Vault-13

NUVEEN FLOATING RATE INCOME JFR

COM · Closed-End Fund · CUSIP 67072T108

177 institutional holders +6 vs Q2 2025
53,902,58753.9m shares reported held*
$441.0mreported value*
21 new 57 added 59 reduced 13 sold out net sold ≈ $26.7m (-3.3m shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once. Holder counts are more reliable. Implied quarter-end price ≈ $8.18.

Trends to Q3 2025

Institutional holders

Managers reporting a position, each quarter

0100200Q3 22: 93Q4 22: 103Q1 23: 101Q2 23: 102Q3 23: 172Q4 23: 180Q1 24: 176Q2 24: 173Q3 24: 162Q4 24: 165Q1 25: 174Q2 25: 171Q3 25: 177177Q3 22Q2 23Q1 24Q4 24Q3 25
Numbers
QuarterHolders
Q3 202293
Q4 2022103
Q1 2023101
Q2 2023102
Q3 2023172
Q4 2023180
Q1 2024176
Q2 2024173
Q3 2024162
Q4 2024165
Q1 2025174
Q2 2025171
Q3 2025177

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
2000200Q4 23: 87 bought or addedQ4 23: 77 cut or sold outQ1 24: 81 bought or addedQ1 24: 78 cut or sold outQ1 24Q2 24: 77 bought or addedQ2 24: 70 cut or sold outQ3 24: 69 bought or addedQ3 24: 75 cut or sold outQ3 24Q4 24: 67 bought or addedQ4 24: 68 cut or sold outQ1 25: 103 bought or addedQ1 25: 51 cut or sold outQ1 25Q2 25: 73 bought or addedQ2 25: 71 cut or sold outQ3 25: 78 bought or addedQ3 25: 72 cut or sold outQ3 25
Numbers
QuarterBought or addedCut or sold out
Q4 20238777
Q1 20248178
Q2 20247770
Q3 20246975
Q4 20246768
Q1 202510351
Q2 20257371
Q3 20257872

Biggest buyers

Kanen Wealth Management LLC Added +369,450+369.4k
LPL Financial LLC Added +356,993+357.0k
Advisors Asset Management, Inc. Added +242,346+242.3k
CITY OF LONDON INVESTMENT MANAGEMENT CO LTD Added +220,000+220.0k
Penserra Capital Management LLC Added +204,618+204.6k
ICON ADVISERS INC/CO Added +182,992+183.0k
Cetera Investment Advisers Added +174,137+174.1k
Balyasny Asset Management L.P. New +163,576+163.6k
Invesco Ltd. Added +126,907+126.9k
Logan Stone Capital, LLC New +107,222+107.2k

Biggest sellers

MARINER INVESTMENT GROUP LLC Reduced -1,702,350-1.7m
ROYAL BANK OF CANADA Reduced -1,221,530-1.2m
Rockefeller Capital Management L.P. Reduced -1,071,674-1.1m
SIT INVESTMENT ASSOCIATES INC Reduced -663,366-663.4k
Yakira Capital Management, Inc. Reduced -352,741-352.7k
MORGAN STANLEY Reduced -273,875-273.9k
RFG Advisory, LLC Reduced -143,430-143.4k
LANDSCAPE CAPITAL MANAGEMENT, L.L.C. Sold out -131,286-131.3k
ENVESTNET ASSET MANAGEMENT INC Reduced -75,650-75.7k
Cyndeo Wealth Partners, LLC Reduced -67,350-67.3k

Insider purchases and sales in Q3 2025

Shares bought or sold by the company's own officers, directors and 10% owners, in the open market or privately, as they reported to the SEC on Form 4 (due within two business days of the trade). Grants, option exercises, shares withheld for tax and gifts aren't included.

Officers and directors buying vs selling

Number of people, by quarter (10% owners not included)

BuyingSelling
101Q4 23: 0 buyingQ4 23: 1 sellingQ1 24: 1 buyingQ1 24: 0 sellingQ1 24Q2 24: 0 buyingQ2 24: 0 sellingQ3 24: 0 buyingQ3 24: 0 sellingQ3 24Q4 24: 0 buyingQ4 24: 0 sellingQ1 25: 0 buyingQ1 25: 0 sellingQ1 25Q2 25: 0 buyingQ2 25: 0 sellingQ3 25: 0 buyingQ3 25: 0 sellingQ3 25
Numbers
QuarterBuyingBoughtSellingSoldSold under a plan
Q4 20230—1$10.8k—
Q1 20241$107.9k0——
Q2 20240—0——
Q3 20240—0——
Q4 20240—0——
Q1 20250—0——
Q2 20250—0——
Q3 20250—0——

None reported in Q3 2025.

Holders, Q3 2025

#ManagerLocationShares Value% of their portfolioChangeShares change
1 MORGAN STANLEY 0.00% of their portfolio NEW YORK, NY 7,349,0027.3m $60.1m $60.1m 0.00% Reduced -273.9k -273,875
2 SIT INVESTMENT ASSOCIATES INC 0.88% of their portfolio Minneapolis, MN 5,325,3875.3m $43.6m $43.6m 0.88% Reduced -663.4k -663,366
3 LPL Financial LLC 0.01% of their portfolio FORT MILL, SC 3,149,2403.1m $25.8m $25.8m 0.01% Added +357.0k +356,993
4 Invesco Ltd. 0.00% of their portfolio ATLANTA, GA 2,810,0322.8m $23.0m $23.0m 0.00% Added +126.9k +126,907
5 Congress Park Capital LLC 7.01% of their portfolio SARATOGA SPRINGS, NY 2,758,9322.8m $22.6m $22.6m 7.01% Reduced -59.8k -59,835
6 BANK OF AMERICA CORP /DE/ 0.00% of their portfolio CHARLOTTE, NC 2,573,2082.6m $21.0m $21.0m 0.00% Added +26.1k +26,092
7 Penserra Capital Management LLC 0.22% of their portfolio ORINDA, CA 2,290,9962.3m $18.7m $18.7m 0.22% Added +204.6k +204,618
8 MARINER INVESTMENT GROUP LLC 5.71% of their portfolio NEW YORK, NY 2,257,1942.3m $18.5m $18.5m 5.71% Reduced -1.7m -1,702,350
9 GUGGENHEIM CAPITAL LLC 0.13% of their portfolio CHICAGO, IL 2,169,1422.2m $17.7m $17.7m 0.13% Added +79.2k +79,190
10 Cyndeo Wealth Partners, LLC 0.79% of their portfolio ST. PETERSBURG, FL 1,740,9701.7m $14.2m $14.2m 0.79% Reduced -67.3k -67,350
11 Advisors Asset Management, Inc. 0.19% of their portfolio Monument, CO 1,371,0381.4m $11.2m $11.2m 0.19% Added +242.3k +242,346
12 RAYMOND JAMES FINANCIAL INC 0.00% of their portfolio ST. PETERSBURG, FL 1,338,7831.3m $11.0m $11.0m 0.00% Reduced -18.5k -18,467
13 Thomas J. Herzfeld Advisors, Inc. 3.61% of their portfolio MIAMI BEACH, FL 1,287,8531.3m $10.5m $10.5m 3.61% Reduced -43.2k -43,194
14 ROYAL BANK OF CANADA 0.00% of their portfolio TORONTO, A6 1,113,9801.1m $9.1m $9.1m 0.00% Reduced -1.2m -1,221,530
15 UBS Group AG 0.00% of their portfolio ZURICH, V8 988,761988.8k $8.1m $8.1m 0.00% Added +4.7k +4,710
16 Rockefeller Capital Management L.P. 0.01% of their portfolio NEW YORK, NY 887,602887.6k $7.3m $7.3m 0.01% Reduced -1.1m -1,071,674
17 COHEN & STEERS, INC. 0.01% of their portfolio NEW YORK, NY 853,263853.3k $7.0m $7.0m 0.01% Unchanged
18 AMERIPRISE FINANCIAL INC 0.00% of their portfolio MINNEAPOLIS, MN 710,778710.8k $5.8m $5.8m 0.00% Added +73.5k +73,534
19 Ethos Financial Group, LLC 0.44% of their portfolio KING OF PRUSSIA, PA 691,945691.9k $5.7m $5.7m 0.44% Reduced -8.1k -8,141
20 ENVESTNET ASSET MANAGEMENT INC 0.00% of their portfolio Berwyn, PA 641,527641.5k $5.2m $5.2m 0.00% Reduced -75.7k -75,650
21 WELLS FARGO & COMPANY/MN 0.00% of their portfolio SAN FRANCISCO, CA 626,076626.1k $5.1m $5.1m 0.00% Reduced -1.9k -1,878
22 Baird Financial Group, Inc. 0.01% of their portfolio MILWAUKEE, WI 614,320614.3k $5.0m $5.0m 0.01% Added +1.9k +1,865
23 ICON ADVISERS INC/CO 1.02% of their portfolio GREENWOOD VILLAGE, CO 568,183568.2k $4.6m $4.6m 1.02% Added +183.0k +182,992
24 Coastal Bridge Advisors, LLC 0.33% of their portfolio WESTPORT, CT 534,769534.8k $4.4m $4.4m 0.33% Reduced -237 -237
25 Kanen Wealth Management LLC 1.39% of their portfolio COCONUT CREEK, FL 507,900507.9k $4.1m $4.1m 1.39% Added +369.4k +369,450
26 Cetera Investment Advisers 0.00% of their portfolio SCHAUMBURG, IL 394,196394.2k $3.2m $3.2m 0.00% Added +174.1k +174,137
27 J.W. COLE ADVISORS, INC. 0.06% of their portfolio TAMPA, FL 370,336370.3k $3.0m $3.0m 0.06% Added +10.9k +10,937
28 GraniteShares Advisors LLC 1.61% of their portfolio NEW YORK, NY 340,224340.2k $2.8m $2.8m 1.61% Added +30.0k +29,971
29 COMMONWEALTH EQUITY SERVICES, LLC 0.00% of their portfolio WALTHAM, MA 327,688327.7k $2.7m $2.7m 0.00% Reduced -65.8k -65,783
30 INTERNATIONAL ASSETS INVESTMENT MANAGEMENT, LLC 0.19% of their portfolio ORLANDO, FL 282,481282.5k $2.4m $2.4m 0.19% Added +48 +48
31 CITY OF LONDON INVESTMENT MANAGEMENT CO LTD 0.15% of their portfolio London, X0 255,523255.5k $2.1m $2.1m 0.15% Added +220.0k +220,000
32 Capital Investment Advisors, LLC 0.03% of their portfolio ATLANTA, GA 247,776247.8k $2.0m $2.0m 0.03% Reduced -11.4k -11,385
33 RFG Advisory, LLC 0.04% of their portfolio BIRMINGHAM, AL 241,541241.5k $2.0m $2.0m 0.04% Reduced -143.4k -143,430
34 PREVAIL INNOVATIVE WEALTH ADVISORS, LLC 0.38% of their portfolio LEAWOOD, KS 238,778238.8k $2.0m $2.0m 0.38% Added +46.8k +46,840
35 Cambridge Investment Research Advisors, Inc. 0.01% of their portfolio FAIRFIELD, IA 236,334236.3k $1.9m $1.9m 0.01% Reduced -532 -532
36 OSAIC HOLDINGS, INC. 0.00% of their portfolio SCOTTSDALE, AZ 232,133232.1k $1.9m $1.9m 0.00% Reduced -21.1k -21,099
37 NewEdge Advisors, LLC 0.01% of their portfolio NEW ORLEANS, LA 204,246204.2k $1.7m $1.7m 0.01% Added +56.1k +56,119
38 BANK OF MONTREAL /CAN/ 0.00% of their portfolio TORONTO, A6 191,695191.7k $1.6m $1.6m 0.00% Unchanged
39 Aviance Capital Partners, LLC 0.17% of their portfolio NAPLES, FL 175,654175.7k $1.4m $1.4m 0.17% Added +1.2k +1,205
40 Balyasny Asset Management L.P. 0.00% of their portfolio Chicago, IL 163,576163.6k $1.3m $1.3m 0.00% New
41 JANE STREET GROUP, LLC 0.00% of their portfolio NEW YORK, NY 161,959162.0k $1.3m $1.3m 0.00% Added +98.3k +98,295
42 CHOREO, LLC 0.02% of their portfolio ROCKFORD, IL 154,307154.3k $1.3m $1.3m 0.02% Reduced -5.8k -5,768
43 READYSTATE ASSET MANAGEMENT LP 0.06% of their portfolio CHICAGO, IL 143,473143.5k $1.2m $1.2m 0.06% Added +96.5k +96,498
44 HORIZON KINETICS ASSET MANAGEMENT LLC 0.01% of their portfolio NEW YORK, NY 119,958120.0k $981.3k $981.3k 0.01% Reduced -23.9k -23,860
45 Andrew Hill Investment Advisors, Inc. 0.72% of their portfolio NAPLES, FL 112,988113.0k $924.2k $924.2k 0.72% Added +4.9k +4,854
46 INDEPENDENT FINANCIAL GROUP, LLC 0.02% of their portfolio SAN DIEGO, CA 110,879110.9k $907.0k $907.0k 0.02% Added +490 +490
47 Thrivent Financial for Lutherans 0.00% of their portfolio Minneapolis, MN 110,502110.5k $904.0k $904.0k 0.00% Reduced -18.4k -18,353
48 Virtus Investment Advisers, LLC 0.26% of their portfolio HARTFORD, CT 109,711109.7k $897.4k $897.4k 0.26% Added +3.6k +3,561
49 Bramshill Investments, LLC 0.06% of their portfolio NAPLES, FL 109,492109.5k $895.6k $895.6k 0.06% Reduced -2.6k -2,583
50 Advisory Services Network, LLC 0.01% of their portfolio ATLANTA, GA 108,585108.6k $888.2k $888.2k 0.01% Added +3.1k +3,084
51 MELFA WEALTH MANAGEMENT, INC. 0.51% of their portfolio WESTBOROUGH, MA 107,234107.2k $877.2k $877.2k 0.51% Unchanged
52 Logan Stone Capital, LLC 0.40% of their portfolio CHICAGO, IL 107,222107.2k $877.1k $877.1k 0.40% New
53 HARBOUR INVESTMENTS, INC. 0.02% of their portfolio MADISON, WI 106,950107.0k $874.9k $874.9k 0.02% Added +6.1k +6,052
54 Janney Montgomery Scott LLC 0.00% of their portfolio PHILADELPHIA, PA 99,02699.0k $810.0k $810.0k 0.00% Added +5.6k +5,588
55 OPPENHEIMER & CO INC 0.01% of their portfolio NEW YORK, NY 95,54195.5k $781.5k $781.5k 0.01% Added +596 +596
56 FIRST TRUST ADVISORS LP 0.00% of their portfolio Wheaton, IL 93,80793.8k $767.3k $767.3k 0.00% Added +36.6k +36,560
57 Sigma Planning Corp 0.02% of their portfolio ANN ARBOR, MI 89,95490.0k $735.8k $735.8k 0.02% Added +3.1k +3,065
58 Blackhawk Capital Partners, LLC 0.28% of their portfolio THIENSVILLE, WI 86,85986.9k $710.5k $710.5k 0.28% New
59 Shaker Financial Services, LLC 0.25% of their portfolio Arlington, VA 86,68186.7k $716.4k $716.4k 0.25% Reduced -176 -176
60 STIFEL FINANCIAL CORP 0.00% of their portfolio ST. LOUIS, MO 80,34180.3k $657.2k $657.2k 0.00% Added +1.7k +1,727
61 Yakira Capital Management, Inc. 0.24% of their portfolio Westport, CT 79,50679.5k $650.4k $650.4k 0.24% Reduced -352.7k -352,741
62 GILL CAPITAL PARTNERS, LLC 0.20% of their portfolio DENVER, CO 78,48778.5k $642.0k $642.0k 0.20% Reduced -17.2k -17,200
63 Gladstone Institutional Advisory LLC 0.02% of their portfolio Bedminster, NJ 73,88073.9k $604.3k $604.3k 0.02% Reduced -4.9k -4,900
64 Seelaus Asset Management LLC 0.45% of their portfolio CHATHAM, NJ 69,37069.4k $567.5k $567.5k 0.45% Added +329 +329
65 WEALTH ENHANCEMENT ADVISORY SERVICES, LLC 0.00% of their portfolio PLYMOUTH, MN 68,66268.7k $555.5k $555.5k 0.00% Reduced -13.1k -13,112
66 Edgemoor Investment Advisors, Inc. 0.04% of their portfolio BETHESDA, MD 68,42168.4k $559.7k $559.7k 0.04% Reduced -3.2k -3,156
67 WOLVERINE ASSET MANAGEMENT LLC 0.01% of their portfolio CHICAGO, IL 66,62366.6k $545.0k $545.0k 0.01% New
68 Sanctuary Advisors, LLC 0.00% of their portfolio INDIANAPOLIS, IN 61,05161.1k $508.6k $508.6k 0.00% Added +31.8k +31,823
69 ROBINSON CAPITAL MANAGEMENT, LLC 0.36% of their portfolio GROSSE POINTE FARMS, MI 60,48060.5k $494.7k $494.7k 0.36% Unchanged
70 Steward Partners Investment Advisory, LLC 0.00% of their portfolio STAMFORD, CT 57,80557.8k $472.8k $472.8k 0.00% Added +75 +75
71 Collar Capital Management, LLC 0.32% of their portfolio Appleton, WI 55,58355.6k $454.7k $454.7k 0.32% Reduced -2.4k -2,372
72 Koshinski Asset Management, Inc. 0.03% of their portfolio DECATUR, IL 53,77153.8k $439.8k $439.8k 0.03% Reduced -3.5k -3,486
73 New England Private Wealth Advisors LLC 0.06% of their portfolio WELLESLEY, MA 53,63153.6k $438.7k $438.7k 0.06% Added +30.0k +30,000
74 &PARTNERS 0.00% of their portfolio NASHVILLE, TN 48,83948.8k $399.5k $399.5k 0.00% New
75 NWF Advisory Services Inc. 0.04% of their portfolio Los Angeles, CA 45,06445.1k $368.6k $368.6k 0.04% Added +963 +963
76 WORLD EQUITY GROUP, INC. 0.08% of their portfolio SCHAUMBURG, IL 44,27344.3k $362.2k $362.2k 0.08% Added +300 +300
77 Spire Wealth Management 0.01% of their portfolio MCLEAN, VA 43,50043.5k $355.8k $355.8k 0.01% Reduced -2.5k -2,550
78 CONNING INC. 0.01% of their portfolio HARTFORD, CT 43,05043.0k $352.1k $352.1k 0.01% Unchanged
79 Fortitude Advisory Group L.L.C. 0.19% of their portfolio GIG HARBOR, WA 42,68742.7k $349.2k $349.2k 0.19% Unchanged
80 CALTON & ASSOCIATES, INC. 0.05% of their portfolio Tampa, FL 41,26041.3k $337.5k $337.5k 0.05% Reduced -2.2k -2,160
81 CoreCap Advisors, LLC 0.01% of their portfolio SOUTHFIELD, MI 40,84540.8k $334.1k $334.1k 0.01% Reduced -2.3k -2,300
82 RVW Wealth, LLC 0.03% of their portfolio LOS ANGELES, CA 40,34940.3k $330.1k $330.1k 0.03% Unchanged
83 Concurrent Investment Advisors, LLC 0.01% of their portfolio Tampa, FL 40,15340.2k $328.5k $328.5k 0.01% Reduced -15.9k -15,868
84 ORG Partners LLC 0.06% of their portfolio ROANOKE, IN 40,04140.0k $327.8k $327.8k 0.06% Added +3.6k +3,556
85 Cerity Partners LLC 0.00% of their portfolio NEW YORK, NY 39,92139.9k $326.6k $326.6k 0.00% Added +95 +95
86 E&G Advisors, LLC 0.07% of their portfolio HOUSTON, TX 37,11937.1k $303.6k $303.6k 0.07% Reduced -500 -500
87 SHEETS SMITH WEALTH MANAGEMENT 0.03% of their portfolio WINSTON-SALEM, NC 36,01036.0k $294.6k $294.6k 0.03% Unchanged
88 Kovack Advisors, Inc. 0.03% of their portfolio FT. LAUDERDALE, FL 34,90434.9k $285.5k $285.5k 0.03% Reduced -52.7k -52,675
89 Financial & Tax Architects, LLC 0.06% of their portfolio ST LOUIS, MO 33,71933.7k $275.8k $275.8k 0.06% Reduced -19.3k -19,315
90 HBK Sorce Advisory LLC 0.01% of their portfolio ERIE, PA 30,89530.9k $244.4k $244.4k 0.01% Unchanged
91 Integrated Wealth Concepts LLC 0.00% of their portfolio WALTHAM, MA 30,89330.9k $252.7k $252.7k 0.00% Reduced -1.1k -1,121
92 Kestra Advisory Services, LLC 0.00% of their portfolio AUSTIN, TX 30,82630.8k $252.2k $252.2k 0.00% Reduced -40.9k -40,941
93 Mariner, LLC 0.00% of their portfolio Overland Park, KS 30,09930.1k $246.2k $246.2k 0.00% Reduced -3.1k -3,061
94 MERCER GLOBAL ADVISORS INC /ADV 0.00% of their portfolio DENVER, CO 29,98130.0k $245.2k $245.2k 0.00% Reduced -64.3k -64,299
95 Next Capital Management LLC 0.08% of their portfolio NEW YORK, NY 29,78929.8k $243.7k $243.7k 0.08% Unchanged
96 HighTower Advisors, LLC 0.00% of their portfolio CHICAGO, IL 29,53429.5k $241.6k $241.6k 0.00% Added +1.5k +1,479
97 DIVERSIFY WEALTH MANAGEMENT, LLC 0.01% of their portfolio SANDY, UT 29,20129.2k $231.0k $231.0k 0.01% Added +2.0k +2,000
98 D.A. DAVIDSON & CO. 0.00% of their portfolio GREAT FALLS, MT 28,18728.2k $230.6k $230.6k 0.00% Added +6.1k +6,123
99 Private Advisor Group, LLC 0.00% of their portfolio MORRISTOWN, NJ 27,81327.8k $227.5k $227.5k 0.00% Added +3.3k +3,308
100 Beacon Pointe Advisors, LLC 0.00% of their portfolio NEWPORT BEACH, CA 26,87326.9k $219.8k $219.8k 0.00% New