Vault-13

NUVEEN PFD & INCOME OPPORTUN JPC

COM · Closed-End Fund · CUSIP 67073B106

286 institutional holders -12 vs Q4 2024
61,447,80161.4m shares reported held*
$489.2mreported value*
30 new 81 added 74 reduced 39 sold out net sold ≈ $12.9m (-1.6m shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once. Holder counts are more reliable. Implied quarter-end price ≈ $7.96.

Trends to Q1 2025

Institutional holders

Managers reporting a position, each quarter

0100200300Q3 22: 134Q4 22: 138Q1 23: 134Q2 23: 129Q3 23: 140Q4 23: 300Q1 24: 287Q2 24: 282Q3 24: 289Q4 24: 298Q1 25: 286286Q3 22Q1 23Q3 23Q1 24Q3 24Q1 25
Numbers
QuarterHolders
Q3 2022134
Q4 2022138
Q1 2023134
Q2 2023129
Q3 2023140
Q4 2023300
Q1 2024287
Q2 2024282
Q3 2024289
Q4 2024298
Q1 2025286

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
4000400Q2 23: 47 bought or addedQ2 23: 61 cut or sold outQ3 23: 53 bought or addedQ3 23: 55 cut or sold outQ3 23Q4 23: 245 bought or addedQ4 23: 26 cut or sold outQ1 24: 127 bought or addedQ1 24: 136 cut or sold outQ1 24Q2 24: 108 bought or addedQ2 24: 122 cut or sold outQ3 24: 133 bought or addedQ3 24: 105 cut or sold outQ3 24Q4 24: 122 bought or addedQ4 24: 115 cut or sold outQ1 25: 111 bought or addedQ1 25: 113 cut or sold outQ1 25
Numbers
QuarterBought or addedCut or sold out
Q2 20234761
Q3 20235355
Q4 202324526
Q1 2024127136
Q2 2024108122
Q3 2024133105
Q4 2024122115
Q1 2025111113

Biggest buyers

BANK OF AMERICA CORP /DE/ Added +300,828+300.8k
PFG Advisors New +225,212+225.2k
WELLS FARGO & COMPANY/MN Added +217,498+217.5k
Geneos Wealth Management Inc. Added +215,381+215.4k
Cerity Partners LLC Added +210,802+210.8k
UBS Group AG Added +207,372+207.4k
GUGGENHEIM CAPITAL LLC Added +164,408+164.4k
OSAIC HOLDINGS, INC. Added +153,259+153.3k
CAPTRUST FINANCIAL ADVISORS Added +99,252+99.3k
AlphaCore Capital LLC New +93,553+93.6k

Biggest sellers

LPL Financial LLC Reduced -1,042,905-1.0m
MORGAN STANLEY Reduced -875,695-875.7k
SIT INVESTMENT ASSOCIATES INC Reduced -641,964-642.0k
Baird Financial Group, Inc. Reduced -334,586-334.6k
COHEN & STEERS, INC. Reduced -210,490-210.5k
Janney Montgomery Scott LLC Reduced -103,273-103.3k
ROTHSCHILD INVESTMENT LLC Reduced -75,586-75.6k
Sowell Financial Services LLC Reduced -61,612-61.6k
KINGSWOOD WEALTH ADVISORS, LLC Sold out -60,391-60.4k
AXXCESS WEALTH MANAGEMENT, LLC Sold out -59,935-59.9k

Insider purchases and sales in Q1 2025

Shares bought or sold by the company's own officers, directors and 10% owners, in the open market or privately, as they reported to the SEC on Form 4 (due within two business days of the trade). Grants, option exercises, shares withheld for tax and gifts aren't included.

Officers and directors buying vs selling

Number of people, by quarter (10% owners not included)

BuyingSelling
101Q2 23: 0 buyingQ2 23: 0 sellingQ3 23: 0 buyingQ3 23: 0 sellingQ3 23Q4 23: 1 buyingQ4 23: 0 sellingQ1 24: 1 buyingQ1 24: 0 sellingQ1 24Q2 24: 0 buyingQ2 24: 0 sellingQ3 24: 0 buyingQ3 24: 0 sellingQ3 24Q4 24: 0 buyingQ4 24: 0 sellingQ1 25: 0 buyingQ1 25: 0 sellingQ1 25
Numbers
QuarterBuyingBoughtSellingSoldSold under a plan
Q2 20230—0——
Q3 20230—0——
Q4 20231$15.6k0——
Q1 20241$56.8k0——
Q2 20240—0——
Q3 20240—0——
Q4 20240—0——
Q1 20250—0——

None reported in Q1 2025.

Holders, Q1 2025

#ManagerLocationShares Value% of their portfolioChangeShares change
1 MORGAN STANLEY 0.00% of their portfolio NEW YORK, NY 6,780,7836.8m $54.0m $54.0m 0.00% Reduced -875.7k -875,695
2 UBS Group AG 0.01% of their portfolio ZURICH, V8 4,420,4774.4m $35.2m $35.2m 0.01% Added +207.4k +207,372
3 SIT INVESTMENT ASSOCIATES INC 0.77% of their portfolio Minneapolis, MN 4,105,9954.1m $32.7m $32.7m 0.77% Reduced -642.0k -641,964
4 BANK OF AMERICA CORP /DE/ 0.00% of their portfolio CHARLOTTE, NC 4,097,2504.1m $32.6m $32.6m 0.00% Added +300.8k +300,828
5 WELLS FARGO & COMPANY/MN 0.01% of their portfolio SAN FRANCISCO, CA 3,562,9513.6m $28.4m $28.4m 0.01% Added +217.5k +217,498
6 RAYMOND JAMES FINANCIAL INC 0.01% of their portfolio ST. PETERSBURG, FL 3,339,9023.3m $26.6m $26.6m 0.01% Added +47.5k +47,464
7 Invesco Ltd. 0.00% of their portfolio ATLANTA, GA 2,929,9512.9m $23.3m $23.3m 0.00% Added +15.8k +15,812
8 LPL Financial LLC 0.01% of their portfolio FORT MILL, SC 2,378,1762.4m $18.9m $18.9m 0.01% Reduced -1.0m -1,042,905
9 COMMONWEALTH EQUITY SERVICES, LLC 0.03% of their portfolio WALTHAM, MA 2,284,3912.3m $18.2m $18.2m 0.03% Added +19.3k +19,264
10 GUGGENHEIM CAPITAL LLC 0.11% of their portfolio CHICAGO, IL 1,451,1231.5m $11.6m $11.6m 0.11% Added +164.4k +164,408
11 Advisors Asset Management, Inc. 0.16% of their portfolio Monument, CO 1,057,9561.1m $8.4m $8.4m 0.16% Reduced -5.6k -5,570
12 CAPTRUST FINANCIAL ADVISORS 0.02% of their portfolio RALEIGH, NC 1,003,2341.0m $8.0m $8.0m 0.02% Added +99.3k +99,252
13 GREATMARK INVESTMENT PARTNERS, INC. 1.08% of their portfolio COLUMBUS, GA 998,565998.6k $7.9m $7.9m 1.08% Added +4.6k +4,555
14 OSAIC HOLDINGS, INC. 0.02% of their portfolio SCOTTSDALE, AZ 965,396965.4k $7.7m $7.7m 0.02% Added +153.3k +153,259
15 COHEN & STEERS, INC. 0.01% of their portfolio NEW YORK, NY 785,251785.3k $6.3m $6.3m 0.01% Reduced -210.5k -210,490
16 Cerity Partners LLC 0.01% of their portfolio NEW YORK, NY 782,487782.5k $6.2m $6.2m 0.01% Added +210.8k +210,802
17 ROYAL BANK OF CANADA 0.00% of their portfolio TORONTO, A6 746,918746.9k $5.9m $5.9m 0.00% Reduced -30.2k -30,231
18 Hennion & Walsh Asset Management, Inc. 0.26% of their portfolio Parsippany, NJ 737,390737.4k $5.9m $5.9m 0.26% Reduced -52.3k -52,292
19 Penserra Capital Management LLC 0.10% of their portfolio ORINDA, CA 673,102673.1k $5.4m $5.4m 0.10% Added +7.3k +7,287
20 STIFEL FINANCIAL CORP 0.01% of their portfolio ST. LOUIS, MO 629,798629.8k $5.0m $5.0m 0.01% Added +41.6k +41,581
21 Janney Montgomery Scott LLC 0.01% of their portfolio PHILADELPHIA, PA 541,845541.8k $4.3m $4.3m 0.01% Reduced -103.3k -103,273
22 Moors & Cabot, Inc. 0.21% of their portfolio BOSTON, MA 531,623531.6k $4.2m $4.2m 0.21% Reduced -27.7k -27,718
23 AMERIPRISE FINANCIAL INC 0.00% of their portfolio MINNEAPOLIS, MN 507,885507.9k $4.0m $4.0m 0.00% Reduced -16.0k -16,038
24 Stratos Wealth Partners, LTD. 0.06% of their portfolio BEACHWOOD, OH 503,478503.5k $4.0m $4.0m 0.06% Reduced -18.5k -18,519
25 Cambridge Investment Research Advisors, Inc. 0.01% of their portfolio FAIRFIELD, IA 481,711481.7k $3.8m $3.8m 0.01% Added +35.5k +35,474
26 Cetera Investment Advisers 0.01% of their portfolio SCHAUMBURG, IL 462,470462.5k $3.7m $3.7m 0.01% Added +10.1k +10,095
27 Thoma Capital Management LLC 2.47% of their portfolio TOWSON, MD 443,767443.8k $3.5m $3.5m 2.47% Reduced -23.5k -23,478
28 PROTECTIVE LIFE CORP 100.00% of their portfolio BIRMINGHAM, AL 440,000440.0k $3.5m $3.5m 100.00% Unchanged
29 FCA CORP /TX 1.11% of their portfolio HOUSTON, TX 437,513437.5k $3.5m $3.5m 1.11% Added +898 +898
30 ROTHSCHILD INVESTMENT LLC 0.23% of their portfolio CHICAGO, IL 427,519427.5k $3.4m $3.4m 0.23% Reduced -75.6k -75,586
31 Lido Advisors, LLC 0.02% of their portfolio Los Angeles, CA 401,233401.2k $3.2m $3.2m 0.02% Unchanged
32 Geneos Wealth Management Inc. 0.05% of their portfolio ENGLEWOOD, CO 386,697386.7k $3.3m $3.3m 0.05% Added +215.4k +215,381
33 CAMPBELL CAPITAL MANAGEMENT INC 1.79% of their portfolio MIAMI, FL 384,993385.0k $3.1m $3.1m 1.79% Unchanged
34 Smith Asset Management Co., LLC 2.68% of their portfolio Chiefland, FL 357,253357.3k $2.8m $2.8m 2.68% Reduced -2.8k -2,838
35 Capital Investment Advisors, LLC 0.05% of their portfolio ATLANTA, GA 351,818351.8k $2.8m $2.8m 0.05% Reduced -14.8k -14,835
36 Chicago Partners Investment Group LLC 0.08% of their portfolio CHICAGO, IL 326,501326.5k $2.6m $2.6m 0.08% Added +5.0k +4,964
37 TRUIST FINANCIAL CORP 0.00% of their portfolio CHARLOTTE, NC 324,497324.5k $2.6m $2.6m 0.00% Reduced -2.4k -2,416
38 IBEX WEALTH ADVISORS 0.33% of their portfolio BEDMINSTER, NJ 312,607312.6k $2.5m $2.5m 0.33% Reduced -14.1k -14,098
39 PRELUDE CAPITAL MANAGEMENT, LLC 0.24% of their portfolio NEW YORK, NY 300,000300.0k $2.4m $2.4m 0.24% Unchanged
40 ENVESTNET ASSET MANAGEMENT INC 0.00% of their portfolio Berwyn, PA 287,384287.4k $2.3m $2.3m 0.00% Reduced -46.4k -46,350
41 Fiera Capital Corp 0.01% of their portfolio MONTREAL, A8 275,879275.9k $2.2m $2.2m 0.01% Unchanged
42 FIRST TRUST ADVISORS LP 0.00% of their portfolio Wheaton, IL 274,567274.6k $2.2m $2.2m 0.00% Reduced -6.1k -6,065
43 NewEdge Advisors, LLC 0.01% of their portfolio NEW ORLEANS, LA 268,179268.2k $2.1m $2.1m 0.01% Added +11.2k +11,208
44 Sowell Financial Services LLC 0.09% of their portfolio NORTH LITTLE ROCK, AR 252,300252.3k $2.0m $2.0m 0.09% Reduced -61.6k -61,612
45 DAVENPORT & Co LLC 0.01% of their portfolio RICHMOND, VA 252,285252.3k $2.0m $2.0m 0.01% Reduced -9.8k -9,815
46 Wealth Advisory Solutions, LLC 0.51% of their portfolio ZIONSVILLE, IN 244,083244.1k $1.9m $1.9m 0.51% Added +43.5k +43,490
47 CoreCap Advisors, LLC 0.08% of their portfolio SOUTHFIELD, MI 238,559238.6k $1.9m $1.9m 0.08% Reduced -575 -575
48 PFG Advisors 0.10% of their portfolio Phoenix, AZ 225,212225.2k $1.8m $1.8m 0.10% New
49 Sanctuary Advisors, LLC 0.01% of their portfolio INDIANAPOLIS, IN 219,204219.2k $1.7m $1.7m 0.01% Reduced -3.4k -3,378
50 MSH Capital Advisors LLC 0.50% of their portfolio SCOTTSDALE, AZ 201,095201.1k $1.6m $1.6m 0.50% Added +391 +391
51 HighTower Advisors, LLC 0.00% of their portfolio CHICAGO, IL 194,928194.9k $1.6m $1.6m 0.00% Reduced -4.0k -3,983
52 Thrivent Financial for Lutherans 0.00% of their portfolio Minneapolis, MN 171,712171.7k $1.4m $1.4m 0.00% Unchanged
53 Private Advisor Group, LLC 0.01% of their portfolio MORRISTOWN, NJ 157,751157.8k $1.3m $1.3m 0.01% Added +11.1k +11,077
54 WEALTH ENHANCEMENT ADVISORY SERVICES, LLC 0.00% of their portfolio PLYMOUTH, MN 147,817147.8k $1.2m $1.2m 0.00% Added +89.5k +89,532
55 &PARTNERS 0.01% of their portfolio NASHVILLE, TN 135,859135.9k $1.1m $1.1m 0.01% Added +5.0k +5,021
56 Kestra Advisory Services, LLC 0.01% of their portfolio AUSTIN, TX 132,588132.6k $1.1m $1.1m 0.01% Reduced -22.7k -22,714
57 Advisory Services Network, LLC 0.02% of their portfolio ATLANTA, GA 123,289123.3k $981.4k $981.4k 0.02% Reduced -2.0k -2,047
58 Samalin Investment Counsel, LLC 0.36% of their portfolio CHAPPAQUA, NY 110,574110.6k $880.2k $880.2k 0.36% Added +4.4k +4,383
59 Steward Partners Investment Advisory, LLC 0.01% of their portfolio STAMFORD, CT 107,153107.2k $852.9k $852.9k 0.01% Added +59.9k +59,916
60 CARY STREET PARTNERS FINANCIAL LLC 0.03% of their portfolio RICHMOND, VA 102,912102.9k $819.2k $819.2k 0.03% Reduced -647 -647
61 Palogic Value Management, L.P. 0.35% of their portfolio DALLAS, TX 101,305101.3k $806.4k $806.4k 0.35% Unchanged
62 Triumph Capital Management 0.27% of their portfolio DENVER, CO 100,914100.9k $803.3k $803.3k 0.27% Added +19.3k +19,336
63 MELFA WEALTH MANAGEMENT, INC. 0.54% of their portfolio WESTBOROUGH, MA 99,76799.8k $794.1k $794.1k 0.54% Unchanged
64 AlphaCore Capital LLC 0.06% of their portfolio LA JOLLA, CA 93,55393.6k $750.8k $750.8k 0.06% New
65 E&G Advisors, LLC 0.21% of their portfolio HOUSTON, TX 91,85091.8k $729.7k $729.7k 0.21% Reduced -1.8k -1,800
66 Shulman DeMeo Asset Management LLC 0.20% of their portfolio LAKE SUCCESS, NY 89,65489.7k $713.6k $713.6k 0.20% Reduced -946 -946
67 Benchmark Investment Advisors LLC 0.45% of their portfolio CHICAGO, IL 88,00088.0k $700.5k $700.5k 0.45% Unchanged
68 MARINO, STRAM & ASSOCIATES LLC 0.15% of their portfolio BRAINTREE, MA 86,57186.6k $689.1k $689.1k 0.15% Added +7.4k +7,410
69 Wealthcare Advisory Partners LLC 0.02% of their portfolio WEST CHESTER, PA 84,32284.3k $671.2k $671.2k 0.02% Added +1.7k +1,749
70 Atria Wealth Solutions, Inc. 0.01% of their portfolio NEW YORK, NY 84,08184.1k $672.7k $672.7k 0.01% Added +7.6k +7,608
71 Bramshill Investments, LLC 0.07% of their portfolio NAPLES, FL 82,55882.6k $657.2k $657.2k 0.07% Added +117 +117
72 Mariner, LLC 0.00% of their portfolio Overland Park, KS 77,32877.3k $615.5k $615.5k 0.00% Reduced -10.2k -10,249
73 WEDBUSH SECURITIES INC 0.02% of their portfolio PASADENA, CA 76,18776.2k $606.0k $606.0k 0.02% Added +3.3k +3,313
74 INDEPENDENT FINANCIAL GROUP, LLC 0.02% of their portfolio SAN DIEGO, CA 75,91175.9k $604.3k $604.3k 0.02% Added +25.1k +25,101
75 Accel Wealth Management 0.21% of their portfolio WAVERLY, IA 73,07073.1k $581.6k $581.6k 0.21% Reduced -4.5k -4,508
76 DIVERSIFY WEALTH MANAGEMENT, LLC 0.04% of their portfolio SANDY, UT 73,00073.0k $564.3k $564.3k 0.04% Unchanged
77 LEVEL FOUR ADVISORY SERVICES, LLC 0.02% of their portfolio DALLAS, TX 71,88671.9k $572.2k $572.2k 0.02% Reduced -1.5k -1,537
78 PRINCIPAL SECURITIES, INC. 0.01% of their portfolio DES MOINES, IA 71,14171.1k $559.2k $559.2k 0.01% Unchanged
79 RVW Wealth, LLC 0.05% of their portfolio LOS ANGELES, CA 70,92270.9k $564.5k $564.5k 0.05% Unchanged
80 Anchor Capital Management Group Inc 0.26% of their portfolio ALISO VIEJO, CA 70,00070.0k $557.2k $557.2k 0.26% Unchanged
81 Centurion Wealth Management LLC 0.17% of their portfolio Mclean, VA 69,37869.4k $545.3k $545.3k 0.17% Unchanged
82 Spire Wealth Management 0.02% of their portfolio MCLEAN, VA 68,39668.4k $544.4k $544.4k 0.02% Added +1.5k +1,493
83 B. Riley Wealth Advisors, Inc. 0.02% of their portfolio MEMPHIS, TN 67,29167.3k $535.6k $535.6k 0.02% Added +241 +241
84 Stolper Co 0.17% of their portfolio TULSA, OK 66,64766.6k $531.0k $531.0k 0.17% Added +758 +758
85 COMERICA BANK 0.00% of their portfolio DALLAS, TX 60,31760.3k $480.1k $480.1k 0.00% Reduced -1.0k -1,026
86 MOSAIC FAMILY WEALTH PARTNERS, LLC 0.07% of their portfolio ST. LOUIS, MO 58,44458.4k $465.2k $465.2k 0.07% Unchanged
87 UMB Bank, n.a. 0.01% of their portfolio Kansas City, MO 55,99356.0k $445.7k $445.7k 0.01% Not comparable
88 TOWNSQUARE CAPITAL LLC 0.00% of their portfolio Lehi, UT 55,30855.3k $440.3k $440.3k 0.00% Added +1.4k +1,415
89 WALLED LAKE PLANNING & WEALTH MANAGEMENT, LLC 0.16% of their portfolio HIGHLAND PARK, IL 55,26955.3k $439.9k $439.9k 0.16% Unchanged
90 Shaker Financial Services, LLC 0.16% of their portfolio Arlington, VA 53,00053.0k $421.9k $421.9k 0.16% Added +39.0k +39,035
91 Gridiron Partners, LLC 0.27% of their portfolio Wexford, PA 52,96953.0k $421.6k $421.6k 0.27% Unchanged
92 KESTRA PRIVATE WEALTH SERVICES, LLC 0.01% of their portfolio AUSTIN, TX 52,41752.4k $417.2k $417.2k 0.01% Reduced -6.3k -6,261
93 Live Oak Private Wealth LLC 0.07% of their portfolio WILMINGTON, NC 51,46051.5k $409.6k $409.6k 0.07% Unchanged
94 INTERNATIONAL ASSETS INVESTMENT MANAGEMENT, LLC 0.04% of their portfolio ORLANDO, FL 51,22551.2k $407.7k $407.7k 0.04% Reduced -2.8k -2,789
95 NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO 0.00% of their portfolio MILWAUKEE, WI 51,09651.1k $406.7k $406.7k 0.00% Reduced -832 -832
96 HARBOUR INVESTMENTS, INC. 0.01% of their portfolio MADISON, WI 51,07651.1k $406.6k $406.6k 0.01% Unchanged
97 StoneX Group Inc. 0.02% of their portfolio NEW YORK, NY 50,78050.8k $407.1k $407.1k 0.02% Added +15.8k +15,781
98 Ameritas Advisory Services, LLC 0.02% of their portfolio Lincoln, NE 50,17650.2k $394.4k $394.4k 0.02% Unchanged
99 TECTONIC ADVISORS LLC 0.02% of their portfolio FRISCO, TX 50,00050.0k $398.0k $398.0k 0.02% Unchanged
100 Carson Advisory Inc. 0.27% of their portfolio ATHENS, GA 49,86149.9k $396.9k $396.9k 0.27% Added +2.4k +2,428