Vault-13

NUVEEN PFD & INCOME OPPORTUN JPC

COM · Closed-End Fund · CUSIP 67073B106

138 institutional holders +4 vs Q3 2022
21,312,18121.3m shares reported held*
$155.2mreported value*
20 new 33 added 45 reduced 20 sold out net sold ≈ $1.5m (-200.6k shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once. Holder counts are more reliable. Implied quarter-end price ≈ $7.28.

Trends to Q4 2022

Institutional holders

Managers reporting a position, each quarter

050100150Q3 22: 134Q4 22: 138138Q3 22Q4 22
Numbers
QuarterHolders
Q3 2022134
Q4 2022138

Biggest buyers

Weiss Asset Management LP New +101,136+101.1k
Penserra Capital Management LLC Added +99,784+99.8k
LPL Financial LLC Added +54,833+54.8k
GUGGENHEIM CAPITAL LLC Added +52,486+52.5k
AMERIPRISE FINANCIAL INC Added +52,161+52.2k
Invesco Ltd. Added +50,070+50.1k
SUSQUEHANNA INTERNATIONAL GROUP, LLP New +49,560+49.6k
Carlton Hofferkamp & Jenks Wealth Management, LLC New +31,500+31.5k
Moors & Cabot, Inc. Added +26,790+26.8k
Elequin Capital, LP New +26,179+26.2k

Biggest sellers

MORGAN STANLEY Reduced -166,069-166.1k
AXS Investments LLC Sold out -95,190-95.2k
RAYMOND JAMES & ASSOCIATES Reduced -84,405-84.4k
ALGEBRIS (UK) LTD Reduced -69,889-69.9k
HUB Investment Partners, LLC Sold out -48,947-48.9k
Curi Capital, LLC Reduced -48,576-48.6k
AQR Arbitrage LLC Reduced -43,072-43.1k
IBEX WEALTH ADVISORS Reduced -36,609-36.6k
Gerber Kawasaki Wealth & Investment Management Reduced -34,300-34.3k
SIT INVESTMENT ASSOCIATES INC Reduced -34,027-34.0k

Insider purchases and sales in Q4 2022

Shares bought or sold by the company's own officers, directors and 10% owners, in the open market or privately, as they reported to the SEC on Form 4 (due within two business days of the trade). Grants, option exercises, shares withheld for tax and gifts aren't included.

None reported in Q4 2022.

Holders, Q4 2022

#ManagerLocationShares Value% of their portfolioChangeShares change
1 Bramshill Investments, LLC 2.94% of their portfolio NAPLES, FL 3,438,8253.4m $25.0m $25.0m 2.94% Reduced -14.4k -14,423
2 SIT INVESTMENT ASSOCIATES INC 0.39% of their portfolio Minneapolis, MN 1,891,0451.9m $13.8m $13.8m 0.39% Reduced -34.0k -34,027
3 Invesco Ltd. 0.00% of their portfolio ATLANTA, GA 1,630,8661.6m $11.9m $11.9m 0.00% Added +50.1k +50,070
4 WELLS FARGO & COMPANY/MN 0.00% of their portfolio SAN FRANCISCO, CA 1,345,7661.3m $9.8m $9.8m 0.00% Added +6.6k +6,589
5 MORGAN STANLEY 0.00% of their portfolio NEW YORK, NY 1,282,6061.3m $9.3m $9.3m 0.00% Reduced -166.1k -166,069
6 Penserra Capital Management LLC 0.18% of their portfolio ORINDA, CA 1,110,7201.1m $8.1m $8.1m 0.18% Added +99.8k +99,784
7 COHEN & STEERS, INC. 0.02% of their portfolio NEW YORK, NY 936,460936.5k $6.8m $6.8m 0.02% Added +21.2k +21,167
8 RAYMOND JAMES & ASSOCIATES 0.00% of their portfolio ST PETERSBURG, FL 688,146688.1k $5.0m $5.0m 0.00% Reduced -84.4k -84,405
9 PROTECTIVE LIFE CORP 2.57% of their portfolio BIRMINGHAM, AL 440,000440.0k $3.2m $3.2m 2.57% Unchanged
10 COMMONWEALTH EQUITY SERVICES, LLC 0.01% of their portfolio WALTHAM, MA 436,912436.9k $3.2m $3.2m 0.01% Reduced -10.5k -10,536
11 IBEX WEALTH ADVISORS 0.64% of their portfolio BEDMINSTER, NJ 389,669389.7k $2.8m $2.8m 0.64% Reduced -36.6k -36,609
12 Moors & Cabot, Inc. 0.17% of their portfolio BOSTON, MA 342,126342.1k $2.5m $2.5m 0.17% Added +26.8k +26,790
13 GUGGENHEIM CAPITAL LLC 0.02% of their portfolio CHICAGO, IL 336,709336.7k $2.5m $2.5m 0.02% Added +52.5k +52,486
14 LPL Financial LLC 0.00% of their portfolio FORT MILL, SC 317,029317.0k $2.3m $2.3m 0.00% Added +54.8k +54,833
15 UBS Group AG 0.00% of their portfolio ZURICH, V8 309,616309.6k $2.3m $2.3m 0.00% Reduced -14.0k -13,963
16 AMERIPRISE FINANCIAL INC 0.00% of their portfolio MINNEAPOLIS, MN 296,832296.8k $2.2m $2.2m 0.00% Added +52.2k +52,161
17 FIRST TRUST ADVISORS LP 0.00% of their portfolio Wheaton, IL 288,650288.6k $2.1m $2.1m 0.00% Reduced -3.1k -3,067
18 Fiera Capital Corp 0.01% of their portfolio MONTREAL, A8 281,183281.2k $2.0m $2.0m 0.01% Added +15.2k +15,173
19 Claybrook Capital, LLC 1.25% of their portfolio WELLESLEY, MA 278,750278.8k $2.0m $2.0m 1.25% Added +23.3k +23,300
20 Orion Porfolio Solutions, LLC 0.04% of their portfolio OMAHA, NE 275,048275.0k $2.0m $2.0m 0.04% Reduced -8.2k -8,229
21 Janney Montgomery Scott LLC 0.01% of their portfolio PHILADELPHIA, PA 269,667269.7k $2.0m $2.0m 0.01% Added +16.2k +16,248
22 BANK OF AMERICA CORP /DE/ 0.00% of their portfolio CHARLOTTE, NC 259,651259.7k $1.9m $1.9m 0.00% Reduced -12.2k -12,248
23 STIFEL FINANCIAL CORP 0.00% of their portfolio ST. LOUIS, MO 233,697233.7k $1.7m $1.7m 0.00% Added +12.0k +11,984
24 ENVESTNET ASSET MANAGEMENT INC 0.00% of their portfolio Berwyn, PA 223,664223.7k $1.6m $1.6m 0.00% Reduced -2.9k -2,886
25 TRUIST FINANCIAL CORP 0.00% of their portfolio CHARLOTTE, NC 209,518209.5k $1.5m $1.5m 0.00% Reduced -2.6k -2,643
26 OSAIC HOLDINGS, INC. 0.00% of their portfolio SCOTTSDALE, AZ 172,242172.2k $1.3m $1.3m 0.00% Added +14.8k +14,809
27 Stratos Wealth Partners, LTD. 0.03% of their portfolio BEACHWOOD, OH 169,547169.5k $1.2m $1.2m 0.03% Reduced -16.2k -16,189
28 ROYAL BANK OF CANADA 0.00% of their portfolio TORONTO, A6 155,210155.2k $1.1m $1.1m 0.00% Reduced -28.3k -28,315
29 E&G Advisors, LLC 0.39% of their portfolio HOUSTON, TX 141,900141.9k $1.0m $1.0m 0.39% Reduced -21.4k -21,400
30 Private Advisor Group, LLC 0.03% of their portfolio MORRISTOWN, NJ 131,649131.6k $958.0k $958.0k 0.03% Reduced -8.6k -8,558
31 MSH Capital Advisors LLC 0.42% of their portfolio SCOTTSDALE, AZ 126,195126.2k $918.7k $918.7k 0.42% Added +1.4k +1,381
32 CARY STREET PARTNERS INVESTMENT ADVISORY LLC 0.06% of their portfolio RICHMOND, VA 103,802103.8k $755.7k $755.7k 0.06% Reduced -19.6k -19,650
33 Weiss Asset Management LP 0.04% of their portfolio BOSTON, MA 101,136101.1k $736.3k $736.3k 0.04% New
34 Capital Investment Advisors, LLC 0.02% of their portfolio ATLANTA, GA 99,05599.1k $721.0k $721.0k 0.02% Reduced -3.4k -3,364
35 Logan Stone Capital, LLC 0.25% of their portfolio CHICAGO, IL 91,02391.0k $662.6k $662.6k 0.25% Added +10.7k +10,725
36 Hennion & Walsh Asset Management, Inc. 0.04% of their portfolio Parsippany, NJ 89,70889.7k $653.0k $653.0k 0.04% Added +12.9k +12,923
37 MOSAIC FAMILY WEALTH PARTNERS, LLC 0.18% of their portfolio ST. LOUIS, MO 87,06687.1k $633.8k $633.8k 0.18% First filing
38 Thrivent Financial for Lutherans 0.00% of their portfolio Minneapolis, MN 86,80086.8k $631.0k $631.0k 0.00% Unchanged
39 Cetera Advisor Networks LLC 0.00% of their portfolio EL SEGUNDO, CA 84,50384.5k $615.2k $615.2k 0.00% Added +15.6k +15,594
40 AQR Arbitrage LLC 0.02% of their portfolio Greenwich, CT 84,34984.3k $614.1k $614.1k 0.02% Reduced -43.1k -43,072
41 AE Wealth Management LLC 0.00% of their portfolio TOPEKA, KS 75,51375.5k $549.7k $549.7k 0.00% Reduced -7.7k -7,661
42 NewEdge Advisors, LLC 0.01% of their portfolio NEW ORLEANS, LA 72,57172.6k $519.1k $519.1k 0.01% Reduced -264 -264
43 Raymond James Financial Services Advisors, Inc. 0.00% of their portfolio ST. PETERSBURG, FL 68,50468.5k $498.7k $498.7k 0.00% Added +2.7k +2,705
44 MELFA WEALTH MANAGEMENT, INC. 0.48% of their portfolio WESTBOROUGH, MA 62,91562.9k $458.0k $458.0k 0.48% First filing
45 Orion Portfolio Solutions, LLC 0.02% of their portfolio Omaha, NE 59,55059.5k $433.5k $433.5k 0.02% Added +57 +57
46 Gerber Kawasaki Wealth & Investment Management 0.04% of their portfolio SANTA MONICA, CA 57,66157.7k $419.8k $419.8k 0.04% Reduced -34.3k -34,300
47 ALGEBRIS (UK) LTD 0.19% of their portfolio London, X0 56,59856.6k $410.5k $410.5k 0.19% Reduced -69.9k -69,889
48 Shaker Financial Services, LLC 0.19% of their portfolio Arlington, VA 54,47354.5k $396.6k $396.6k 0.19% Reduced -2.7k -2,737
49 LexAurum Advisors, LLC 0.14% of their portfolio OVERLAND PARK, KS 52,94052.9k $385.4k $385.4k 0.14% Unchanged
50 NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO 0.00% of their portfolio MILWAUKEE, WI 52,81452.8k $384.5k $384.5k 0.00% Reduced -1.4k -1,436
51 Carnegie Investment Counsel 0.02% of their portfolio PEPPER PIKE, OH 50,92550.9k $370.7k $370.7k 0.02% Reduced -2.1k -2,147
52 LANDSCAPE CAPITAL MANAGEMENT, L.L.C. 0.05% of their portfolio Englewood, NJ 50,18350.2k $365.3k $365.3k 0.05% Added +12.9k +12,891
53 Cambridge Investment Research Advisors, Inc. 0.00% of their portfolio FAIRFIELD, IA 50,07950.1k $365.0k $365.0k 0.00% Reduced -5.8k -5,830
54 SUSQUEHANNA INTERNATIONAL GROUP, LLP 0.00% of their portfolio BALA CYNWYD, PA 49,56049.6k $360.8k $360.8k 0.00% New
55 WEDBUSH SECURITIES INC 0.02% of their portfolio PASADENA, CA 47,44647.4k $345.0k $345.0k 0.02% Reduced -14.6k -14,550
56 HighTower Advisors, LLC 0.00% of their portfolio CHICAGO, IL 46,97147.0k $342.0k $342.0k 0.00% Reduced -4.4k -4,417
57 Operose Advisors LLC 0.17% of their portfolio MILWAUKEE, WI 44,46544.5k $323.7k $323.7k 0.17% Reduced -19.0k -19,000
58 Jackson Hole Capital Partners, LLC 0.09% of their portfolio TULSA, OK 43,49643.5k $316.7k $316.7k 0.09% Unchanged
59 Live Oak Private Wealth LLC 0.06% of their portfolio WILMINGTON, NC 43,13643.1k $314.0k $314.0k 0.06% Unchanged
60 HARBOUR INVESTMENTS, INC. 0.02% of their portfolio MADISON, WI 42,24042.2k $307.5k $307.5k 0.02% Reduced -2.1k -2,120
61 INVESTORS ASSET MANAGEMENT OF GEORGIA INC /GA/ /ADV 0.16% of their portfolio ATLANTA, GA 41,50041.5k $302.1k $302.1k 0.16% Added +7.0k +7,000
62 Curi Capital, LLC 0.01% of their portfolio CHICAGO, IL 39,87539.9k $290.3k $290.3k 0.01% Reduced -48.6k -48,576
63 Ameritas Advisory Services, LLC 0.01% of their portfolio Lincoln, NE 39,62439.6k $288.5k $288.5k 0.01% Added +16.8k +16,797
64 MERIDIAN INVESTMENT COUNSEL INC. 0.11% of their portfolio LAFAYETTE, CA 37,83037.8k $275.0k $275.0k 0.11% Reduced -750 -750
65 KEYBANK NATIONAL ASSOCIATION/OH 0.00% of their portfolio BROOKLYN, OH 35,00035.0k $254.8k $254.8k 0.00% Unchanged
66 Carlton Hofferkamp & Jenks Wealth Management, LLC 0.11% of their portfolio THE WOODLANDS, TX 31,50031.5k $245.1k $245.1k 0.11% New
67 Palogic Value Management, L.P. 0.12% of their portfolio DALLAS, TX 31,21631.2k $227.3k $227.3k 0.12% First filing
68 Wealthcare Advisory Partners LLC 0.01% of their portfolio WEST CHESTER, PA 28,36128.4k $206.5k $206.5k 0.01% Reduced -458 -458
69 LEVEL FOUR ADVISORY SERVICES, LLC 0.02% of their portfolio DALLAS, TX 28,24428.2k $205.6k $205.6k 0.02% Added +1.4k +1,395
70 Elequin Capital, LP 0.05% of their portfolio NEW YORK, NY 26,17926.2k $190.6k $190.6k 0.05% New
71 Veritable, L.P. 0.00% of their portfolio Newtown Square, PA 25,00025.0k $182.0k $182.0k 0.00% New
72 Ausdal Financial Partners, Inc. 0.03% of their portfolio Davenport, IA 24,74324.7k $180.1k $180.1k 0.03% Reduced -10.1k -10,051
73 Virtu Financial LLC 0.02% of their portfolio New York, NY 24,46924.5k $178.0k $178.0k 0.02% Added +4.4k +4,449
74 Baird Financial Group, Inc. 0.00% of their portfolio MILWAUKEE, WI 23,96124.0k $175.0k $175.0k 0.00% Added +1.9k +1,900
75 FIFTH THIRD BANCORP 0.00% of their portfolio CINCINNATI, OH 22,11522.1k $161.0k $161.0k 0.00% Unchanged
76 EXENCIAL WEALTH ADVISORS, LLC 0.01% of their portfolio OKLAHOMA CITY, OK 20,62320.6k $150.1k $150.1k 0.01% Reduced -7.1k -7,090
77 MONEY CONCEPTS CAPITAL CORP 0.01% of their portfolio PALM BEACH GARDENS, FL 20,36420.4k $148.2k $148.2k 0.01% New
78 InterOcean Capital Group, LLC 0.01% of their portfolio NASHVILLE, TN 20,00020.0k $145.6k $145.6k 0.01% Unchanged
79 Stonegate Investment Group, LLC 0.01% of their portfolio BIRMINGHAM, AL 19,59919.6k $142.7k $142.7k 0.01% Unchanged
80 Atria Wealth Solutions, Inc. 0.00% of their portfolio NEW YORK, NY 19,22519.2k $140.0k $140.0k 0.00% Reduced -500 -500
81 LifeSteps Financial, Inc. 0.14% of their portfolio CLAREMONT, CA 19,10019.1k $139.0k $139.0k 0.14% New
82 INDEPENDENT FINANCIAL GROUP, LLC 0.01% of their portfolio SAN DIEGO, CA 19,06319.1k $138.8k $138.8k 0.01% Unchanged
83 CoreCap Advisors, LLC 0.01% of their portfolio SOUTHFIELD, MI 19,04919.0k $138.7k $138.7k 0.01% Added +417 +417
84 B. Riley Wealth Advisors, Inc. 0.00% of their portfolio MEMPHIS, TN 18,79318.8k $136.8k $136.8k 0.00% Added +6.4k +6,406
85 Creative Planning 0.00% of their portfolio OVERLAND PARK, KS 18,68518.7k $136.0k $136.0k 0.00% Reduced -2.1k -2,110
86 SHUFRO ROSE & CO LLC 0.01% of their portfolio NEW YORK, NY 17,50017.5k $127.4k $127.4k 0.01% Unchanged
87 Sand Hill Global Advisors, LLC 0.01% of their portfolio Palo Alto, CA 16,99017.0k $123.7k $123.7k 0.01% New
88 Oxbow Advisors, LLC 0.02% of their portfolio Austin, TX 16,65016.6k $121.2k $121.2k 0.02% Unchanged
89 Cetera Investment Advisers 0.00% of their portfolio SCHAUMBURG, IL 16,29716.3k $118.6k $118.6k 0.00% Added +3.9k +3,853
90 Steward Partners Investment Advisory, LLC 0.00% of their portfolio STAMFORD, CT 15,90315.9k $115.8k $115.8k 0.00% Reduced -3.0k -2,956
91 Sigma Planning Corp 0.00% of their portfolio ANN ARBOR, MI 14,65314.7k $106.7k $106.7k 0.00% Added +1.1k +1,052
92 WOLVERINE ASSET MANAGEMENT LLC 0.00% of their portfolio CHICAGO, IL 14,58914.6k $106.2k $106.2k 0.00% New
93 DAVENPORT & Co LLC 0.00% of their portfolio RICHMOND, VA 14,43014.4k $105.0k $105.0k 0.00% Unchanged
94 Beacon Pointe Advisors, LLC 0.00% of their portfolio NEWPORT BEACH, CA 14,34114.3k $104.4k $104.4k 0.00% Reduced -732 -732
95 TWO SIGMA SECURITIES, LLC 0.01% of their portfolio NEW YORK, NY 14,33114.3k $104.3k $104.3k 0.01% New
96 Walleye Capital LLC 0.00% of their portfolio NEW YORK, NY 13,92913.9k $101.4k $101.4k 0.00% Added +2.2k +2,231
97 Schechter Investment Advisors, LLC 0.01% of their portfolio BIRMINGHAM, MI 13,22213.2k $96.3k $96.3k 0.01% Unchanged
98 Beacon Capital Management, LLC 0.03% of their portfolio FRANKLIN, TN 12,80012.8k $93.2k $93.2k 0.03% Unchanged
99 Cerity Partners LLC 0.00% of their portfolio NEW YORK, NY 12,55212.6k $91.4k $91.4k 0.00% New
100 Sound View Wealth Advisors Group, LLC 0.01% of their portfolio SAVANNAH, GA 11,77011.8k $79.6k $79.6k 0.01% New