Vault-13

NUVEEN FLOATING RATE INCOME JFR

COM · Closed-End Fund · CUSIP 67072T108

171 institutional holders -3 vs Q1 2025
57,317,28357.3m shares reported held*
$485.8mreported value*
11 new 62 added 56 reduced 15 sold out net bought ≈ $15.3m (+1.8m shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once. Holder counts are more reliable. Implied quarter-end price ≈ $8.47.

Trends to Q2 2025

Institutional holders

Managers reporting a position, each quarter

0100200Q3 22: 93Q4 22: 103Q1 23: 101Q2 23: 102Q3 23: 172Q4 23: 180Q1 24: 176Q2 24: 173Q3 24: 162Q4 24: 165Q1 25: 174Q2 25: 171171Q3 22Q2 23Q1 24Q4 24Q2 25
Numbers
QuarterHolders
Q3 202293
Q4 2022103
Q1 2023101
Q2 2023102
Q3 2023172
Q4 2023180
Q1 2024176
Q2 2024173
Q3 2024162
Q4 2024165
Q1 2025174
Q2 2025171

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
2000200Q3 23: 150 bought or addedQ3 23: 17 cut or sold outQ4 23: 87 bought or addedQ4 23: 77 cut or sold outQ4 23Q1 24: 81 bought or addedQ1 24: 78 cut or sold outQ2 24: 77 bought or addedQ2 24: 70 cut or sold outQ2 24Q3 24: 69 bought or addedQ3 24: 75 cut or sold outQ4 24: 67 bought or addedQ4 24: 68 cut or sold outQ4 24Q1 25: 103 bought or addedQ1 25: 51 cut or sold outQ2 25: 73 bought or addedQ2 25: 71 cut or sold outQ2 25
Numbers
QuarterBought or addedCut or sold out
Q3 202315017
Q4 20238777
Q1 20248178
Q2 20247770
Q3 20246975
Q4 20246768
Q1 202510351
Q2 20257371

Biggest buyers

ROYAL BANK OF CANADA Added +1,170,108+1.2m
Rockefeller Capital Management L.P. Added +974,343+974.3k
Congress Park Capital LLC Added +397,228+397.2k
Cyndeo Wealth Partners, LLC Added +364,320+364.3k
Thomas J. Herzfeld Advisors, Inc. Added +158,147+158.1k
Kanen Wealth Management LLC New +138,450+138.4k
LANDSCAPE CAPITAL MANAGEMENT, L.L.C. New +131,286+131.3k
PREVAIL INNOVATIVE WEALTH ADVISORS, LLC Added +108,520+108.5k
BANK OF AMERICA CORP /DE/ Added +102,481+102.5k
GUGGENHEIM CAPITAL LLC Added +96,716+96.7k

Biggest sellers

MARINER INVESTMENT GROUP LLC Reduced -830,456-830.5k
SIT INVESTMENT ASSOCIATES INC Reduced -560,568-560.6k
ICON ADVISERS INC/CO Reduced -222,839-222.8k
Yakira Capital Management, Inc. Reduced -193,444-193.4k
MERCER GLOBAL ADVISORS INC /ADV Reduced -118,639-118.6k
JONES ROAD CAPITAL MANAGEMENT, L.P. Sold out -65,227-65.2k
RAYMOND JAMES FINANCIAL INC Reduced -55,602-55.6k
COMMONWEALTH EQUITY SERVICES, LLC Reduced -42,222-42.2k
Andrew Hill Investment Advisors, Inc. Reduced -36,761-36.8k
CAROLINAS WEALTH CONSULTING LLC Sold out -34,420-34.4k

Insider purchases and sales in Q2 2025

Shares bought or sold by the company's own officers, directors and 10% owners, in the open market or privately, as they reported to the SEC on Form 4 (due within two business days of the trade). Grants, option exercises, shares withheld for tax and gifts aren't included.

Officers and directors buying vs selling

Number of people, by quarter (10% owners not included)

BuyingSelling
101Q3 23: 0 buyingQ3 23: 0 sellingQ4 23: 0 buyingQ4 23: 1 sellingQ4 23Q1 24: 1 buyingQ1 24: 0 sellingQ2 24: 0 buyingQ2 24: 0 sellingQ2 24Q3 24: 0 buyingQ3 24: 0 sellingQ4 24: 0 buyingQ4 24: 0 sellingQ4 24Q1 25: 0 buyingQ1 25: 0 sellingQ2 25: 0 buyingQ2 25: 0 sellingQ2 25
Numbers
QuarterBuyingBoughtSellingSoldSold under a plan
Q3 20230—0——
Q4 20230—1$10.8k—
Q1 20241$107.9k0——
Q2 20240—0——
Q3 20240—0——
Q4 20240—0——
Q1 20250—0——
Q2 20250—0——
DateInsiderTradeSharesPrice ValueTheir holding
2025-04-09 Caraher Scott C. Portfolio Manager Bought 5,000 $7.95 $39.8k5.0k shares +12%

Their holding: how much the trade added to or took from the insider's holding (direct, or the trust or fund named). The same trade is sometimes reported by more than one insider, such as a fund and the director who represents it; totals count it once. A value is left blank where the reported price is far from the market price (usually a typo).

Holders, Q2 2025

#ManagerLocationShares Value% of their portfolioChangeShares change
1 MORGAN STANLEY 0.00% of their portfolio NEW YORK, NY 7,622,8777.6m $64.6m $64.6m 0.00% Added +47.4k +47,432
2 SIT INVESTMENT ASSOCIATES INC 1.08% of their portfolio Minneapolis, MN 5,988,7536.0m $50.7m $50.7m 1.08% Reduced -560.6k -560,568
3 MARINER INVESTMENT GROUP LLC 12.12% of their portfolio NEW YORK, NY 3,959,5444.0m $33.5m $33.5m 12.12% Reduced -830.5k -830,456
4 Congress Park Capital LLC 7.83% of their portfolio SARATOGA SPRINGS, NY 2,818,7672.8m $23.9m $23.9m 7.83% Added +397.2k +397,228
5 LPL Financial LLC 0.01% of their portfolio FORT MILL, SC 2,792,2472.8m $23.7m $23.7m 0.01% Added +52.7k +52,654
6 Invesco Ltd. 0.00% of their portfolio ATLANTA, GA 2,683,1252.7m $22.7m $22.7m 0.00% Added +20.5k +20,525
7 BANK OF AMERICA CORP /DE/ 0.00% of their portfolio CHARLOTTE, NC 2,547,1162.5m $21.6m $21.6m 0.00% Added +102.5k +102,481
8 ROYAL BANK OF CANADA 0.00% of their portfolio TORONTO, A6 2,335,5102.3m $19.8m $19.8m 0.00% Added +1.2m +1,170,108
9 GUGGENHEIM CAPITAL LLC 0.14% of their portfolio CHICAGO, IL 2,089,9522.1m $17.7m $17.7m 0.14% Added +96.7k +96,716
10 Penserra Capital Management LLC 0.25% of their portfolio ORINDA, CA 2,086,3782.1m $17.7m $17.7m 0.25% Added +61.7k +61,654
11 Rockefeller Capital Management L.P. 0.02% of their portfolio NEW YORK, NY 1,959,2762.0m $16.6m $16.6m 0.02% Added +974.3k +974,343
12 Cyndeo Wealth Partners, LLC 0.91% of their portfolio ST. PETERSBURG, FL 1,808,3201.8m $15.3m $15.3m 0.91% Added +364.3k +364,320
13 RAYMOND JAMES FINANCIAL INC 0.00% of their portfolio ST. PETERSBURG, FL 1,357,2501.4m $11.5m $11.5m 0.00% Reduced -55.6k -55,602
14 Thomas J. Herzfeld Advisors, Inc. 4.02% of their portfolio MIAMI BEACH, FL 1,331,0471.3m $11.3m $11.3m 4.02% Added +158.1k +158,147
15 Advisors Asset Management, Inc. 0.17% of their portfolio Monument, CO 1,128,6921.1m $9.6m $9.6m 0.17% Added +35.3k +35,318
16 UBS Group AG 0.00% of their portfolio ZURICH, V8 984,051984.1k $8.3m $8.3m 0.00% Added +64.3k +64,336
17 COHEN & STEERS, INC. 0.01% of their portfolio NEW YORK, NY 853,263853.3k $7.2m $7.2m 0.01% Unchanged
18 ENVESTNET ASSET MANAGEMENT INC 0.00% of their portfolio Berwyn, PA 717,177717.2k $6.1m $6.1m 0.00% Added +29.1k +29,062
19 Ethos Financial Group, LLC 0.51% of their portfolio KING OF PRUSSIA, PA 700,086700.1k $5.9m $5.9m 0.51% Reduced -32.5k -32,483
20 AMERIPRISE FINANCIAL INC 0.00% of their portfolio MINNEAPOLIS, MN 637,244637.2k $5.4m $5.4m 0.00% Added +20.6k +20,616
21 WELLS FARGO & COMPANY/MN 0.00% of their portfolio SAN FRANCISCO, CA 627,954628.0k $5.3m $5.3m 0.00% Reduced -22.3k -22,254
22 Baird Financial Group, Inc. 0.01% of their portfolio MILWAUKEE, WI 612,455612.5k $5.2m $5.2m 0.01% Reduced -528 -528
23 Coastal Bridge Advisors, LLC 0.38% of their portfolio WESTPORT, CT 535,006535.0k $4.5m $4.5m 0.38% Reduced -30.6k -30,573
24 Yakira Capital Management, Inc. 1.35% of their portfolio Westport, CT 432,247432.2k $3.7m $3.7m 1.35% Reduced -193.4k -193,444
25 COMMONWEALTH EQUITY SERVICES, LLC 0.00% of their portfolio WALTHAM, MA 393,471393.5k $3.3m $3.3m 0.00% Reduced -42.2k -42,222
26 ICON ADVISERS INC/CO 0.74% of their portfolio GREENWOOD VILLAGE, CO 385,191385.2k $3.3m $3.3m 0.74% Reduced -222.8k -222,839
27 RFG Advisory, LLC 0.08% of their portfolio BIRMINGHAM, AL 384,971385.0k $3.3m $3.3m 0.08% Added +1.0k +1,030
28 J.W. COLE ADVISORS, INC. 0.06% of their portfolio TAMPA, FL 359,399359.4k $3.0m $3.0m 0.06% Added +34.5k +34,536
29 GraniteShares Advisors LLC 1.62% of their portfolio NEW YORK, NY 310,253310.3k $2.6m $2.6m 1.62% Added +19.4k +19,393
30 INTERNATIONAL ASSETS INVESTMENT MANAGEMENT, LLC 0.19% of their portfolio ORLANDO, FL 282,433282.4k $2.4m $2.4m 0.19% Added +29.4k +29,374
31 Capital Investment Advisors, LLC 0.04% of their portfolio ATLANTA, GA 259,161259.2k $2.5m $2.5m 0.04% Reduced -6.9k -6,879
32 OSAIC HOLDINGS, INC. 0.00% of their portfolio SCOTTSDALE, AZ 253,232253.2k $2.1m $2.1m 0.00% Added +12.1k +12,135
33 Cambridge Investment Research Advisors, Inc. 0.01% of their portfolio FAIRFIELD, IA 236,866236.9k $2.0m $2.0m 0.01% Reduced -4.2k -4,244
34 Cetera Investment Advisers 0.00% of their portfolio SCHAUMBURG, IL 220,059220.1k $1.9m $1.9m 0.00% Added +17.1k +17,062
35 PREVAIL INNOVATIVE WEALTH ADVISORS, LLC 0.36% of their portfolio LEAWOOD, KS 191,938191.9k $1.6m $1.6m 0.36% Added +108.5k +108,520
36 BANK OF MONTREAL /CAN/ 0.00% of their portfolio TORONTO, A6 191,695191.7k $1.6m $1.6m 0.00% Added +18.4k +18,428
37 Aviance Capital Partners, LLC 0.19% of their portfolio NAPLES, FL 174,449174.4k $1.5m $1.5m 0.19% Reduced -3.6k -3,647
38 CHOREO, LLC 0.02% of their portfolio ROCKFORD, IL 160,075160.1k $1.4m $1.4m 0.02% Reduced -18.4k -18,381
39 NewEdge Advisors, LLC 0.01% of their portfolio NEW ORLEANS, LA 148,127148.1k $1.3m $1.3m 0.01% Reduced -6.8k -6,831
40 AVANTAX ADVISORY SERVICES, INC. 0.01% of their portfolio DALLAS, TX 145,407145.4k $1.2m $1.2m 0.01% Added +1.8k +1,840
41 HORIZON KINETICS ASSET MANAGEMENT LLC 0.01% of their portfolio NEW YORK, NY 143,818143.8k $1.2m $1.2m 0.01% Unchanged
42 Kanen Wealth Management LLC 0.45% of their portfolio COCONUT CREEK, FL 138,450138.4k $1.2m $1.2m 0.45% New
43 LANDSCAPE CAPITAL MANAGEMENT, L.L.C. 0.09% of their portfolio Englewood, NJ 131,286131.3k $1.1m $1.1m 0.09% New
44 Thrivent Financial for Lutherans 0.00% of their portfolio Minneapolis, MN 128,855128.9k $1.1m $1.1m 0.00% Added +2.1k +2,086
45 Bramshill Investments, LLC 0.10% of their portfolio NAPLES, FL 112,075112.1k $949.3k $949.3k 0.10% Added +918 +918
46 INDEPENDENT FINANCIAL GROUP, LLC 0.03% of their portfolio SAN DIEGO, CA 110,389110.4k $935.0k $935.0k 0.03% Added +1.1k +1,107
47 Andrew Hill Investment Advisors, Inc. 0.74% of their portfolio NAPLES, FL 108,134108.1k $915.9k $915.9k 0.74% Reduced -36.8k -36,761
48 MELFA WEALTH MANAGEMENT, INC. 0.57% of their portfolio WESTBOROUGH, MA 107,234107.2k $908.3k $908.3k 0.57% Unchanged
49 Virtus Investment Advisers, LLC 0.30% of their portfolio HARTFORD, CT 106,150106.2k $899.1k $899.1k 0.30% Reduced -24.5k -24,513
50 Advisory Services Network, LLC 0.01% of their portfolio ATLANTA, GA 105,501105.5k $898.9k $898.9k 0.01% Added +8.6k +8,598
51 HARBOUR INVESTMENTS, INC. 0.02% of their portfolio MADISON, WI 100,898100.9k $854.6k $854.6k 0.02% Added +9.1k +9,114
52 GILL CAPITAL PARTNERS, LLC 0.26% of their portfolio DENVER, CO 95,68795.7k $810.5k $810.5k 0.26% Reduced -3.0k -2,966
53 OPPENHEIMER & CO INC 0.01% of their portfolio NEW YORK, NY 94,94594.9k $804.2k $804.2k 0.01% Reduced -4.4k -4,362
54 MERCER GLOBAL ADVISORS INC /ADV 0.00% of their portfolio DENVER, CO 94,28094.3k $798.6k $798.6k 0.00% Reduced -118.6k -118,639
55 Janney Montgomery Scott LLC 0.00% of their portfolio PHILADELPHIA, PA 93,43893.4k $791.0k $791.0k 0.00% Added +519 +519
56 Kovack Advisors, Inc. 0.07% of their portfolio FT. LAUDERDALE, FL 87,57987.6k $741.8k $741.8k 0.07% Added +28.1k +28,103
57 Sigma Planning Corp 0.02% of their portfolio ANN ARBOR, MI 86,88986.9k $736.0k $736.0k 0.02% Reduced -7.9k -7,897
58 Shaker Financial Services, LLC 0.27% of their portfolio Arlington, VA 86,85786.9k $743.1k $743.1k 0.27% Reduced -17.3k -17,300
59 WEALTH ENHANCEMENT ADVISORY SERVICES, LLC 0.00% of their portfolio PLYMOUTH, MN 81,77481.8k $695.9k $695.9k 0.00% Added +75 +75
60 Gladstone Institutional Advisory LLC 0.03% of their portfolio Bedminster, NJ 78,78078.8k $667.3k $667.3k 0.03% Added +900 +900
61 STIFEL FINANCIAL CORP 0.00% of their portfolio ST. LOUIS, MO 78,61478.6k $665.9k $665.9k 0.00% Added +13.3k +13,293
62 Kestra Advisory Services, LLC 0.00% of their portfolio AUSTIN, TX 71,76771.8k $607.9k $607.9k 0.00% Added +42.7k +42,652
63 Edgemoor Investment Advisors, Inc. 0.05% of their portfolio BETHESDA, MD 71,57771.6k $606.3k $606.3k 0.05% Reduced -2.9k -2,940
64 Seelaus Asset Management LLC 0.52% of their portfolio CHATHAM, NJ 69,04169.0k $584.8k $584.8k 0.52% Added +183 +183
65 XTX Topco Ltd 0.02% of their portfolio LONDON, X0 63,99864.0k $542.1k $542.1k 0.02% Added +1.1k +1,096
66 JANE STREET GROUP, LLC 0.00% of their portfolio NEW YORK, NY 63,66463.7k $539.2k $539.2k 0.00% Added +21.6k +21,602
67 ROBINSON CAPITAL MANAGEMENT, LLC 0.21% of their portfolio GROSSE POINTE FARMS, MI 60,48060.5k $512.3k $512.3k 0.21% Unchanged
68 North Ground Capital 0.65% of their portfolio Cohasset, MA 60,46060.5k $510.0k $510.0k 0.65% Reduced -23.9k -23,887
69 Collar Capital Management, LLC 0.41% of their portfolio Appleton, WI 57,95558.0k $490.9k $490.9k 0.41% Reduced -600 -600
70 Steward Partners Investment Advisory, LLC 0.00% of their portfolio STAMFORD, CT 57,73057.7k $489.0k $489.0k 0.00% Added +174 +174
71 Koshinski Asset Management, Inc. 0.04% of their portfolio DECATUR, IL 57,25757.3k $485.0k $485.0k 0.04% Unchanged
72 FIRST TRUST ADVISORS LP 0.00% of their portfolio Wheaton, IL 57,24757.2k $484.9k $484.9k 0.00% New
73 Concurrent Investment Advisors, LLC 0.01% of their portfolio Tampa, FL 56,02156.0k $474.5k $474.5k 0.01% Added +4.4k +4,354
74 Financial & Tax Architects, LLC 0.11% of their portfolio ST LOUIS, MO 53,03453.0k $449.2k $449.2k 0.11% Added +34.3k +34,277
75 READYSTATE ASSET MANAGEMENT LP 0.02% of their portfolio CHICAGO, IL 46,97547.0k $397.9k $397.9k 0.02% New
76 Spire Wealth Management 0.01% of their portfolio MCLEAN, VA 46,05046.0k $390.0k $390.0k 0.01% Added +35.5k +35,550
77 NWF Advisory Services Inc. 0.04% of their portfolio Los Angeles, CA 44,10144.1k $373.5k $373.5k 0.04% Added +3.9k +3,861
78 WORLD EQUITY GROUP, INC. 0.10% of their portfolio SCHAUMBURG, IL 43,97344.0k $372.4k $372.4k 0.10% Added +2.9k +2,927
79 CALTON & ASSOCIATES, INC. 0.06% of their portfolio Tampa, FL 43,42043.4k $367.8k $367.8k 0.06% Added +2.1k +2,080
80 CoreCap Advisors, LLC 0.01% of their portfolio SOUTHFIELD, MI 43,14543.1k $365.4k $365.4k 0.01% Reduced -5.7k -5,696
81 CONNING INC. 0.01% of their portfolio HARTFORD, CT 43,05043.0k $364.6k $364.6k 0.01% Unchanged
82 Fortitude Advisory Group L.L.C. 0.21% of their portfolio GIG HARBOR, WA 42,68742.7k $361.6k $361.6k 0.21% Unchanged
83 RVW Wealth, LLC 0.03% of their portfolio LOS ANGELES, CA 40,34940.3k $341.8k $341.8k 0.03% Unchanged
84 Cerity Partners LLC 0.00% of their portfolio NEW YORK, NY 39,82639.8k $337.3k $337.3k 0.00% Reduced -13.0k -13,000
85 Calamos Advisors LLC 0.00% of their portfolio NAPERVILLE, IL 38,18038.2k $323.4k $323.4k 0.00% Reduced -3.3k -3,320
86 E&G Advisors, LLC 0.08% of their portfolio HOUSTON, TX 37,61937.6k $318.6k $318.6k 0.08% Reduced -600 -600
87 ORG Partners LLC 0.07% of their portfolio ROANOKE, IN 36,48536.5k $309.6k $309.6k 0.07% Reduced -170 -170
88 SHEETS SMITH WEALTH MANAGEMENT 0.04% of their portfolio WINSTON-SALEM, NC 36,01036.0k $305.0k $305.0k 0.04% Unchanged
89 CITY OF LONDON INVESTMENT MANAGEMENT CO LTD 0.03% of their portfolio London, X0 35,52335.5k $300.9k $300.9k 0.03% Added +5.2k +5,173
90 Mariner, LLC 0.00% of their portfolio Overland Park, KS 33,16033.2k $280.9k $280.9k 0.00% Reduced -837 -837
91 MISSION WEALTH MANAGEMENT, LP 0.01% of their portfolio Santa Barbara, CA 32,95333.0k $279.1k $279.1k 0.01% Reduced -1.5k -1,480
92 Integrated Wealth Concepts LLC 0.00% of their portfolio WALTHAM, MA 32,01432.0k $271.2k $271.2k 0.00% Reduced -1.1k -1,121
93 HBK Sorce Advisory LLC 0.01% of their portfolio ERIE, PA 30,89530.9k $261.7k $261.7k 0.01% Reduced -3.3k -3,302
94 Next Capital Management LLC 0.09% of their portfolio NEW YORK, NY 29,78929.8k $252.3k $252.3k 0.09% New
95 Sanctuary Advisors, LLC 0.00% of their portfolio INDIANAPOLIS, IN 29,22829.2k $247.6k $247.6k 0.00% Reduced -2.4k -2,420
96 HighTower Advisors, LLC 0.00% of their portfolio CHICAGO, IL 28,05528.1k $237.6k $237.6k 0.00% Reduced -2.8k -2,794
97 DIVERSIFY WEALTH MANAGEMENT, LLC 0.01% of their portfolio SANDY, UT 27,20127.2k $230.9k $230.9k 0.01% Unchanged
98 WEDBUSH SECURITIES INC 0.01% of their portfolio PASADENA, CA 27,11627.1k $230.0k $230.0k 0.01% Reduced -15.4k -15,381
99 ACCREDITED INVESTOR SERVICES, LLC 0.17% of their portfolio ST. CLOUD, MN 26,60526.6k $225.3k $225.3k 0.17% Added +145 +145
100 Quadcap Wealth Management, LLC 0.03% of their portfolio Frisco, TX 25,66325.7k $217.4k $217.4k 0.03% Unchanged