Vault-13

NUVEEN FLOATING RATE INCOME JFR

COM · Closed-End Fund · CUSIP 67072T108

187 institutional holders -3 vs Q4 2025
59,866,16559.9m shares reported held*
$450.4mreported value*
22 new 50 added 68 reduced 23 sold out net bought ≈ $12.4m (+1.7m shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once. Holder counts are more reliable. Implied quarter-end price ≈ $7.52.

Trends to Q1 2026

Institutional holders

Managers reporting a position, each quarter

0100200Q3 22: 93Q4 22: 103Q1 23: 101Q2 23: 102Q3 23: 172Q4 23: 180Q1 24: 176Q2 24: 173Q3 24: 162Q4 24: 165Q1 25: 174Q2 25: 171Q3 25: 177Q4 25: 190Q1 26: 187187Q3 22Q3 23Q3 24Q3 25Q1 26
Numbers
QuarterHolders
Q3 202293
Q4 2022103
Q1 2023101
Q2 2023102
Q3 2023172
Q4 2023180
Q1 2024176
Q2 2024173
Q3 2024162
Q4 2024165
Q1 2025174
Q2 2025171
Q3 2025177
Q4 2025190
Q1 2026187

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
2000200Q2 24: 77 bought or addedQ2 24: 70 cut or sold outQ3 24: 69 bought or addedQ3 24: 75 cut or sold outQ3 24Q4 24: 67 bought or addedQ4 24: 68 cut or sold outQ1 25: 103 bought or addedQ1 25: 51 cut or sold outQ1 25Q2 25: 73 bought or addedQ2 25: 71 cut or sold outQ3 25: 78 bought or addedQ3 25: 72 cut or sold outQ3 25Q4 25: 88 bought or addedQ4 25: 82 cut or sold outQ1 26: 72 bought or addedQ1 26: 91 cut or sold outQ1 26
Numbers
QuarterBought or addedCut or sold out
Q2 20247770
Q3 20246975
Q4 20246768
Q1 202510351
Q2 20257371
Q3 20257872
Q4 20258882
Q1 20267291

Biggest buyers

LOOMIS SAYLES & CO L P New +2,897,039+2.9m
1607 Capital Partners, LLC Added +1,673,949+1.7m
Congress Park Capital LLC Added +936,565+936.6k
WELLS FARGO & COMPANY/MN Added +877,608+877.6k
Saba Capital Management, L.P. New +300,025+300.0k
Almitas Capital LLC Added +293,680+293.7k
Cyndeo Wealth Partners, LLC Added +265,100+265.1k
Penserra Capital Management LLC Added +257,602+257.6k
Matisse Capital New +250,000+250.0k
HOURGLASS CAPITAL, LLC New +197,523+197.5k

Biggest sellers

RIVERNORTH CAPITAL MANAGEMENT, LLC Sold out -2,772,908-2.8m
Logan Stone Capital, LLC Reduced -780,696-780.7k
MARINER INVESTMENT GROUP LLC Sold out -633,488-633.5k
MORGAN STANLEY Reduced -389,647-389.6k
J.W. COLE ADVISORS, INC. Sold out -372,650-372.6k
Pathstone Holdings, LLC Sold out -279,508-279.5k
LPL Financial LLC Reduced -279,246-279.2k
ENVESTNET ASSET MANAGEMENT INC Reduced -262,604-262.6k
PREVAIL INNOVATIVE WEALTH ADVISORS, LLC Sold out -252,524-252.5k
GUGGENHEIM CAPITAL LLC Reduced -248,080-248.1k

Insider purchases and sales in Q1 2026

Shares bought or sold by the company's own officers, directors and 10% owners, in the open market or privately, as they reported to the SEC on Form 4 (due within two business days of the trade). Grants, option exercises, shares withheld for tax and gifts aren't included.

Officers and directors buying vs selling

Number of people, by quarter (10% owners not included)

BuyingSelling
101Q2 24: 0 buyingQ2 24: 0 sellingQ3 24: 0 buyingQ3 24: 0 sellingQ3 24Q4 24: 0 buyingQ4 24: 0 sellingQ1 25: 0 buyingQ1 25: 0 sellingQ1 25Q2 25: 0 buyingQ2 25: 0 sellingQ3 25: 0 buyingQ3 25: 0 sellingQ3 25Q4 25: 0 buyingQ4 25: 1 sellingQ1 26: 0 buyingQ1 26: 0 sellingQ1 26
Numbers
QuarterBuyingBoughtSellingSoldSold under a plan
Q2 20240—0——
Q3 20240—0——
Q4 20240—0——
Q1 20250—0——
Q2 20250—0——
Q3 20250—0——
Q4 20250—1$31.4k—
Q1 20260—0——
DateInsiderTradeSharesPrice ValueTheir holding
2026-03-31 Caraher Scott C. Portfolio Manager Bought 7,000 $7.41 $51.9k7.0k shares +13%
2026-03-30 Caraher Scott C. Portfolio Manager Bought 7,000 $7.24 $50.7k7.0k shares +15%

Their holding: how much the trade added to or took from the insider's holding (direct, or the trust or fund named). The same trade is sometimes reported by more than one insider, such as a fund and the director who represents it; totals count it once. A value is left blank where the reported price is far from the market price (usually a typo).

Holders, Q1 2026

#ManagerLocationShares Value% of their portfolioChangeShares change
1 MORGAN STANLEY 0.00% of their portfolio NEW YORK, NY 6,069,6596.1m $45.6m $45.6m 0.00% Reduced -389.6k -389,647
2 SIT INVESTMENT ASSOCIATES INC 0.71% of their portfolio Minneapolis, MN 4,639,4164.6m $34.9m $34.9m 0.71% Added +61.8k +61,751
3 Congress Park Capital LLC 7.21% of their portfolio SARATOGA SPRINGS, NY 3,121,3233.1m $23.5m $23.5m 7.21% Added +936.6k +936,565
4 Invesco Ltd. 0.00% of their portfolio ATLANTA, GA 2,944,5942.9m $22.1m $22.1m 0.00% Added +19.9k +19,925
5 LOOMIS SAYLES & CO L P 0.03% of their portfolio BOSTON, MA 2,897,0392.9m $21.8m $21.8m 0.03% New
6 Penserra Capital Management LLC 0.25% of their portfolio ORINDA, CA 2,782,3032.8m $20.9m $20.9m 0.25% Added +257.6k +257,602
7 LPL Financial LLC 0.01% of their portfolio FORT MILL, SC 2,624,1352.6m $19.7m $19.7m 0.01% Reduced -279.2k -279,246
8 WELLS FARGO & COMPANY/MN 0.00% of their portfolio SAN FRANCISCO, CA 2,493,8612.5m $18.8m $18.8m 0.00% Added +877.6k +877,608
9 1607 Capital Partners, LLC 1.17% of their portfolio Richmond, VA 2,164,6182.2m $16.3m $16.3m 1.17% Added +1.7m +1,673,949
10 GUGGENHEIM CAPITAL LLC 0.12% of their portfolio CHICAGO, IL 1,946,8611.9m $14.6m $14.6m 0.12% Reduced -248.1k -248,080
11 BANK OF AMERICA CORP /DE/ 0.00% of their portfolio CHARLOTTE, NC 1,915,2211.9m $14.4m $14.4m 0.00% Reduced -144.6k -144,584
12 Cyndeo Wealth Partners, LLC 0.71% of their portfolio ST. PETERSBURG, FL 1,795,3701.8m $13.5m $13.5m 0.71% Added +265.1k +265,100
13 ICON ADVISERS INC/CO 2.98% of their portfolio GREENWOOD VILLAGE, CO 1,716,7591.7m $12.9m $12.9m 2.98% Added +19.3k +19,288
14 RAYMOND JAMES FINANCIAL INC 0.00% of their portfolio ST. PETERSBURG, FL 1,576,4141.6m $11.9m $11.9m 0.00% Added +193.4k +193,420
15 Advisors Asset Management, Inc. 0.19% of their portfolio Monument, CO 1,552,4251.6m $11.7m $11.7m 0.19% Added +145.6k +145,634
16 ROYAL BANK OF CANADA 0.00% of their portfolio TORONTO, A6 1,279,1181.3m $9.6m $9.6m 0.00% Added +179.0k +178,977
17 Balyasny Asset Management L.P. 0.01% of their portfolio Chicago, IL 939,188939.2k $7.1m $7.1m 0.01% Reduced -64.5k -64,517
18 UBS Group AG 0.00% of their portfolio ZURICH, V8 914,688914.7k $6.9m $6.9m 0.00% Added +92.2k +92,204
19 COHEN & STEERS, INC. 0.01% of their portfolio NEW YORK, NY 853,263853.3k $6.4m $6.4m 0.01% Unchanged
20 AMERIPRISE FINANCIAL INC 0.00% of their portfolio MINNEAPOLIS, MN 831,940831.9k $6.2m $6.2m 0.00% Added +64.6k +64,649
21 Kanen Wealth Management LLC 2.20% of their portfolio COCONUT CREEK, FL 813,234813.2k $6.1m $6.1m 2.20% Added +45.8k +45,800
22 Rockefeller Capital Management L.P. 0.01% of their portfolio NEW YORK, NY 730,397730.4k $5.5m $5.5m 0.01% Reduced -30.1k -30,116
23 Thomas J. Herzfeld Advisors, Inc. 1.82% of their portfolio MIAMI BEACH, FL 713,294713.3k $5.4m $5.4m 1.82% Reduced -163.7k -163,662
24 Ethos Financial Group, LLC 0.37% of their portfolio KING OF PRUSSIA, PA 646,392646.4k $5.1m $5.1m 0.37% Unchanged
25 Logan Stone Capital, LLC 1.05% of their portfolio CHICAGO, IL 502,052502.1k $3.8m $3.8m 1.05% Reduced -780.7k -780,696
26 ENVESTNET ASSET MANAGEMENT INC 0.00% of their portfolio Berwyn, PA 474,087474.1k $3.6m $3.6m 0.00% Reduced -262.6k -262,604
27 Cetera Investment Advisers 0.00% of their portfolio SCHAUMBURG, IL 453,542453.5k $3.4m $3.4m 0.00% Added +62.8k +62,761
28 Almitas Capital LLC 0.70% of their portfolio SANTA MONICA, CA 411,628411.6k $3.1m $3.1m 0.70% Added +293.7k +293,680
29 Coastal Bridge Advisors, LLC 0.22% of their portfolio WESTPORT, CT 406,970407.0k $3.1m $3.1m 0.22% Reduced -46.9k -46,858
30 ABSOLUTE INVESTMENT ADVISERS, LLC 0.35% of their portfolio ROSEMARY BEACH, FL 391,237391.2k $2.9m $2.9m 0.35% Added +102.1k +102,055
31 CITY OF LONDON INVESTMENT MANAGEMENT CO LTD 0.21% of their portfolio London, X0 384,140384.1k $2.9m $2.9m 0.21% Added +20.0k +20,000
32 GraniteShares Advisors LLC 1.68% of their portfolio NEW YORK, NY 309,750309.8k $2.3m $2.3m 1.68% Reduced -35.5k -35,454
33 Baird Financial Group, Inc. 0.00% of their portfolio MILWAUKEE, WI 305,520305.5k $2.3m $2.3m 0.00% Reduced -603 -603
34 JANE STREET GROUP, LLC 0.00% of their portfolio NEW YORK, NY 304,722304.7k $2.3m $2.3m 0.00% Reduced -241.7k -241,689
35 Saba Capital Management, L.P. 0.07% of their portfolio NEW YORK, NY 300,025300.0k $2.3m $2.3m 0.07% New
36 COMMONWEALTH EQUITY SERVICES, LLC 0.00% of their portfolio WALTHAM, MA 298,104298.1k $2.2m $2.2m 0.00% Reduced -23.6k -23,647
37 INTERNATIONAL ASSETS INVESTMENT MANAGEMENT, LLC 0.15% of their portfolio ORLANDO, FL 289,156289.2k $2.2m $2.2m 0.15% Added +6.1k +6,059
38 WOLVERINE ASSET MANAGEMENT LLC 0.03% of their portfolio CHICAGO, IL 271,051271.1k $2.0m $2.0m 0.03% Reduced -16.1k -16,094
39 Matisse Capital 0.80% of their portfolio PORTLAND, OR 250,000250.0k $1.9m $1.9m 0.80% New
40 RFG Advisory, LLC 0.03% of their portfolio BIRMINGHAM, AL 239,830239.8k $1.8m $1.8m 0.03% Added +92.9k +92,896
41 HARBOUR INVESTMENTS, INC. 0.03% of their portfolio MADISON, WI 239,614239.6k $1.8m $1.8m 0.03% Added +115.6k +115,645
42 Capital Investment Advisors, LLC 0.02% of their portfolio ATLANTA, GA 224,467224.5k $1.7m $1.7m 0.02% Reduced -11.5k -11,455
43 NewEdge Advisors, LLC 0.01% of their portfolio NEW ORLEANS, LA 223,845223.8k $1.7m $1.7m 0.01% Added +29.1k +29,096
44 Aviance Capital Partners, LLC 0.18% of their portfolio NAPLES, FL 199,524199.5k $1.5m $1.5m 0.18% Added +14.7k +14,682
45 HOURGLASS CAPITAL, LLC 0.31% of their portfolio HOUSTON, TX 197,523197.5k $1.5m $1.5m 0.31% New
46 READYSTATE ASSET MANAGEMENT LP 0.09% of their portfolio CHICAGO, IL 196,077196.1k $1.5m $1.5m 0.09% Added +67.2k +67,158
47 OSAIC HOLDINGS, INC. 0.00% of their portfolio SCOTTSDALE, AZ 186,804186.8k $1.4m $1.4m 0.00% Reduced -30.1k -30,090
48 Kovack Advisors, Inc. 0.07% of their portfolio FT. LAUDERDALE, FL 168,666168.7k $1.3m $1.3m 0.07% Added +81.8k +81,831
49 Cambridge Investment Research Advisors, Inc. 0.00% of their portfolio FAIRFIELD, IA 165,262165.3k $1.2m $1.2m 0.00% Reduced -25.1k -25,087
50 Quarry LP 0.23% of their portfolio NEW YORK, NY 150,100150.1k $1.1m $1.1m 0.23% Added +34.7k +34,728
51 Advisory Services Network, LLC 0.01% of their portfolio ATLANTA, GA 125,266125.3k $942.0k $942.0k 0.01% Added +8.8k +8,832
52 HORIZON KINETICS ASSET MANAGEMENT LLC 0.01% of their portfolio NEW YORK, NY 119,308119.3k $897.2k $897.2k 0.01% Unchanged
53 Thrivent Financial for Lutherans 0.00% of their portfolio Minneapolis, MN 117,669117.7k $885.0k $885.0k 0.00% Reduced -2.2k -2,159
54 Arlington Capital Management, Inc. 0.48% of their portfolio ARLINGTON HEIGHTS, IL 112,678112.7k $847.3k $847.3k 0.48% Not comparable
55 MELFA WEALTH MANAGEMENT, INC. 0.46% of their portfolio WESTBOROUGH, MA 107,219107.2k $806.3k $806.3k 0.46% Unchanged
56 XTX Topco Ltd 0.01% of their portfolio LONDON, X0 103,506103.5k $778.4k $778.4k 0.01% Reduced -23.3k -23,255
57 Kestra Advisory Services, LLC 0.00% of their portfolio AUSTIN, TX 101,759101.8k $765.2k $765.2k 0.00% Added +37.3k +37,331
58 CHOREO, LLC 0.01% of their portfolio ROCKFORD, IL 101,280101.3k $768.3k $768.3k 0.01% Reduced -55.1k -55,060
59 Janney Montgomery Scott LLC 0.00% of their portfolio PHILADELPHIA, PA 99,78999.8k $750.0k $750.0k 0.00% Reduced -436 -436
60 Sigma Planning Corp 0.02% of their portfolio ANN ARBOR, MI 97,97398.0k $736.8k $736.8k 0.02% Added +10 +10
61 HighTower Advisors, LLC 0.00% of their portfolio CHICAGO, IL 96,53596.5k $725.9k $725.9k 0.00% Reduced -12.8k -12,842
62 Ionic Capital Management LLC 0.60% of their portfolio NEW YORK, NY 94,36094.4k $709.6k $709.6k 0.60% New
63 CastleKnight Management LP 0.03% of their portfolio New York, NY 87,40087.4k $657.2k $657.2k 0.03% Unchanged
64 INDEPENDENT FINANCIAL GROUP, LLC 0.01% of their portfolio SAN DIEGO, CA 80,65380.7k $606.5k $606.5k 0.01% Reduced -13.7k -13,655
65 Yakira Capital Management, Inc. 0.17% of their portfolio Westport, CT 77,77877.8k $584.9k $584.9k 0.17% Reduced -1.7k -1,728
66 Blackhawk Capital Partners, LLC 0.21% of their portfolio THIENSVILLE, WI 75,62075.6k $568.7k $568.7k 0.21% Reduced -9.1k -9,100
67 Cerity Partners LLC 0.00% of their portfolio NEW YORK, NY 74,52674.5k $560.4k $560.4k 0.00% Added +34.7k +34,700
68 Virtus Investment Advisers, LLC 0.15% of their portfolio HARTFORD, CT 74,36574.4k $559.2k $559.2k 0.15% Reduced -12.1k -12,098
69 ROBINSON CAPITAL MANAGEMENT, LLC 0.25% of their portfolio GROSSE POINTE FARMS, MI 73,89573.9k $556.4k $556.4k 0.25% Unchanged
70 FIRST TRUST ADVISORS LP 0.00% of their portfolio Wheaton, IL 73,86573.9k $555.5k $555.5k 0.00% Reduced -11.3k -11,343
71 Gladstone Institutional Advisory LLC 0.02% of their portfolio Bedminster, NJ 72,45572.5k $544.9k $544.9k 0.02% Added +4.0k +4,000
72 GILL CAPITAL PARTNERS, LLC 0.15% of their portfolio DENVER, CO 69,97370.0k $526.2k $526.2k 0.15% Added +20 +20
73 Edgemoor Investment Advisors, Inc. 0.04% of their portfolio BETHESDA, MD 68,42168.4k $514.5k $514.5k 0.04% Unchanged
74 Private Advisor Group, LLC 0.00% of their portfolio MORRISTOWN, NJ 65,15065.2k $489.9k $489.9k 0.00% Added +22.1k +22,120
75 LANDSCAPE CAPITAL MANAGEMENT, L.L.C. 0.03% of their portfolio Englewood, NJ 64,39964.4k $484.3k $484.3k 0.03% Reduced -186.8k -186,795
76 STIFEL FINANCIAL CORP 0.00% of their portfolio ST. LOUIS, MO 62,76562.8k $472.0k $472.0k 0.00% Reduced -2.7k -2,719
77 Seelaus Asset Management LLC 0.33% of their portfolio CHATHAM, NJ 60,90860.9k $458.0k $458.0k 0.33% Reduced -8.7k -8,685
78 &PARTNERS 0.00% of their portfolio NASHVILLE, TN 56,08056.1k $421.7k $421.7k 0.00% Reduced -1.7k -1,736
79 Steward Partners Investment Advisory, LLC 0.00% of their portfolio STAMFORD, CT 55,55055.5k $417.7k $417.7k 0.00% Reduced -2.4k -2,365
80 Collar Capital Management, LLC 0.26% of their portfolio Appleton, WI 54,38354.4k $409.0k $409.0k 0.26% Unchanged
81 New England Private Wealth Advisors LLC 0.05% of their portfolio WELLESLEY, MA 52,43152.4k $394.3k $394.3k 0.05% New
82 WORLD EQUITY GROUP, INC. 0.10% of their portfolio SCHAUMBURG, IL 51,69351.7k $388.7k $388.7k 0.10% Added +2.7k +2,740
83 OPPENHEIMER & CO INC 0.00% of their portfolio NEW YORK, NY 49,35549.4k $371.1k $371.1k 0.00% Reduced -6.1k -6,149
84 Shaker Financial Services, LLC 0.12% of their portfolio Arlington, VA 46,00046.0k $356.0k $356.0k 0.12% Reduced -68.0k -67,966
85 Fortitude Advisory Group L.L.C. 0.15% of their portfolio GIG HARBOR, WA 45,78145.8k $344.3k $344.3k 0.15% Unchanged
86 Focus Partners Wealth 0.00% of their portfolio ST LOUIS, MO 44,43844.4k $334.2k $334.2k 0.00% New
87 Coquina Private Wealth LLC 0.27% of their portfolio PORT CHARLOTTE, FL 44,40644.4k $333.9k $333.9k 0.27% Reduced -1.0k -1,044
88 CONNING INC. 0.01% of their portfolio HARTFORD, CT 43,05043.0k $323.7k $323.7k 0.01% Unchanged
89 Koshinski Asset Management, Inc. 0.02% of their portfolio DECATUR, IL 40,83840.8k $307.1k $307.1k 0.02% Reduced -4.9k -4,933
90 Ascentis Independent Advisors 0.02% of their portfolio DALLAS, TX 40,50940.5k $304.6k $304.6k 0.02% New
91 Spire Wealth Management 0.01% of their portfolio MCLEAN, VA 40,50040.5k $304.6k $304.6k 0.01% Reduced -3.0k -3,000
92 Calamos Advisors LLC 0.00% of their portfolio NAPERVILLE, IL 40,41440.4k $303.9k $303.9k 0.00% New
93 RVW Wealth, LLC 0.02% of their portfolio LOS ANGELES, CA 40,34940.3k $303.4k $303.4k 0.02% Unchanged
94 Concurrent Investment Advisors, LLC 0.00% of their portfolio Tampa, FL 39,58239.6k $297.7k $297.7k 0.00% Added +54 +54
95 E&G Advisors, LLC 0.06% of their portfolio HOUSTON, TX 35,72935.7k $268.7k $268.7k 0.06% Reduced -600 -600
96 CoreCap Advisors, LLC 0.01% of their portfolio SOUTHFIELD, MI 34,36834.4k $258.4k $258.4k 0.01% Reduced -6.6k -6,613
97 Closed-End Fund Advisors, Inc. 0.25% of their portfolio RICHMOND, VA 32,38132.4k $243.5k $243.5k 0.25% Reduced -83 -83
98 NOMURA HOLDINGS INC 0.00% of their portfolio TOKYO, M0 32,03832.0k $240.9k $240.9k 0.00% Reduced -5.3k -5,337
99 Integrated Wealth Concepts LLC 0.00% of their portfolio WALTHAM, MA 31,70331.7k $238.4k $238.4k 0.00% Added +810 +810
100 CALTON & ASSOCIATES, INC. 0.03% of their portfolio Tampa, FL 31,44531.4k $236.5k $236.5k 0.03% Reduced -4.0k -4,015