Vault-13

NUVEEN FLOATING RATE INCOME JFR

COM · Closed-End Fund · CUSIP 67072T108

173 institutional holders -3 vs Q1 2024
36,125,02936.1m shares reported held*
$312.6mreported value*
17 new 60 added 50 reduced 20 sold out net sold ≈ $113.8m (-13.2m shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once. Holder counts are more reliable. Implied quarter-end price ≈ $8.65.

Trends to Q2 2024

Institutional holders

Managers reporting a position, each quarter

0100200Q3 22: 93Q4 22: 103Q1 23: 101Q2 23: 102Q3 23: 172Q4 23: 180Q1 24: 176Q2 24: 173173Q3 22Q1 23Q3 23Q1 24Q2 24
Numbers
QuarterHolders
Q3 202293
Q4 2022103
Q1 2023101
Q2 2023102
Q3 2023172
Q4 2023180
Q1 2024176
Q2 2024173

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
2000200Q4 22: 43 bought or addedQ4 22: 34 cut or sold outQ4 22Q1 23: 39 bought or addedQ1 23: 50 cut or sold outQ2 23: 48 bought or addedQ2 23: 44 cut or sold outQ2 23Q3 23: 150 bought or addedQ3 23: 17 cut or sold outQ4 23: 87 bought or addedQ4 23: 77 cut or sold outQ4 23Q1 24: 81 bought or addedQ1 24: 78 cut or sold outQ2 24: 77 bought or addedQ2 24: 70 cut or sold outQ2 24
Numbers
QuarterBought or addedCut or sold out
Q4 20224334
Q1 20233950
Q2 20234844
Q3 202315017
Q4 20238777
Q1 20248178
Q2 20247770

Biggest buyers

Congress Park Capital LLC Added +218,221+218.2k
Pathstone Holdings, LLC Added +216,704+216.7k
Coastal Bridge Advisors, LLC Added +103,719+103.7k
LPL Financial LLC Added +79,340+79.3k
AMERIPRISE FINANCIAL INC Added +68,440+68.4k
Raymond James Financial Services Advisors, Inc. Added +65,785+65.8k
Cyndeo Wealth Partners, LLC Added +59,019+59.0k
Andrew Hill Investment Advisors, Inc. New +58,054+58.1k
COMMONWEALTH EQUITY SERVICES, LLC Added +55,313+55.3k
PREVAIL INNOVATIVE WEALTH ADVISORS, LLC Added +53,569+53.6k

Biggest sellers

MORGAN STANLEY Reduced -10,181,797-10.2m
SIT INVESTMENT ASSOCIATES INC Reduced -746,773-746.8k
Shaker Financial Services, LLC Sold out -437,190-437.2k
Alpine Global Management, LLC Reduced -420,000-420.0k
CITY OF LONDON INVESTMENT MANAGEMENT CO LTD Sold out -399,493-399.5k
Invesco Ltd. Reduced -373,565-373.6k
ENVESTNET ASSET MANAGEMENT INC Reduced -363,291-363.3k
AQR Arbitrage LLC Sold out -311,490-311.5k
PARK AVENUE SECURITIES LLC Sold out -248,629-248.6k
LANDSCAPE CAPITAL MANAGEMENT, L.L.C. Sold out -240,304-240.3k

Insider purchases and sales in Q2 2024

Shares bought or sold by the company's own officers, directors and 10% owners, in the open market or privately, as they reported to the SEC on Form 4 (due within two business days of the trade). Grants, option exercises, shares withheld for tax and gifts aren't included.

Officers and directors buying vs selling

Number of people, by quarter (10% owners not included)

BuyingSelling
101Q3 22: 0 buyingQ3 22: 0 sellingQ4 22: 0 buyingQ4 22: 0 sellingQ4 22Q1 23: 0 buyingQ1 23: 0 sellingQ2 23: 0 buyingQ2 23: 0 sellingQ2 23Q3 23: 0 buyingQ3 23: 0 sellingQ4 23: 0 buyingQ4 23: 1 sellingQ4 23Q1 24: 1 buyingQ1 24: 0 sellingQ2 24: 0 buyingQ2 24: 0 sellingQ2 24
Numbers
QuarterBuyingBoughtSellingSoldSold under a plan
Q3 20220—0——
Q4 20220—0——
Q1 20230—0——
Q2 20230—0——
Q3 20230—0——
Q4 20230—1$10.8k—
Q1 20241$107.9k0——
Q2 20240—0——

None reported in Q2 2024.

Holders, Q2 2024

#ManagerLocationShares Value% of their portfolioChangeShares change
1 MORGAN STANLEY 0.00% of their portfolio NEW YORK, NY 5,193,4045.2m $44.9m $44.9m 0.00% Reduced -10.2m -10,181,797
2 LPL Financial LLC 0.01% of their portfolio FORT MILL, SC 2,789,4822.8m $24.1m $24.1m 0.01% Added +79.3k +79,340
3 BANK OF AMERICA CORP /DE/ 0.00% of their portfolio CHARLOTTE, NC 2,524,0372.5m $21.8m $21.8m 0.00% Added +20.5k +20,511
4 Invesco Ltd. 0.00% of their portfolio ATLANTA, GA 1,796,9131.8m $15.5m $15.5m 0.00% Reduced -373.6k -373,565
5 Penserra Capital Management LLC 0.17% of their portfolio ORINDA, CA 1,589,4541.6m $13.7m $13.7m 0.17% Added +35.3k +35,322
6 GUGGENHEIM CAPITAL LLC 0.09% of their portfolio CHICAGO, IL 1,411,1581.4m $12.2m $12.2m 0.09% Reduced -10.7k -10,659
7 Congress Park Capital LLC 4.38% of their portfolio SARATOGA SPRINGS, NY 1,261,6481.3m $10.9m $10.9m 4.38% Added +218.2k +218,221
8 WELLS FARGO & COMPANY/MN 0.00% of their portfolio SAN FRANCISCO, CA 1,165,7331.2m $10.1m $10.1m 0.00% Reduced -49.2k -49,156
9 ROYAL BANK OF CANADA 0.00% of their portfolio TORONTO, A6 1,025,5881.0m $8.9m $8.9m 0.00% Reduced -65.9k -65,906
10 UBS Group AG 0.00% of their portfolio ZURICH, V8 945,601945.6k $8.2m $8.2m 0.00% Added +32.9k +32,938
11 Advisors Asset Management, Inc. 0.16% of their portfolio Monument, CO 930,767930.8k $8.1m $8.1m 0.16% Reduced -56.0k -56,007
12 Raymond James Financial Services Advisors, Inc. 0.01% of their portfolio ST. PETERSBURG, FL 925,255925.3k $8.0m $8.0m 0.01% Added +65.8k +65,785
13 Thomas J. Herzfeld Advisors, Inc. 2.30% of their portfolio MIAMI BEACH, FL 759,380759.4k $6.6m $6.6m 2.30% Reduced -97.9k -97,935
14 Rockefeller Capital Management L.P. 0.02% of their portfolio NEW YORK, NY 723,132723.1k $6.3m $6.3m 0.02% Added +26.6k +26,604
15 COHEN & STEERS, INC. 0.01% of their portfolio NEW YORK, NY 676,052676.1k $5.8m $5.8m 0.01% Added +30.0k +30,000
16 AMERIPRISE FINANCIAL INC 0.00% of their portfolio MINNEAPOLIS, MN 603,771603.8k $5.2m $5.2m 0.00% Added +68.4k +68,440
17 Next Capital Management LLC 1.99% of their portfolio NEW YORK, NY 544,590544.6k $4.7m $4.7m 1.99% Reduced -29.9k -29,919
18 Baird Financial Group, Inc. 0.01% of their portfolio MILWAUKEE, WI 510,334510.3k $4.4m $4.4m 0.01% Reduced -7.2k -7,230
19 ENVESTNET ASSET MANAGEMENT INC 0.00% of their portfolio Berwyn, PA 480,753480.8k $4.2m $4.2m 0.00% Reduced -363.3k -363,291
20 Cyndeo Wealth Partners, LLC 0.32% of their portfolio ST. PETERSBURG, FL 476,469476.5k $4.1m $4.1m 0.32% Added +59.0k +59,019
21 RAYMOND JAMES & ASSOCIATES 0.00% of their portfolio ST PETERSBURG, FL 454,111454.1k $3.9m $3.9m 0.00% Reduced -14.0k -14,008
22 Coastal Bridge Advisors, LLC 0.95% of their portfolio WESTPORT, CT 442,454442.5k $3.8m $3.8m 0.95% Added +103.7k +103,719
23 Pathstone Holdings, LLC 0.01% of their portfolio ENGLEWOOD, NJ 382,144382.1k $3.3m $3.3m 0.01% Added +216.7k +216,704
24 RFG Advisory, LLC 0.11% of their portfolio BIRMINGHAM, AL 379,975380.0k $3.3m $3.3m 0.11% Reduced -8.5k -8,500
25 OSAIC HOLDINGS, INC. 0.01% of their portfolio SCOTTSDALE, AZ 352,199352.2k $3.0m $3.0m 0.01% Reduced -104.0k -104,022
26 COMMONWEALTH EQUITY SERVICES, LLC 0.00% of their portfolio WALTHAM, MA 350,091350.1k $3.0m $3.0m 0.00% Added +55.3k +55,313
27 Alpine Global Management, LLC 0.53% of their portfolio NEW YORK, NY 350,000350.0k $3.0m $3.0m 0.53% Reduced -420.0k -420,000
28 Capital Investment Advisors, LLC 0.06% of their portfolio ATLANTA, GA 288,516288.5k $2.5m $2.5m 0.06% Reduced -15.1k -15,134
29 INTERNATIONAL ASSETS INVESTMENT MANAGEMENT, LLC 0.20% of their portfolio ORLANDO, FL 249,888249.9k $2.2m $2.2m 0.20% Reduced -9.6k -9,586
30 GraniteShares Advisors LLC 0.68% of their portfolio NEW YORK, NY 237,310237.3k $2.1m $2.1m 0.68% Added +29.6k +29,596
31 Cambridge Investment Research Advisors, Inc. 0.01% of their portfolio FAIRFIELD, IA 236,695236.7k $2.0m $2.0m 0.01% Added +18.0k +18,028
32 RIVERNORTH CAPITAL MANAGEMENT, LLC 0.09% of their portfolio WEST PALM BEACH, FL 229,185229.2k $2.0m $2.0m 0.09% Unchanged
33 PREVAIL INNOVATIVE WEALTH ADVISORS, LLC 0.69% of their portfolio LEAWOOD, KS 224,853224.9k $1.9m $1.9m 0.69% Added +53.6k +53,569
34 Kades & Cheifetz LLC 1.14% of their portfolio Berwyn, PA 209,296209.3k $1.8m $1.8m 1.14% Reduced -8.5k -8,509
35 NewEdge Advisors, LLC 0.01% of their portfolio NEW ORLEANS, LA 205,750205.8k $1.8m $1.8m 0.01% Reduced -3.2k -3,213
36 Byrne Asset Management LLC 1.24% of their portfolio KINGSTON, NJ 202,100202.1k $1.7m $1.7m 1.24% Reduced -9.1k -9,050
37 1607 Capital Partners, LLC 0.15% of their portfolio Richmond, VA 198,197198.2k $1.7m $1.7m 0.15% Reduced -110.8k -110,800
38 BANK OF MONTREAL /CAN/ 0.00% of their portfolio TORONTO, A6 173,267173.3k $1.6m $1.6m 0.00% Added +34.2k +34,235
39 Aviance Capital Partners, LLC 0.21% of their portfolio NAPLES, FL 168,219168.2k $1.5m $1.5m 0.21% Added +6.5k +6,456
40 Thrivent Financial for Lutherans 0.00% of their portfolio Minneapolis, MN 146,451146.5k $1.3m $1.3m 0.00% Added +15.0k +15,018
41 INDEPENDENT FINANCIAL GROUP, LLC 0.05% of their portfolio SAN DIEGO, CA 140,762140.8k $1.2m $1.2m 0.05% Added +11.4k +11,417
42 DEBUSSY CAPITAL MANAGEMENT LP 0.32% of their portfolio CHICAGO, IL 128,428128.4k $1.1m $1.1m 0.32% Reduced -19.6k -19,638
43 MISSION WEALTH MANAGEMENT, LP 0.03% of their portfolio Santa Barbara, CA 126,709126.7k $1.1m $1.1m 0.03% Reduced -2.6k -2,631
44 MELFA WEALTH MANAGEMENT, INC. 0.76% of their portfolio WESTBOROUGH, MA 126,099126.1k $1.1m $1.1m 0.76% Added +273 +273
45 HORIZON KINETICS ASSET MANAGEMENT LLC 0.02% of their portfolio NEW YORK, NY 120,524120.5k $1.0m $1.0m 0.02% Reduced -307 -307
46 Sanctuary Advisors, LLC 0.01% of their portfolio INDIANAPOLIS, IN 118,648118.6k $1.0m $1.0m 0.01% First filing
47 NATIXIS 0.01% of their portfolio PARIS, I0 112,434112.4k $970.3k $970.3k 0.01% Reduced -21.6k -21,600
48 CHOREO, LLC 0.02% of their portfolio ROCKFORD, IL 109,658109.7k $959.1k $959.1k 0.02% Reduced -3.1k -3,102
49 Bramshill Investments, LLC 0.10% of their portfolio NAPLES, FL 104,274104.3k $902.0k $902.0k 0.10% Reduced -2.4k -2,366
50 VIRTUS ADVISERS, LLC 0.44% of their portfolio HARTFORD, CT 104,105104.1k $900.5k $900.5k 0.44% Added +27.9k +27,878
51 Cetera Investment Advisers 0.00% of their portfolio SCHAUMBURG, IL 103,152103.2k $892.3k $892.3k 0.00% Reduced -3.2k -3,228
52 GILL CAPITAL PARTNERS, LLC 0.34% of their portfolio DENVER, CO 100,381100.4k $868.3k $868.3k 0.34% Reduced -2.4k -2,386
53 Janney Montgomery Scott LLC 0.00% of their portfolio PHILADELPHIA, PA 87,83087.8k $760.0k $760.0k 0.00% Reduced -6.5k -6,476
54 FIRST TRUST ADVISORS LP 0.00% of their portfolio Wheaton, IL 83,72283.7k $724.2k $724.2k 0.00% Added +4.8k +4,814
55 Sigma Planning Corp 0.02% of their portfolio ANN ARBOR, MI 82,85482.9k $716.7k $716.7k 0.02% Added +2.1k +2,098
56 Kestra Advisory Services, LLC 0.00% of their portfolio AUSTIN, TX 79,50079.5k $687.7k $687.7k 0.00% Added +19.7k +19,736
57 SIT INVESTMENT ASSOCIATES INC 0.02% of their portfolio Minneapolis, MN 76,73076.7k $664.0k $664.0k 0.02% Reduced -746.8k -746,773
58 Advisory Services Network, LLC 0.01% of their portfolio ATLANTA, GA 74,58174.6k $645.1k $645.1k 0.01% Added +5.9k +5,939
59 OPPENHEIMER & CO INC 0.01% of their portfolio NEW YORK, NY 73,74573.7k $637.9k $637.9k 0.01% Added +435 +435
60 HARBOUR INVESTMENTS, INC. 0.02% of their portfolio MADISON, WI 72,89772.9k $630.6k $630.6k 0.02% Added +6.0k +5,956
61 STIFEL FINANCIAL CORP 0.00% of their portfolio ST. LOUIS, MO 72,62072.6k $628.2k $628.2k 0.00% Added +4.2k +4,219
62 AVANTAX ADVISORY SERVICES, INC. 0.00% of their portfolio DALLAS, TX 71,55071.5k $618.9k $618.9k 0.00% Added +39.8k +39,796
63 Gladstone Institutional Advisory LLC 0.03% of their portfolio Bedminster, NJ 68,36568.4k $591.4k $591.4k 0.03% Added +4.5k +4,500
64 Edgemoor Investment Advisors, Inc. 0.05% of their portfolio BETHESDA, MD 66,44766.4k $574.8k $574.8k 0.05% Unchanged
65 Seelaus Asset Management LLC 0.55% of their portfolio CHATHAM, NJ 62,75062.8k $542.8k $542.8k 0.55% Added +900 +900
66 CoreCap Advisors, LLC 0.06% of their portfolio SOUTHFIELD, MI 61,73161.7k $534.0k $534.0k 0.06% Added +4.4k +4,400
67 Koshinski Asset Management, Inc. 0.05% of their portfolio DECATUR, IL 58,63758.6k $517.2k $517.2k 0.05% Reduced -3.0k -2,986
68 Steward Partners Investment Advisory, LLC 0.01% of their portfolio STAMFORD, CT 58,33558.3k $504.6k $504.6k 0.01% Added +63 +63
69 Andrew Hill Investment Advisors, Inc. 0.42% of their portfolio NAPLES, FL 58,05458.1k $502.2k $502.2k 0.42% New
70 JANE STREET GROUP, LLC 0.00% of their portfolio NEW YORK, NY 54,71354.7k $473.3k $473.3k 0.00% Added +31.2k +31,219
71 CONNING INC. 0.02% of their portfolio HARTFORD, CT 54,00054.0k $467.1k $467.1k 0.02% Unchanged
72 WEDBUSH SECURITIES INC 0.02% of their portfolio PASADENA, CA 52,06752.1k $450.0k $450.0k 0.02% Added +353 +353
73 Concurrent Investment Advisors, LLC 0.01% of their portfolio Tampa, FL 50,30350.3k $435.1k $435.1k 0.01% Reduced -1 -1
74 Integrated Wealth Concepts LLC 0.01% of their portfolio WALTHAM, MA 49,59849.6k $429.0k $429.0k 0.01% Reduced -6.6k -6,623
75 INVESTMENT MANAGEMENT ASSOCIATES INC /ADV 0.14% of their portfolio GREENWOOD VILLAGE, CO 48,59048.6k $420.3k $420.3k 0.14% Reduced -114.9k -114,876
76 Kovack Advisors, Inc. 0.04% of their portfolio FT. LAUDERDALE, FL 43,45843.5k $375.9k $375.9k 0.04% Reduced -6.6k -6,584
77 E&G Advisors, LLC 0.11% of their portfolio HOUSTON, TX 43,02043.0k $372.1k $372.1k 0.11% Reduced -200 -200
78 Fortitude Advisory Group L.L.C. 0.21% of their portfolio GIG HARBOR, WA 40,41440.4k $349.6k $349.6k 0.21% Added +920 +920
79 PRIVATE TRUST CO NA 0.04% of their portfolio CLEVELAND, OH 40,38940.4k $349.4k $349.4k 0.04% New
80 COMERICA BANK 0.00% of their portfolio DALLAS, TX 38,74938.7k $335.2k $335.2k 0.00% Reduced -65 -65
81 B. Riley Wealth Advisors, Inc. 0.01% of their portfolio MEMPHIS, TN 38,50238.5k $336.3k $336.3k 0.01% Reduced -14.9k -14,930
82 HBK Sorce Advisory LLC 0.01% of their portfolio ERIE, PA 35,19935.2k $304.5k $304.5k 0.01% Unchanged
83 Farther Finance Advisors, LLC 0.01% of their portfolio SAN FRANCISCO, CA 34,24034.2k $299.6k $299.6k 0.01% Added +10.7k +10,662
84 D.A. DAVIDSON & CO. 0.00% of their portfolio GREAT FALLS, MT 32,00332.0k $276.8k $276.8k 0.00% Unchanged
85 SHEETS SMITH WEALTH MANAGEMENT 0.03% of their portfolio WINSTON-SALEM, NC 30,00730.0k $259.6k $259.6k 0.03% Unchanged
86 DCF Advisers, LLC 0.13% of their portfolio MOUNT PLEASANT, SC 29,50029.5k $255.2k $255.2k 0.13% New
87 RVW Wealth, LLC 0.03% of their portfolio LOS ANGELES, CA 29,03729.0k $251.2k $251.2k 0.03% Unchanged
88 Diversify Advisory Services, LLC 0.01% of their portfolio SANDY, UT 26,62526.6k $234.8k $234.8k 0.01% Unchanged
89 Quadcap Wealth Management, LLC 0.04% of their portfolio Frisco, TX 26,41326.4k $228.5k $228.5k 0.04% Reduced -250 -250
90 CITADEL ADVISORS LLC 0.00% of their portfolio MIAMI, FL 26,11226.1k $225.9k $225.9k 0.00% New
91 M Holdings Securities, Inc. 0.03% of their portfolio PORTLAND, OR 25,75725.8k $223.0k $223.0k 0.03% New
92 Laird Norton Wetherby Wealth Management, LLC 0.01% of their portfolio Seattle, WA 25,39725.4k $219.7k $219.7k 0.01% Added +6.0k +6,015
93 CAPTRUST FINANCIAL ADVISORS 0.00% of their portfolio RALEIGH, NC 24,55124.6k $212.4k $212.4k 0.00% Unchanged
94 CHARLES SCHWAB INVESTMENT MANAGEMENT INC 0.00% of their portfolio SAN FRANCISCO, CA 24,30324.3k $210.2k $210.2k 0.00% New
95 HighTower Advisors, LLC 0.00% of their portfolio CHICAGO, IL 23,29923.3k $201.0k $201.0k 0.00% Added +2.4k +2,394
96 Private Advisor Group, LLC 0.00% of their portfolio MORRISTOWN, NJ 23,08723.1k $199.7k $199.7k 0.00% Reduced -14.6k -14,558
97 Shulman DeMeo Asset Management LLC 0.05% of their portfolio LAKE SUCCESS, NY 22,56822.6k $195.2k $195.2k 0.05% Unchanged
98 HRT FINANCIAL LP 0.00% of their portfolio NEW YORK, NY 22,53522.5k $194.0k $194.0k 0.00% New
99 JONES ROAD CAPITAL MANAGEMENT, L.P. 0.13% of their portfolio NEW YORK, NY 21,34021.3k $184.6k $184.6k 0.13% Unchanged
100 NATIONS FINANCIAL GROUP INC, /IA/ /ADV 0.01% of their portfolio CEDAR RAPIDS, IA 20,37720.4k $176.3k $176.3k 0.01% Reduced -1.7k -1,731