Vault-13

NUVEEN PFD & INCOME OPPORTUN JPC

COM · Closed-End Fund · CUSIP 67073B106

129 institutional holders -5 vs Q1 2023
20,407,75020.4m shares reported held*
$132.3mreported value*
15 new 32 added 40 reduced 21 sold out net sold ≈ $5.2m (-799.1k shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once. Holder counts are more reliable. Implied quarter-end price ≈ $6.48.

Trends to Q2 2023

Institutional holders

Managers reporting a position, each quarter

050100150Q3 22: 134Q4 22: 138Q1 23: 134Q2 23: 129129Q3 22Q4 22Q1 23Q2 23
Numbers
QuarterHolders
Q3 2022134
Q4 2022138
Q1 2023134
Q2 2023129

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
1000100Q4 22: 53 bought or addedQ4 22: 65 cut or sold outQ4 22Q1 23: 56 bought or addedQ1 23: 60 cut or sold outQ1 23Q2 23: 47 bought or addedQ2 23: 61 cut or sold outQ2 23
Numbers
QuarterBought or addedCut or sold out
Q4 20225365
Q1 20235660
Q2 20234761

Biggest buyers

Orion Porfolio Solutions, LLC Added +265,425+265.4k
Orion Portfolio Solutions, LLC Added +265,425+265.4k
AQR Arbitrage LLC Added +184,198+184.2k
Hennion & Walsh Asset Management, Inc. Added +111,995+112.0k
Invesco Ltd. Added +85,133+85.1k
Penserra Capital Management LLC Added +78,224+78.2k
BANK OF AMERICA CORP /DE/ Added +66,665+66.7k
WELLS FARGO & COMPANY/MN Added +64,265+64.3k
LANDSCAPE CAPITAL MANAGEMENT, L.L.C. Added +57,991+58.0k
Almitas Capital LLC New +53,916+53.9k

Biggest sellers

SIT INVESTMENT ASSOCIATES INC Reduced -962,747-962.7k
RIVERNORTH CAPITAL MANAGEMENT, LLC Sold out -879,730-879.7k
Capital Investment Advisors, LLC Sold out -96,405-96.4k
GUGGENHEIM CAPITAL LLC Reduced -73,479-73.5k
Bramshill Investments, LLC Reduced -58,517-58.5k
JANE STREET GROUP, LLC Sold out -36,059-36.1k
LPL Financial LLC Reduced -26,793-26.8k
HRT FINANCIAL LP Sold out -25,328-25.3k
Raymond James Financial Services Advisors, Inc. Reduced -23,311-23.3k
AE Wealth Management LLC Reduced -22,368-22.4k

Insider purchases and sales in Q2 2023

Shares bought or sold by the company's own officers, directors and 10% owners, in the open market or privately, as they reported to the SEC on Form 4 (due within two business days of the trade). Grants, option exercises, shares withheld for tax and gifts aren't included.

None reported in Q2 2023.

Holders, Q2 2023

#ManagerLocationShares Value% of their portfolioChangeShares change
1 Bramshill Investments, LLC 1.13% of their portfolio NAPLES, FL 1,925,8211.9m $12.5m $12.5m 1.13% Reduced -58.5k -58,517
2 Invesco Ltd. 0.00% of their portfolio ATLANTA, GA 1,667,5551.7m $10.8m $10.8m 0.00% Added +85.1k +85,133
3 WELLS FARGO & COMPANY/MN 0.00% of their portfolio SAN FRANCISCO, CA 1,520,2721.5m $9.9m $9.9m 0.00% Added +64.3k +64,265
4 Penserra Capital Management LLC 0.16% of their portfolio ORINDA, CA 1,254,9461.3m $8.1m $8.1m 0.16% Added +78.2k +78,224
5 MORGAN STANLEY 0.00% of their portfolio NEW YORK, NY 1,245,9541.2m $8.1m $8.1m 0.00% Reduced -4.7k -4,704
6 COHEN & STEERS, INC. 0.01% of their portfolio NEW YORK, NY 903,919903.9k $5.9m $5.9m 0.01% Reduced -21.6k -21,561
7 RAYMOND JAMES & ASSOCIATES 0.00% of their portfolio ST PETERSBURG, FL 774,347774.3k $5.0m $5.0m 0.00% Added +6.7k +6,676
8 Orion Porfolio Solutions, LLC 0.04% of their portfolio OMAHA, NE 599,175599.2k $3.9m $3.9m 0.04% Added +265.4k +265,425
9 Orion Portfolio Solutions, LLC 0.04% of their portfolio Omaha, NE 599,175599.2k $3.9m $3.9m 0.04% Added +265.4k +265,425
10 SIT INVESTMENT ASSOCIATES INC 0.08% of their portfolio Minneapolis, MN 493,719493.7k $3.2m $3.2m 0.08% Reduced -962.7k -962,747
11 COMMONWEALTH EQUITY SERVICES, LLC 0.01% of their portfolio WALTHAM, MA 469,929469.9k $3.0m $3.0m 0.01% Added +9.5k +9,456
12 PROTECTIVE LIFE CORP 2.26% of their portfolio BIRMINGHAM, AL 440,000440.0k $2.9m $2.9m 2.26% Unchanged
13 BANK OF AMERICA CORP /DE/ 0.00% of their portfolio CHARLOTTE, NC 398,868398.9k $2.6m $2.6m 0.00% Added +66.7k +66,665
14 UBS Group AG 0.00% of their portfolio ZURICH, V8 370,668370.7k $2.4m $2.4m 0.00% Added +23.1k +23,118
15 Claybrook Capital, LLC 1.24% of their portfolio WELLESLEY, MA 357,226357.2k $2.3m $2.3m 1.24% Added +38.0k +37,958
16 AQR Arbitrage LLC 0.10% of their portfolio Greenwich, CT 341,421341.4k $2.2m $2.2m 0.10% Added +184.2k +184,198
17 Moors & Cabot, Inc. 0.14% of their portfolio BOSTON, MA 334,087334.1k $2.2m $2.2m 0.14% Reduced -21.8k -21,786
18 AMERIPRISE FINANCIAL INC 0.00% of their portfolio MINNEAPOLIS, MN 314,825314.8k $2.0m $2.0m 0.00% Reduced -1.2k -1,239
19 GUGGENHEIM CAPITAL LLC 0.02% of their portfolio CHICAGO, IL 308,733308.7k $2.0m $2.0m 0.02% Reduced -73.5k -73,479
20 Janney Montgomery Scott LLC 0.01% of their portfolio PHILADELPHIA, PA 304,597304.6k $2.0m $2.0m 0.01% Reduced -4.6k -4,633
21 Rockefeller Capital Management L.P. 0.01% of their portfolio NEW YORK, NY 287,545287.5k $1.9m $1.9m 0.01% First filing
22 Fiera Capital Corp 0.01% of their portfolio MONTREAL, A8 275,652275.7k $1.8m $1.8m 0.01% Unchanged
23 Hennion & Walsh Asset Management, Inc. 0.10% of their portfolio Parsippany, NJ 267,560267.6k $1.7m $1.7m 0.10% Added +112.0k +111,995
24 Woodline Partners LP 0.02% of their portfolio San Francisco, CA 267,151267.2k $1.7m $1.7m 0.02% Added +34.5k +34,501
25 FIRST TRUST ADVISORS LP 0.00% of their portfolio Wheaton, IL 251,549251.5k $1.6m $1.6m 0.00% Added +21.0k +20,999
26 LPL Financial LLC 0.00% of their portfolio FORT MILL, SC 250,525250.5k $1.6m $1.6m 0.00% Reduced -26.8k -26,793
27 ENVESTNET ASSET MANAGEMENT INC 0.00% of their portfolio Berwyn, PA 220,962221.0k $1.4m $1.4m 0.00% Added +9.2k +9,238
28 STIFEL FINANCIAL CORP 0.00% of their portfolio ST. LOUIS, MO 208,013208.0k $1.3m $1.3m 0.00% Added +21.9k +21,920
29 TRUIST FINANCIAL CORP 0.00% of their portfolio CHARLOTTE, NC 200,644200.6k $1.3m $1.3m 0.00% Added +6.2k +6,185
30 ROYAL BANK OF CANADA 0.00% of their portfolio TORONTO, A6 189,560189.6k $1.2m $1.2m 0.00% Added +31.0k +30,988
31 OSAIC HOLDINGS, INC. 0.00% of their portfolio SCOTTSDALE, AZ 174,081174.1k $1.1m $1.1m 0.00% Reduced -7.1k -7,135
32 Shaker Financial Services, LLC 0.47% of their portfolio Arlington, VA 166,631166.6k $1.1m $1.1m 0.47% Added +5.3k +5,323
33 Stratos Wealth Partners, LTD. 0.02% of their portfolio BEACHWOOD, OH 161,834161.8k $1.0m $1.0m 0.02% Added +5.2k +5,226
34 E&G Advisors, LLC 0.32% of their portfolio HOUSTON, TX 141,800141.8k $918.9k $918.9k 0.32% Reduced -500 -500
35 LANDSCAPE CAPITAL MANAGEMENT, L.L.C. 0.11% of their portfolio Englewood, NJ 132,201132.2k $856.7k $856.7k 0.11% Added +58.0k +57,991
36 MSH Capital Advisors LLC 0.29% of their portfolio SCOTTSDALE, AZ 122,703122.7k $795.1k $795.1k 0.29% Reduced -2.9k -2,949
37 Private Advisor Group, LLC 0.01% of their portfolio MORRISTOWN, NJ 122,655122.7k $794.8k $794.8k 0.01% Reduced -1.5k -1,512
38 CARY STREET PARTNERS INVESTMENT ADVISORY LLC 0.04% of their portfolio RICHMOND, VA 101,002101.0k $654.5k $654.5k 0.04% Reduced -2.5k -2,500
39 Thrivent Financial for Lutherans 0.00% of their portfolio Minneapolis, MN 93,80093.8k $608.0k $608.0k 0.00% Unchanged
40 Raymond James Financial Services Advisors, Inc. 0.00% of their portfolio ST. PETERSBURG, FL 92,93792.9k $602.2k $602.2k 0.00% Reduced -23.3k -23,311
41 MOSAIC FAMILY WEALTH PARTNERS, LLC 0.11% of their portfolio ST. LOUIS, MO 84,54284.5k $547.8k $547.8k 0.11% Reduced -1.3k -1,321
42 Cetera Advisor Networks LLC 0.00% of their portfolio EL SEGUNDO, CA 78,49578.5k $508.6k $508.6k 0.00% Reduced -1.6k -1,591
43 WOLVERINE ASSET MANAGEMENT LLC 0.01% of their portfolio CHICAGO, IL 77,38677.4k $501.5k $501.5k 0.01% Added +47.5k +47,506
44 NewEdge Advisors, LLC 0.01% of their portfolio NEW ORLEANS, LA 74,91374.9k $485.4k $485.4k 0.01% Reduced -173 -173
45 MELFA WEALTH MANAGEMENT, INC. 0.41% of their portfolio WESTBOROUGH, MA 62,95063.0k $407.9k $407.9k 0.41% Added +22 +22
46 WEDBUSH SECURITIES INC 0.02% of their portfolio PASADENA, CA 60,99661.0k $395.0k $395.0k 0.02% Reduced -768 -768
47 RVW Wealth, LLC 0.04% of their portfolio LOS ANGELES, CA 58,50058.5k $379.1k $379.1k 0.04% Unchanged
48 Almitas Capital LLC 0.15% of their portfolio SANTA MONICA, CA 53,91653.9k $355.8k $355.8k 0.15% New
49 LexAurum Advisors, LLC 0.10% of their portfolio OVERLAND PARK, KS 52,94052.9k $343.1k $343.1k 0.10% Unchanged
50 Live Oak Private Wealth LLC 0.07% of their portfolio WILMINGTON, NC 51,46051.5k $333.5k $333.5k 0.07% Added +8.3k +8,324
51 AE Wealth Management LLC 0.00% of their portfolio TOPEKA, KS 44,84444.8k $290.6k $290.6k 0.00% Reduced -22.4k -22,368
52 Operose Advisors LLC 0.13% of their portfolio MILWAUKEE, WI 44,46544.5k $288.1k $288.1k 0.13% Unchanged
53 ALGEBRIS (UK) LTD 0.14% of their portfolio London, X0 43,52843.5k $280.9k $280.9k 0.14% Unchanged
54 Jackson Hole Capital Partners, LLC 0.08% of their portfolio TULSA, OK 43,49643.5k $281.9k $281.9k 0.08% Unchanged
55 NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO 0.00% of their portfolio MILWAUKEE, WI 43,12843.1k $279.5k $279.5k 0.00% Reduced -3.4k -3,423
56 Curi Capital, LLC 0.01% of their portfolio CHICAGO, IL 43,11043.1k $279.4k $279.4k 0.01% Unchanged
57 Cambridge Investment Research Advisors, Inc. 0.00% of their portfolio FAIRFIELD, IA 43,07143.1k $279.0k $279.0k 0.00% Reduced -4.7k -4,666
58 Carnegie Investment Counsel 0.01% of their portfolio PEPPER PIKE, OH 42,10242.1k $272.8k $272.8k 0.01% Reduced -6.2k -6,223
59 HARBOUR INVESTMENTS, INC. 0.01% of their portfolio MADISON, WI 41,36041.4k $268.0k $268.0k 0.01% Reduced -880 -880
60 LEVEL FOUR ADVISORY SERVICES, LLC 0.02% of their portfolio DALLAS, TX 41,30941.3k $267.7k $267.7k 0.02% Added +5.7k +5,694
61 SUSQUEHANNA INTERNATIONAL GROUP, LLP 0.00% of their portfolio BALA CYNWYD, PA 40,85140.9k $264.7k $264.7k 0.00% New
62 OPPENHEIMER & CO INC 0.00% of their portfolio NEW YORK, NY 37,93537.9k $245.8k $245.8k 0.00% New
63 Gerber Kawasaki Wealth & Investment Management 0.02% of their portfolio SANTA MONICA, CA 37,47037.5k $242.8k $242.8k 0.02% Reduced -13.1k -13,100
64 HighTower Advisors, LLC 0.00% of their portfolio CHICAGO, IL 35,04535.0k $227.0k $227.0k 0.00% Reduced -9.9k -9,950
65 INVESTORS ASSET MANAGEMENT OF GEORGIA INC /GA/ /ADV 0.12% of their portfolio ATLANTA, GA 35,00035.0k $226.8k $226.8k 0.12% Unchanged
66 HUB Investment Partners, LLC 0.04% of their portfolio AUSTIN, TX 34,76734.8k $225.3k $225.3k 0.04% Added +1 +1
67 Biechele Royce Advisors 0.08% of their portfolio FISHERS, IN 34,09034.1k $221.0k $221.0k 0.08% Unchanged
68 MERIDIAN INVESTMENT COUNSEL INC. 0.08% of their portfolio LAFAYETTE, CA 32,85032.9k $212.9k $212.9k 0.08% Reduced -2.2k -2,230
69 KEYBANK NATIONAL ASSOCIATION/OH 0.00% of their portfolio BROOKLYN, OH 32,00032.0k $207.4k $207.4k 0.00% Reduced -3.0k -3,000
70 Veritable, L.P. 0.00% of their portfolio Newtown Square, PA 25,00025.0k $162.0k $162.0k 0.00% Unchanged
71 Wealthcare Advisory Partners LLC 0.01% of their portfolio WEST CHESTER, PA 24,91024.9k $161.4k $161.4k 0.01% New
72 Palogic Value Management, L.P. 0.08% of their portfolio DALLAS, TX 24,73724.7k $160.3k $160.3k 0.08% Reduced -3.0k -3,000
73 Ausdal Financial Partners, Inc. 0.02% of their portfolio Davenport, IA 24,40724.4k $158.2k $158.2k 0.02% Reduced -338 -338
74 Baird Financial Group, Inc. 0.00% of their portfolio MILWAUKEE, WI 23,46123.5k $152.0k $152.0k 0.00% Reduced -500 -500
75 FIFTH THIRD BANCORP 0.00% of their portfolio CINCINNATI, OH 23,30023.3k $151.0k $151.0k 0.00% Added +1.2k +1,185
76 NWF Advisory Services Inc. 0.03% of their portfolio Los Angeles, CA 22,20022.2k $143.9k $143.9k 0.03% Unchanged
77 Ameritas Advisory Services, LLC 0.02% of their portfolio Lincoln, NE 20,90420.9k $134.4k $134.4k 0.02% Reduced -1.4k -1,440
78 Carlton Hofferkamp & Jenks Wealth Management, LLC 0.06% of their portfolio THE WOODLANDS, TX 20,50020.5k $134.5k $134.5k 0.06% Reduced -11.0k -11,000
79 Stonegate Investment Group, LLC 0.00% of their portfolio BIRMINGHAM, AL 19,59919.6k $127.0k $127.0k 0.00% Unchanged
80 B. Riley Wealth Advisors, Inc. 0.00% of their portfolio MEMPHIS, TN 18,79318.8k $122.6k $122.6k 0.00% Unchanged
81 Imprint Wealth LLC 0.08% of their portfolio MOUNT PLEASANT, SC 18,30018.3k $119.4k $119.4k 0.08% Unchanged
82 SHUFRO ROSE & CO LLC 0.01% of their portfolio NEW YORK, NY 17,50017.5k $113.4k $113.4k 0.01% Unchanged
83 Steward Partners Investment Advisory, LLC 0.00% of their portfolio STAMFORD, CT 17,05417.1k $110.5k $110.5k 0.00% Added +1.1k +1,133
84 CoreCap Advisors, LLC 0.01% of their portfolio SOUTHFIELD, MI 17,02917.0k $110.3k $110.3k 0.01% First filing
85 Atria Wealth Solutions, Inc. 0.00% of their portfolio NEW YORK, NY 16,32516.3k $106.5k $106.5k 0.00% Reduced -1.3k -1,300
86 INDEPENDENT FINANCIAL GROUP, LLC 0.01% of their portfolio SAN DIEGO, CA 16,23316.2k $105.2k $105.2k 0.01% Reduced -543 -543
87 EXENCIAL WEALTH ADVISORS, LLC 0.00% of their portfolio OKLAHOMA CITY, OK 16,19516.2k $104.9k $104.9k 0.00% Reduced -3.2k -3,234
88 BOOTHBAY FUND MANAGEMENT, LLC 0.00% of their portfolio NEW YORK, NY 16,00016.0k $103.7k $103.7k 0.00% New
89 Kestra Advisory Services, LLC 0.00% of their portfolio AUSTIN, TX 14,82414.8k $96.7k $96.7k 0.00% New
90 Cetera Investment Advisers 0.00% of their portfolio SCHAUMBURG, IL 14,36714.4k $93.1k $93.1k 0.00% Reduced -3.4k -3,388
91 Beacon Pointe Advisors, LLC 0.00% of their portfolio NEWPORT BEACH, CA 14,34114.3k $92.9k $92.9k 0.00% Unchanged
92 DAVENPORT & Co LLC 0.00% of their portfolio RICHMOND, VA 13,80513.8k $89.5k $89.5k 0.00% Unchanged
93 Cetera Advisors LLC 0.00% of their portfolio DENVER, CO 13,31713.3k $86.3k $86.3k 0.00% Added +767 +767
94 Schechter Investment Advisors, LLC 0.01% of their portfolio BIRMINGHAM, MI 13,22213.2k $85.7k $85.7k 0.01% Unchanged
95 Beacon Capital Management, LLC 0.02% of their portfolio FRANKLIN, TN 12,80012.8k $82.9k $82.9k 0.02% Unchanged
96 Cerity Partners LLC 0.00% of their portfolio NEW YORK, NY 12,55212.6k $81.3k $81.3k 0.00% Unchanged
97 Strategic Financial Concepts, LLC 0.03% of their portfolio SAN ANTONIO, TX 12,25012.2k $79.4k $79.4k 0.03% Unchanged
98 Fortitude Advisory Group L.L.C. 0.06% of their portfolio GIG HARBOR, WA 11,57111.6k $75.0k $75.0k 0.06% New
99 LifeSteps Financial, Inc. 0.07% of their portfolio CLAREMONT, CA 11,52011.5k $74.7k $74.7k 0.07% Reduced -7.6k -7,580
100 Csenge Advisory Group 0.01% of their portfolio CLEARWATER, FL 11,50911.5k $74.6k $74.6k 0.01% New