Vault-13

NUVEEN FLOATING RATE INCOME JFR

COM · Closed-End Fund · CUSIP 67072T108

174 institutional holders -13 vs Q1 2026
59,887,98359.9m shares reported held*
$459.4mreported value*
14 new 59 added 52 reduced 27 sold out net sold ≈ $70.7k (-9.2k shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once. Holder counts are more reliable. Implied quarter-end price ≈ $7.67.

Trends to Q2 2026

Institutional holders

Managers reporting a position, each quarter

0100200Q3 22: 93Q4 22: 103Q1 23: 101Q2 23: 102Q3 23: 172Q4 23: 180Q1 24: 176Q2 24: 173Q3 24: 162Q4 24: 165Q1 25: 174Q2 25: 171Q3 25: 177Q4 25: 190Q1 26: 187Q2 26: 174174Q3 22Q3 23Q3 24Q3 25Q2 26
Numbers
QuarterHolders
Q3 202293
Q4 2022103
Q1 2023101
Q2 2023102
Q3 2023172
Q4 2023180
Q1 2024176
Q2 2024173
Q3 2024162
Q4 2024165
Q1 2025174
Q2 2025171
Q3 2025177
Q4 2025190
Q1 2026187
Q2 2026174

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
2000200Q3 24: 69 bought or addedQ3 24: 75 cut or sold outQ4 24: 67 bought or addedQ4 24: 68 cut or sold outQ4 24Q1 25: 103 bought or addedQ1 25: 51 cut or sold outQ2 25: 73 bought or addedQ2 25: 71 cut or sold outQ2 25Q3 25: 78 bought or addedQ3 25: 72 cut or sold outQ4 25: 88 bought or addedQ4 25: 82 cut or sold outQ4 25Q1 26: 72 bought or addedQ1 26: 91 cut or sold outQ2 26: 73 bought or addedQ2 26: 79 cut or sold outQ2 26
Numbers
QuarterBought or addedCut or sold out
Q3 20246975
Q4 20246768
Q1 202510351
Q2 20257371
Q3 20257872
Q4 20258882
Q1 20267291
Q2 20267379

Biggest buyers

MORGAN STANLEY Added +2,961,714+3.0m
Thomas J. Herzfeld Advisors, Inc. Added +398,627+398.6k
J.W. COLE ADVISORS, INC. New +381,673+381.7k
Congress Park Capital LLC Added +356,471+356.5k
Advisors Asset Management, Inc. Added +274,870+274.9k
Atlas Wealth LLC New +271,569+271.6k
North Ground Capital New +222,501+222.5k
ENVESTNET ASSET MANAGEMENT INC Added +217,772+217.8k
RAYMOND JAMES FINANCIAL INC Added +205,992+206.0k
Cyndeo Wealth Partners, LLC Added +204,050+204.1k

Biggest sellers

1607 Capital Partners, LLC Reduced -946,010-946.0k
Balyasny Asset Management L.P. Sold out -939,188-939.2k
ICON ADVISERS INC/CO Reduced -745,662-745.7k
SIT INVESTMENT ASSOCIATES INC Reduced -557,319-557.3k
Logan Stone Capital, LLC Sold out -502,052-502.1k
ABSOLUTE INVESTMENT ADVISERS, LLC Sold out -391,237-391.2k
CITY OF LONDON INVESTMENT MANAGEMENT CO LTD Reduced -351,620-351.6k
JANE STREET GROUP, LLC Sold out -304,722-304.7k
Saba Capital Management, L.P. Sold out -300,025-300.0k
WOLVERINE ASSET MANAGEMENT LLC Sold out -271,051-271.1k

Insider purchases and sales since 1 Apr 2026

Shares bought or sold by the company's own officers, directors and 10% owners, in the open market or privately, as they reported to the SEC on Form 4 (due within two business days of the trade). Grants, option exercises, shares withheld for tax and gifts aren't included.

Officers and directors buying vs selling

Number of people, by quarter (10% owners not included)

BuyingSelling
101Q4 24: 0 buyingQ4 24: 0 sellingQ1 25: 0 buyingQ1 25: 0 sellingQ1 25Q2 25: 0 buyingQ2 25: 0 sellingQ3 25: 0 buyingQ3 25: 0 sellingQ3 25Q4 25: 0 buyingQ4 25: 1 sellingQ1 26: 0 buyingQ1 26: 0 sellingQ1 26Q2 26: 0 buyingQ2 26: 0 sellingQ3 26: 0 buyingQ3 26: 0 sellingQ3 26
Numbers
QuarterBuyingBoughtSellingSoldSold under a plan
Q4 20240—0——
Q1 20250—0——
Q2 20250—0——
Q3 20250—0——
Q4 20250—1$31.4k—
Q1 20260—0——
Q2 20260—0——
Q3 20260—0——
DateInsiderTradeSharesPrice ValueTheir holding
2026-09-08 TOTH TERENCE J Trustee Sold 4,464 $7.65 $34.1k4.5k shares -100%

Their holding: how much the trade added to or took from the insider's holding (direct, or the trust or fund named). The same trade is sometimes reported by more than one insider, such as a fund and the director who represents it; totals count it once. A value is left blank where the reported price is far from the market price (usually a typo).

Holders, Q2 2026

#ManagerLocationShares Value% of their portfolioChangeShares change
1 MORGAN STANLEY 0.00% of their portfolio NEW YORK, NY 9,031,3739.0m $69.3m $69.3m 0.00% Added +3.0m +2,961,714
2 SIT INVESTMENT ASSOCIATES INC 0.59% of their portfolio Minneapolis, MN 4,082,0974.1m $31.3m $31.3m 0.59% Reduced -557.3k -557,319
3 Congress Park Capital LLC 7.20% of their portfolio SARATOGA SPRINGS, NY 3,477,7943.5m $26.7m $26.7m 7.20% Added +356.5k +356,471
4 LOOMIS SAYLES & CO L P 0.03% of their portfolio BOSTON, MA 2,973,3263.0m $22.8m $22.8m 0.03% Added +76.3k +76,287
5 Invesco Ltd. 0.00% of their portfolio ATLANTA, GA 2,935,7502.9m $22.5m $22.5m 0.00% Reduced -8.8k -8,844
6 Penserra Capital Management LLC 0.17% of their portfolio ORINDA, CA 2,892,7022.9m $22.2m $22.2m 0.17% Added +110.4k +110,399
7 LPL Financial LLC 0.00% of their portfolio FORT MILL, SC 2,621,4772.6m $20.1m $20.1m 0.00% Reduced -2.7k -2,658
8 WELLS FARGO & COMPANY/MN 0.00% of their portfolio SAN FRANCISCO, CA 2,604,9932.6m $20.0m $20.0m 0.00% Added +111.1k +111,132
9 BANK OF AMERICA CORP /DE/ 0.00% of their portfolio CHARLOTTE, NC 2,029,1872.0m $15.6m $15.6m 0.00% Added +114.0k +113,966
10 Cyndeo Wealth Partners, LLC 0.72% of their portfolio ST. PETERSBURG, FL 1,999,4202.0m $15.3m $15.3m 0.72% Added +204.1k +204,050
11 Advisors Asset Management, Inc. 0.21% of their portfolio Monument, CO 1,827,2951.8m $14.0m $14.0m 0.21% Added +274.9k +274,870
12 GUGGENHEIM CAPITAL LLC 0.09% of their portfolio CHICAGO, IL 1,822,7451.8m $14.0m $14.0m 0.09% Reduced -124.1k -124,116
13 RAYMOND JAMES FINANCIAL INC 0.00% of their portfolio ST. PETERSBURG, FL 1,782,4061.8m $13.7m $13.7m 0.00% Added +206.0k +205,992
14 ROYAL BANK OF CANADA 0.00% of their portfolio TORONTO, A6 1,301,9701.3m $10.0m $10.0m 0.00% Added +22.9k +22,852
15 1607 Capital Partners, LLC 0.81% of their portfolio Richmond, VA 1,218,6081.2m $9.3m $9.3m 0.81% Reduced -946.0k -946,010
16 Thomas J. Herzfeld Advisors, Inc. 2.62% of their portfolio MIAMI BEACH, FL 1,111,9211.1m $8.5m $8.5m 2.62% Added +398.6k +398,627
17 ICON ADVISERS INC/CO 1.40% of their portfolio GREENWOOD VILLAGE, CO 971,097971.1k $7.4m $7.4m 1.40% Reduced -745.7k -745,662
18 Kanen Wealth Management LLC 1.80% of their portfolio COCONUT CREEK, FL 959,147959.1k $7.4m $7.4m 1.80% Added +145.9k +145,913
19 UBS Group AG 0.00% of their portfolio ZURICH, V8 912,982913.0k $7.0m $7.0m 0.00% Reduced -1.7k -1,706
20 COHEN & STEERS, INC. 0.01% of their portfolio NEW YORK, NY 853,263853.3k $6.5m $6.5m 0.01% Unchanged
21 AMERIPRISE FINANCIAL INC 0.00% of their portfolio MINNEAPOLIS, MN 805,512805.5k $6.2m $6.2m 0.00% Reduced -26.4k -26,428
22 Rockefeller Capital Management L.P. 0.01% of their portfolio NEW YORK, NY 722,018722.0k $5.5m $5.5m 0.01% Reduced -8.4k -8,379
23 ENVESTNET ASSET MANAGEMENT INC 0.00% of their portfolio Berwyn, PA 691,859691.9k $5.3m $5.3m 0.00% Added +217.8k +217,772
24 Ethos Financial Group, LLC 0.30% of their portfolio KING OF PRUSSIA, PA 581,044581.0k $4.5m $4.5m 0.30% Reduced -65.3k -65,348
25 Almitas Capital LLC 0.80% of their portfolio SANTA MONICA, CA 435,208435.2k $3.3m $3.3m 0.80% Added +23.6k +23,580
26 Coastal Bridge Advisors, LLC 0.20% of their portfolio WESTPORT, CT 414,174414.2k $3.2m $3.2m 0.20% Added +7.2k +7,204
27 Cetera Investment Advisers 0.00% of their portfolio SCHAUMBURG, IL 405,966406.0k $3.1m $3.1m 0.00% Reduced -47.6k -47,576
28 J.W. COLE ADVISORS, INC. 0.05% of their portfolio TAMPA, FL 381,673381.7k $2.9m $2.9m 0.05% New
29 GraniteShares Advisors LLC 1.76% of their portfolio NEW YORK, NY 356,400356.4k $2.7m $2.7m 1.76% Added +46.6k +46,650
30 Cambridge Investment Research Advisors, Inc. 0.00% of their portfolio FAIRFIELD, IA 349,828349.8k $2.7m $2.7m 0.00% Added +184.6k +184,566
31 Baird Financial Group, Inc. 0.00% of their portfolio MILWAUKEE, WI 292,973293.0k $2.2m $2.2m 0.00% Reduced -12.5k -12,547
32 INTERNATIONAL ASSETS INVESTMENT MANAGEMENT, LLC 0.13% of their portfolio ORLANDO, FL 286,282286.3k $2.2m $2.2m 0.13% Reduced -2.9k -2,874
33 NewEdge Advisors, LLC 0.01% of their portfolio NEW ORLEANS, LA 277,570277.6k $2.1m $2.1m 0.01% Added +53.7k +53,725
34 Atlas Wealth LLC 0.30% of their portfolio CINCINNATI, OH 271,569271.6k $2.1m $2.1m 0.30% New
35 Matisse Capital 0.77% of their portfolio PORTLAND, OR 250,000250.0k $1.9m $1.9m 0.77% Unchanged
36 HARBOUR INVESTMENTS, INC. 0.03% of their portfolio MADISON, WI 245,449245.4k $1.9m $1.9m 0.03% Added +5.8k +5,835
37 COMMONWEALTH EQUITY SERVICES, LLC 0.00% of their portfolio WALTHAM, MA 234,220234.2k $1.8m $1.8m 0.00% Reduced -63.9k -63,884
38 RFG Advisory, LLC 0.03% of their portfolio BIRMINGHAM, AL 227,248227.2k $1.7m $1.7m 0.03% Reduced -12.6k -12,582
39 North Ground Capital 2.05% of their portfolio Cohasset, MA 222,501222.5k $1.7m $1.7m 2.05% New
40 Capital Investment Advisors, LLC 0.02% of their portfolio ATLANTA, GA 216,825216.8k $1.7m $1.7m 0.02% Reduced -7.6k -7,642
41 Kovack Advisors, Inc. 0.08% of their portfolio FT. LAUDERDALE, FL 208,325208.3k $1.6m $1.6m 0.08% Added +39.7k +39,659
42 OSAIC HOLDINGS, INC. 0.00% of their portfolio SCOTTSDALE, AZ 204,292204.3k $1.6m $1.6m 0.00% Added +17.5k +17,488
43 HOURGLASS CAPITAL, LLC 0.29% of their portfolio HOUSTON, TX 193,824193.8k $1.5m $1.5m 0.29% Reduced -3.7k -3,699
44 Aviance Capital Partners, LLC 0.15% of their portfolio NAPLES, FL 187,284187.3k $1.4m $1.4m 0.15% Reduced -12.2k -12,240
45 Advisory Services Network, LLC 0.01% of their portfolio ATLANTA, GA 149,412149.4k $1.1m $1.1m 0.01% Added +24.1k +24,146
46 CHOREO, LLC 0.01% of their portfolio ROCKFORD, IL 138,875138.9k $1.1m $1.1m 0.01% Added +37.6k +37,595
47 HORIZON KINETICS ASSET MANAGEMENT LLC 0.01% of their portfolio NEW YORK, NY 118,450118.5k $908.5k $908.5k 0.01% Reduced -858 -858
48 Sigma Planning Corp 0.02% of their portfolio ANN ARBOR, MI 113,279113.3k $868.8k $868.8k 0.02% Added +15.3k +15,306
49 MELFA WEALTH MANAGEMENT, INC. 0.44% of their portfolio WESTBOROUGH, MA 107,219107.2k $822.4k $822.4k 0.44% Unchanged
50 Thrivent Financial for Lutherans 0.00% of their portfolio Minneapolis, MN 106,834106.8k $819.0k $819.0k 0.00% Reduced -10.8k -10,835
51 Janney Montgomery Scott LLC 0.00% of their portfolio PHILADELPHIA, PA 94,51294.5k $725.0k $725.0k 0.00% Reduced -5.3k -5,277
52 Kestra Advisory Services, LLC 0.00% of their portfolio AUSTIN, TX 87,95788.0k $674.6k $674.6k 0.00% Reduced -13.8k -13,802
53 CastleKnight Management LP 0.02% of their portfolio New York, NY 87,40087.4k $670.4k $670.4k 0.02% Unchanged
54 Blackhawk Capital Partners, LLC 0.19% of their portfolio THIENSVILLE, WI 75,62075.6k $580.0k $580.0k 0.19% Unchanged
55 ROBINSON CAPITAL MANAGEMENT, LLC 0.25% of their portfolio GROSSE POINTE FARMS, MI 73,89573.9k $566.8k $566.8k 0.25% Unchanged
56 FIRST TRUST ADVISORS LP 0.00% of their portfolio Wheaton, IL 72,74872.7k $558.0k $558.0k 0.00% Reduced -1.1k -1,117
57 Gladstone Institutional Advisory LLC 0.02% of their portfolio Bedminster, NJ 71,60571.6k $549.2k $549.2k 0.02% Reduced -850 -850
58 GILL CAPITAL PARTNERS, LLC 0.14% of their portfolio DENVER, CO 69,04369.0k $529.6k $529.6k 0.14% Reduced -930 -930
59 &PARTNERS 0.00% of their portfolio NASHVILLE, TN 68,71868.7k $527.1k $527.1k 0.00% Added +12.6k +12,638
60 Edgemoor Investment Advisors, Inc. 0.04% of their portfolio BETHESDA, MD 68,42168.4k $524.8k $524.8k 0.04% Unchanged
61 XTX Topco Ltd 0.01% of their portfolio LONDON, X0 68,11168.1k $522.4k $522.4k 0.01% Reduced -35.4k -35,395
62 Cerity Partners LLC 0.00% of their portfolio NEW YORK, NY 64,52664.5k $494.9k $494.9k 0.00% Reduced -10.0k -10,000
63 Seelaus Asset Management LLC 0.34% of their portfolio CHATHAM, NJ 63,59263.6k $487.8k $487.8k 0.34% Added +2.7k +2,684
64 INDEPENDENT FINANCIAL GROUP, LLC 0.01% of their portfolio SAN DIEGO, CA 63,59163.6k $487.7k $487.7k 0.01% Reduced -17.1k -17,062
65 Steward Partners Investment Advisory, LLC 0.00% of their portfolio STAMFORD, CT 62,82362.8k $481.9k $481.9k 0.00% Added +7.3k +7,273
66 Virtus Investment Advisers, LLC 0.10% of their portfolio HARTFORD, CT 57,53957.5k $441.3k $441.3k 0.10% Reduced -16.8k -16,826
67 WORLD EQUITY GROUP, INC. 0.10% of their portfolio SCHAUMBURG, IL 57,29857.3k $439.5k $439.5k 0.10% Added +5.6k +5,605
68 STIFEL FINANCIAL CORP 0.00% of their portfolio ST. LOUIS, MO 56,66956.7k $434.6k $434.6k 0.00% Reduced -6.1k -6,096
69 Fortitude Advisory Group L.L.C. 0.16% of their portfolio GIG HARBOR, WA 54,98055.0k $421.7k $421.7k 0.16% Added +9.2k +9,199
70 OPPENHEIMER & CO INC 0.00% of their portfolio NEW YORK, NY 54,13954.1k $415.2k $415.2k 0.00% Added +4.8k +4,784
71 Collar Capital Management, LLC 0.24% of their portfolio Appleton, WI 53,39753.4k $409.6k $409.6k 0.24% Reduced -986 -986
72 New England Private Wealth Advisors LLC 0.04% of their portfolio WELLESLEY, MA 52,43152.4k $401.1k $401.1k 0.04% Unchanged
73 CoreCap Advisors, LLC 0.01% of their portfolio SOUTHFIELD, MI 47,47447.5k $364.1k $364.1k 0.01% Added +13.1k +13,106
74 Yakira Capital Management, Inc. 0.11% of their portfolio Westport, CT 47,37847.4k $363.4k $363.4k 0.11% Reduced -30.4k -30,400
75 Focus Partners Wealth 0.00% of their portfolio ST LOUIS, MO 45,44345.4k $348.6k $348.6k 0.00% Added +1.0k +1,005
76 Coquina Private Wealth LLC 0.23% of their portfolio PORT CHARLOTTE, FL 44,30444.3k $339.8k $339.8k 0.23% Reduced -102 -102
77 Global Retirement Partners, LLC 0.01% of their portfolio San Rafael, CA 43,81643.8k $336.1k $336.1k 0.01% First filing
78 Calamos Advisors LLC 0.00% of their portfolio NAPERVILLE, IL 43,30043.3k $332.1k $332.1k 0.00% Added +2.9k +2,886
79 CONNING INC. 0.01% of their portfolio HARTFORD, CT 43,05043.0k $330.2k $330.2k 0.01% Unchanged
80 FIFTH THIRD BANCORP 0.00% of their portfolio CINCINNATI, OH 41,80041.8k $320.6k $320.6k 0.00% Added +18.6k +18,613
81 Concurrent Investment Advisors, LLC 0.00% of their portfolio Tampa, FL 41,09141.1k $315.2k $315.2k 0.00% Added +1.5k +1,509
82 Koshinski Asset Management, Inc. 0.02% of their portfolio DECATUR, IL 40,83840.8k $313.2k $313.2k 0.02% Unchanged
83 RVW Wealth, LLC 0.02% of their portfolio LOS ANGELES, CA 40,34940.3k $309.5k $309.5k 0.02% Unchanged
84 Spire Wealth Management 0.01% of their portfolio MCLEAN, VA 37,00037.0k $283.8k $283.8k 0.01% Reduced -3.5k -3,500
85 Geneos Wealth Management Inc. 0.01% of their portfolio ENGLEWOOD, CO 36,44236.4k $279.5k $279.5k 0.01% Added +35.8k +35,830
86 E&G Advisors, LLC 0.05% of their portfolio HOUSTON, TX 35,65935.7k $273.5k $273.5k 0.05% Reduced -70 -70
87 Integrated Wealth Concepts LLC 0.00% of their portfolio WALTHAM, MA 33,18833.2k $254.6k $254.6k 0.00% Added +1.5k +1,485
88 CALTON & ASSOCIATES, INC. 0.04% of their portfolio Tampa, FL 33,12533.1k $254.1k $254.1k 0.04% Added +1.7k +1,680
89 Closed-End Fund Advisors, Inc. 0.25% of their portfolio RICHMOND, VA 32,94232.9k $252.7k $252.7k 0.25% Added +561 +561
90 CITY OF LONDON INVESTMENT MANAGEMENT CO LTD 0.02% of their portfolio London, X0 32,52032.5k $249.4k $249.4k 0.02% Reduced -351.6k -351,620
91 BLUELINE ADVISORS LLC 0.16% of their portfolio EXETER, NH 30,87030.9k $238.0k $238.0k 0.16% Added +1.3k +1,346
92 HBK Sorce Advisory LLC 0.00% of their portfolio ERIE, PA 30,11930.1k $232.8k $232.8k 0.00% Unchanged
93 Sanctuary Advisors, LLC 0.00% of their portfolio INDIANAPOLIS, IN 29,36729.4k $225.2k $225.2k 0.00% Added +31 +31
94 Private Advisor Group, LLC 0.00% of their portfolio MORRISTOWN, NJ 29,15729.2k $223.6k $223.6k 0.00% Reduced -36.0k -35,993
95 BOOTHBAY FUND MANAGEMENT, LLC 0.00% of their portfolio NEW YORK, NY 28,76628.8k $220.6k $220.6k 0.00% Added +12.3k +12,286
96 WEALTH ENHANCEMENT ADVISORY SERVICES, LLC 0.00% of their portfolio PLYMOUTH, MN 27,66927.7k $213.9k $213.9k 0.00% Added +9.6k +9,631
97 Beacon Pointe Advisors, LLC 0.00% of their portfolio NEWPORT BEACH, CA 26,59826.6k $204.0k $204.0k 0.00% Added +1.4k +1,350
98 M Holdings Securities, Inc. 0.03% of their portfolio PORTLAND, OR 26,13926.1k $200.0k $200.0k 0.03% New
99 SHEETS SMITH WEALTH MANAGEMENT 0.02% of their portfolio WINSTON-SALEM, NC 26,01026.0k $199.5k $199.5k 0.02% Unchanged
100 Centurion Wealth Management LLC 0.04% of their portfolio Mclean, VA 23,92423.9k $183.5k $183.5k 0.04% Unchanged