Vault-13

NUVEEN PFD & INCOME OPPORTUN JPC

COM · Closed-End Fund · CUSIP 67073B106

290 institutional holders +4 vs Q1 2025
59,755,40459.8m shares reported held*
$479.7mreported value*
26 new 100 added 74 reduced 23 sold out net sold ≈ $12.8m (-1.6m shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once. Holder counts are more reliable. Implied quarter-end price ≈ $8.03.

Trends to Q2 2025

Institutional holders

Managers reporting a position, each quarter

0100200300Q3 22: 134Q4 22: 138Q1 23: 134Q2 23: 129Q3 23: 140Q4 23: 300Q1 24: 287Q2 24: 282Q3 24: 289Q4 24: 298Q1 25: 286Q2 25: 290290Q3 22Q2 23Q1 24Q4 24Q2 25
Numbers
QuarterHolders
Q3 2022134
Q4 2022138
Q1 2023134
Q2 2023129
Q3 2023140
Q4 2023300
Q1 2024287
Q2 2024282
Q3 2024289
Q4 2024298
Q1 2025286
Q2 2025290

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
4000400Q3 23: 53 bought or addedQ3 23: 55 cut or sold outQ4 23: 245 bought or addedQ4 23: 26 cut or sold outQ4 23Q1 24: 127 bought or addedQ1 24: 136 cut or sold outQ2 24: 108 bought or addedQ2 24: 122 cut or sold outQ2 24Q3 24: 133 bought or addedQ3 24: 105 cut or sold outQ4 24: 122 bought or addedQ4 24: 115 cut or sold outQ4 24Q1 25: 111 bought or addedQ1 25: 113 cut or sold outQ2 25: 126 bought or addedQ2 25: 97 cut or sold outQ2 25
Numbers
QuarterBought or addedCut or sold out
Q3 20235355
Q4 202324526
Q1 2024127136
Q2 2024108122
Q3 2024133105
Q4 2024122115
Q1 2025111113
Q2 202512697

Biggest buyers

ROYAL BANK OF CANADA Added +853,018+853.0k
GUGGENHEIM CAPITAL LLC Added +204,635+204.6k
WELLS FARGO & COMPANY/MN Added +198,445+198.4k
Wealthspire Advisors, LLC New +193,045+193.0k
Cerity Partners LLC Added +185,622+185.6k
TRUIST FINANCIAL CORP Added +174,359+174.4k
OSAIC HOLDINGS, INC. Added +171,762+171.8k
Rockefeller Capital Management L.P. New +125,286+125.3k
RAYMOND JAMES FINANCIAL INC Added +116,415+116.4k
MORGAN STANLEY Added +106,206+106.2k

Biggest sellers

SIT INVESTMENT ASSOCIATES INC Reduced -2,909,854-2.9m
LPL Financial LLC Reduced -479,953-480.0k
ROTHSCHILD INVESTMENT LLC Reduced -358,119-358.1k
Sowell Financial Services LLC Sold out -252,300-252.3k
PFG Advisors Sold out -225,212-225.2k
UBS Group AG Reduced -221,942-221.9k
Geneos Wealth Management Inc. Reduced -178,442-178.4k
Hennion & Walsh Asset Management, Inc. Reduced -166,874-166.9k
HighTower Advisors, LLC Reduced -65,850-65.8k
Atria Wealth Solutions, Inc. Reduced -63,159-63.2k

Insider purchases and sales in Q2 2025

Shares bought or sold by the company's own officers, directors and 10% owners, in the open market or privately, as they reported to the SEC on Form 4 (due within two business days of the trade). Grants, option exercises, shares withheld for tax and gifts aren't included.

Officers and directors buying vs selling

Number of people, by quarter (10% owners not included)

BuyingSelling
101Q3 23: 0 buyingQ3 23: 0 sellingQ4 23: 1 buyingQ4 23: 0 sellingQ4 23Q1 24: 1 buyingQ1 24: 0 sellingQ2 24: 0 buyingQ2 24: 0 sellingQ2 24Q3 24: 0 buyingQ3 24: 0 sellingQ4 24: 0 buyingQ4 24: 0 sellingQ4 24Q1 25: 0 buyingQ1 25: 0 sellingQ2 25: 0 buyingQ2 25: 1 sellingQ2 25
Numbers
QuarterBuyingBoughtSellingSoldSold under a plan
Q3 20230—0——
Q4 20231$15.6k0——
Q1 20241$56.8k0——
Q2 20240—0——
Q3 20240—0——
Q4 20240—0——
Q1 20250—0——
Q2 20250—1$6.8k—
DateInsiderTradeSharesPrice ValueTheir holding
2025-05-05 Jones Nathaniel T. Vice President and Treasurer Sold 869 $7.79 $6.8k869 shares -26%

Their holding: how much the trade added to or took from the insider's holding (direct, or the trust or fund named). The same trade is sometimes reported by more than one insider, such as a fund and the director who represents it; totals count it once. A value is left blank where the reported price is far from the market price (usually a typo).

Holders, Q2 2025

#ManagerLocationShares Value% of their portfolioChangeShares change
1 MORGAN STANLEY 0.00% of their portfolio NEW YORK, NY 6,886,9896.9m $55.2m $55.2m 0.00% Added +106.2k +106,206
2 BANK OF AMERICA CORP /DE/ 0.00% of their portfolio CHARLOTTE, NC 4,201,2194.2m $33.7m $33.7m 0.00% Added +104.0k +103,969
3 UBS Group AG 0.01% of their portfolio ZURICH, V8 4,198,5354.2m $33.7m $33.7m 0.01% Reduced -221.9k -221,942
4 WELLS FARGO & COMPANY/MN 0.01% of their portfolio SAN FRANCISCO, CA 3,761,3963.8m $30.2m $30.2m 0.01% Added +198.4k +198,445
5 RAYMOND JAMES FINANCIAL INC 0.01% of their portfolio ST. PETERSBURG, FL 3,456,3173.5m $27.7m $27.7m 0.01% Added +116.4k +116,415
6 Invesco Ltd. 0.00% of their portfolio ATLANTA, GA 2,951,6563.0m $23.7m $23.7m 0.00% Added +21.7k +21,705
7 COMMONWEALTH EQUITY SERVICES, LLC 0.03% of their portfolio WALTHAM, MA 2,366,5892.4m $19.0m $19.0m 0.03% Added +82.2k +82,198
8 LPL Financial LLC 0.01% of their portfolio FORT MILL, SC 1,898,2231.9m $15.2m $15.2m 0.01% Reduced -480.0k -479,953
9 GUGGENHEIM CAPITAL LLC 0.11% of their portfolio CHICAGO, IL 1,655,7581.7m $13.3m $13.3m 0.11% Added +204.6k +204,635
10 ROYAL BANK OF CANADA 0.00% of their portfolio TORONTO, A6 1,599,9361.6m $12.8m $12.8m 0.00% Added +853.0k +853,018
11 SIT INVESTMENT ASSOCIATES INC 0.20% of their portfolio Minneapolis, MN 1,196,1411.2m $9.6m $9.6m 0.20% Reduced -2.9m -2,909,854
12 OSAIC HOLDINGS, INC. 0.02% of their portfolio SCOTTSDALE, AZ 1,137,1581.1m $9.1m $9.1m 0.02% Added +171.8k +171,762
13 CAPTRUST FINANCIAL ADVISORS 0.02% of their portfolio RALEIGH, NC 1,092,6581.1m $8.8m $8.8m 0.02% Added +89.4k +89,424
14 Advisors Asset Management, Inc. 0.15% of their portfolio Monument, CO 1,036,2821.0m $8.3m $8.3m 0.15% Reduced -21.7k -21,674
15 GREATMARK INVESTMENT PARTNERS, INC. 1.02% of their portfolio COLUMBUS, GA 1,011,7151.0m $8.1m $8.1m 1.02% Added +13.2k +13,150
16 Cerity Partners LLC 0.01% of their portfolio NEW YORK, NY 968,109968.1k $7.8m $7.8m 0.01% Added +185.6k +185,622
17 COHEN & STEERS, INC. 0.01% of their portfolio NEW YORK, NY 785,251785.3k $6.3m $6.3m 0.01% Unchanged
18 Penserra Capital Management LLC 0.08% of their portfolio ORINDA, CA 693,605693.6k $5.6m $5.6m 0.08% Added +20.5k +20,503
19 AMERIPRISE FINANCIAL INC 0.00% of their portfolio MINNEAPOLIS, MN 611,388611.4k $4.9m $4.9m 0.00% Added +103.5k +103,503
20 STIFEL FINANCIAL CORP 0.00% of their portfolio ST. LOUIS, MO 598,489598.5k $4.8m $4.8m 0.00% Reduced -31.3k -31,309
21 Janney Montgomery Scott LLC 0.01% of their portfolio PHILADELPHIA, PA 571,517571.5k $4.6m $4.6m 0.01% Added +29.7k +29,672
22 Hennion & Walsh Asset Management, Inc. 0.18% of their portfolio Parsippany, NJ 570,516570.5k $4.6m $4.6m 0.18% Reduced -166.9k -166,874
23 Moors & Cabot, Inc. 0.21% of their portfolio BOSTON, MA 565,388565.4k $4.5m $4.5m 0.21% Added +33.8k +33,765
24 Stratos Wealth Partners, LTD. 0.06% of their portfolio BEACHWOOD, OH 511,842511.8k $4.1m $4.1m 0.06% Added +8.4k +8,364
25 TRUIST FINANCIAL CORP 0.01% of their portfolio CHARLOTTE, NC 498,856498.9k $4.0m $4.0m 0.01% Added +174.4k +174,359
26 Cambridge Investment Research Advisors, Inc. 0.01% of their portfolio FAIRFIELD, IA 471,113471.1k $3.8m $3.8m 0.01% Reduced -10.6k -10,598
27 Cetera Investment Advisers 0.01% of their portfolio SCHAUMBURG, IL 470,523470.5k $3.8m $3.8m 0.01% Added +8.1k +8,053
28 FCA CORP /TX 1.09% of their portfolio HOUSTON, TX 454,604454.6k $3.6m $3.6m 1.09% Added +17.1k +17,091
29 Thoma Capital Management LLC 2.28% of their portfolio TOWSON, MD 446,090446.1k $3.6m $3.6m 2.28% Added +2.3k +2,323
30 PROTECTIVE LIFE CORP 100.00% of their portfolio BIRMINGHAM, AL 440,000440.0k $3.5m $3.5m 100.00% Unchanged
31 Lido Advisors, LLC 0.02% of their portfolio Los Angeles, CA 398,064398.1k $3.2m $3.2m 0.02% Reduced -3.2k -3,169
32 CAMPBELL CAPITAL MANAGEMENT INC 1.19% of their portfolio MIAMI, FL 381,038381.0k $3.1m $3.1m 1.19% Reduced -4.0k -3,955
33 Smith Asset Management Co., LLC 2.44% of their portfolio Chiefland, FL 353,052353.1k $2.8m $2.8m 2.44% Reduced -4.2k -4,201
34 Chicago Partners Investment Group LLC 0.08% of their portfolio CHICAGO, IL 347,690347.7k $2.8m $2.8m 0.08% Added +21.2k +21,189
35 Capital Investment Advisors, LLC 0.05% of their portfolio ATLANTA, GA 339,215339.2k $3.1m $3.1m 0.05% Reduced -12.6k -12,603
36 IBEX WEALTH ADVISORS 0.27% of their portfolio BEDMINSTER, NJ 314,819314.8k $2.5m $2.5m 0.27% Added +2.2k +2,212
37 ENVESTNET ASSET MANAGEMENT INC 0.00% of their portfolio Berwyn, PA 308,490308.5k $2.5m $2.5m 0.00% Added +21.1k +21,106
38 PRELUDE CAPITAL MANAGEMENT, LLC 0.23% of their portfolio NEW YORK, NY 300,000300.0k $2.4m $2.4m 0.23% Unchanged
39 FIRST TRUST ADVISORS LP 0.00% of their portfolio Wheaton, IL 281,887281.9k $2.3m $2.3m 0.00% Added +7.3k +7,320
40 NewEdge Advisors, LLC 0.01% of their portfolio NEW ORLEANS, LA 278,520278.5k $2.2m $2.2m 0.01% Added +10.3k +10,341
41 Wealth Advisory Solutions, LLC 0.56% of their portfolio ZIONSVILLE, IN 274,632274.6k $2.2m $2.2m 0.56% Added +30.5k +30,549
42 Fiera Capital Corp 0.01% of their portfolio MONTREAL, A8 269,309269.3k $2.2m $2.2m 0.01% Reduced -6.6k -6,570
43 DAVENPORT & Co LLC 0.01% of their portfolio RICHMOND, VA 248,714248.7k $2.0m $2.0m 0.01% Reduced -3.6k -3,571
44 CoreCap Advisors, LLC 0.08% of their portfolio SOUTHFIELD, MI 237,784237.8k $1.9m $1.9m 0.08% Reduced -775 -775
45 WEALTH ENHANCEMENT ADVISORY SERVICES, LLC 0.00% of their portfolio PLYMOUTH, MN 220,727220.7k $1.8m $1.8m 0.00% Added +72.9k +72,910
46 MSH Capital Advisors LLC 0.51% of their portfolio SCOTTSDALE, AZ 220,453220.5k $1.8m $1.8m 0.51% Added +19.4k +19,358
47 Sanctuary Advisors, LLC 0.01% of their portfolio INDIANAPOLIS, IN 219,781219.8k $1.8m $1.8m 0.01% Added +577 +577
48 Geneos Wealth Management Inc. 0.04% of their portfolio ENGLEWOOD, CO 208,255208.3k $1.7m $1.7m 0.04% Reduced -178.4k -178,442
49 Wealthspire Advisors, LLC 0.01% of their portfolio NEW YORK, NY 193,045193.0k $1.5m $1.5m 0.01% New
50 Steward Partners Investment Advisory, LLC 0.01% of their portfolio STAMFORD, CT 172,897172.9k $1.4m $1.4m 0.01% Added +65.7k +65,744
51 Thrivent Financial for Lutherans 0.00% of their portfolio Minneapolis, MN 161,712161.7k $1.3m $1.3m 0.00% Reduced -10.0k -10,000
52 Kestra Advisory Services, LLC 0.01% of their portfolio AUSTIN, TX 159,139159.1k $1.3m $1.3m 0.01% Added +26.6k +26,551
53 Private Advisor Group, LLC 0.01% of their portfolio MORRISTOWN, NJ 145,556145.6k $1.2m $1.2m 0.01% Reduced -12.2k -12,195
54 &PARTNERS 0.01% of their portfolio NASHVILLE, TN 142,246142.2k $1.1m $1.1m 0.01% Added +6.4k +6,387
55 HighTower Advisors, LLC 0.00% of their portfolio CHICAGO, IL 129,078129.1k $1.0m $1.0m 0.00% Reduced -65.8k -65,850
56 Rockefeller Capital Management L.P. 0.00% of their portfolio NEW YORK, NY 125,286125.3k $1.0m $1.0m 0.00% New
57 Samalin Investment Counsel, LLC 0.35% of their portfolio CHAPPAQUA, NY 114,822114.8k $920.9k $920.9k 0.35% Added +4.2k +4,248
58 Triumph Capital Management 0.27% of their portfolio DENVER, CO 110,974111.0k $890.0k $890.0k 0.27% Added +10.1k +10,060
59 Advisory Services Network, LLC 0.01% of their portfolio ATLANTA, GA 108,730108.7k $877.5k $877.5k 0.01% Reduced -14.6k -14,559
60 AlphaCore Capital LLC 0.03% of their portfolio LA JOLLA, CA 102,959103.0k $832.6k $832.6k 0.03% Added +9.4k +9,406
61 CARY STREET PARTNERS FINANCIAL LLC 0.02% of their portfolio RICHMOND, VA 102,362102.4k $820.9k $820.9k 0.02% Reduced -550 -550
62 Palogic Value Management, L.P. 0.34% of their portfolio DALLAS, TX 100,317100.3k $804.5k $804.5k 0.34% Reduced -988 -988
63 MELFA WEALTH MANAGEMENT, INC. 0.49% of their portfolio WESTBOROUGH, MA 97,23097.2k $779.8k $779.8k 0.49% Reduced -2.5k -2,537
64 Linscomb Wealth, Inc. 0.04% of their portfolio Houston, TX 97,00097.0k $777.9k $777.9k 0.04% New
65 Spire Wealth Management 0.03% of their portfolio MCLEAN, VA 92,66992.7k $743.2k $743.2k 0.03% Added +24.3k +24,273
66 E&G Advisors, LLC 0.19% of their portfolio HOUSTON, TX 90,55090.5k $724.7k $724.7k 0.19% Reduced -1.3k -1,300
67 Shulman DeMeo Asset Management LLC 0.18% of their portfolio LAKE SUCCESS, NY 89,47189.5k $717.6k $717.6k 0.18% Reduced -183 -183
68 Mariner, LLC 0.00% of their portfolio Overland Park, KS 89,08189.1k $714.4k $714.4k 0.00% Added +11.8k +11,753
69 READYSTATE ASSET MANAGEMENT LP 0.03% of their portfolio CHICAGO, IL 88,02488.0k $706.0k $706.0k 0.03% New
70 Bramshill Investments, LLC 0.07% of their portfolio NAPLES, FL 87,91587.9k $705.1k $705.1k 0.07% Added +5.4k +5,357
71 MARINO, STRAM & ASSOCIATES LLC 0.14% of their portfolio BRAINTREE, MA 86,57186.6k $694.3k $694.3k 0.14% Unchanged
72 INDEPENDENT FINANCIAL GROUP, LLC 0.02% of their portfolio SAN DIEGO, CA 79,43579.4k $637.1k $637.1k 0.02% Added +3.5k +3,524
73 Wealthcare Advisory Partners LLC 0.01% of their portfolio WEST CHESTER, PA 77,54377.5k $621.9k $621.9k 0.01% Reduced -6.8k -6,779
74 Accel Wealth Management 0.20% of their portfolio WAVERLY, IA 73,41673.4k $588.8k $588.8k 0.20% Added +346 +346
75 Mission Hills Financial Advisory, LLC 0.36% of their portfolio SAN DIEGO, CA 73,30573.3k $587.9k $587.9k 0.36% Added +58.3k +58,320
76 WEDBUSH SECURITIES INC 0.02% of their portfolio PASADENA, CA 73,28973.3k $588.0k $588.0k 0.02% Reduced -2.9k -2,898
77 DIVERSIFY WEALTH MANAGEMENT, LLC 0.04% of their portfolio SANDY, UT 73,00073.0k $589.1k $589.1k 0.04% Unchanged
78 LEVEL FOUR ADVISORY SERVICES, LLC 0.02% of their portfolio DALLAS, TX 72,05572.1k $577.9k $577.9k 0.02% Added +169 +169
79 RVW Wealth, LLC 0.05% of their portfolio LOS ANGELES, CA 70,92270.9k $568.8k $568.8k 0.05% Unchanged
80 Anchor Capital Management Group Inc 0.26% of their portfolio ALISO VIEJO, CA 70,00070.0k $561.4k $561.4k 0.26% Unchanged
81 Abel Hall, LLC 0.26% of their portfolio BATON ROUGE, LA 70,00070.0k $561.4k $561.4k 0.26% Added +60.0k +60,000
82 ROTHSCHILD INVESTMENT LLC 0.03% of their portfolio CHICAGO, IL 69,40069.4k $556.6k $556.6k 0.03% Reduced -358.1k -358,119
83 Stolper Co 0.18% of their portfolio TULSA, OK 69,23169.2k $555.0k $555.0k 0.18% Added +2.6k +2,584
84 Centurion Wealth Management LLC 0.16% of their portfolio Mclean, VA 68,52968.5k $549.6k $549.6k 0.16% Reduced -849 -849
85 PRINCIPAL SECURITIES, INC. 0.01% of their portfolio DES MOINES, IA 64,37064.4k $516.2k $516.2k 0.01% Reduced -6.8k -6,771
86 INTERNATIONAL ASSETS INVESTMENT MANAGEMENT, LLC 0.04% of their portfolio ORLANDO, FL 61,91961.9k $496.6k $496.6k 0.04% Added +10.7k +10,694
87 MOSAIC FAMILY WEALTH PARTNERS, LLC 0.06% of their portfolio ST. LOUIS, MO 58,44458.4k $468.7k $468.7k 0.06% Unchanged
88 UMB Bank, n.a. 0.01% of their portfolio Kansas City, MO 55,99356.0k $449.1k $449.1k 0.01% Unchanged
89 WALLED LAKE PLANNING & WEALTH MANAGEMENT, LLC 0.14% of their portfolio HIGHLAND PARK, IL 55,26955.3k $443.3k $443.3k 0.14% Unchanged
90 Shaker Financial Services, LLC 0.16% of their portfolio Arlington, VA 54,70054.7k $442.3k $442.3k 0.16% Added +1.7k +1,700
91 Ameritas Advisory Services, LLC 0.02% of their portfolio Lincoln, NE 54,15154.2k $434.3k $434.3k 0.02% Added +4.0k +3,975
92 StoneX Group Inc. 0.02% of their portfolio NEW YORK, NY 53,11453.1k $429.2k $429.2k 0.02% Added +2.3k +2,334
93 Gridiron Partners, LLC 0.26% of their portfolio Wexford, PA 52,96953.0k $424.8k $424.8k 0.26% Unchanged
94 Prospera Financial Services Inc 0.01% of their portfolio Dallas, TX 51,54251.5k $413.4k $413.4k 0.01% Added +4.6k +4,558
95 Live Oak Private Wealth LLC 0.06% of their portfolio WILMINGTON, NC 51,46051.5k $412.7k $412.7k 0.06% Unchanged
96 Penbrook Management LLC 0.15% of their portfolio NEW YORK, NY 51,42051.4k $410.8k $410.8k 0.15% Added +25.7k +25,710
97 HARBOUR INVESTMENTS, INC. 0.01% of their portfolio MADISON, WI 51,07651.1k $409.6k $409.6k 0.01% Unchanged
98 COMERICA BANK 0.00% of their portfolio DALLAS, TX 50,42050.4k $404.4k $404.4k 0.00% Reduced -9.9k -9,897
99 TECTONIC ADVISORS LLC 0.02% of their portfolio FRISCO, TX 50,00050.0k $401.0k $401.0k 0.02% Unchanged
100 B. Riley Wealth Advisors, Inc. 0.02% of their portfolio MEMPHIS, TN 49,97750.0k $400.8k $400.8k 0.02% Reduced -17.3k -17,314