Vault-13

NUVEEN FLOATING RATE INCOME JFR

COM · Closed-End Fund · CUSIP 67072T108

176 institutional holders -4 vs Q4 2023
49,201,92049.2m shares reported held*
$429.6mreported value*
24 new 57 added 51 reduced 27 sold out net bought ≈ $20.6m (+2.4m shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once. Holder counts are more reliable. Implied quarter-end price ≈ $8.73.

Trends to Q1 2024

Institutional holders

Managers reporting a position, each quarter

0100200Q3 22: 93Q4 22: 103Q1 23: 101Q2 23: 102Q3 23: 172Q4 23: 180Q1 24: 176176Q3 22Q1 23Q3 23Q1 24
Numbers
QuarterHolders
Q3 202293
Q4 2022103
Q1 2023101
Q2 2023102
Q3 2023172
Q4 2023180
Q1 2024176

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
2000200Q4 22: 43 bought or addedQ4 22: 34 cut or sold outQ4 22Q1 23: 39 bought or addedQ1 23: 50 cut or sold outQ1 23Q2 23: 48 bought or addedQ2 23: 44 cut or sold outQ2 23Q3 23: 150 bought or addedQ3 23: 17 cut or sold outQ3 23Q4 23: 87 bought or addedQ4 23: 77 cut or sold outQ4 23Q1 24: 81 bought or addedQ1 24: 78 cut or sold outQ1 24
Numbers
QuarterBought or addedCut or sold out
Q4 20224334
Q1 20233950
Q2 20234844
Q3 202315017
Q4 20238777
Q1 20248178

Biggest buyers

MORGAN STANLEY Added +4,320,869+4.3m
BANK OF AMERICA CORP /DE/ Added +461,297+461.3k
LPL Financial LLC Added +265,431+265.4k
Advisors Asset Management, Inc. Added +252,766+252.8k
Thomas J. Herzfeld Advisors, Inc. Added +186,860+186.9k
Pathstone Holdings, LLC New +165,440+165.4k
ENVESTNET ASSET MANAGEMENT INC Added +135,390+135.4k
Coastal Bridge Advisors, LLC Added +124,645+124.6k
Congress Park Capital LLC Added +114,385+114.4k
CHOREO, LLC New +112,760+112.8k

Biggest sellers

GOLDMAN SACHS GROUP INC Sold out -930,858-930.9k
SIT INVESTMENT ASSOCIATES INC Reduced -682,582-682.6k
AQR Arbitrage LLC Reduced -521,388-521.4k
LANDSCAPE CAPITAL MANAGEMENT, L.L.C. Reduced -417,270-417.3k
GUGGENHEIM CAPITAL LLC Reduced -368,405-368.4k
1607 Capital Partners, LLC Reduced -323,573-323.6k
Invesco Ltd. Reduced -246,288-246.3k
Bulldog Investors, LLP Sold out -242,798-242.8k
CITY OF LONDON INVESTMENT MANAGEMENT CO LTD Reduced -160,809-160.8k
WELLS FARGO & COMPANY/MN Reduced -106,384-106.4k

Insider purchases and sales in Q1 2024

Shares bought or sold by the company's own officers, directors and 10% owners, in the open market or privately, as they reported to the SEC on Form 4 (due within two business days of the trade). Grants, option exercises, shares withheld for tax and gifts aren't included.

Officers and directors buying vs selling

Number of people, by quarter (10% owners not included)

BuyingSelling
101Q2 22: 0 buyingQ2 22: 0 sellingQ3 22: 0 buyingQ3 22: 0 sellingQ3 22Q4 22: 0 buyingQ4 22: 0 sellingQ1 23: 0 buyingQ1 23: 0 sellingQ1 23Q2 23: 0 buyingQ2 23: 0 sellingQ3 23: 0 buyingQ3 23: 0 sellingQ3 23Q4 23: 0 buyingQ4 23: 1 sellingQ1 24: 1 buyingQ1 24: 0 sellingQ1 24
Numbers
QuarterBuyingBoughtSellingSoldSold under a plan
Q2 20220—0——
Q3 20220—0——
Q4 20220—0——
Q1 20230—0——
Q2 20230—0——
Q3 20230—0——
Q4 20230—1$10.8k—
Q1 20241$107.9k0——
DateInsiderTradeSharesPrice ValueTheir holding
2024-03-11 PERRY MICHAEL A Vice President Bought 6,600 $8.67 $57.2k6.6k shares new
2024-03-11 PERRY MICHAEL A Vice President Bought 5,844 $8.67 $50.7k5.8k shares new

Their holding: how much the trade added to or took from the insider's holding (direct, or the trust or fund named). The same trade is sometimes reported by more than one insider, such as a fund and the director who represents it; totals count it once. A value is left blank where the reported price is far from the market price (usually a typo).

Holders, Q1 2024

#ManagerLocationShares Value% of their portfolioChangeShares change
1 MORGAN STANLEY 0.00% of their portfolio NEW YORK, NY 15,375,20115.4m $134.2m $134.2m 0.00% Added +4.3m +4,320,869
2 LPL Financial LLC 0.01% of their portfolio FORT MILL, SC 2,710,1422.7m $23.7m $23.7m 0.01% Added +265.4k +265,431
3 BANK OF AMERICA CORP /DE/ 0.00% of their portfolio CHARLOTTE, NC 2,503,5262.5m $21.9m $21.9m 0.00% Added +461.3k +461,297
4 Invesco Ltd. 0.00% of their portfolio ATLANTA, GA 2,170,4782.2m $18.9m $18.9m 0.00% Reduced -246.3k -246,288
5 Penserra Capital Management LLC 0.17% of their portfolio ORINDA, CA 1,554,1321.6m $13.6m $13.6m 0.17% Added +83.1k +83,054
6 GUGGENHEIM CAPITAL LLC 0.09% of their portfolio CHICAGO, IL 1,421,8171.4m $12.4m $12.4m 0.09% Reduced -368.4k -368,405
7 WELLS FARGO & COMPANY/MN 0.00% of their portfolio SAN FRANCISCO, CA 1,214,8891.2m $10.6m $10.6m 0.00% Reduced -106.4k -106,384
8 ROYAL BANK OF CANADA 0.00% of their portfolio TORONTO, A6 1,091,4941.1m $9.5m $9.5m 0.00% Added +78.9k +78,938
9 Congress Park Capital LLC 4.03% of their portfolio SARATOGA SPRINGS, NY 1,043,4271.0m $9.1m $9.1m 4.03% Added +114.4k +114,385
10 Advisors Asset Management, Inc. 0.17% of their portfolio Monument, CO 986,774986.8k $8.6m $8.6m 0.17% Added +252.8k +252,766
11 UBS Group AG 0.00% of their portfolio ZURICH, V8 912,663912.7k $8.0m $8.0m 0.00% Added +43.2k +43,217
12 Raymond James Financial Services Advisors, Inc. 0.01% of their portfolio ST. PETERSBURG, FL 859,470859.5k $7.5m $7.5m 0.01% Added +107.8k +107,828
13 Thomas J. Herzfeld Advisors, Inc. 2.65% of their portfolio MIAMI BEACH, FL 857,315857.3k $7.5m $7.5m 2.65% Added +186.9k +186,860
14 ENVESTNET ASSET MANAGEMENT INC 0.00% of their portfolio Berwyn, PA 844,044844.0k $7.4m $7.4m 0.00% Added +135.4k +135,390
15 SIT INVESTMENT ASSOCIATES INC 0.17% of their portfolio Minneapolis, MN 823,503823.5k $7.2m $7.2m 0.17% Reduced -682.6k -682,582
16 Alpine Global Management, LLC 0.74% of their portfolio NEW YORK, NY 770,000770.0k $6.7m $6.7m 0.74% Unchanged
17 Rockefeller Capital Management L.P. 0.02% of their portfolio NEW YORK, NY 696,528696.5k $6.1m $6.1m 0.02% Added +94.9k +94,879
18 COHEN & STEERS, INC. 0.01% of their portfolio NEW YORK, NY 646,052646.1k $5.6m $5.6m 0.01% Unchanged
19 Next Capital Management LLC 2.04% of their portfolio NEW YORK, NY 574,509574.5k $5.0m $5.0m 2.04% Reduced -18.3k -18,311
20 AMERIPRISE FINANCIAL INC 0.00% of their portfolio MINNEAPOLIS, MN 535,331535.3k $4.7m $4.7m 0.00% Reduced -2.0k -2,025
21 Baird Financial Group, Inc. 0.01% of their portfolio MILWAUKEE, WI 517,564517.6k $4.5m $4.5m 0.01% Reduced -33.0k -33,027
22 RAYMOND JAMES & ASSOCIATES 0.00% of their portfolio ST PETERSBURG, FL 468,119468.1k $4.1m $4.1m 0.00% Reduced -961 -961
23 OSAIC HOLDINGS, INC. 0.01% of their portfolio SCOTTSDALE, AZ 456,221456.2k $4.0m $4.0m 0.01% Reduced -30.8k -30,789
24 Shaker Financial Services, LLC 1.49% of their portfolio Arlington, VA 437,190437.2k $3.9m $3.9m 1.49% Reduced -28.1k -28,127
25 Cyndeo Wealth Partners, LLC 0.30% of their portfolio ST. PETERSBURG, FL 417,450417.4k $3.6m $3.6m 0.30% Added +30.0k +30,000
26 CITY OF LONDON INVESTMENT MANAGEMENT CO LTD 0.29% of their portfolio London, X0 399,493399.5k $3.5m $3.5m 0.29% Reduced -160.8k -160,809
27 RFG Advisory, LLC 0.12% of their portfolio BIRMINGHAM, AL 388,475388.5k $3.4m $3.4m 0.12% Added +30.3k +30,316
28 Coastal Bridge Advisors, LLC 0.68% of their portfolio WESTPORT, CT 338,735338.7k $3.0m $3.0m 0.68% Added +124.6k +124,645
29 AQR Arbitrage LLC 0.10% of their portfolio Greenwich, CT 311,490311.5k $2.7m $2.7m 0.10% Reduced -521.4k -521,388
30 1607 Capital Partners, LLC 0.22% of their portfolio Richmond, VA 308,997309.0k $2.7m $2.7m 0.22% Reduced -323.6k -323,573
31 Capital Investment Advisors, LLC 0.06% of their portfolio ATLANTA, GA 303,650303.6k $2.7m $2.7m 0.06% Reduced -9.2k -9,207
32 COMMONWEALTH EQUITY SERVICES, LLC 0.00% of their portfolio WALTHAM, MA 294,778294.8k $2.6m $2.6m 0.00% Added +8.4k +8,355
33 INTERNATIONAL ASSETS INVESTMENT MANAGEMENT, LLC 0.24% of their portfolio ORLANDO, FL 259,474259.5k $2.3m $2.3m 0.24% Added +22.1k +22,113
34 PARK AVENUE SECURITIES LLC 0.03% of their portfolio NEW YORK, NY 248,629248.6k $2.2m $2.2m 0.03% Added +4.1k +4,110
35 LANDSCAPE CAPITAL MANAGEMENT, L.L.C. 0.18% of their portfolio Englewood, NJ 240,304240.3k $2.1m $2.1m 0.18% Reduced -417.3k -417,270
36 RIVERNORTH CAPITAL MANAGEMENT, LLC 0.10% of their portfolio WEST PALM BEACH, FL 229,185229.2k $2.0m $2.0m 0.10% Reduced -900 -900
37 Cambridge Investment Research Advisors, Inc. 0.01% of their portfolio FAIRFIELD, IA 218,667218.7k $1.9m $1.9m 0.01% Reduced -16.1k -16,126
38 Kades & Cheifetz LLC 1.22% of their portfolio Berwyn, PA 217,805217.8k $1.9m $1.9m 1.22% Added +7.1k +7,143
39 Byrne Asset Management LLC 1.28% of their portfolio KINGSTON, NJ 211,150211.2k $1.8m $1.8m 1.28% Reduced -975 -975
40 NewEdge Advisors, LLC 0.02% of their portfolio NEW ORLEANS, LA 208,963209.0k $1.8m $1.8m 0.02% Reduced -16.0k -16,017
41 GraniteShares Advisors LLC 0.96% of their portfolio NEW YORK, NY 207,714207.7k $1.8m $1.8m 0.96% Added +26.4k +26,432
42 PREVAIL INNOVATIVE WEALTH ADVISORS, LLC 0.56% of their portfolio LEAWOOD, KS 171,284171.3k $1.5m $1.5m 0.56% Added +39.1k +39,141
43 Pathstone Holdings, LLC 0.01% of their portfolio ENGLEWOOD, NJ 165,440165.4k $1.4m $1.4m 0.01% New
44 INVESTMENT MANAGEMENT ASSOCIATES INC /ADV 0.49% of their portfolio GREENWOOD VILLAGE, CO 163,466163.5k $1.4m $1.4m 0.49% Unchanged
45 Aviance Capital Partners, LLC 0.21% of their portfolio NAPLES, FL 161,763161.8k $1.4m $1.4m 0.21% Added +1.8k +1,782
46 DEBUSSY CAPITAL MANAGEMENT LP 0.38% of their portfolio CHICAGO, IL 148,066148.1k $1.3m $1.3m 0.38% Reduced -20.5k -20,527
47 BANK OF MONTREAL /CAN/ 0.00% of their portfolio TORONTO, A6 139,032139.0k $1.3m $1.3m 0.00% Unchanged
48 NATIXIS 0.01% of their portfolio PARIS, I0 134,034134.0k $1.2m $1.2m 0.01% Reduced -1.5k -1,457
49 Thrivent Financial for Lutherans 0.00% of their portfolio Minneapolis, MN 131,433131.4k $1.1m $1.1m 0.00% Added +389 +389
50 INDEPENDENT FINANCIAL GROUP, LLC 0.05% of their portfolio SAN DIEGO, CA 129,345129.3k $1.1m $1.1m 0.05% Added +1.1k +1,054
51 MISSION WEALTH MANAGEMENT, LP 0.03% of their portfolio Santa Barbara, CA 129,340129.3k $1.1m $1.1m 0.03% Added +1.9k +1,874
52 MELFA WEALTH MANAGEMENT, INC. 0.79% of their portfolio WESTBOROUGH, MA 125,826125.8k $1.1m $1.1m 0.79% Added +552 +552
53 HORIZON KINETICS ASSET MANAGEMENT LLC 0.02% of their portfolio NEW YORK, NY 120,831120.8k $1.1m $1.1m 0.02% Unchanged
54 CHOREO, LLC 0.03% of their portfolio ROCKFORD, IL 112,760112.8k $984.4k $984.4k 0.03% New
55 Bramshill Investments, LLC 0.11% of their portfolio NAPLES, FL 106,640106.6k $931.0k $931.0k 0.11% New
56 Cetera Investment Advisers 0.00% of their portfolio SCHAUMBURG, IL 106,380106.4k $928.7k $928.7k 0.00% Added +90.8k +90,830
57 GILL CAPITAL PARTNERS, LLC 0.36% of their portfolio DENVER, CO 102,767102.8k $883.8k $883.8k 0.36% Reduced -6.0k -6,002
58 Janney Montgomery Scott LLC 0.00% of their portfolio PHILADELPHIA, PA 94,30694.3k $823.0k $823.0k 0.00% Reduced -2.9k -2,945
59 Sigma Planning Corp 0.02% of their portfolio ANN ARBOR, MI 80,75680.8k $705.0k $705.0k 0.02% Added +36.4k +36,403
60 FIRST TRUST ADVISORS LP 0.00% of their portfolio Wheaton, IL 78,90878.9k $688.9k $688.9k 0.00% Added +4.6k +4,597
61 VIRTUS ADVISERS, LLC 0.35% of their portfolio HARTFORD, CT 76,22776.2k $665.5k $665.5k 0.35% Added +17.5k +17,487
62 OPPENHEIMER & CO INC 0.01% of their portfolio NEW YORK, NY 73,31073.3k $640.0k $640.0k 0.01% Reduced -2.7k -2,661
63 Advisory Services Network, LLC 0.01% of their portfolio ATLANTA, GA 68,64268.6k $599.2k $599.2k 0.01% Added +3.9k +3,894
64 STIFEL FINANCIAL CORP 0.00% of their portfolio ST. LOUIS, MO 68,40168.4k $597.1k $597.1k 0.00% Added +21.0k +20,980
65 HARBOUR INVESTMENTS, INC. 0.02% of their portfolio MADISON, WI 66,94166.9k $584.4k $584.4k 0.02% Added +3.1k +3,057
66 Edgemoor Investment Advisors, Inc. 0.05% of their portfolio BETHESDA, MD 66,44766.4k $580.1k $580.1k 0.05% Reduced -3.2k -3,172
67 Gladstone Institutional Advisory LLC 0.03% of their portfolio Bedminster, NJ 63,86563.9k $557.5k $557.5k 0.03% Reduced -315 -315
68 Seelaus Asset Management LLC 0.54% of their portfolio CHATHAM, NJ 61,85061.9k $540.0k $540.0k 0.54% Reduced -10.7k -10,737
69 Koshinski Asset Management, Inc. 0.06% of their portfolio DECATUR, IL 61,62361.6k $538.0k $538.0k 0.06% Reduced -46.1k -46,099
70 Kestra Advisory Services, LLC 0.00% of their portfolio AUSTIN, TX 59,76459.8k $521.7k $521.7k 0.00% Reduced -9.2k -9,151
71 Steward Partners Investment Advisory, LLC 0.01% of their portfolio STAMFORD, CT 58,27258.3k $508.7k $508.7k 0.01% Reduced -2.3k -2,308
72 CoreCap Advisors, LLC 0.03% of their portfolio SOUTHFIELD, MI 57,33157.3k $500.5k $500.5k 0.03% Added +6.0k +6,000
73 Integrated Wealth Concepts LLC 0.01% of their portfolio WALTHAM, MA 56,22156.2k $490.8k $490.8k 0.01% Reduced -5.7k -5,692
74 CONNING INC. 0.02% of their portfolio HARTFORD, CT 54,00054.0k $471.4k $471.4k 0.02% Unchanged
75 B. Riley Wealth Advisors, Inc. 0.01% of their portfolio MEMPHIS, TN 53,43253.4k $443.2k $443.2k 0.01% Added +6.1k +6,095
76 WEDBUSH SECURITIES INC 0.02% of their portfolio PASADENA, CA 51,71451.7k $451.0k $451.0k 0.02% Reduced -10.2k -10,246
77 Concurrent Investment Advisors, LLC 0.02% of their portfolio Tampa, FL 50,30450.3k $439.1k $439.1k 0.02% Reduced -1.5k -1,465
78 Kovack Advisors, Inc. 0.05% of their portfolio FT. LAUDERDALE, FL 50,04250.0k $436.9k $436.9k 0.05% Added +1.3k +1,297
79 E&G Advisors, LLC 0.12% of their portfolio HOUSTON, TX 43,22043.2k $377.3k $377.3k 0.12% Reduced -470 -470
80 Fortitude Advisory Group L.L.C. 0.19% of their portfolio GIG HARBOR, WA 39,49439.5k $344.8k $344.8k 0.19% Unchanged
81 Spire Wealth Management 0.01% of their portfolio MCLEAN, VA 38,87438.9k $339.4k $339.4k 0.01% Unchanged
82 COMERICA BANK 0.00% of their portfolio DALLAS, TX 38,81438.8k $338.8k $338.8k 0.00% Added +11.8k +11,799
83 NORTHERN TRUST CORP 0.00% of their portfolio CHICAGO, IL 38,61638.6k $337.1k $337.1k 0.00% New
84 Private Advisor Group, LLC 0.00% of their portfolio MORRISTOWN, NJ 37,64537.6k $328.6k $328.6k 0.00% Reduced -3.4k -3,409
85 INTEGRATED CAPITAL MANAGEMENT, INC. 0.27% of their portfolio JESSUP, PA 37,34437.3k $326.0k $326.0k 0.27% Added +6.1k +6,096
86 HBK Sorce Advisory LLC 0.01% of their portfolio ERIE, PA 35,19935.2k $307.3k $307.3k 0.01% Added +5.1k +5,119
87 D.A. DAVIDSON & CO. 0.00% of their portfolio GREAT FALLS, MT 32,00332.0k $279.4k $279.4k 0.00% Reduced -9.8k -9,752
88 AVANTAX ADVISORY SERVICES, INC. 0.00% of their portfolio DALLAS, TX 31,75431.8k $277.2k $277.2k 0.00% Added +8.6k +8,647
89 Future Financial Wealth Managment LLC 0.21% of their portfolio CINCINNATI, OH 31,73231.7k $277.0k $277.0k 0.21% Added +1.2k +1,158
90 MML INVESTORS SERVICES, LLC 0.00% of their portfolio SPRINGFIELD, MA 31,35731.4k $274.0k $274.0k 0.00% Added +11.6k +11,624
91 SHEETS SMITH WEALTH MANAGEMENT 0.03% of their portfolio WINSTON-SALEM, NC 30,00730.0k $262.0k $262.0k 0.03% Unchanged
92 RVW Wealth, LLC 0.03% of their portfolio LOS ANGELES, CA 29,03729.0k $253.5k $253.5k 0.03% Unchanged
93 RIVERBRIDGE PARTNERS LLC 0.00% of their portfolio MINNEAPOLIS, MN 28,63628.6k $250.0k $250.0k 0.00% Reduced -45.3k -45,302
94 Quadcap Wealth Management, LLC 0.05% of their portfolio Frisco, TX 26,66326.7k $232.8k $232.8k 0.05% Unchanged
95 Diversify Advisory Services, LLC 0.01% of their portfolio SANDY, UT 26,62526.6k $233.0k $233.0k 0.01% First filing
96 Centurion Wealth Management LLC 0.09% of their portfolio Mclean, VA 25,37425.4k $221.5k $221.5k 0.09% Unchanged
97 CAPTRUST FINANCIAL ADVISORS 0.00% of their portfolio RALEIGH, NC 24,55124.6k $214.3k $214.3k 0.00% Added +3.7k +3,748
98 Charles Schwab Investment Advisory, Inc. 0.00% of their portfolio SAN FRANCISCO, CA 24,30324.3k $212.2k $212.2k 0.00% Unchanged
99 Farther Finance Advisors, LLC 0.01% of their portfolio SAN FRANCISCO, CA 23,57823.6k $206.3k $206.3k 0.01% Added +10.6k +10,638
100 JANE STREET GROUP, LLC 0.00% of their portfolio NEW YORK, NY 23,49423.5k $205.1k $205.1k 0.00% New