Vault-13

NUVEEN FLOATING RATE INCOME JFR

COM · Closed-End Fund · CUSIP 67072T108

174 institutional holders +9 vs Q4 2024
55,491,67655.5m shares reported held*
$470.2mreported value*
33 new 70 added 30 reduced 21 sold out net bought ≈ $168.2m (+19.9m shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once. Holder counts are more reliable. Implied quarter-end price ≈ $8.47.

Trends to Q1 2025

Institutional holders

Managers reporting a position, each quarter

0100200Q3 22: 93Q4 22: 103Q1 23: 101Q2 23: 102Q3 23: 172Q4 23: 180Q1 24: 176Q2 24: 173Q3 24: 162Q4 24: 165Q1 25: 174174Q3 22Q1 23Q3 23Q1 24Q3 24Q1 25
Numbers
QuarterHolders
Q3 202293
Q4 2022103
Q1 2023101
Q2 2023102
Q3 2023172
Q4 2023180
Q1 2024176
Q2 2024173
Q3 2024162
Q4 2024165
Q1 2025174

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
2000200Q2 23: 48 bought or addedQ2 23: 44 cut or sold outQ3 23: 150 bought or addedQ3 23: 17 cut or sold outQ3 23Q4 23: 87 bought or addedQ4 23: 77 cut or sold outQ1 24: 81 bought or addedQ1 24: 78 cut or sold outQ1 24Q2 24: 77 bought or addedQ2 24: 70 cut or sold outQ3 24: 69 bought or addedQ3 24: 75 cut or sold outQ3 24Q4 24: 67 bought or addedQ4 24: 68 cut or sold outQ1 25: 103 bought or addedQ1 25: 51 cut or sold outQ1 25
Numbers
QuarterBought or addedCut or sold out
Q2 20234844
Q3 202315017
Q4 20238777
Q1 20248178
Q2 20247770
Q3 20246975
Q4 20246768
Q1 202510351

Biggest buyers

SIT INVESTMENT ASSOCIATES INC New +6,549,321+6.5m
MARINER INVESTMENT GROUP LLC New +4,790,000+4.8m
MORGAN STANLEY Added +2,428,627+2.4m
Cyndeo Wealth Partners, LLC Added +1,021,050+1.0m
Congress Park Capital LLC Added +877,338+877.3k
Ethos Financial Group, LLC New +732,569+732.6k
Invesco Ltd. Added +675,500+675.5k
Yakira Capital Management, Inc. New +625,691+625.7k
ICON ADVISERS INC/CO New +608,030+608.0k
Thomas J. Herzfeld Advisors, Inc. Added +504,309+504.3k

Biggest sellers

Pathstone Holdings, LLC Sold out -549,904-549.9k
OSAIC HOLDINGS, INC. Reduced -204,763-204.8k
Byrne Asset Management LLC Reduced -146,559-146.6k
NATIXIS Sold out -116,009-116.0k
WELLS FARGO & COMPANY/MN Reduced -109,386-109.4k
VIRTUS ADVISERS, LLC Sold out -93,878-93.9k
FIRST TRUST ADVISORS LP Sold out -84,360-84.4k
MISSION WEALTH MANAGEMENT, LP Reduced -64,386-64.4k
AMERIPRISE FINANCIAL INC Reduced -54,263-54.3k
Kestra Advisory Services, LLC Reduced -51,222-51.2k

Insider purchases and sales in Q1 2025

Shares bought or sold by the company's own officers, directors and 10% owners, in the open market or privately, as they reported to the SEC on Form 4 (due within two business days of the trade). Grants, option exercises, shares withheld for tax and gifts aren't included.

Officers and directors buying vs selling

Number of people, by quarter (10% owners not included)

BuyingSelling
101Q2 23: 0 buyingQ2 23: 0 sellingQ3 23: 0 buyingQ3 23: 0 sellingQ3 23Q4 23: 0 buyingQ4 23: 1 sellingQ1 24: 1 buyingQ1 24: 0 sellingQ1 24Q2 24: 0 buyingQ2 24: 0 sellingQ3 24: 0 buyingQ3 24: 0 sellingQ3 24Q4 24: 0 buyingQ4 24: 0 sellingQ1 25: 0 buyingQ1 25: 0 sellingQ1 25
Numbers
QuarterBuyingBoughtSellingSoldSold under a plan
Q2 20230—0——
Q3 20230—0——
Q4 20230—1$10.8k—
Q1 20241$107.9k0——
Q2 20240—0——
Q3 20240—0——
Q4 20240—0——
Q1 20250—0——
DateInsiderTradeSharesPrice ValueTheir holding
2025-03-21 Caraher Scott C. Portfolio Manager Bought 15,000 $8.40 $126.0k15.0k shares +59%

Their holding: how much the trade added to or took from the insider's holding (direct, or the trust or fund named). The same trade is sometimes reported by more than one insider, such as a fund and the director who represents it; totals count it once. A value is left blank where the reported price is far from the market price (usually a typo).

Holders, Q1 2025

#ManagerLocationShares Value% of their portfolioChangeShares change
1 MORGAN STANLEY 0.00% of their portfolio NEW YORK, NY 7,575,4457.6m $64.2m $64.2m 0.00% Added +2.4m +2,428,627
2 SIT INVESTMENT ASSOCIATES INC 1.30% of their portfolio Minneapolis, MN 6,549,3216.5m $55.5m $55.5m 1.30% New
3 MARINER INVESTMENT GROUP LLC 16.03% of their portfolio NEW YORK, NY 4,790,0004.8m $40.6m $40.6m 16.03% New
4 LPL Financial LLC 0.01% of their portfolio FORT MILL, SC 2,739,5932.7m $23.2m $23.2m 0.01% Added +3.9k +3,878
5 Invesco Ltd. 0.00% of their portfolio ATLANTA, GA 2,662,6002.7m $22.6m $22.6m 0.00% Added +675.5k +675,500
6 BANK OF AMERICA CORP /DE/ 0.00% of their portfolio CHARLOTTE, NC 2,444,6352.4m $20.7m $20.7m 0.00% Added +28.1k +28,066
7 Congress Park Capital LLC 7.77% of their portfolio SARATOGA SPRINGS, NY 2,421,5392.4m $20.5m $20.5m 7.77% Added +877.3k +877,338
8 Penserra Capital Management LLC 0.31% of their portfolio ORINDA, CA 2,024,7242.0m $17.1m $17.1m 0.31% Added +52.6k +52,616
9 GUGGENHEIM CAPITAL LLC 0.16% of their portfolio CHICAGO, IL 1,993,2362.0m $16.9m $16.9m 0.16% Added +194.4k +194,418
10 Cyndeo Wealth Partners, LLC 0.80% of their portfolio ST. PETERSBURG, FL 1,444,0001.4m $12.2m $12.2m 0.80% Added +1.0m +1,021,050
11 RAYMOND JAMES FINANCIAL INC 0.00% of their portfolio ST. PETERSBURG, FL 1,412,8521.4m $12.0m $12.0m 0.00% Added +48.0k +47,985
12 Thomas J. Herzfeld Advisors, Inc. 3.38% of their portfolio MIAMI BEACH, FL 1,172,9001.2m $9.9m $9.9m 3.38% Added +504.3k +504,309
13 ROYAL BANK OF CANADA 0.00% of their portfolio TORONTO, A6 1,165,4021.2m $9.9m $9.9m 0.00% Added +115.1k +115,098
14 Advisors Asset Management, Inc. 0.17% of their portfolio Monument, CO 1,093,3741.1m $9.3m $9.3m 0.17% Added +32.3k +32,319
15 Rockefeller Capital Management L.P. 0.02% of their portfolio NEW YORK, NY 984,933984.9k $8.3m $8.3m 0.02% Added +104.3k +104,268
16 UBS Group AG 0.00% of their portfolio ZURICH, V8 919,715919.7k $7.8m $7.8m 0.00% Added +6.0k +5,955
17 COHEN & STEERS, INC. 0.01% of their portfolio NEW YORK, NY 853,263853.3k $7.2m $7.2m 0.01% Added +142.2k +142,211
18 Ethos Financial Group, LLC 0.59% of their portfolio KING OF PRUSSIA, PA 732,569732.6k $6.2m $6.2m 0.59% New
19 ENVESTNET ASSET MANAGEMENT INC 0.00% of their portfolio Berwyn, PA 688,115688.1k $5.8m $5.8m 0.00% Added +297.7k +297,657
20 WELLS FARGO & COMPANY/MN 0.00% of their portfolio SAN FRANCISCO, CA 650,208650.2k $5.5m $5.5m 0.00% Reduced -109.4k -109,386
21 Yakira Capital Management, Inc. 2.16% of their portfolio Westport, CT 625,691625.7k $5.3m $5.3m 2.16% New
22 AMERIPRISE FINANCIAL INC 0.00% of their portfolio MINNEAPOLIS, MN 616,628616.6k $5.2m $5.2m 0.00% Reduced -54.3k -54,263
23 Baird Financial Group, Inc. 0.01% of their portfolio MILWAUKEE, WI 612,983613.0k $5.2m $5.2m 0.01% Added +91.7k +91,687
24 ICON ADVISERS INC/CO 1.20% of their portfolio GREENWOOD VILLAGE, CO 608,030608.0k $5.2m $5.2m 1.20% New
25 Coastal Bridge Advisors, LLC 0.68% of their portfolio WESTPORT, CT 565,579565.6k $4.8m $4.8m 0.68% Added +102.0k +101,999
26 COMMONWEALTH EQUITY SERVICES, LLC 0.01% of their portfolio WALTHAM, MA 435,693435.7k $3.7m $3.7m 0.01% Added +6.7k +6,671
27 RFG Advisory, LLC 0.09% of their portfolio BIRMINGHAM, AL 383,941383.9k $3.3m $3.3m 0.09% Added +2.9k +2,941
28 J.W. COLE ADVISORS, INC. 0.09% of their portfolio TAMPA, FL 324,863324.9k $2.8m $2.8m 0.09% New
29 GraniteShares Advisors LLC 1.57% of their portfolio NEW YORK, NY 290,860290.9k $2.5m $2.5m 1.57% Added +17.6k +17,630
30 Capital Investment Advisors, LLC 0.04% of their portfolio ATLANTA, GA 266,040266.0k $2.3m $2.3m 0.04% Reduced -17.2k -17,201
31 INTERNATIONAL ASSETS INVESTMENT MANAGEMENT, LLC 0.19% of their portfolio ORLANDO, FL 253,059253.1k $2.1m $2.1m 0.19% Added +16.3k +16,334
32 Cambridge Investment Research Advisors, Inc. 0.01% of their portfolio FAIRFIELD, IA 241,110241.1k $2.0m $2.0m 0.01% Added +22.8k +22,792
33 OSAIC HOLDINGS, INC. 0.00% of their portfolio SCOTTSDALE, AZ 241,097241.1k $2.0m $2.0m 0.00% Reduced -204.8k -204,763
34 MERCER GLOBAL ADVISORS INC /ADV 0.00% of their portfolio DENVER, CO 212,919212.9k $1.8m $1.8m 0.00% Reduced -1.8k -1,777
35 Cetera Investment Advisers 0.00% of their portfolio SCHAUMBURG, IL 202,997203.0k $1.7m $1.7m 0.00% Added +17.9k +17,921
36 CHOREO, LLC 0.02% of their portfolio ROCKFORD, IL 178,456178.5k $1.5m $1.5m 0.02% Added +73.5k +73,541
37 Aviance Capital Partners, LLC 0.21% of their portfolio NAPLES, FL 178,096178.1k $1.5m $1.5m 0.21% Added +895 +895
38 BANK OF MONTREAL /CAN/ 0.00% of their portfolio TORONTO, A6 173,267173.3k $1.5m $1.5m 0.00% Unchanged
39 NewEdge Advisors, LLC 0.01% of their portfolio NEW ORLEANS, LA 154,958155.0k $1.3m $1.3m 0.01% Reduced -1.8k -1,793
40 Andrew Hill Investment Advisors, Inc. 1.19% of their portfolio NAPLES, FL 144,895144.9k $1.2m $1.2m 1.19% Added +25.4k +25,391
41 HORIZON KINETICS ASSET MANAGEMENT LLC 0.01% of their portfolio NEW YORK, NY 143,818143.8k $1.2m $1.2m 0.01% Unchanged
42 AVANTAX ADVISORY SERVICES, INC. 0.01% of their portfolio DALLAS, TX 143,567143.6k $1.2m $1.2m 0.01% Added +37.8k +37,835
43 Virtus Investment Advisers, LLC 0.30% of their portfolio HARTFORD, CT 130,663130.7k $1.1m $1.1m 0.30% New
44 Thrivent Financial for Lutherans 0.00% of their portfolio Minneapolis, MN 126,769126.8k $1.1m $1.1m 0.00% Added +7.1k +7,059
45 Bramshill Investments, LLC 0.10% of their portfolio NAPLES, FL 111,157111.2k $941.5k $941.5k 0.10% Added +18.6k +18,638
46 INDEPENDENT FINANCIAL GROUP, LLC 0.03% of their portfolio SAN DIEGO, CA 109,282109.3k $925.6k $925.6k 0.03% Reduced -26.7k -26,715
47 MELFA WEALTH MANAGEMENT, INC. 0.61% of their portfolio WESTBOROUGH, MA 107,234107.2k $908.3k $908.3k 0.61% Reduced -4.1k -4,092
48 Shaker Financial Services, LLC 0.35% of their portfolio Arlington, VA 104,157104.2k $891.1k $891.1k 0.35% Reduced -11.1k -11,135
49 OPPENHEIMER & CO INC 0.01% of their portfolio NEW YORK, NY 99,30799.3k $841.1k $841.1k 0.01% Added +26.5k +26,492
50 GILL CAPITAL PARTNERS, LLC 0.29% of their portfolio DENVER, CO 98,65398.7k $835.6k $835.6k 0.29% Reduced -1.7k -1,728
51 Advisory Services Network, LLC 0.02% of their portfolio ATLANTA, GA 96,90396.9k $820.8k $820.8k 0.02% Added +4.5k +4,515
52 Sigma Planning Corp 0.03% of their portfolio ANN ARBOR, MI 94,78694.8k $802.8k $802.8k 0.03% Added +17.5k +17,459
53 Janney Montgomery Scott LLC 0.00% of their portfolio PHILADELPHIA, PA 92,91992.9k $787.0k $787.0k 0.00% Added +688 +688
54 HARBOUR INVESTMENTS, INC. 0.02% of their portfolio MADISON, WI 91,78491.8k $777.4k $777.4k 0.02% Added +15.4k +15,397
55 North Ground Capital 0.69% of their portfolio Cohasset, MA 84,34784.3k $679.4k $679.4k 0.69% New
56 PREVAIL INNOVATIVE WEALTH ADVISORS, LLC 0.19% of their portfolio LEAWOOD, KS 83,41883.4k $706.5k $706.5k 0.19% New
57 WEALTH ENHANCEMENT ADVISORY SERVICES, LLC 0.00% of their portfolio PLYMOUTH, MN 81,69981.7k $692.0k $692.0k 0.00% Added +67.7k +67,743
58 Gladstone Institutional Advisory LLC 0.03% of their portfolio Bedminster, NJ 77,88077.9k $659.6k $659.6k 0.03% Added +1.8k +1,800
59 Edgemoor Investment Advisors, Inc. 0.06% of their portfolio BETHESDA, MD 74,51774.5k $631.2k $631.2k 0.06% Added +12.4k +12,420
60 Seelaus Asset Management LLC 0.56% of their portfolio CHATHAM, NJ 68,85868.9k $583.2k $583.2k 0.56% Added +7.4k +7,358
61 STIFEL FINANCIAL CORP 0.00% of their portfolio ST. LOUIS, MO 65,32165.3k $553.3k $553.3k 0.00% Reduced -877 -877
62 JONES ROAD CAPITAL MANAGEMENT, L.P. 0.39% of their portfolio NEW YORK, NY 65,22765.2k $552.5k $552.5k 0.39% Added +43.4k +43,423
63 XTX Topco Ltd 0.03% of their portfolio LONDON, X0 62,90262.9k $532.8k $532.8k 0.03% New
64 ROBINSON CAPITAL MANAGEMENT, LLC 0.21% of their portfolio GROSSE POINTE FARMS, MI 60,48060.5k $512.3k $512.3k 0.21% New
65 Kovack Advisors, Inc. 0.05% of their portfolio FT. LAUDERDALE, FL 59,47659.5k $503.8k $503.8k 0.05% Added +29.9k +29,908
66 Collar Capital Management, LLC 0.45% of their portfolio Appleton, WI 58,55558.6k $496.0k $496.0k 0.45% Reduced -13.4k -13,409
67 Steward Partners Investment Advisory, LLC 0.00% of their portfolio STAMFORD, CT 57,55657.6k $487.5k $487.5k 0.00% Added +46 +46
68 Koshinski Asset Management, Inc. 0.04% of their portfolio DECATUR, IL 57,25757.3k $485.0k $485.0k 0.04% Unchanged
69 Cerity Partners LLC 0.00% of their portfolio NEW YORK, NY 52,82652.8k $447.4k $447.4k 0.00% Unchanged
70 Concurrent Investment Advisors, LLC 0.01% of their portfolio Tampa, FL 51,66751.7k $437.6k $437.6k 0.01% Added +1.5k +1,489
71 Grove Bank & Trust 0.06% of their portfolio Miami, FL 50,00050.0k $423.5k $423.5k 0.06% New
72 CoreCap Advisors, LLC 0.02% of their portfolio SOUTHFIELD, MI 48,84148.8k $413.7k $413.7k 0.02% Reduced -2.2k -2,200
73 CONNING INC. 0.01% of their portfolio HARTFORD, CT 43,05043.0k $364.6k $364.6k 0.01% Unchanged
74 Fortitude Advisory Group L.L.C. 0.24% of their portfolio GIG HARBOR, WA 42,68742.7k $338.5k $338.5k 0.24% Unchanged
75 WEDBUSH SECURITIES INC 0.01% of their portfolio PASADENA, CA 42,49742.5k $360.0k $360.0k 0.01% Reduced -4.0k -4,024
76 JANE STREET GROUP, LLC 0.00% of their portfolio NEW YORK, NY 42,06242.1k $356.3k $356.3k 0.00% Added +14.6k +14,582
77 Calamos Advisors LLC 0.00% of their portfolio NAPERVILLE, IL 41,50041.5k $351.5k $351.5k 0.00% New
78 CALTON & ASSOCIATES, INC. 0.08% of their portfolio Tampa, FL 41,34041.3k $350.1k $350.1k 0.08% New
79 WORLD EQUITY GROUP, INC. 0.10% of their portfolio SCHAUMBURG, IL 41,04641.0k $347.7k $347.7k 0.10% Reduced -31.4k -31,446
80 RVW Wealth, LLC 0.03% of their portfolio LOS ANGELES, CA 40,34940.3k $341.8k $341.8k 0.03% Unchanged
81 NWF Advisory Services Inc. 0.05% of their portfolio Los Angeles, CA 40,24040.2k $340.8k $340.8k 0.05% Added +22.3k +22,297
82 New England Private Wealth Advisors LLC 0.05% of their portfolio WELLESLEY, MA 38,61738.6k $327.1k $327.1k 0.05% New
83 E&G Advisors, LLC 0.09% of their portfolio HOUSTON, TX 38,21938.2k $323.7k $323.7k 0.09% Reduced -680 -680
84 COMERICA BANK 0.00% of their portfolio DALLAS, TX 38,09638.1k $322.7k $322.7k 0.00% Added +257 +257
85 ORG Partners LLC 0.08% of their portfolio ROANOKE, IN 36,65536.7k $311.5k $311.5k 0.08% New
86 SHEETS SMITH WEALTH MANAGEMENT 0.04% of their portfolio WINSTON-SALEM, NC 36,01036.0k $305.0k $305.0k 0.04% Added +6.0k +6,003
87 MISSION WEALTH MANAGEMENT, LP 0.01% of their portfolio Santa Barbara, CA 34,43334.4k $291.6k $291.6k 0.01% Reduced -64.4k -64,386
88 CAROLINAS WEALTH CONSULTING LLC 0.06% of their portfolio CHARLOTTE, NC 34,42034.4k $291.5k $291.5k 0.06% Unchanged
89 HBK Sorce Advisory LLC 0.01% of their portfolio ERIE, PA 34,19734.2k $289.6k $289.6k 0.01% Reduced -1.0k -1,002
90 Mariner, LLC 0.00% of their portfolio Overland Park, KS 33,99734.0k $288.0k $288.0k 0.00% Added +11.5k +11,497
91 Integrated Wealth Concepts LLC 0.00% of their portfolio WALTHAM, MA 33,13533.1k $280.7k $280.7k 0.00% Added +1.4k +1,446
92 SUSQUEHANNA INTERNATIONAL GROUP, LLP 0.00% of their portfolio BALA CYNWYD, PA 32,35932.4k $274.1k $274.1k 0.00% New
93 Sanctuary Advisors, LLC 0.00% of their portfolio INDIANAPOLIS, IN 31,64831.6k $268.1k $268.1k 0.00% Reduced -168 -168
94 HighTower Advisors, LLC 0.00% of their portfolio CHICAGO, IL 30,84930.8k $261.3k $261.3k 0.00% Added +5.5k +5,466
95 CITY OF LONDON INVESTMENT MANAGEMENT CO LTD 0.03% of their portfolio London, X0 30,35030.4k $257.1k $257.1k 0.03% New
96 Kestra Advisory Services, LLC 0.00% of their portfolio AUSTIN, TX 29,11529.1k $246.6k $246.6k 0.00% Reduced -51.2k -51,222
97 D.A. DAVIDSON & CO. 0.00% of their portfolio GREAT FALLS, MT 27,84827.8k $235.9k $235.9k 0.00% Reduced -2.2k -2,215
98 DIVERSIFY WEALTH MANAGEMENT, LLC 0.02% of their portfolio SANDY, UT 27,20127.2k $220.3k $220.3k 0.02% Added +1 +1
99 ACCREDITED INVESTOR SERVICES, LLC 0.19% of their portfolio ST. CLOUD, MN 26,46026.5k $224.1k $224.1k 0.19% New
100 Glass Jacobson Investment Advisors llc 0.08% of their portfolio OWINGS MILLS, MD 26,41426.4k $235.6k $235.6k 0.08% Unchanged