Vault-13

NUVEEN PFD & INCOME OPPORTUN JPC

COM · Closed-End Fund · CUSIP 67073B106

330 institutional holders +16 vs Q3 2025
65,233,67565.2m shares reported held*
$529.5mreported value*
27 new 99 added 98 reduced 20 sold out net sold ≈ $9.8m (-2.8m shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once ($257.5k this quarter). Holder counts are more reliable. Implied quarter-end price ≈ $8.12.

Trends to Q4 2025

Institutional holders

Managers reporting a position, each quarter

0200400Q3 22: 134Q4 22: 138Q1 23: 134Q2 23: 129Q3 23: 140Q4 23: 300Q1 24: 287Q2 24: 282Q3 24: 289Q4 24: 298Q1 25: 286Q2 25: 290Q3 25: 314Q4 25: 330330Q3 22Q2 23Q1 24Q4 24Q4 25
Numbers
QuarterHolders
Q3 2022134
Q4 2022138
Q1 2023134
Q2 2023129
Q3 2023140
Q4 2023300
Q1 2024287
Q2 2024282
Q3 2024289
Q4 2024298
Q1 2025286
Q2 2025290
Q3 2025314
Q4 2025330

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
2000200Q1 24: 127 bought or addedQ1 24: 136 cut or sold outQ2 24: 108 bought or addedQ2 24: 122 cut or sold outQ2 24Q3 24: 133 bought or addedQ3 24: 105 cut or sold outQ4 24: 122 bought or addedQ4 24: 115 cut or sold outQ4 24Q1 25: 111 bought or addedQ1 25: 113 cut or sold outQ2 25: 126 bought or addedQ2 25: 97 cut or sold outQ2 25Q3 25: 164 bought or addedQ3 25: 76 cut or sold outQ4 25: 126 bought or addedQ4 25: 118 cut or sold outQ4 25
Numbers
QuarterBought or addedCut or sold out
Q1 2024127136
Q2 2024108122
Q3 2024133105
Q4 2024122115
Q1 2025111113
Q2 202512697
Q3 202516476
Q4 2025126118

Biggest buyers

RAYMOND JAMES FINANCIAL INC Added +344,530+344.5k
Kestra Advisory Services, LLC Added +237,977+238.0k
JANE STREET GROUP, LLC Added +203,579+203.6k
BANK OF AMERICA CORP /DE/ Added +140,418+140.4k
Invesco Ltd. Added +130,564+130.6k
UBS Group AG Added +130,250+130.2k
Cetera Investment Advisers Added +112,236+112.2k
J.W. COLE ADVISORS, INC. Added +90,513+90.5k
UMB Bank, n.a. Added +86,362+86.4k
Penserra Capital Management LLC Added +85,390+85.4k

Biggest sellers

Gridiron Partners, LLC Reduced -1,608,135-1.6m
COMMONWEALTH EQUITY SERVICES, LLC Reduced -638,253-638.3k
SIT INVESTMENT ASSOCIATES INC Sold out -529,686-529.7k
MORGAN STANLEY Reduced -526,888-526.9k
Thoma Capital Management LLC Reduced -279,073-279.1k
TRUIST FINANCIAL CORP Reduced -240,219-240.2k
Advisors Asset Management, Inc. Reduced -200,409-200.4k
Sanctuary Advisors, LLC Reduced -196,124-196.1k
READYSTATE ASSET MANAGEMENT LP Sold out -179,162-179.2k
ENVESTNET ASSET MANAGEMENT INC Reduced -139,797-139.8k

Insider purchases and sales in Q4 2025

Shares bought or sold by the company's own officers, directors and 10% owners, in the open market or privately, as they reported to the SEC on Form 4 (due within two business days of the trade). Grants, option exercises, shares withheld for tax and gifts aren't included.

Officers and directors buying vs selling

Number of people, by quarter (10% owners not included)

BuyingSelling
101Q1 24: 1 buyingQ1 24: 0 sellingQ2 24: 0 buyingQ2 24: 0 sellingQ2 24Q3 24: 0 buyingQ3 24: 0 sellingQ4 24: 0 buyingQ4 24: 0 sellingQ4 24Q1 25: 0 buyingQ1 25: 0 sellingQ2 25: 0 buyingQ2 25: 1 sellingQ2 25Q3 25: 0 buyingQ3 25: 0 sellingQ4 25: 0 buyingQ4 25: 0 sellingQ4 25
Numbers
QuarterBuyingBoughtSellingSoldSold under a plan
Q1 20241$56.8k0——
Q2 20240—0——
Q3 20240—0——
Q4 20240—0——
Q1 20250—0——
Q2 20250—1$6.8k—
Q3 20250—0——
Q4 20250—0——

None reported in Q4 2025.

Holders, Q4 2025

#ManagerLocationShares Value% of their portfolioChangeShares change
1 MORGAN STANLEY 0.00% of their portfolio NEW YORK, NY 6,918,4246.9m $56.1m $56.1m 0.00% Reduced -526.9k -526,888
2 BANK OF AMERICA CORP /DE/ 0.00% of their portfolio CHARLOTTE, NC 4,522,2674.5m $36.7m $36.7m 0.00% Added +140.4k +140,418
3 WELLS FARGO & COMPANY/MN 0.01% of their portfolio SAN FRANCISCO, CA 4,403,0454.4m $35.7m $35.7m 0.01% Reduced -92.5k -92,485
4 UBS Group AG 0.01% of their portfolio ZURICH, V8 4,314,9734.3m $35.0m $35.0m 0.01% Added +130.2k +130,250
5 RAYMOND JAMES FINANCIAL INC 0.01% of their portfolio ST. PETERSBURG, FL 3,823,9223.8m $31.0m $31.0m 0.01% Added +344.5k +344,530
6 Invesco Ltd. 0.00% of their portfolio ATLANTA, GA 3,151,4463.2m $25.6m $25.6m 0.00% Added +130.6k +130,564
7 LPL Financial LLC 0.00% of their portfolio FORT MILL, SC 2,252,9952.3m $18.3m $18.3m 0.00% Added +18.0k +17,976
8 GUGGENHEIM CAPITAL LLC 0.11% of their portfolio CHICAGO, IL 1,896,8261.9m $15.4m $15.4m 0.11% Reduced -8.4k -8,370
9 COMMONWEALTH EQUITY SERVICES, LLC 0.01% of their portfolio WALTHAM, MA 1,235,6641.2m $10.0m $10.0m 0.01% Reduced -638.3k -638,253
10 CAPTRUST FINANCIAL ADVISORS 0.02% of their portfolio RALEIGH, NC 1,211,3391.2m $9.8m $9.8m 0.02% Added +44.0k +43,990
11 OSAIC HOLDINGS, INC. 0.01% of their portfolio SCOTTSDALE, AZ 1,190,3061.2m $9.7m $9.7m 0.01% Reduced -16.9k -16,867
12 ROYAL BANK OF CANADA 0.00% of their portfolio TORONTO, A6 1,130,4741.1m $9.2m $9.2m 0.00% Added +15.1k +15,095
13 Janney Montgomery Scott LLC 0.02% of their portfolio PHILADELPHIA, PA 1,115,9201.1m $9.1m $9.1m 0.02% Added +9.3k +9,282
14 Cerity Partners LLC 0.01% of their portfolio NEW YORK, NY 1,025,6201.0m $8.3m $8.3m 0.01% Added +27.1k +27,078
15 GREATMARK INVESTMENT PARTNERS, INC. 0.96% of their portfolio COLUMBUS, GA 1,002,5921.0m $8.1m $8.1m 0.96% Reduced -4.3k -4,313
16 MGO ONE SEVEN LLC 0.16% of their portfolio Beachwood, OH 961,953962.0k $7.8m $7.8m 0.16% Reduced -36.7k -36,746
17 Smith Asset Management Co., LLC 6.20% of their portfolio Chiefland, FL 926,024926.0k $7.5m $7.5m 6.20% Reduced -18.1k -18,110
18 Penserra Capital Management LLC 0.09% of their portfolio ORINDA, CA 922,135922.1k $7.5m $7.5m 0.09% Added +85.4k +85,390
19 Advisors Asset Management, Inc. 0.11% of their portfolio Monument, CO 818,097818.1k $6.6m $6.6m 0.11% Reduced -200.4k -200,409
20 TRUIST FINANCIAL CORP 0.01% of their portfolio CHARLOTTE, NC 787,910787.9k $6.4m $6.4m 0.01% Reduced -240.2k -240,219
21 COHEN & STEERS, INC. 0.01% of their portfolio NEW YORK, NY 785,251785.3k $6.4m $6.4m 0.01% Unchanged
22 AMERIPRISE FINANCIAL INC 0.00% of their portfolio MINNEAPOLIS, MN 757,993758.0k $6.1m $6.1m 0.00% Reduced -2.9k -2,942
23 Cetera Investment Advisers 0.01% of their portfolio SCHAUMBURG, IL 733,307733.3k $5.9m $5.9m 0.01% Added +112.2k +112,236
24 Kestra Advisory Services, LLC 0.02% of their portfolio AUSTIN, TX 657,118657.1k $5.3m $5.3m 0.02% Added +238.0k +237,977
25 Moors & Cabot, Inc. 0.19% of their portfolio BOSTON, MA 536,942536.9k $4.4m $4.4m 0.19% Reduced -1.0k -1,046
26 Chicago Partners Investment Group LLC 0.11% of their portfolio CHICAGO, IL 536,132536.1k $4.4m $4.4m 0.11% Added +3.6k +3,629
27 FCA CORP /TX 1.18% of their portfolio HOUSTON, TX 515,677515.7k $4.2m $4.2m 1.18% Added +42.1k +42,116
28 Stratos Wealth Partners, LTD. 0.05% of their portfolio BEACHWOOD, OH 502,224502.2k $4.1m $4.1m 0.05% Reduced -7.6k -7,628
29 STIFEL FINANCIAL CORP 0.00% of their portfolio ST. LOUIS, MO 480,149480.1k $3.9m $3.9m 0.00% Added +12.5k +12,521
30 Lido Advisors, LLC 0.01% of their portfolio Los Angeles, CA 454,537454.5k $3.8m $3.8m 0.01% Unchanged
31 PROTECTIVE LIFE CORP 100.00% of their portfolio BIRMINGHAM, AL 440,000440.0k $3.6m $3.6m 100.00% Unchanged
32 ENVESTNET ASSET MANAGEMENT INC 0.00% of their portfolio Berwyn, PA 437,632437.6k $3.5m $3.5m 0.00% Reduced -139.8k -139,797
33 Cambridge Investment Research Advisors, Inc. 0.01% of their portfolio FAIRFIELD, IA 423,675423.7k $3.4m $3.4m 0.01% Reduced -33.0k -32,955
34 Hennion & Walsh Asset Management, Inc. 0.10% of their portfolio Parsippany, NJ 373,908373.9k $3.0m $3.0m 0.10% Reduced -137.4k -137,394
35 WEALTH ENHANCEMENT ADVISORY SERVICES, LLC 0.00% of their portfolio PLYMOUTH, MN 353,598353.6k $2.9m $2.9m 0.00% Added +47.6k +47,581
36 CAMPBELL CAPITAL MANAGEMENT INC 0.96% of their portfolio MIAMI, FL 348,264348.3k $2.8m $2.8m 0.96% Reduced -4.2k -4,152
37 Fiera Capital Corp 0.01% of their portfolio MONTREAL, A8 346,849346.8k $2.8m $2.8m 0.01% Added +70.3k +70,282
38 NewEdge Advisors, LLC 0.01% of their portfolio NEW ORLEANS, LA 340,448340.4k $2.8m $2.8m 0.01% Added +10.7k +10,745
39 Sanctuary Advisors, LLC 0.01% of their portfolio INDIANAPOLIS, IN 336,817336.8k $2.7m $2.7m 0.01% Reduced -196.1k -196,124
40 Steward Partners Investment Advisory, LLC 0.01% of their portfolio STAMFORD, CT 326,921326.9k $2.7m $2.7m 0.01% Added +68.1k +68,053
41 JANE STREET GROUP, LLC 0.00% of their portfolio NEW YORK, NY 318,905318.9k $2.6m $2.6m 0.00% Added +203.6k +203,579
42 Capital Investment Advisors, LLC 0.04% of their portfolio ATLANTA, GA 314,730314.7k $2.6m $2.6m 0.04% Reduced -21.4k -21,441
43 PRELUDE CAPITAL MANAGEMENT, LLC 0.18% of their portfolio NEW YORK, NY 300,000300.0k $2.4m $2.4m 0.18% Unchanged
44 IBEX WEALTH ADVISORS 0.23% of their portfolio BEDMINSTER, NJ 292,799292.8k $2.4m $2.4m 0.23% Reduced -23.3k -23,288
45 Wealth Advisory Solutions, LLC 0.52% of their portfolio ZIONSVILLE, IN 274,024274.0k $2.2m $2.2m 0.52% Reduced -358 -358
46 MSH Capital Advisors LLC 0.45% of their portfolio SCOTTSDALE, AZ 258,815258.8k $2.1m $2.1m 0.45% Added +5.0k +5,049
47 DAVENPORT & Co LLC 0.01% of their portfolio RICHMOND, VA 246,620246.6k $2.0m $2.0m 0.01% Reduced -3.8k -3,803
48 FIRST TRUST ADVISORS LP 0.00% of their portfolio Wheaton, IL 237,856237.9k $1.9m $1.9m 0.00% Added +952 +952
49 CoreCap Advisors, LLC 0.06% of their portfolio SOUTHFIELD, MI 222,344222.3k $1.8m $1.8m 0.06% Reduced -8.7k -8,668
50 J.W. COLE ADVISORS, INC. 0.04% of their portfolio TAMPA, FL 209,431209.4k $1.7m $1.7m 0.04% Added +90.5k +90,513
51 Wealthspire Advisors, LLC 0.01% of their portfolio NEW YORK, NY 202,186202.2k $1.6m $1.6m 0.01% Reduced -24.3k -24,300
52 Geneos Wealth Management Inc. 0.04% of their portfolio ENGLEWOOD, CO 196,865196.9k $1.6m $1.6m 0.04% Added +1.5k +1,509
53 &PARTNERS 0.01% of their portfolio NASHVILLE, TN 189,627189.6k $1.5m $1.5m 0.01% Added +48.5k +48,473
54 Wright Wealth LLC 0.91% of their portfolio ATLANTA, GA 172,985173.0k $1.4m $1.4m 0.91% First filing
55 Thrivent Financial for Lutherans 0.00% of their portfolio Minneapolis, MN 161,712161.7k $1.3m $1.3m 0.00% Unchanged
56 UMB Bank, n.a. 0.02% of their portfolio Kansas City, MO 158,854158.9k $1.3m $1.3m 0.02% Added +86.4k +86,362
57 E&G Advisors, LLC 0.29% of their portfolio HOUSTON, TX 158,245158.2k $1.3m $1.3m 0.29% Reduced -9.0k -8,991
58 Sowell Financial Services LLC 0.05% of their portfolio NORTH LITTLE ROCK, AR 154,997155.0k $1.3m $1.3m 0.05% Reduced -280 -280
59 Thoma Capital Management LLC 0.72% of their portfolio TOWSON, MD 154,498154.5k $1.3m $1.3m 0.72% Reduced -279.1k -279,073
60 Private Advisor Group, LLC 0.01% of their portfolio MORRISTOWN, NJ 150,238150.2k $1.2m $1.2m 0.01% Reduced -5.9k -5,865
61 HighTower Advisors, LLC 0.00% of their portfolio CHICAGO, IL 146,735146.7k $1.2m $1.2m 0.00% Added +16.7k +16,676
62 CARY STREET PARTNERS FINANCIAL LLC 0.03% of their portfolio RICHMOND, VA 130,528130.5k $1.1m $1.1m 0.03% Added +3.5k +3,500
63 Wealthcare Advisory Partners LLC 0.02% of their portfolio WEST CHESTER, PA 123,451123.5k $1.0m $1.0m 0.02% Added +10.7k +10,730
64 Samalin Investment Counsel, LLC 0.34% of their portfolio CHAPPAQUA, NY 118,931118.9k $964.5k $964.5k 0.34% Reduced -1.4k -1,438
65 WEDBUSH SECURITIES INC 0.03% of their portfolio PASADENA, CA 111,354111.4k $903.0k $903.0k 0.03% Reduced -7.9k -7,861
66 Advisory Services Network, LLC 0.01% of their portfolio ATLANTA, GA 109,682109.7k $889.5k $889.5k 0.01% Added +212 +212
67 Cornerstone Advisory, LLC 0.08% of their portfolio HUNT VALLEY, MD 104,883104.9k $850.6k $850.6k 0.08% Reduced -27.4k -27,435
68 AlphaCore Capital LLC 0.02% of their portfolio LA JOLLA, CA 101,834101.8k $825.9k $825.9k 0.02% Reduced -5.0k -5,032
69 Palogic Value Management, L.P. 0.35% of their portfolio DALLAS, TX 100,564100.6k $815.6k $815.6k 0.35% Added +247 +247
70 World Investment Advisors 0.01% of their portfolio LINCROFT, NJ 100,323100.3k $813.6k $813.6k 0.01% Added +82.0k +81,997
71 DIVERSIFY WEALTH MANAGEMENT, LLC 0.04% of their portfolio SANDY, UT 98,35898.4k $803.6k $803.6k 0.04% Reduced -8.5k -8,523
72 Integrated Wealth Concepts LLC 0.01% of their portfolio WALTHAM, MA 97,43297.4k $790.2k $790.2k 0.01% Added +54.3k +54,325
73 MELFA WEALTH MANAGEMENT, INC. 0.45% of their portfolio WESTBOROUGH, MA 97,10897.1k $787.5k $787.5k 0.45% Reduced -122 -122
74 HARBOUR INVESTMENTS, INC. 0.02% of their portfolio MADISON, WI 96,87096.9k $785.6k $785.6k 0.02% Added +16.0k +16,004
75 KESTRA PRIVATE WEALTH SERVICES, LLC 0.01% of their portfolio AUSTIN, TX 95,42495.4k $773.9k $773.9k 0.01% Added +39.2k +39,176
76 INDEPENDENT FINANCIAL GROUP, LLC 0.02% of their portfolio SAN DIEGO, CA 93,67393.7k $759.7k $759.7k 0.02% Added +7.0k +6,992
77 Triumph Capital Management 0.16% of their portfolio DENVER, CO 90,50690.5k $734.0k $734.0k 0.16% Added +3.5k +3,473
78 Spire Wealth Management 0.02% of their portfolio MCLEAN, VA 88,26988.3k $715.9k $715.9k 0.02% Reduced -1.5k -1,494
79 Mission Hills Financial Advisory, LLC 0.37% of their portfolio SAN DIEGO, CA 86,88486.9k $704.6k $704.6k 0.37% Added +13.6k +13,579
80 MARINO, STRAM & ASSOCIATES LLC 0.13% of their portfolio BRAINTREE, MA 86,57186.6k $702.1k $702.1k 0.13% Unchanged
81 Mariner, LLC 0.00% of their portfolio Overland Park, KS 85,79485.8k $695.8k $695.8k 0.00% Added +3.3k +3,283
82 Shulman DeMeo Asset Management LLC 0.16% of their portfolio LAKE SUCCESS, NY 85,35485.4k $692.2k $692.2k 0.16% Reduced -3.7k -3,700
83 LEVEL FOUR ADVISORY SERVICES, LLC 0.02% of their portfolio DALLAS, TX 83,68283.7k $678.7k $678.7k 0.02% Added +9.7k +9,692
84 StoneX Group Inc. 0.03% of their portfolio NEW YORK, NY 77,52577.5k $628.7k $628.7k 0.03% Reduced -5.3k -5,305
85 Bramshill Investments, LLC 0.03% of their portfolio NAPLES, FL 75,80575.8k $614.8k $614.8k 0.03% Added +519 +519
86 Curi Capital, LLC 0.01% of their portfolio CHICAGO, IL 75,61375.6k $613.2k $613.2k 0.01% Unchanged
87 RVW Wealth, LLC 0.04% of their portfolio LOS ANGELES, CA 70,92270.9k $575.2k $575.2k 0.04% Unchanged
88 Anchor Capital Management Group Inc 0.29% of their portfolio ALISO VIEJO, CA 70,00070.0k $574.0k $574.0k 0.29% Unchanged
89 Abel Hall, LLC 0.13% of their portfolio BATON ROUGE, LA 70,00070.0k $567.7k $567.7k 0.13% Unchanged
90 Accel Wealth Management 0.15% of their portfolio WAVERLY, IA 68,32968.3k $554.1k $554.1k 0.15% Reduced -2.3k -2,336
91 Centurion Wealth Management LLC 0.12% of their portfolio Mclean, VA 67,74867.7k $549.4k $549.4k 0.12% Reduced -302 -302
92 PRINCIPAL SECURITIES, INC. 0.01% of their portfolio DES MOINES, IA 67,63167.6k $548.5k $548.5k 0.01% Added +8.9k +8,917
93 Prospera Financial Services Inc 0.01% of their portfolio Dallas, TX 67,42167.4k $546.8k $546.8k 0.01% Reduced -1.6k -1,648
94 ROTHSCHILD INVESTMENT LLC 0.03% of their portfolio CHICAGO, IL 66,23666.2k $537.2k $537.2k 0.03% Reduced -2.3k -2,274
95 Live Oak Private Wealth LLC 0.07% of their portfolio WILMINGTON, NC 65,57265.6k $531.8k $531.8k 0.07% Unchanged
96 COMERICA BANK 0.00% of their portfolio DALLAS, TX 63,70163.7k $516.6k $516.6k 0.00% Reduced -948 -948
97 INVESTORS ASSET MANAGEMENT OF GEORGIA INC /GA/ /ADV 0.21% of their portfolio ATLANTA, GA 63,25063.2k $513.0k $513.0k 0.21% Added +2.0k +2,000
98 MOSAIC FAMILY WEALTH PARTNERS, LLC 0.05% of their portfolio ST. LOUIS, MO 58,44458.4k $474.0k $474.0k 0.05% Unchanged
99 INTERNATIONAL ASSETS INVESTMENT MANAGEMENT, LLC 0.03% of their portfolio ORLANDO, FL 56,92256.9k $461.6k $461.6k 0.03% Reduced -5.0k -4,997
100 CAPITAL ADVISORS INC/OK 0.01% of their portfolio TULSA, OK 55,83755.8k $452.8k $452.8k 0.01% New