Vault-13

NUVEEN PFD & INCOME OPPORTUN JPC

COM · Closed-End Fund · CUSIP 67073B106

282 institutional holders -5 vs Q1 2024
77,855,81477.9m shares reported held*
$580.3mreported value*
26 new 82 added 92 reduced 30 sold out net sold ≈ $235.9m (-31.5m shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once. Holder counts are more reliable. Implied quarter-end price ≈ $7.45.

Trends to Q2 2024

Institutional holders

Managers reporting a position, each quarter

0100200300Q3 22: 134Q4 22: 138Q1 23: 134Q2 23: 129Q3 23: 140Q4 23: 300Q1 24: 287Q2 24: 282282Q3 22Q1 23Q3 23Q1 24Q2 24
Numbers
QuarterHolders
Q3 2022134
Q4 2022138
Q1 2023134
Q2 2023129
Q3 2023140
Q4 2023300
Q1 2024287
Q2 2024282

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
4000400Q4 22: 53 bought or addedQ4 22: 65 cut or sold outQ4 22Q1 23: 56 bought or addedQ1 23: 60 cut or sold outQ2 23: 47 bought or addedQ2 23: 61 cut or sold outQ2 23Q3 23: 53 bought or addedQ3 23: 55 cut or sold outQ4 23: 245 bought or addedQ4 23: 26 cut or sold outQ4 23Q1 24: 127 bought or addedQ1 24: 136 cut or sold outQ2 24: 108 bought or addedQ2 24: 122 cut or sold outQ2 24
Numbers
QuarterBought or addedCut or sold out
Q4 20225365
Q1 20235660
Q2 20234761
Q3 20235355
Q4 202324526
Q1 2024127136
Q2 2024108122

Biggest buyers

BANK OF AMERICA CORP /DE/ Added +799,453+799.5k
LPL Financial LLC Added +511,226+511.2k
COMMONWEALTH EQUITY SERVICES, LLC Added +330,439+330.4k
PREVAIL INNOVATIVE WEALTH ADVISORS, LLC Added +283,822+283.8k
UBS Group AG Added +216,748+216.7k
Advisors Asset Management, Inc. Added +211,759+211.8k
GUGGENHEIM CAPITAL LLC Added +182,131+182.1k
Hennion & Walsh Asset Management, Inc. Added +141,783+141.8k
RAYMOND JAMES & ASSOCIATES Added +102,477+102.5k
Capital Investment Advisors, LLC Added +89,349+89.3k

Biggest sellers

MORGAN STANLEY Reduced -28,007,431-28.0m
RIVERNORTH CAPITAL MANAGEMENT, LLC Reduced -1,987,261-2.0m
ALGEBRIS (UK) LTD Reduced -1,429,820-1.4m
AQR Arbitrage LLC Reduced -594,606-594.6k
SIT INVESTMENT ASSOCIATES INC Reduced -377,932-377.9k
Pathstone Holdings, LLC Reduced -368,228-368.2k
LANDSCAPE CAPITAL MANAGEMENT, L.L.C. Reduced -357,537-357.5k
Invesco Ltd. Reduced -285,638-285.6k
PARK AVENUE SECURITIES LLC Reduced -281,932-281.9k
ENVESTNET ASSET MANAGEMENT INC Reduced -261,509-261.5k

Insider purchases and sales in Q2 2024

Shares bought or sold by the company's own officers, directors and 10% owners, in the open market or privately, as they reported to the SEC on Form 4 (due within two business days of the trade). Grants, option exercises, shares withheld for tax and gifts aren't included.

Officers and directors buying vs selling

Number of people, by quarter (10% owners not included)

BuyingSelling
101Q3 22: 0 buyingQ3 22: 0 sellingQ4 22: 0 buyingQ4 22: 0 sellingQ4 22Q1 23: 0 buyingQ1 23: 0 sellingQ2 23: 0 buyingQ2 23: 0 sellingQ2 23Q3 23: 0 buyingQ3 23: 0 sellingQ4 23: 1 buyingQ4 23: 0 sellingQ4 23Q1 24: 1 buyingQ1 24: 0 sellingQ2 24: 0 buyingQ2 24: 0 sellingQ2 24
Numbers
QuarterBuyingBoughtSellingSoldSold under a plan
Q3 20220—0——
Q4 20220—0——
Q1 20230—0——
Q2 20230—0——
Q3 20230—0——
Q4 20231$15.6k0——
Q1 20241$56.8k0——
Q2 20240—0——

None reported in Q2 2024.

Holders, Q2 2024

#ManagerLocationShares Value% of their portfolioChangeShares change
1 MORGAN STANLEY 0.01% of their portfolio NEW YORK, NY 12,371,26712.4m $92.4m $92.4m 0.01% Reduced -28.0m -28,007,431
2 SIT INVESTMENT ASSOCIATES INC 1.07% of their portfolio Minneapolis, MN 6,200,7356.2m $46.3m $46.3m 1.07% Reduced -377.9k -377,932
3 RIVERNORTH CAPITAL MANAGEMENT, LLC 1.78% of their portfolio WEST PALM BEACH, FL 5,055,0085.1m $37.8m $37.8m 1.78% Reduced -2.0m -1,987,261
4 Invesco Ltd. 0.01% of their portfolio ATLANTA, GA 4,134,9454.1m $30.9m $30.9m 0.01% Reduced -285.6k -285,638
5 UBS Group AG 0.01% of their portfolio ZURICH, V8 3,536,3643.5m $26.4m $26.4m 0.01% Added +216.7k +216,748
6 WELLS FARGO & COMPANY/MN 0.01% of their portfolio SAN FRANCISCO, CA 3,433,9233.4m $25.7m $25.7m 0.01% Added +88.5k +88,491
7 LPL Financial LLC 0.01% of their portfolio FORT MILL, SC 3,321,0203.3m $24.8m $24.8m 0.01% Added +511.2k +511,226
8 BANK OF AMERICA CORP /DE/ 0.00% of their portfolio CHARLOTTE, NC 3,299,4783.3m $24.6m $24.6m 0.00% Added +799.5k +799,453
9 RAYMOND JAMES & ASSOCIATES 0.01% of their portfolio ST PETERSBURG, FL 2,372,4622.4m $17.7m $17.7m 0.01% Added +102.5k +102,477
10 COMMONWEALTH EQUITY SERVICES, LLC 0.02% of their portfolio WALTHAM, MA 2,093,8602.1m $15.6m $15.6m 0.02% Added +330.4k +330,439
11 Penserra Capital Management LLC 0.18% of their portfolio ORINDA, CA 1,897,0251.9m $14.2m $14.2m 0.18% Added +42.2k +42,153
12 ALGEBRIS (UK) LTD 3.21% of their portfolio London, X0 1,429,8201.4m $10.0m $10.0m 3.21% Reduced -1.4m -1,429,820
13 COHEN & STEERS, INC. 0.02% of their portfolio NEW YORK, NY 1,365,7411.4m $10.2m $10.2m 0.02% Reduced -30.0k -30,000
14 AQR Arbitrage LLC 0.24% of their portfolio Greenwich, CT 1,223,9851.2m $9.1m $9.1m 0.24% Reduced -594.6k -594,606
15 AMERIPRISE FINANCIAL INC 0.00% of their portfolio MINNEAPOLIS, MN 1,057,5551.1m $7.9m $7.9m 0.00% Reduced -9.8k -9,783
16 Thomas J. Herzfeld Advisors, Inc. 2.75% of their portfolio MIAMI BEACH, FL 1,050,5521.1m $7.8m $7.8m 2.75% Reduced -114.5k -114,508
17 GREATMARK INVESTMENT PARTNERS, INC. 1.12% of their portfolio COLUMBUS, GA 1,030,0961.0m $7.7m $7.7m 1.12% Added +62.9k +62,860
18 Capital Investment Advisors, LLC 0.17% of their portfolio ATLANTA, GA 1,016,2371.0m $7.6m $7.6m 0.17% Added +89.3k +89,349
19 Hennion & Walsh Asset Management, Inc. 0.31% of their portfolio Parsippany, NJ 819,416819.4k $6.1m $6.1m 0.31% Added +141.8k +141,783
20 GUGGENHEIM CAPITAL LLC 0.04% of their portfolio CHICAGO, IL 764,515764.5k $5.7m $5.7m 0.04% Added +182.1k +182,131
21 ROYAL BANK OF CANADA 0.00% of their portfolio TORONTO, A6 749,436749.4k $5.6m $5.6m 0.00% Added +45.0k +44,951
22 ENVESTNET ASSET MANAGEMENT INC 0.00% of their portfolio Berwyn, PA 735,081735.1k $5.5m $5.5m 0.00% Reduced -261.5k -261,509
23 OSAIC HOLDINGS, INC. 0.01% of their portfolio SCOTTSDALE, AZ 709,588709.6k $5.3m $5.3m 0.01% Reduced -105.5k -105,517
24 CAPTRUST FINANCIAL ADVISORS 0.02% of their portfolio RALEIGH, NC 708,238708.2k $5.3m $5.3m 0.02% Added +33.0k +33,036
25 Advisors Asset Management, Inc. 0.10% of their portfolio Monument, CO 689,698689.7k $5.2m $5.2m 0.10% Added +211.8k +211,759
26 Raymond James Financial Services Advisors, Inc. 0.01% of their portfolio ST. PETERSBURG, FL 621,772621.8k $4.6m $4.6m 0.01% Added +43.1k +43,148
27 STIFEL FINANCIAL CORP 0.00% of their portfolio ST. LOUIS, MO 556,137556.1k $4.2m $4.2m 0.00% Added +6.3k +6,350
28 Moors & Cabot, Inc. 0.21% of their portfolio BOSTON, MA 539,329539.3k $4.0m $4.0m 0.21% Reduced -3.4k -3,367
29 Janney Montgomery Scott LLC 0.01% of their portfolio PHILADELPHIA, PA 536,937536.9k $4.0m $4.0m 0.01% Added +4.2k +4,167
30 Stratos Wealth Partners, LTD. 0.06% of their portfolio BEACHWOOD, OH 528,857528.9k $4.0m $4.0m 0.06% Reduced -3.6k -3,569
31 ROTHSCHILD INVESTMENT LLC 0.27% of their portfolio CHICAGO, IL 522,885522.9k $3.9m $3.9m 0.27% Reduced -5.8k -5,816
32 Baird Financial Group, Inc. 0.01% of their portfolio MILWAUKEE, WI 477,265477.3k $3.6m $3.6m 0.01% Reduced -5.1k -5,060
33 Cambridge Investment Research Advisors, Inc. 0.01% of their portfolio FAIRFIELD, IA 450,224450.2k $3.4m $3.4m 0.01% Reduced -24.8k -24,835
34 PROTECTIVE LIFE CORP 100.00% of their portfolio BIRMINGHAM, AL 440,000440.0k $3.3m $3.3m 100.00% Unchanged
35 Cerity Partners LLC 0.01% of their portfolio NEW YORK, NY 432,424432.4k $3.2m $3.2m 0.01% Added +89.2k +89,162
36 Cetera Investment Advisers 0.01% of their portfolio SCHAUMBURG, IL 398,939398.9k $3.0m $3.0m 0.01% Added +53.5k +53,543
37 CAMPBELL CAPITAL MANAGEMENT INC 1.28% of their portfolio MIAMI, FL 398,605398.6k $3.0m $3.0m 1.28% Reduced -459 -459
38 Lido Advisors, LLC 0.02% of their portfolio Los Angeles, CA 396,961397.0k $3.0m $3.0m 0.02% Reduced -3.8k -3,755
39 PREVAIL INNOVATIVE WEALTH ADVISORS, LLC 0.99% of their portfolio LEAWOOD, KS 376,070376.1k $2.8m $2.8m 0.99% Added +283.8k +283,822
40 TRUIST FINANCIAL CORP 0.00% of their portfolio CHARLOTTE, NC 347,544347.5k $2.6m $2.6m 0.00% Added +13.1k +13,099
41 Sowell Financial Services LLC 0.12% of their portfolio NORTH LITTLE ROCK, AR 328,807328.8k $2.5m $2.5m 0.12% Reduced -1.3k -1,293
42 Chicago Partners Investment Group LLC 0.09% of their portfolio CHICAGO, IL 303,827303.8k $2.3m $2.3m 0.09% Added +3.3k +3,318
43 Rareview Capital LLC 2.07% of their portfolio LAS VEGAS, NV 289,928289.9k $2.2m $2.2m 2.07% Added +49 +49
44 FIRST TRUST ADVISORS LP 0.00% of their portfolio Wheaton, IL 287,016287.0k $2.1m $2.1m 0.00% Added +6.5k +6,471
45 Fiera Capital Corp 0.01% of their portfolio MONTREAL, A8 277,253277.3k $2.1m $2.1m 0.01% Unchanged
46 NewEdge Advisors, LLC 0.01% of their portfolio NEW ORLEANS, LA 251,858251.9k $1.9m $1.9m 0.01% Added +6.7k +6,743
47 CoreCap Advisors, LLC 0.18% of their portfolio SOUTHFIELD, MI 234,410234.4k $1.8m $1.8m 0.18% Reduced -6.5k -6,521
48 DAVENPORT & Co LLC 0.01% of their portfolio RICHMOND, VA 232,045232.0k $1.7m $1.7m 0.01% Added +12.2k +12,172
49 FCA CORP /TX 0.50% of their portfolio HOUSTON, TX 208,944208.9k $1.6m $1.6m 0.50% Added +5.4k +5,389
50 MSH Capital Advisors LLC 0.51% of their portfolio SCOTTSDALE, AZ 204,062204.1k $1.5m $1.5m 0.51% Added +7.9k +7,851
51 PETRA FINANCIAL ADVISORS INC 1.08% of their portfolio COLORADO SRPINGS, CO 200,937200.9k $1.5m $1.5m 1.08% Reduced -4.0k -3,955
52 Sanctuary Advisors, LLC 0.01% of their portfolio INDIANAPOLIS, IN 185,385185.4k $1.3m $1.3m 0.01% First filing
53 Jupiter Wealth Management LLC 0.74% of their portfolio GLENDALE, CO 182,794182.8k $1.4m $1.4m 0.74% Unchanged
54 Geneos Wealth Management Inc. 0.05% of their portfolio ENGLEWOOD, CO 161,103161.1k $1.2m $1.2m 0.05% Added +8.3k +8,331
55 Thrivent Financial for Lutherans 0.00% of their portfolio Minneapolis, MN 158,412158.4k $1.2m $1.2m 0.00% Unchanged
56 CHOREO, LLC 0.02% of their portfolio ROCKFORD, IL 157,280157.3k $1.2m $1.2m 0.02% Added +73.9k +73,918
57 Private Advisor Group, LLC 0.01% of their portfolio MORRISTOWN, NJ 145,626145.6k $1.1m $1.1m 0.01% Reduced -29.9k -29,850
58 Mariner, LLC 0.00% of their portfolio Overland Park, KS 112,543112.5k $840.7k $840.7k 0.00% Added +4.6k +4,576
59 E&G Advisors, LLC 0.24% of their portfolio HOUSTON, TX 109,450109.5k $816.6k $816.6k 0.24% Reduced -2.9k -2,900
60 Pathstone Holdings, LLC 0.00% of their portfolio ENGLEWOOD, NJ 108,054108.1k $807.2k $807.2k 0.00% Reduced -368.2k -368,228
61 Kestra Advisory Services, LLC 0.00% of their portfolio AUSTIN, TX 104,649104.6k $781.7k $781.7k 0.00% Reduced -4.2k -4,195
62 MELFA WEALTH MANAGEMENT, INC. 0.54% of their portfolio WESTBOROUGH, MA 104,357104.4k $779.5k $779.5k 0.54% Reduced -99 -99
63 Palogic Value Management, L.P. 0.32% of their portfolio DALLAS, TX 101,305101.3k $756.7k $756.7k 0.32% Reduced -988 -988
64 Samalin Investment Counsel, LLC 0.33% of their portfolio CHAPPAQUA, NY 95,24695.2k $711.5k $711.5k 0.33% Added +506 +506
65 CARY STREET PARTNERS INVESTMENT ADVISORY LLC 0.03% of their portfolio RICHMOND, VA 95,20495.2k $711.2k $711.2k 0.03% Reduced -4.5k -4,538
66 Wela Strategies, Inc. 0.32% of their portfolio ATLANTA, GA 92,53592.5k $691.2k $691.2k 0.32% Added +3.3k +3,309
67 Strategic Financial Concepts, LLC 0.05% of their portfolio SAN ANTONIO, TX 92,29492.3k $84.4k $84.4k 0.05% Added +71.7k +71,741
68 Shulman DeMeo Asset Management LLC 0.18% of their portfolio LAKE SUCCESS, NY 90,52390.5k $676.2k $676.2k 0.18% Reduced -172 -172
69 Benchmark Investment Advisors LLC 0.48% of their portfolio CHICAGO, IL 88,00088.0k $657.4k $657.4k 0.48% Unchanged
70 Wealthcare Advisory Partners LLC 0.02% of their portfolio WEST CHESTER, PA 85,51285.5k $638.8k $638.8k 0.02% Reduced -5.8k -5,778
71 Atria Wealth Solutions, Inc. 0.01% of their portfolio NEW YORK, NY 83,28783.3k $625.7k $625.7k 0.01% Added +9.4k +9,418
72 Accel Wealth Management 0.25% of their portfolio WAVERLY, IA 82,59782.6k $617.0k $617.0k 0.25% Reduced -1.5k -1,522
73 LANDSCAPE CAPITAL MANAGEMENT, L.L.C. 0.05% of their portfolio Englewood, NJ 80,58480.6k $602.0k $602.0k 0.05% Reduced -357.5k -357,537
74 All Season Financial Advisors, Inc. 0.54% of their portfolio DENVER, CO 79,69979.7k $595.3k $595.3k 0.54% Reduced -4.2k -4,199
75 PRINCIPAL SECURITIES, INC. 0.02% of their portfolio DES MOINES, IA 79,39479.4k $593.1k $593.1k 0.02% Reduced -1.2k -1,185
76 MARINO, STRAM & ASSOCIATES LLC 0.14% of their portfolio BRAINTREE, MA 79,16179.2k $591.3k $591.3k 0.14% Unchanged
77 WEDBUSH SECURITIES INC 0.02% of their portfolio PASADENA, CA 78,90278.9k $589.0k $589.0k 0.02% Reduced -24.3k -24,252
78 Diversify Advisory Services, LLC 0.03% of their portfolio SANDY, UT 73,00073.0k $549.0k $549.0k 0.03% Unchanged
79 HighTower Advisors, LLC 0.00% of their portfolio CHICAGO, IL 71,70171.7k $533.0k $533.0k 0.00% Reduced -17.1k -17,103
80 LEVEL FOUR ADVISORY SERVICES, LLC 0.02% of their portfolio DALLAS, TX 71,63671.6k $535.1k $535.1k 0.02% Reduced -4.7k -4,701
81 COMERICA BANK 0.00% of their portfolio DALLAS, TX 71,30671.3k $532.7k $532.7k 0.00% Reduced -16.1k -16,139
82 Stolper Co 0.18% of their portfolio TULSA, OK 68,39868.4k $511.0k $511.0k 0.18% Reduced -378 -378
83 RVW Wealth, LLC 0.04% of their portfolio LOS ANGELES, CA 58,50058.5k $437.0k $437.0k 0.04% Unchanged
84 MOSAIC FAMILY WEALTH PARTNERS, LLC 0.07% of their portfolio ST. LOUIS, MO 58,44458.4k $436.6k $436.6k 0.07% Reduced -1.0k -1,026
85 NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO 0.00% of their portfolio MILWAUKEE, WI 58,43358.4k $436.5k $436.5k 0.00% Reduced -2.7k -2,693
86 HUB Investment Partners, LLC 0.02% of their portfolio AUSTIN, TX 58,25558.3k $435.2k $435.2k 0.02% Reduced -13 -13
87 WALLED LAKE PLANNING & WEALTH MANAGEMENT, LLC 0.17% of their portfolio HIGHLAND PARK, IL 55,26955.3k $412.9k $412.9k 0.17% Unchanged
88 TOWNSQUARE CAPITAL LLC 0.01% of their portfolio Lehi, UT 53,72853.7k $401.3k $401.3k 0.01% Reduced -519 -519
89 Gridiron Partners, LLC 0.25% of their portfolio Wexford, PA 52,96953.0k $395.7k $395.7k 0.25% Unchanged
90 Sage Capital Advisors,llc 0.11% of their portfolio SIOUX FALLS, SD 52,35852.4k $391.1k $391.1k 0.11% Added +7.9k +7,910
91 HARBOUR INVESTMENTS, INC. 0.01% of their portfolio MADISON, WI 51,93951.9k $388.0k $388.0k 0.01% Unchanged
92 Live Oak Private Wealth LLC 0.07% of their portfolio WILMINGTON, NC 51,46051.5k $384.4k $384.4k 0.07% Unchanged
93 B. Riley Wealth Advisors, Inc. 0.01% of their portfolio MEMPHIS, TN 51,34151.3k $387.0k $387.0k 0.01% Added +40.1k +40,056
94 Advisory Services Network, LLC 0.01% of their portfolio ATLANTA, GA 50,50550.5k $377.3k $377.3k 0.01% Added +38.5k +38,520
95 Ameritas Advisory Services, LLC 0.01% of their portfolio Lincoln, NE 49,71049.7k $371.3k $371.3k 0.01% Reduced -858 -858
96 INTERNATIONAL ASSETS INVESTMENT MANAGEMENT, LLC 0.03% of their portfolio ORLANDO, FL 48,57548.6k $362.9k $362.9k 0.03% Reduced -727 -727
97 One Wealth Management Investment & Advisory Services, LLC 0.14% of their portfolio BOCA RATON, FL 47,96548.0k $358.3k $358.3k 0.14% Unchanged
98 OPPENHEIMER & CO INC 0.01% of their portfolio NEW YORK, NY 47,16547.2k $352.3k $352.3k 0.01% Added +55 +55
99 Prospera Financial Services Inc 0.01% of their portfolio Dallas, TX 46,75446.8k $349.3k $349.3k 0.01% Added +22.3k +22,267
100 49 WEALTH MANAGEMENT, LLC 0.07% of their portfolio AUSTIN, TX 46,40946.4k $345.7k $345.7k 0.07% Unchanged