Vault-13

NUVEEN PFD & INCOME OPPORTUN JPC

COM · Closed-End Fund · CUSIP 67073B106

326 institutional holders -4 vs Q4 2025
64,927,37964.9m shares reported held*
$490.5mreported value*
36 new 108 added 91 reduced 36 sold out net sold ≈ $2.2m (-315.2k shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once ($219.3k this quarter). Holder counts are more reliable. Implied quarter-end price ≈ $7.55.

Trends to Q1 2026

Institutional holders

Managers reporting a position, each quarter

0200400Q3 22: 134Q4 22: 138Q1 23: 134Q2 23: 129Q3 23: 140Q4 23: 300Q1 24: 287Q2 24: 282Q3 24: 289Q4 24: 298Q1 25: 286Q2 25: 290Q3 25: 314Q4 25: 330Q1 26: 326326Q3 22Q3 23Q3 24Q3 25Q1 26
Numbers
QuarterHolders
Q3 2022134
Q4 2022138
Q1 2023134
Q2 2023129
Q3 2023140
Q4 2023300
Q1 2024287
Q2 2024282
Q3 2024289
Q4 2024298
Q1 2025286
Q2 2025290
Q3 2025314
Q4 2025330
Q1 2026326

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
2000200Q2 24: 108 bought or addedQ2 24: 122 cut or sold outQ3 24: 133 bought or addedQ3 24: 105 cut or sold outQ3 24Q4 24: 122 bought or addedQ4 24: 115 cut or sold outQ1 25: 111 bought or addedQ1 25: 113 cut or sold outQ1 25Q2 25: 126 bought or addedQ2 25: 97 cut or sold outQ3 25: 164 bought or addedQ3 25: 76 cut or sold outQ3 25Q4 25: 126 bought or addedQ4 25: 118 cut or sold outQ1 26: 144 bought or addedQ1 26: 127 cut or sold outQ1 26
Numbers
QuarterBought or addedCut or sold out
Q2 2024108122
Q3 2024133105
Q4 2024122115
Q1 2025111113
Q2 202512697
Q3 202516476
Q4 2025126118
Q1 2026144127

Biggest buyers

ROYAL BANK OF CANADA Added +1,751,478+1.8m
CAPTRUST FINANCIAL ADVISORS Added +325,573+325.6k
BANK OF AMERICA CORP /DE/ Added +254,855+254.9k
RAYMOND JAMES FINANCIAL INC Added +248,042+248.0k
WELLS FARGO & COMPANY/MN Added +245,746+245.7k
Jupiter Wealth Management LLC New +168,733+168.7k
Cerity Partners LLC Added +168,645+168.6k
HARBOUR INVESTMENTS, INC. Added +109,824+109.8k
TRUIST FINANCIAL CORP Added +100,313+100.3k
MILLENNIUM MANAGEMENT LLC New +99,353+99.4k

Biggest sellers

MORGAN STANLEY Reduced -1,475,532-1.5m
Penserra Capital Management LLC Sold out -922,135-922.1k
Invesco Ltd. Reduced -576,795-576.8k
CAMPBELL CAPITAL MANAGEMENT INC Sold out -348,264-348.3k
J.W. COLE ADVISORS, INC. Sold out -209,431-209.4k
Sowell Financial Services LLC Sold out -154,997-155.0k
Thoma Capital Management LLC Sold out -154,498-154.5k
Advisors Asset Management, Inc. Reduced -148,540-148.5k
Integrated Wealth Concepts LLC Reduced -83,822-83.8k
Anchor Capital Management Group Inc Sold out -70,000-70.0k

Insider purchases and sales in Q1 2026

Shares bought or sold by the company's own officers, directors and 10% owners, in the open market or privately, as they reported to the SEC on Form 4 (due within two business days of the trade). Grants, option exercises, shares withheld for tax and gifts aren't included.

Officers and directors buying vs selling

Number of people, by quarter (10% owners not included)

BuyingSelling
101Q2 24: 0 buyingQ2 24: 0 sellingQ3 24: 0 buyingQ3 24: 0 sellingQ3 24Q4 24: 0 buyingQ4 24: 0 sellingQ1 25: 0 buyingQ1 25: 0 sellingQ1 25Q2 25: 0 buyingQ2 25: 1 sellingQ3 25: 0 buyingQ3 25: 0 sellingQ3 25Q4 25: 0 buyingQ4 25: 0 sellingQ1 26: 0 buyingQ1 26: 0 sellingQ1 26
Numbers
QuarterBuyingBoughtSellingSoldSold under a plan
Q2 20240—0——
Q3 20240—0——
Q4 20240—0——
Q1 20250—0——
Q2 20250—1$6.8k—
Q3 20250—0——
Q4 20250—0——
Q1 20260—0——

None reported in Q1 2026.

Holders, Q1 2026

#ManagerLocationShares Value% of their portfolioChangeShares change
1 MORGAN STANLEY 0.00% of their portfolio NEW YORK, NY 5,442,8925.4m $41.0m $41.0m 0.00% Reduced -1.5m -1,475,532
2 BANK OF AMERICA CORP /DE/ 0.00% of their portfolio CHARLOTTE, NC 4,777,1224.8m $36.0m $36.0m 0.00% Added +254.9k +254,855
3 WELLS FARGO & COMPANY/MN 0.01% of their portfolio SAN FRANCISCO, CA 4,648,7914.6m $35.1m $35.1m 0.01% Added +245.7k +245,746
4 UBS Group AG 0.01% of their portfolio ZURICH, V8 4,399,1944.4m $33.2m $33.2m 0.01% Added +84.2k +84,221
5 RAYMOND JAMES FINANCIAL INC 0.01% of their portfolio ST. PETERSBURG, FL 4,071,9644.1m $30.7m $30.7m 0.01% Added +248.0k +248,042
6 ROYAL BANK OF CANADA 0.00% of their portfolio TORONTO, A6 2,881,9522.9m $21.7m $21.7m 0.00% Added +1.8m +1,751,478
7 Invesco Ltd. 0.00% of their portfolio ATLANTA, GA 2,574,6512.6m $19.4m $19.4m 0.00% Reduced -576.8k -576,795
8 LPL Financial LLC 0.00% of their portfolio FORT MILL, SC 2,279,9032.3m $17.2m $17.2m 0.00% Added +26.9k +26,908
9 GUGGENHEIM CAPITAL LLC 0.11% of their portfolio CHICAGO, IL 1,907,4721.9m $14.4m $14.4m 0.11% Added +10.6k +10,646
10 CAPTRUST FINANCIAL ADVISORS 0.02% of their portfolio RALEIGH, NC 1,536,9121.5m $11.6m $11.6m 0.02% Added +325.6k +325,573
11 COMMONWEALTH EQUITY SERVICES, LLC 0.01% of their portfolio WALTHAM, MA 1,221,7021.2m $9.2m $9.2m 0.01% Reduced -14.0k -13,962
12 OSAIC HOLDINGS, INC. 0.01% of their portfolio SCOTTSDALE, AZ 1,214,0161.2m $9.2m $9.2m 0.01% Added +23.7k +23,710
13 Cerity Partners LLC 0.01% of their portfolio NEW YORK, NY 1,194,2651.2m $9.0m $9.0m 0.01% Added +168.6k +168,645
14 Janney Montgomery Scott LLC 0.02% of their portfolio PHILADELPHIA, PA 1,107,1121.1m $8.3m $8.3m 0.02% Reduced -8.8k -8,808
15 GREATMARK INVESTMENT PARTNERS, INC. 0.87% of their portfolio COLUMBUS, GA 985,860985.9k $7.4m $7.4m 0.87% Reduced -16.7k -16,732
16 MGO ONE SEVEN LLC 0.15% of their portfolio Beachwood, OH 982,812982.8k $7.4m $7.4m 0.15% Added +20.9k +20,859
17 Smith Asset Management Co., LLC 5.90% of their portfolio Chiefland, FL 911,404911.4k $6.9m $6.9m 5.90% Reduced -14.6k -14,620
18 TRUIST FINANCIAL CORP 0.01% of their portfolio CHARLOTTE, NC 888,223888.2k $6.7m $6.7m 0.01% Added +100.3k +100,313
19 Cetera Investment Advisers 0.01% of their portfolio SCHAUMBURG, IL 803,340803.3k $6.1m $6.1m 0.01% Added +70.0k +70,033
20 AMERIPRISE FINANCIAL INC 0.00% of their portfolio MINNEAPOLIS, MN 794,989795.0k $6.0m $6.0m 0.00% Added +37.0k +36,996
21 COHEN & STEERS, INC. 0.01% of their portfolio NEW YORK, NY 785,251785.3k $5.9m $5.9m 0.01% Unchanged
22 Kestra Advisory Services, LLC 0.02% of their portfolio AUSTIN, TX 744,388744.4k $5.6m $5.6m 0.02% Added +87.3k +87,270
23 Advisors Asset Management, Inc. 0.08% of their portfolio Monument, CO 669,557669.6k $5.0m $5.0m 0.08% Reduced -148.5k -148,540
24 Moors & Cabot, Inc. 0.17% of their portfolio BOSTON, MA 539,130539.1k $4.1m $4.1m 0.17% Added +2.2k +2,188
25 FCA CORP /TX 1.12% of their portfolio HOUSTON, TX 526,494526.5k $4.0m $4.0m 1.12% Added +10.8k +10,817
26 Stratos Wealth Partners, LTD. 0.04% of their portfolio BEACHWOOD, OH 489,684489.7k $3.7m $3.7m 0.04% Reduced -12.5k -12,540
27 Chicago Partners Investment Group LLC 0.09% of their portfolio CHICAGO, IL 488,314488.3k $3.9m $3.9m 0.09% Reduced -47.8k -47,818
28 Lido Advisors, LLC 0.01% of their portfolio Los Angeles, CA 454,737454.7k $3.5m $3.5m 0.01% Added +200 +200
29 PROTECTIVE LIFE CORP 11.03% of their portfolio BIRMINGHAM, AL 440,000440.0k $3.3m $3.3m 11.03% Unchanged
30 STIFEL FINANCIAL CORP 0.00% of their portfolio ST. LOUIS, MO 437,603437.6k $3.3m $3.3m 0.00% Reduced -42.5k -42,546
31 Cambridge Investment Research Advisors, Inc. 0.01% of their portfolio FAIRFIELD, IA 431,675431.7k $3.3m $3.3m 0.01% Added +8.0k +8,000
32 ENVESTNET ASSET MANAGEMENT INC 0.00% of their portfolio Berwyn, PA 400,398400.4k $3.0m $3.0m 0.00% Reduced -37.2k -37,234
33 Steward Partners Investment Advisory, LLC 0.01% of their portfolio STAMFORD, CT 351,622351.6k $2.7m $2.7m 0.01% Added +24.7k +24,701
34 WEALTH ENHANCEMENT ADVISORY SERVICES, LLC 0.01% of their portfolio PLYMOUTH, MN 350,571350.6k $2.7m $2.7m 0.01% Reduced -3.0k -3,027
35 Sanctuary Advisors, LLC 0.01% of their portfolio INDIANAPOLIS, IN 338,977339.0k $2.6m $2.6m 0.01% Added +2.2k +2,160
36 Fiera Capital Corp 0.01% of their portfolio MONTREAL, A8 329,854329.9k $2.5m $2.5m 0.01% Reduced -17.0k -16,995
37 Hennion & Walsh Asset Management, Inc. 0.08% of their portfolio Parsippany, NJ 326,333326.3k $2.5m $2.5m 0.08% Reduced -47.6k -47,575
38 NewEdge Advisors, LLC 0.01% of their portfolio NEW ORLEANS, LA 314,614314.6k $2.4m $2.4m 0.01% Reduced -25.8k -25,834
39 JANE STREET GROUP, LLC 0.00% of their portfolio NEW YORK, NY 310,476310.5k $2.3m $2.3m 0.00% Reduced -8.4k -8,429
40 IBEX WEALTH ADVISORS 0.21% of their portfolio BEDMINSTER, NJ 292,047292.0k $2.2m $2.2m 0.21% Reduced -752 -752
41 PRELUDE CAPITAL MANAGEMENT, LLC 0.17% of their portfolio NEW YORK, NY 289,477289.5k $2.2m $2.2m 0.17% Reduced -10.5k -10,523
42 Capital Investment Advisors, LLC 0.03% of their portfolio ATLANTA, GA 269,938269.9k $2.0m $2.0m 0.03% Reduced -44.8k -44,792
43 MSH Capital Advisors LLC 0.40% of their portfolio SCOTTSDALE, AZ 252,239252.2k $1.9m $1.9m 0.40% Reduced -6.6k -6,576
44 DAVENPORT & Co LLC 0.01% of their portfolio RICHMOND, VA 240,022240.0k $1.8m $1.8m 0.01% Reduced -6.6k -6,598
45 Wealth Advisory Solutions, LLC 0.37% of their portfolio ZIONSVILLE, IN 219,469219.5k $1.7m $1.7m 0.37% Reduced -54.6k -54,555
46 CoreCap Advisors, LLC 0.06% of their portfolio SOUTHFIELD, MI 218,363218.4k $1.6m $1.6m 0.06% Reduced -4.0k -3,981
47 FIRST TRUST ADVISORS LP 0.00% of their portfolio Wheaton, IL 216,026216.0k $1.6m $1.6m 0.00% Reduced -21.8k -21,830
48 HARBOUR INVESTMENTS, INC. 0.02% of their portfolio MADISON, WI 206,694206.7k $1.6m $1.6m 0.02% Added +109.8k +109,824
49 Wealthspire Advisors, LLC 0.01% of their portfolio NEW YORK, NY 202,659202.7k $1.5m $1.5m 0.01% Added +473 +473
50 Geneos Wealth Management Inc. 0.03% of their portfolio ENGLEWOOD, CO 198,972199.0k $1.5m $1.5m 0.03% Added +2.1k +2,107
51 Wright Wealth LLC 0.98% of their portfolio ATLANTA, GA 194,179194.2k $1.5m $1.5m 0.98% Added +21.2k +21,194
52 &PARTNERS 0.01% of their portfolio NASHVILLE, TN 179,290179.3k $1.4m $1.4m 0.01% Reduced -10.3k -10,337
53 Jupiter Wealth Management LLC 0.53% of their portfolio GLENDALE, CO 168,733168.7k $1.3m $1.3m 0.53% New
54 Thrivent Financial for Lutherans 0.00% of their portfolio Minneapolis, MN 161,712161.7k $1.2m $1.2m 0.00% Unchanged
55 UMB Bank, n.a. 0.02% of their portfolio Kansas City, MO 158,854158.9k $1.2m $1.2m 0.02% Unchanged
56 HighTower Advisors, LLC 0.00% of their portfolio CHICAGO, IL 155,624155.6k $1.2m $1.2m 0.00% Added +8.9k +8,889
57 E&G Advisors, LLC 0.26% of their portfolio HOUSTON, TX 153,900153.9k $1.2m $1.2m 0.26% Reduced -4.3k -4,345
58 Private Advisor Group, LLC 0.00% of their portfolio MORRISTOWN, NJ 139,034139.0k $1.0m $1.0m 0.00% Reduced -11.2k -11,204
59 Wealthcare Advisory Partners LLC 0.02% of their portfolio WEST CHESTER, PA 137,282137.3k $1.0m $1.0m 0.02% Added +13.8k +13,831
60 CARY STREET PARTNERS FINANCIAL LLC 0.03% of their portfolio RICHMOND, VA 137,079137.1k $1.0m $1.0m 0.03% Added +6.6k +6,551
61 WEDBUSH SECURITIES INC 0.03% of their portfolio PASADENA, CA 115,387115.4k $870.0k $870.0k 0.03% Added +4.0k +4,033
62 Mission Hills Financial Advisory, LLC 0.43% of their portfolio SAN DIEGO, CA 112,170112.2k $845.8k $845.8k 0.43% Added +25.3k +25,286
63 Advisory Services Network, LLC 0.01% of their portfolio ATLANTA, GA 109,229109.2k $823.6k $823.6k 0.01% Reduced -453 -453
64 Samalin Investment Counsel, LLC 0.28% of their portfolio CHAPPAQUA, NY 105,673105.7k $796.8k $796.8k 0.28% Reduced -13.3k -13,258
65 Cornerstone Advisory, LLC 0.07% of their portfolio HUNT VALLEY, MD 104,883104.9k $790.8k $790.8k 0.07% Unchanged
66 Palogic Value Management, L.P. 0.33% of their portfolio DALLAS, TX 100,564100.6k $758.3k $758.3k 0.33% Unchanged
67 World Investment Advisors 0.01% of their portfolio LINCROFT, NJ 99,92799.9k $753.5k $753.5k 0.01% Reduced -396 -396
68 MILLENNIUM MANAGEMENT LLC 0.00% of their portfolio NEW YORK, NY 99,35399.4k $749.1k $749.1k 0.00% New
69 AlphaCore Capital LLC 0.02% of their portfolio LA JOLLA, CA 99,11199.1k $753.5k $753.5k 0.02% Reduced -2.7k -2,723
70 DIVERSIFY WEALTH MANAGEMENT, LLC 0.01% of their portfolio SANDY, UT 98,70898.7k $779.8k $779.8k 0.01% Added +350 +350
71 MELFA WEALTH MANAGEMENT, INC. 0.42% of their portfolio WESTBOROUGH, MA 97,01597.0k $731.5k $731.5k 0.42% Reduced -93 -93
72 Triumph Capital Management 0.14% of their portfolio DENVER, CO 93,55393.6k $711.0k $711.0k 0.14% Added +3.0k +3,047
73 INDEPENDENT FINANCIAL GROUP, LLC 0.02% of their portfolio SAN DIEGO, CA 92,93392.9k $700.7k $700.7k 0.02% Reduced -740 -740
74 StoneX Group Inc. 0.04% of their portfolio NEW YORK, NY 92,10192.1k $699.5k $699.5k 0.04% Added +14.6k +14,576
75 XTX Topco Ltd 0.01% of their portfolio LONDON, X0 90,39290.4k $681.6k $681.6k 0.01% New
76 Benchmark Investment Advisors LLC 0.39% of their portfolio CHICAGO, IL 88,00088.0k $663.5k $663.5k 0.39% First filing
77 MARINO, STRAM & ASSOCIATES LLC 0.12% of their portfolio BRAINTREE, MA 86,57186.6k $652.7k $652.7k 0.12% Unchanged
78 Waverly Advisors, LLC 0.00% of their portfolio BIRMINGHAM, AL 86,09986.1k $649.2k $649.2k 0.00% Added +72.1k +72,088
79 Mariner, LLC 0.00% of their portfolio Overland Park, KS 85,58285.6k $644.5k $644.5k 0.00% Reduced -212 -212
80 KESTRA PRIVATE WEALTH SERVICES, LLC 0.01% of their portfolio AUSTIN, TX 85,03585.0k $641.2k $641.2k 0.01% Reduced -10.4k -10,389
81 LEVEL FOUR ADVISORY SERVICES, LLC 0.02% of their portfolio DALLAS, TX 84,08384.1k $634.0k $634.0k 0.02% Added +401 +401
82 Abel Hall, LLC 0.13% of their portfolio BATON ROUGE, LA 83,60083.6k $630.3k $630.3k 0.13% Added +13.6k +13,600
83 Prospera Financial Services Inc 0.01% of their portfolio Dallas, TX 82,46282.5k $621.8k $621.8k 0.01% Added +15.0k +15,041
84 Spire Wealth Management 0.02% of their portfolio MCLEAN, VA 79,96980.0k $603.0k $603.0k 0.02% Reduced -8.3k -8,300
85 Shulman DeMeo Asset Management LLC 0.12% of their portfolio LAKE SUCCESS, NY 77,70177.7k $585.9k $585.9k 0.12% Reduced -7.7k -7,653
86 Bramshill Investments, LLC 0.05% of their portfolio NAPLES, FL 75,32975.3k $568.0k $568.0k 0.05% Reduced -476 -476
87 Pathstone Holdings, LLC 0.00% of their portfolio ENGLEWOOD, NJ 74,50874.5k $561.8k $561.8k 0.00% Added +24.9k +24,938
88 ROTHSCHILD INVESTMENT LLC 0.03% of their portfolio CHICAGO, IL 71,07971.1k $535.9k $535.9k 0.03% Added +4.8k +4,843
89 RVW Wealth, LLC 0.04% of their portfolio LOS ANGELES, CA 70,92270.9k $534.8k $534.8k 0.04% Unchanged
90 FIFTH THIRD BANCORP 0.00% of their portfolio CINCINNATI, OH 70,86070.9k $534.3k $534.3k 0.00% Added +61.0k +60,980
91 Patriot Financial Group Insurance Agency, LLC 0.03% of their portfolio Westborough, MA 68,97069.0k $520.0k $520.0k 0.03% Added +34.5k +34,485
92 PRINCIPAL SECURITIES, INC. 0.01% of their portfolio DES MOINES, IA 67,72567.7k $510.6k $510.6k 0.01% Added +94 +94
93 INVESTORS ASSET MANAGEMENT OF GEORGIA INC /GA/ /ADV 0.21% of their portfolio ATLANTA, GA 67,25067.2k $507.1k $507.1k 0.21% Added +4.0k +4,000
94 Centurion Wealth Management LLC 0.11% of their portfolio Mclean, VA 66,98467.0k $505.1k $505.1k 0.11% Reduced -764 -764
95 Everstar Asset Management, LLC 0.27% of their portfolio MOORESVILLE, NC 66,07566.1k $498.2k $498.2k 0.27% New
96 Live Oak Private Wealth LLC 0.07% of their portfolio WILMINGTON, NC 65,57265.6k $494.4k $494.4k 0.07% Unchanged
97 Kingsbury Capital Investment Advisors LLC 0.46% of their portfolio Evanston, IL 65,21965.2k $491.7k $491.7k 0.46% First filing
98 Accel Wealth Management 0.13% of their portfolio WAVERLY, IA 65,01565.0k $490.2k $490.2k 0.13% Reduced -3.3k -3,314
99 MOSAIC FAMILY WEALTH PARTNERS, LLC 0.05% of their portfolio ST. LOUIS, MO 61,44461.4k $463.3k $463.3k 0.05% Added +3.0k +3,000
100 Curi Capital, LLC 0.01% of their portfolio CHICAGO, IL 60,96561.0k $463.3k $463.3k 0.01% Reduced -14.6k -14,648