Vault-13

NUVEEN FLOATING RATE INCOME JFR

COM · Closed-End Fund · CUSIP 67072T108

190 institutional holders +13 vs Q3 2025
58,215,76058.2m shares reported held*
$455.8mreported value*
28 new 60 added 60 reduced 22 sold out net bought ≈ $32.8m (+4.2m shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once. Holder counts are more reliable. Implied quarter-end price ≈ $7.83.

Trends to Q4 2025

Institutional holders

Managers reporting a position, each quarter

0100200Q3 22: 93Q4 22: 103Q1 23: 101Q2 23: 102Q3 23: 172Q4 23: 180Q1 24: 176Q2 24: 173Q3 24: 162Q4 24: 165Q1 25: 174Q2 25: 171Q3 25: 177Q4 25: 190190Q3 22Q2 23Q1 24Q4 24Q4 25
Numbers
QuarterHolders
Q3 202293
Q4 2022103
Q1 2023101
Q2 2023102
Q3 2023172
Q4 2023180
Q1 2024176
Q2 2024173
Q3 2024162
Q4 2024165
Q1 2025174
Q2 2025171
Q3 2025177
Q4 2025190

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
2000200Q1 24: 81 bought or addedQ1 24: 78 cut or sold outQ2 24: 77 bought or addedQ2 24: 70 cut or sold outQ2 24Q3 24: 69 bought or addedQ3 24: 75 cut or sold outQ4 24: 67 bought or addedQ4 24: 68 cut or sold outQ4 24Q1 25: 103 bought or addedQ1 25: 51 cut or sold outQ2 25: 73 bought or addedQ2 25: 71 cut or sold outQ2 25Q3 25: 78 bought or addedQ3 25: 72 cut or sold outQ4 25: 88 bought or addedQ4 25: 82 cut or sold outQ4 25
Numbers
QuarterBought or addedCut or sold out
Q1 20248178
Q2 20247770
Q3 20246975
Q4 20246768
Q1 202510351
Q2 20257371
Q3 20257872
Q4 20258882

Biggest buyers

RIVERNORTH CAPITAL MANAGEMENT, LLC New +2,772,908+2.8m
Logan Stone Capital, LLC Added +1,175,526+1.2m
ICON ADVISERS INC/CO Added +1,129,288+1.1m
WELLS FARGO & COMPANY/MN Added +990,177+990.2k
Balyasny Asset Management L.P. Added +840,129+840.1k
1607 Capital Partners, LLC New +490,669+490.7k
JANE STREET GROUP, LLC Added +384,452+384.5k
ABSOLUTE INVESTMENT ADVISERS, LLC New +289,182+289.2k
Pathstone Holdings, LLC New +279,508+279.5k
Kanen Wealth Management LLC Added +259,534+259.5k

Biggest sellers

MARINER INVESTMENT GROUP LLC Reduced -1,623,706-1.6m
MORGAN STANLEY Reduced -889,696-889.7k
SIT INVESTMENT ASSOCIATES INC Reduced -747,722-747.7k
Congress Park Capital LLC Reduced -574,174-574.2k
BANK OF AMERICA CORP /DE/ Reduced -513,403-513.4k
Thomas J. Herzfeld Advisors, Inc. Reduced -410,897-410.9k
Baird Financial Group, Inc. Reduced -308,197-308.2k
LPL Financial LLC Reduced -245,859-245.9k
Cyndeo Wealth Partners, LLC Reduced -210,700-210.7k
BANK OF MONTREAL /CAN/ Sold out -191,695-191.7k

Insider purchases and sales in Q4 2025

Shares bought or sold by the company's own officers, directors and 10% owners, in the open market or privately, as they reported to the SEC on Form 4 (due within two business days of the trade). Grants, option exercises, shares withheld for tax and gifts aren't included.

Officers and directors buying vs selling

Number of people, by quarter (10% owners not included)

BuyingSelling
101Q1 24: 1 buyingQ1 24: 0 sellingQ2 24: 0 buyingQ2 24: 0 sellingQ2 24Q3 24: 0 buyingQ3 24: 0 sellingQ4 24: 0 buyingQ4 24: 0 sellingQ4 24Q1 25: 0 buyingQ1 25: 0 sellingQ2 25: 0 buyingQ2 25: 0 sellingQ2 25Q3 25: 0 buyingQ3 25: 0 sellingQ4 25: 0 buyingQ4 25: 1 sellingQ4 25
Numbers
QuarterBuyingBoughtSellingSoldSold under a plan
Q1 20241$107.9k0——
Q2 20240—0——
Q3 20240—0——
Q4 20240—0——
Q1 20250—0——
Q2 20250—0——
Q3 20250—0——
Q4 20250—1$31.4k—
DateInsiderTradeSharesPrice ValueTheir holding
2025-12-30 LAMB DAVID J Vice President Sold 4,000 $7.84 $31.4k4.0k shares -18%

Their holding: how much the trade added to or took from the insider's holding (direct, or the trust or fund named). The same trade is sometimes reported by more than one insider, such as a fund and the director who represents it; totals count it once. A value is left blank where the reported price is far from the market price (usually a typo).

Holders, Q4 2025

#ManagerLocationShares Value% of their portfolioChangeShares change
1 MORGAN STANLEY 0.00% of their portfolio NEW YORK, NY 6,459,3066.5m $50.6m $50.6m 0.00% Reduced -889.7k -889,696
2 SIT INVESTMENT ASSOCIATES INC 0.71% of their portfolio Minneapolis, MN 4,577,6654.6m $35.8m $35.8m 0.71% Reduced -747.7k -747,722
3 Invesco Ltd. 0.00% of their portfolio ATLANTA, GA 2,924,6692.9m $22.9m $22.9m 0.00% Added +114.6k +114,637
4 LPL Financial LLC 0.01% of their portfolio FORT MILL, SC 2,903,3812.9m $22.7m $22.7m 0.01% Reduced -245.9k -245,859
5 RIVERNORTH CAPITAL MANAGEMENT, LLC 1.03% of their portfolio WEST PALM BEACH, FL 2,772,9082.8m $21.7m $21.7m 1.03% New
6 Penserra Capital Management LLC 0.23% of their portfolio ORINDA, CA 2,524,7012.5m $19.8m $19.8m 0.23% Added +233.7k +233,705
7 GUGGENHEIM CAPITAL LLC 0.13% of their portfolio CHICAGO, IL 2,194,9412.2m $17.2m $17.2m 0.13% Added +25.8k +25,799
8 Congress Park Capital LLC 5.11% of their portfolio SARATOGA SPRINGS, NY 2,184,7582.2m $17.1m $17.1m 5.11% Reduced -574.2k -574,174
9 BANK OF AMERICA CORP /DE/ 0.00% of their portfolio CHARLOTTE, NC 2,059,8052.1m $16.1m $16.1m 0.00% Reduced -513.4k -513,403
10 ICON ADVISERS INC/CO 2.87% of their portfolio GREENWOOD VILLAGE, CO 1,697,4711.7m $13.3m $13.3m 2.87% Added +1.1m +1,129,288
11 WELLS FARGO & COMPANY/MN 0.00% of their portfolio SAN FRANCISCO, CA 1,616,2531.6m $12.7m $12.7m 0.00% Added +990.2k +990,177
12 Cyndeo Wealth Partners, LLC 0.65% of their portfolio ST. PETERSBURG, FL 1,530,2701.5m $12.0m $12.0m 0.65% Reduced -210.7k -210,700
13 Advisors Asset Management, Inc. 0.18% of their portfolio Monument, CO 1,406,7911.4m $11.0m $11.0m 0.18% Added +35.8k +35,753
14 RAYMOND JAMES FINANCIAL INC 0.00% of their portfolio ST. PETERSBURG, FL 1,382,9941.4m $10.8m $10.8m 0.00% Added +44.2k +44,211
15 Logan Stone Capital, LLC 2.48% of their portfolio CHICAGO, IL 1,282,7481.3m $10.0m $10.0m 2.48% Added +1.2m +1,175,526
16 ROYAL BANK OF CANADA 0.00% of their portfolio TORONTO, A6 1,100,1411.1m $8.6m $8.6m 0.00% Reduced -13.8k -13,839
17 Balyasny Asset Management L.P. 0.01% of their portfolio Chicago, IL 1,003,7051.0m $7.9m $7.9m 0.01% Added +840.1k +840,129
18 Thomas J. Herzfeld Advisors, Inc. 2.32% of their portfolio MIAMI BEACH, FL 876,956877.0k $6.9m $6.9m 2.32% Reduced -410.9k -410,897
19 COHEN & STEERS, INC. 0.01% of their portfolio NEW YORK, NY 853,263853.3k $6.7m $6.7m 0.01% Unchanged
20 UBS Group AG 0.00% of their portfolio ZURICH, V8 822,484822.5k $6.4m $6.4m 0.00% Reduced -166.3k -166,277
21 Kanen Wealth Management LLC 1.82% of their portfolio COCONUT CREEK, FL 767,434767.4k $6.0m $6.0m 1.82% Added +259.5k +259,534
22 AMERIPRISE FINANCIAL INC 0.00% of their portfolio MINNEAPOLIS, MN 767,291767.3k $6.0m $6.0m 0.00% Added +56.5k +56,513
23 Rockefeller Capital Management L.P. 0.01% of their portfolio NEW YORK, NY 760,513760.5k $6.0m $6.0m 0.01% Reduced -127.1k -127,089
24 ENVESTNET ASSET MANAGEMENT INC 0.00% of their portfolio Berwyn, PA 736,691736.7k $5.8m $5.8m 0.00% Added +95.2k +95,164
25 Ethos Financial Group, LLC 0.37% of their portfolio KING OF PRUSSIA, PA 646,392646.4k $5.1m $5.1m 0.37% Reduced -45.6k -45,553
26 MARINER INVESTMENT GROUP LLC 0.29% of their portfolio NEW YORK, NY 633,488633.5k $5.0m $5.0m 0.29% Reduced -1.6m -1,623,706
27 JANE STREET GROUP, LLC 0.01% of their portfolio NEW YORK, NY 546,411546.4k $4.3m $4.3m 0.01% Added +384.5k +384,452
28 1607 Capital Partners, LLC 0.26% of their portfolio Richmond, VA 490,669490.7k $3.8m $3.8m 0.26% New
29 Coastal Bridge Advisors, LLC 0.27% of their portfolio WESTPORT, CT 453,828453.8k $3.6m $3.6m 0.27% Reduced -80.9k -80,941
30 Cetera Investment Advisers 0.00% of their portfolio SCHAUMBURG, IL 390,781390.8k $3.1m $3.1m 0.00% Reduced -3.4k -3,415
31 J.W. COLE ADVISORS, INC. 0.07% of their portfolio TAMPA, FL 372,650372.6k $2.9m $2.9m 0.07% Added +2.3k +2,314
32 CITY OF LONDON INVESTMENT MANAGEMENT CO LTD 0.21% of their portfolio London, X0 364,140364.1k $2.9m $2.9m 0.21% Added +108.6k +108,617
33 GraniteShares Advisors LLC 1.64% of their portfolio NEW YORK, NY 345,204345.2k $2.7m $2.7m 1.64% Added +5.0k +4,980
34 COMMONWEALTH EQUITY SERVICES, LLC 0.00% of their portfolio WALTHAM, MA 321,751321.8k $2.5m $2.5m 0.00% Reduced -5.9k -5,937
35 Baird Financial Group, Inc. 0.00% of their portfolio MILWAUKEE, WI 306,123306.1k $2.4m $2.4m 0.00% Reduced -308.2k -308,197
36 ABSOLUTE INVESTMENT ADVISERS, LLC 0.26% of their portfolio ROSEMARY BEACH, FL 289,182289.2k $2.3m $2.3m 0.26% New
37 WOLVERINE ASSET MANAGEMENT LLC 0.03% of their portfolio CHICAGO, IL 287,145287.1k $2.2m $2.2m 0.03% Added +220.5k +220,522
38 INTERNATIONAL ASSETS INVESTMENT MANAGEMENT, LLC 0.15% of their portfolio ORLANDO, FL 283,097283.1k $2.2m $2.2m 0.15% Added +616 +616
39 Pathstone Holdings, LLC 0.01% of their portfolio ENGLEWOOD, NJ 279,508279.5k $2.2m $2.2m 0.01% New
40 PREVAIL INNOVATIVE WEALTH ADVISORS, LLC 0.35% of their portfolio LEAWOOD, KS 252,524252.5k $2.0m $2.0m 0.35% Added +13.7k +13,746
41 LANDSCAPE CAPITAL MANAGEMENT, L.L.C. 0.13% of their portfolio Englewood, NJ 251,194251.2k $2.0m $2.0m 0.13% New
42 Capital Investment Advisors, LLC 0.03% of their portfolio ATLANTA, GA 235,922235.9k $1.8m $1.8m 0.03% Reduced -11.9k -11,854
43 OSAIC HOLDINGS, INC. 0.00% of their portfolio SCOTTSDALE, AZ 216,894216.9k $1.7m $1.7m 0.00% Reduced -15.2k -15,239
44 Marex Group Ltd 0.02% of their portfolio London, X0 209,907209.9k $1.6m $1.6m 0.02% Added +188.4k +188,407
45 NewEdge Advisors, LLC 0.01% of their portfolio NEW ORLEANS, LA 194,749194.7k $1.5m $1.5m 0.01% Reduced -9.5k -9,497
46 Cambridge Investment Research Advisors, Inc. 0.00% of their portfolio FAIRFIELD, IA 190,349190.3k $1.5m $1.5m 0.00% Reduced -46.0k -45,985
47 Aviance Capital Partners, LLC 0.17% of their portfolio NAPLES, FL 184,842184.8k $1.4m $1.4m 0.17% Added +9.2k +9,188
48 CHOREO, LLC 0.02% of their portfolio ROCKFORD, IL 156,340156.3k $1.2m $1.2m 0.02% Added +2.0k +2,033
49 RFG Advisory, LLC 0.02% of their portfolio BIRMINGHAM, AL 146,934146.9k $1.2m $1.2m 0.02% Reduced -94.6k -94,607
50 READYSTATE ASSET MANAGEMENT LP 0.04% of their portfolio CHICAGO, IL 128,919128.9k $1.0m $1.0m 0.04% Reduced -14.6k -14,554
51 XTX Topco Ltd 0.03% of their portfolio LONDON, X0 126,761126.8k $992.5k $992.5k 0.03% New
52 HARBOUR INVESTMENTS, INC. 0.02% of their portfolio MADISON, WI 123,969124.0k $970.7k $970.7k 0.02% Added +17.0k +17,019
53 Thrivent Financial for Lutherans 0.00% of their portfolio Minneapolis, MN 119,828119.8k $938.0k $938.0k 0.00% Added +9.3k +9,326
54 HORIZON KINETICS ASSET MANAGEMENT LLC 0.01% of their portfolio NEW YORK, NY 119,308119.3k $934.2k $934.2k 0.01% Reduced -650 -650
55 Almitas Capital LLC 0.20% of their portfolio SANTA MONICA, CA 117,948117.9k $923.5k $923.5k 0.20% New
56 Advisory Services Network, LLC 0.01% of their portfolio ATLANTA, GA 116,434116.4k $911.7k $911.7k 0.01% Added +7.8k +7,849
57 Quarry LP 0.15% of their portfolio NEW YORK, NY 115,372115.4k $903.4k $903.4k 0.15% New
58 Shaker Financial Services, LLC 0.28% of their portfolio Arlington, VA 113,966114.0k $892.4k $892.4k 0.28% Added +27.3k +27,285
59 HighTower Advisors, LLC 0.00% of their portfolio CHICAGO, IL 109,377109.4k $856.4k $856.4k 0.00% Added +79.8k +79,843
60 MELFA WEALTH MANAGEMENT, INC. 0.48% of their portfolio WESTBOROUGH, MA 107,219107.2k $839.5k $839.5k 0.48% Reduced -15 -15
61 Janney Montgomery Scott LLC 0.00% of their portfolio PHILADELPHIA, PA 100,225100.2k $785.0k $785.0k 0.00% Added +1.2k +1,199
62 Sigma Planning Corp 0.02% of their portfolio ANN ARBOR, MI 97,96398.0k $768.2k $768.2k 0.02% Added +8.0k +8,009
63 Virtu Financial LLC 0.03% of their portfolio New York, NY 96,94096.9k $759.0k $759.0k 0.03% Added +74.0k +73,983
64 INDEPENDENT FINANCIAL GROUP, LLC 0.02% of their portfolio SAN DIEGO, CA 94,30894.3k $738.4k $738.4k 0.02% Reduced -16.6k -16,571
65 CastleKnight Management LP 0.04% of their portfolio New York, NY 87,40087.4k $684.3k $684.3k 0.04% New
66 Kovack Advisors, Inc. 0.03% of their portfolio FT. LAUDERDALE, FL 86,83586.8k $679.9k $679.9k 0.03% Added +51.9k +51,931
67 Virtus Investment Advisers, LLC 0.18% of their portfolio HARTFORD, CT 86,46386.5k $677.0k $677.0k 0.18% Reduced -23.2k -23,248
68 FIRST TRUST ADVISORS LP 0.00% of their portfolio Wheaton, IL 85,20885.2k $667.2k $667.2k 0.00% Reduced -8.6k -8,599
69 Blackhawk Capital Partners, LLC 0.25% of their portfolio THIENSVILLE, WI 84,72084.7k $663.4k $663.4k 0.25% Reduced -2.1k -2,139
70 Yakira Capital Management, Inc. 0.21% of their portfolio Westport, CT 79,50679.5k $622.5k $622.5k 0.21% Unchanged
71 ROBINSON CAPITAL MANAGEMENT, LLC 0.24% of their portfolio GROSSE POINTE FARMS, MI 73,89573.9k $578.6k $578.6k 0.24% Added +13.4k +13,415
72 GILL CAPITAL PARTNERS, LLC 0.17% of their portfolio DENVER, CO 69,95370.0k $547.7k $547.7k 0.17% Reduced -8.5k -8,534
73 Seelaus Asset Management LLC 0.43% of their portfolio CHATHAM, NJ 69,59369.6k $544.9k $544.9k 0.43% Added +223 +223
74 Gladstone Institutional Advisory LLC 0.02% of their portfolio Bedminster, NJ 68,45568.5k $536.0k $536.0k 0.02% Reduced -5.4k -5,425
75 Edgemoor Investment Advisors, Inc. 0.04% of their portfolio BETHESDA, MD 68,42168.4k $535.7k $535.7k 0.04% Unchanged
76 STIFEL FINANCIAL CORP 0.00% of their portfolio ST. LOUIS, MO 65,48465.5k $512.7k $512.7k 0.00% Reduced -14.9k -14,857
77 Kestra Advisory Services, LLC 0.00% of their portfolio AUSTIN, TX 64,42864.4k $504.5k $504.5k 0.00% Added +33.6k +33,602
78 Steward Partners Investment Advisory, LLC 0.00% of their portfolio STAMFORD, CT 57,91557.9k $453.5k $453.5k 0.00% Added +110 +110
79 &PARTNERS 0.00% of their portfolio NASHVILLE, TN 57,81657.8k $452.7k $452.7k 0.00% Added +9.0k +8,977
80 OPPENHEIMER & CO INC 0.01% of their portfolio NEW YORK, NY 55,50455.5k $434.6k $434.6k 0.01% Reduced -40.0k -40,037
81 Collar Capital Management, LLC 0.28% of their portfolio Appleton, WI 54,38354.4k $425.8k $425.8k 0.28% Reduced -1.2k -1,200
82 WORLD EQUITY GROUP, INC. 0.11% of their portfolio SCHAUMBURG, IL 48,95349.0k $383.3k $383.3k 0.11% Added +4.7k +4,680
83 TWO SIGMA SECURITIES, LLC 0.05% of their portfolio NEW YORK, NY 47,93947.9k $375.4k $375.4k 0.05% New
84 Global Retirement Partners, LLC 0.01% of their portfolio San Rafael, CA 47,40247.4k $371.2k $371.2k 0.01% Added +45.4k +45,357
85 TrueMark Investments, LLC 0.07% of their portfolio CHICAGO, IL 47,30847.3k $370.4k $370.4k 0.07% New
86 Fortitude Advisory Group L.L.C. 0.15% of their portfolio GIG HARBOR, WA 45,78145.8k $358.5k $358.5k 0.15% Added +3.1k +3,094
87 Koshinski Asset Management, Inc. 0.02% of their portfolio DECATUR, IL 45,77145.8k $358.4k $358.4k 0.02% Reduced -8.0k -8,000
88 Coquina Private Wealth LLC 0.29% of their portfolio PORT CHARLOTTE, FL 45,45045.5k $355.9k $355.9k 0.29% First filing
89 Spire Wealth Management 0.01% of their portfolio MCLEAN, VA 43,50043.5k $340.6k $340.6k 0.01% Unchanged
90 CONNING INC. 0.01% of their portfolio HARTFORD, CT 43,05043.0k $337.1k $337.1k 0.01% Unchanged
91 Private Advisor Group, LLC 0.00% of their portfolio MORRISTOWN, NJ 43,03043.0k $336.9k $336.9k 0.00% Added +15.2k +15,217
92 Savvy Advisors, Inc. 0.01% of their portfolio NEW YORK, NY 42,70342.7k $334.4k $334.4k 0.01% New
93 SUSQUEHANNA INTERNATIONAL GROUP, LLP 0.00% of their portfolio BALA CYNWYD, PA 41,95542.0k $328.5k $328.5k 0.00% Added +17.8k +17,836
94 CoreCap Advisors, LLC 0.01% of their portfolio SOUTHFIELD, MI 40,98141.0k $320.9k $320.9k 0.01% Added +136 +136
95 ORG Partners LLC 0.06% of their portfolio ROANOKE, IN 40,80940.8k $319.8k $319.8k 0.06% Added +768 +768
96 RVW Wealth, LLC 0.02% of their portfolio LOS ANGELES, CA 40,34940.3k $315.9k $315.9k 0.02% Unchanged
97 Cerity Partners LLC 0.00% of their portfolio NEW YORK, NY 39,82639.8k $311.8k $311.8k 0.00% Reduced -95 -95
98 Concurrent Investment Advisors, LLC 0.00% of their portfolio Tampa, FL 39,52839.5k $309.5k $309.5k 0.00% Reduced -625 -625
99 WEALTH ENHANCEMENT ADVISORY SERVICES, LLC 0.00% of their portfolio PLYMOUTH, MN 39,07339.1k $308.3k $308.3k 0.00% Reduced -29.6k -29,589
100 NOMURA HOLDINGS INC 0.00% of their portfolio TOKYO, M0 37,37537.4k $292.6k $292.6k 0.00% New