,251785.3k $6.2m $6.2m 0.01% Unchanged
22 Kestra Advisory Services, LLC 0.02% of their portfolio AUSTIN, TX 759,329759.3k $6.0m $6.0m 0.02% Added +14.9k +14,941
23 Cambridge Investment Research Advisors, Inc. 0.01% of their portfolio FAIRFIELD, IA 755,096755.1k $6.0m $6.0m 0.01% Added +323.4k +323,421
24 FCA CORP /TX 1.08% of their portfolio HOUSTON, TX 554,077554.1k $4.4m $4.4m 1.08% Added +27.6k +27,583
25 Moors & Cabot, Inc. 0.17% of their portfolio BOSTON, MA 544,903544.9k $4.3m $4.3m 0.17% Added +5.8k +5,773
26 STIFEL FINANCIAL CORP 0.00% of their portfolio ST. LOUIS, MO 479,664479.7k $3.8m $3.8m 0.00% Added +42.1k +42,061
27 Stratos Wealth Partners, LTD. 0.04% of their portfolio BEACHWOOD, OH 476,950476.9k $3.8m $3.8m 0.04% Reduced -12.7k -12,734
28 Chicago Partners Investment Group LLC 0.07% of their portfolio CHICAGO, IL 463,127463.1k $3.6m $3.6m 0.07% Reduced -25.2k -25,187
29 Lido Advisors, LLC 0.01% of their portfolio Los Angeles, CA 454,537454.5k $3.6m $3.6m 0.01% Reduced -200 -200
30 Advisors Asset Management, Inc. 0.05% of their portfolio Monument, CO 447,769447.8k $3.5m $3.5m 0.05% Reduced -221.8k -221,788
31 PROTECTIVE LIFE CORP 24.77% of their portfolio BIRMINGHAM, AL 440,000440.0k $3.5m $3.5m 24.77% Unchanged
32 ENVESTNET ASSET MANAGEMENT INC 0.00% of their portfolio Berwyn, PA 391,171391.2k $3.1m $3.1m 0.00% Reduced -9.2k -9,227
33 Steward Partners Investment Advisory, LLC 0.02% of their portfolio STAMFORD, CT 383,696383.7k $3.0m $3.0m 0.02% Added +32.1k +32,074
34 WEALTH ENHANCEMENT ADVISORY SERVICES, LLC 0.01% of their portfolio PLYMOUTH, MN 378,615378.6k $3.0m $3.0m 0.01% Added +28.0k +28,044
35 PRELUDE CAPITAL MANAGEMENT, LLC 0.20% of their portfolio NEW YORK, NY 350,000350.0k $2.8m $2.8m 0.20% Added +60.5k +60,523
36 Fiera Capital Corp 0.01% of their portfolio MONTREAL, A8 341,744341.7k $2.7m $2.7m 0.01% Added +11.9k +11,890
37 Sanctuary Advisors, LLC 0.01% of their portfolio INDIANAPOLIS, IN 316,545316.5k $2.5m $2.5m 0.01% Reduced -22.4k -22,432
38 NewEdge Advisors, LLC 0.01% of their portfolio NEW ORLEANS, LA 302,561302.6k $2.4m $2.4m 0.01% Reduced -12.1k -12,053
39 IBEX WEALTH ADVISORS 0.18% of their portfolio BEDMINSTER, NJ 288,992289.0k $2.3m $2.3m 0.18% Reduced -3.1k -3,055
40 Wealth Advisory Solutions, LLC 0.42% of their portfolio ZIONSVILLE, IN 261,844261.8k $2.1m $2.1m 0.42% Added +42.4k +42,375
41 DAVENPORT & Co LLC 0.01% of their portfolio RICHMOND, VA 241,523241.5k $1.9m $1.9m 0.01% Added +1.5k +1,501
42 MSH Capital Advisors LLC 0.33% of their portfolio SCOTTSDALE, AZ 240,963241.0k $1.9m $1.9m 0.33% Reduced -11.3k -11,276
43 Capital Investment Advisors, LLC 0.02% of their portfolio ATLANTA, GA 236,459236.5k $1.9m $1.9m 0.02% Reduced -33.5k -33,479
44 Mission Hills Financial Advisory, LLC 0.78% of their portfolio SAN DIEGO, CA 226,584226.6k $1.8m $1.8m 0.78% Added +114.4k +114,414
45 CoreCap Advisors, LLC 0.05% of their portfolio SOUTHFIELD, MI 222,698222.7k $1.8m $1.8m 0.05% Added +4.3k +4,335
46 FIRST TRUST ADVISORS LP 0.00% of their portfolio Wheaton, IL 215,674215.7k $1.7m $1.7m 0.00% Reduced -352 -352
47 Wright Wealth LLC 0.99% of their portfolio ATLANTA, GA 210,089210.1k $1.7m $1.7m 0.99% Added +15.9k +15,910
48 XTX Topco Ltd 0.02% of their portfolio LONDON, X0 202,045202.0k $1.6m $1.6m 0.02% Added +111.7k +111,653
49 HARBOUR INVESTMENTS, INC. 0.02% of their portfolio MADISON, WI 202,041202.0k $1.6m $1.6m 0.02% Reduced -4.7k -4,653
50 Wealthspire Advisors, LLC 0.01% of their portfolio NEW YORK, NY 199,488199.5k $1.6m $1.6m 0.01% Reduced -3.2k -3,171
51 Geneos Wealth Management Inc. 0.03% of their portfolio ENGLEWOOD, CO 186,542186.5k $1.5m $1.5m 0.03% Reduced -12.4k -12,430
52 &PARTNERS 0.01% of their portfolio NASHVILLE, TN 178,942178.9k $1.4m $1.4m 0.01% Reduced -348 -348
53 UMB Bank, n.a. 0.02% of their portfolio Kansas City, MO 174,854174.9k $1.4m $1.4m 0.02% Added +16.0k +16,000
54 Jupiter Wealth Management LLC 0.53% of their portfolio GLENDALE, CO 168,733168.7k $1.3m $1.3m 0.53% Unchanged
55 Thrivent Financial for Lutherans 0.00% of their portfolio Minneapolis, MN 161,712161.7k $1.3m $1.3m 0.00% Unchanged
56 JANE STREET GROUP, LLC 0.00% of their portfolio NEW YORK, NY 157,446157.4k $1.2m $1.2m 0.00% Reduced -153.0k -153,030
57 HighTower Advisors, LLC 0.00% of their portfolio CHICAGO, IL 154,859154.9k $1.2m $1.2m 0.00% Reduced -765 -765
58 E&G Advisors, LLC 0.23% of their portfolio HOUSTON, TX 153,251153.3k $1.2m $1.2m 0.23% Reduced -649 -649
59 Hennion & Walsh Asset Management, Inc. 0.03% of their portfolio Parsippany, NJ 141,288141.3k $1.1m $1.1m 0.03% Reduced -185.0k -185,045
60 Private Advisor Group, LLC 0.01% of their portfolio MORRISTOWN, NJ 139,246139.2k $1.1m $1.1m 0.01% Added +212 +212
61 CARY STREET PARTNERS FINANCIAL LLC 0.02% of their portfolio RICHMOND, VA 137,079137.1k $1.1m $1.1m 0.02% Unchanged
62 Wealthcare Advisory Partners LLC 0.02% of their portfolio WEST CHESTER, PA 133,224133.2k $1.0m $1.0m 0.02% Reduced -4.1k -4,058
63 AlphaCore Capital LLC 0.02% of their portfolio LA JOLLA, CA 130,543130.5k $1.0m $1.0m 0.02% Added +31.4k +31,432
64 StoneX Group Inc. 0.04% of their portfolio NEW YORK, NY 129,640129.6k $1.0m $1.0m 0.04% Added +37.5k +37,539
65 Bramshill Investments, LLC 0.08% of their portfolio NAPLES, FL 126,165126.2k $994.2k $994.2k 0.08% Added +50.8k +50,836
66 WEDBUSH SECURITIES INC 0.02% of their portfolio PASADENA, CA 119,264119.3k $940.0k $940.0k 0.02% Added +3.9k +3,877
67 INDEPENDENT FINANCIAL GROUP, LLC 0.02% of their portfolio SAN DIEGO, CA 110,331110.3k $869.4k $869.4k 0.02% Added +17.4k +17,398
68 Advisory Services Network, LLC 0.01% of their portfolio ATLANTA, GA 106,429106.4k $838.7k $838.7k 0.01% Reduced -2.8k -2,800
69 Cornerstone Advisory, LLC 0.07% of their portfolio HUNT VALLEY, MD 104,883104.9k $826.5k $826.5k 0.07% Unchanged
70 Triumph Capital Management 0.15% of their portfolio DENVER, CO 103,070103.1k $812.2k $812.2k 0.15% Added +9.5k +9,517
71 ONE WEALTH CAPITAL MANAGEMENT, LLC 0.23% of their portfolio SCOTTSDALE, AZ 101,328101.3k $798.5k $798.5k 0.23% Added +52.3k +52,303
72 Palogic Value Management, L.P. 0.28% of their portfolio DALLAS, TX 100,564100.6k $792.4k $792.4k 0.28% Unchanged
73 Diversify Advisory Services, LLC 0.01% of their portfolio SANDY, UT 99,59199.6k $765.9k $765.9k 0.01% New
74 DIVERSIFY WEALTH MANAGEMENT, LLC 0.01% of their portfolio SANDY, UT 99,59199.6k $765.9k $765.9k 0.01% Added +883 +883
75 MELFA WEALTH MANAGEMENT, INC. 0.41% of their portfolio WESTBOROUGH, MA 96,89996.9k $763.6k $763.6k 0.41% Reduced -116 -116
76 Benchmark Investment Advisors LLC 0.30% of their portfolio CHICAGO, IL 88,00088.0k $693.4k $693.4k 0.30% Unchanged
77 Spire Wealth Management 0.02% of their portfolio MCLEAN, VA 87,83787.8k $692.2k $692.2k 0.02% Added +7.9k +7,868
78 Shaker Financial Services, LLC 0.22% of their portfolio Arlington, VA 87,00087.0k $689.3k $689.3k 0.22% New
79 MARINO, STRAM & ASSOCIATES LLC 0.11% of their portfolio BRAINTREE, MA 86,57186.6k $682.2k $682.2k 0.11% Unchanged
80 Abel Hall, LLC 0.11% of their portfolio BATON ROUGE, LA 83,60083.6k $658.8k $658.8k 0.11% Unchanged
81 LEVEL FOUR ADVISORY SERVICES, LLC 0.02% of their portfolio DALLAS, TX 83,22283.2k $655.8k $655.8k 0.02% Reduced -861 -861
82 Prospera Financial Services Inc 0.01% of their portfolio Dallas, TX 82,62582.6k $651.1k $651.1k 0.01% Added +163 +163
83 ROTHSCHILD INVESTMENT LLC 0.02% of their portfolio CHICAGO, IL 80,96781.0k $638.0k $638.0k 0.02% Added +9.9k +9,888
84 Shulman DeMeo Asset Management LLC 0.11% of their portfolio LAKE SUCCESS, NY 77,28077.3k $609.0k $609.0k 0.11% Reduced -421 -421
85 Samalin Investment Counsel, LLC 0.19% of their portfolio CHAPPAQUA, NY 74,88474.9k $590.1k $590.1k 0.19% Reduced -30.8k -30,789
86 Pathstone Holdings, LLC 0.00% of their portfolio ENGLEWOOD, NJ 74,50874.5k $587.1k $587.1k 0.00% Unchanged
87 Waverly Advisors, LLC 0.00% of their portfolio BIRMINGHAM, AL 73,65873.7k $580.4k $580.4k 0.00% Reduced -12.4k -12,441
88 FIFTH THIRD BANCORP 0.00% of their portfolio CINCINNATI, OH 71,10571.1k $560.3k $560.3k 0.00% Added +245 +245
89 RVW Wealth, LLC 0.04% of their portfolio LOS ANGELES, CA 70,92270.9k $558.9k $558.9k 0.04% Unchanged
90 INVESTORS ASSET MANAGEMENT OF GEORGIA INC /GA/ /ADV 0.19% of their portfolio ATLANTA, GA 69,25069.2k $545.7k $545.7k 0.19% Added +2.0k +2,000
91 Arax Advisory Partners 0.00% of their portfolio NEW YORK, NY 69,09269.1k $544.4k $544.4k 0.00% Added +55.4k +55,370
92 PRINCIPAL SECURITIES, INC. 0.01% of their portfolio DES MOINES, IA 67,97768.0k $535.7k $535.7k 0.01% Added +252 +252
93 Mariner, LLC 0.00% of their portfolio Overland Park, KS 67,07467.1k $528.5k $528.5k 0.00% Reduced -18.5k -18,508
94 Kingsbury Capital Investment Advisors LLC 0.44% of their portfolio Evanston, IL 65,89765.9k $519.3k $519.3k 0.44% Added +678 +678
95 KMT WEALTH MANAGEMENT, LLC 0.44% of their portfolio HERMOSA BEACH, CA 65,89765.9k $519.3k $519.3k 0.44% New
96 Live Oak Private Wealth LLC 0.06% of their portfolio WILMINGTON, NC 65,57265.6k $516.7k $516.7k 0.06% Unchanged
97 Everstar Asset Management, LLC 0.25% of their portfolio MOORESVILLE, NC 64,91164.9k $511.5k $511.5k 0.25% Reduced -1.2k -1,164
98 INTERNATIONAL ASSETS INVESTMENT MANAGEMENT, LLC 0.03% of their portfolio ORLANDO, FL 64,85964.9k $508.5k $508.5k 0.03% Added +7.9k +7,875
99 MERCER GLOBAL ADVISORS INC /ADV 0.00% of their portfolio DENVER, CO 63,12063.1k $497.4k $497.4k 0.00% Added +3.7k +3,718
100 Accel Wealth Management 0.11% of their portfolio WAVERLY, IA 61,81861.8k $487.1k $487.1k 0.11% Reduced -3.2k -3,197