Vault-13

NUVEEN FLOATING RATE INCOME JFR

COM · Closed-End Fund · CUSIP 67072T108

93 institutional holders
18,440,29818.4m shares reported held*
$149.7mreported value*

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once. Holder counts are more reliable. Implied quarter-end price ≈ $8.12.

Insider purchases and sales in Q3 2022

Shares bought or sold by the company's own officers, directors and 10% owners, in the open market or privately, as they reported to the SEC on Form 4 (due within two business days of the trade). Grants, option exercises, shares withheld for tax and gifts aren't included.

None reported in Q3 2022.

Holders, Q3 2022

#ManagerLocationShares Value% of their portfolioChangeShares change
1 LPL Financial LLC 0.02% of their portfolio FORT MILL, SC 2,194,1412.2m $17.8m $17.8m 0.02% —
2 WELLS FARGO & COMPANY/MN 0.01% of their portfolio SAN FRANCISCO, CA 1,910,2451.9m $15.5m $15.5m 0.01% —
3 BANK OF AMERICA CORP /DE/ 0.00% of their portfolio CHARLOTTE, NC 1,468,0931.5m $11.9m $11.9m 0.00% —
4 MORGAN STANLEY 0.00% of their portfolio NEW YORK, NY 1,109,3621.1m $9.0m $9.0m 0.00% —
5 GUGGENHEIM CAPITAL LLC 0.08% of their portfolio CHICAGO, IL 1,088,4211.1m $8.8m $8.8m 0.08% —
6 Invesco Ltd. 0.00% of their portfolio ATLANTA, GA 1,081,4321.1m $8.8m $8.8m 0.00% —
7 OAKTREE CAPITAL MANAGEMENT LP 0.10% of their portfolio LOS ANGELES, CA 1,036,2361.0m $8.4m $8.4m 0.10% —
8 UBS Group AG 0.00% of their portfolio ZURICH, V8 754,955755.0k $6.1m $6.1m 0.00% —
9 ROYAL BANK OF CANADA 0.00% of their portfolio TORONTO, A6 642,415642.4k $5.2m $5.2m 0.00% —
10 Penserra Capital Management LLC 0.13% of their portfolio ORINDA, CA 557,417557.4k $4.5m $4.5m 0.13% —
11 Byrne Asset Management LLC 3.28% of their portfolio KINGSTON, NJ 524,632524.6k $4.3m $4.3m 3.28% —
12 GOLDMAN SACHS GROUP INC 0.00% of their portfolio NEW YORK, NY 504,947504.9k $4.1m $4.1m 0.00% —
13 COHEN & STEERS, INC. 0.01% of their portfolio NEW YORK, NY 430,000430.0k $3.5m $3.5m 0.01% —
14 EATON VANCE MANAGEMENT 0.00% of their portfolio BOSTON, MA 387,184387.2k $3.1m $3.1m 0.00% —
15 Baird Financial Group, Inc. 0.01% of their portfolio MILWAUKEE, WI 387,128387.1k $3.1m $3.1m 0.01% —
16 Advisors Asset Management, Inc. 0.06% of their portfolio Monument, CO 385,348385.3k $3.1m $3.1m 0.06% —
17 AMERIPRISE FINANCIAL INC 0.00% of their portfolio MINNEAPOLIS, MN 354,074354.1k $2.9m $2.9m 0.00% —
18 Janney Montgomery Scott LLC 0.01% of their portfolio PHILADELPHIA, PA 251,455251.5k $2.0m $2.0m 0.01% —
19 RAYMOND JAMES & ASSOCIATES 0.00% of their portfolio ST PETERSBURG, FL 248,930248.9k $2.0m $2.0m 0.00% —
20 Capital Investment Advisors, LLC 0.07% of their portfolio ATLANTA, GA 240,457240.5k $1.9m $1.9m 0.07% —
21 RFG Advisory, LLC 0.10% of their portfolio BIRMINGHAM, AL 208,004208.0k $1.7m $1.7m 0.10% —
22 Shaker Financial Services, LLC 0.81% of their portfolio Arlington, VA 201,614201.6k $1.6m $1.6m 0.81% —
23 INVESTMENT MANAGEMENT ASSOCIATES INC /ADV 0.62% of their portfolio GREENWOOD VILLAGE, CO 163,466163.5k $1.3m $1.3m 0.62% —
24 COMMONWEALTH EQUITY SERVICES, LLC 0.00% of their portfolio WALTHAM, MA 117,272117.3k $951.0k $951.0k 0.00% —
25 OSAIC HOLDINGS, INC. 0.00% of their portfolio SCOTTSDALE, AZ 113,557113.6k $920.0k $920.0k 0.00% —
26 Thrivent Financial for Lutherans 0.00% of their portfolio Minneapolis, MN 111,135111.1k $901.0k $901.0k 0.00% —
27 Koshinski Asset Management, Inc. 0.11% of their portfolio DECATUR, IL 110,672110.7k $898.0k $898.0k 0.11% —
28 Seelaus Asset Management LLC 0.58% of their portfolio CHATHAM, NJ 90,05690.1k $730.0k $730.0k 0.58% —
29 Cambridge Investment Research Advisors, Inc. 0.00% of their portfolio FAIRFIELD, IA 76,34676.3k $619.0k $619.0k 0.00% —
30 CIBC WORLD MARKET INC. 0.00% of their portfolio TORONTO, A6 75,72575.7k $614.0k $614.0k 0.00% —
31 F3Logic, LLC 0.13% of their portfolio BURNSVILLE, MN 74,07974.1k $600.0k $600.0k 0.13% —
32 Edgemoor Investment Advisors, Inc. 0.08% of their portfolio BETHESDA, MD 69,81969.8k $566.0k $566.0k 0.08% —
33 LANDSCAPE CAPITAL MANAGEMENT, L.L.C. 0.07% of their portfolio Englewood, NJ 69,75669.8k $566.0k $566.0k 0.07% —
34 Lindbrook Capital, LLC 0.09% of their portfolio CALABASAS, CA 66,49666.5k $539.0k $539.0k 0.09% —
35 NewEdge Advisors, LLC 0.01% of their portfolio NEW ORLEANS, LA 61,92861.9k $503.0k $503.0k 0.01% —
36 FIRST TRUST ADVISORS LP 0.00% of their portfolio Wheaton, IL 60,86660.9k $494.0k $494.0k 0.00% —
37 Samalin Investment Counsel, LLC 0.36% of their portfolio CHAPPAQUA, NY 60,25060.2k $489.0k $489.0k 0.36% —
38 Congress Park Capital LLC 0.31% of their portfolio SARATOGA SPRINGS, NY 57,50057.5k $466.0k $466.0k 0.31% —
39 Cetera Advisors LLC 0.01% of their portfolio DENVER, CO 54,62554.6k $443.0k $443.0k 0.01% —
40 CONNING INC. 0.02% of their portfolio HARTFORD, CT 54,00054.0k $438.0k $438.0k 0.02% —
41 OTA Financial Group L.P. 0.34% of their portfolio PURCHASE, NY 48,61948.6k $394.0k $394.0k 0.34% —
42 Lloyd Park, LLC 0.47% of their portfolio Wilmette, IL 46,67246.7k $382.0k $382.0k 0.47% —
43 SIT INVESTMENT ASSOCIATES INC 0.01% of their portfolio Minneapolis, MN 45,54945.5k $369.0k $369.0k 0.01% —
44 VIRTUS ADVISERS, LLC 0.14% of their portfolio HARTFORD, CT 43,67843.7k $354.0k $354.0k 0.14% —
45 Advisory Services Network, LLC 0.01% of their portfolio ATLANTA, GA 40,95641.0k $332.0k $332.0k 0.01% —
46 NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO 0.00% of their portfolio MILWAUKEE, WI 40,55340.6k $329.0k $329.0k 0.00% —
47 B. Riley Wealth Advisors, Inc. 0.01% of their portfolio MEMPHIS, TN 39,85939.9k $324.0k $324.0k 0.01% —
48 Kovack Advisors, Inc. 0.05% of their portfolio FT. LAUDERDALE, FL 38,60038.6k $313.0k $313.0k 0.05% —
49 Rockefeller Capital Management L.P. 0.00% of their portfolio NEW YORK, NY 35,60335.6k $288.0k $288.0k 0.00% —
50 WEDBUSH SECURITIES INC 0.02% of their portfolio PASADENA, CA 34,96035.0k $284.0k $284.0k 0.02% —
51 MML INVESTORS SERVICES, LLC 0.00% of their portfolio SPRINGFIELD, MA 33,83433.8k $274.0k $274.0k 0.00% —
52 Lumature Wealth Partners, LLC 0.14% of their portfolio ALPHARETTA, GA 33,00033.0k $268.0k $268.0k 0.14% —
53 Sigma Planning Corp 0.01% of their portfolio ANN ARBOR, MI 32,39732.4k $263.0k $263.0k 0.01% —
54 CoreCap Advisors, LLC 0.02% of their portfolio SOUTHFIELD, MI 32,09632.1k $260.0k $260.0k 0.02% —
55 SHEETS SMITH WEALTH MANAGEMENT 0.04% of their portfolio WINSTON-SALEM, NC 32,00032.0k $260.0k $260.0k 0.04% —
56 HighTower Advisors, LLC 0.00% of their portfolio CHICAGO, IL 29,64029.6k $241.0k $241.0k 0.00% —
57 Aviance Capital Partners, LLC 0.05% of their portfolio NAPLES, FL 24,89524.9k $202.0k $202.0k 0.05% —
58 Logan Stone Capital, LLC 0.13% of their portfolio CHICAGO, IL 24,89224.9k $202.0k $202.0k 0.13% —
59 Steward Partners Investment Advisory, LLC 0.00% of their portfolio STAMFORD, CT 23,81423.8k $193.0k $193.0k 0.00% —
60 Shulman DeMeo Asset Management LLC 0.07% of their portfolio LAKE SUCCESS, NY 22,75022.8k $185.0k $185.0k 0.07% —
61 GILL CAPITAL PARTNERS, LLC 0.09% of their portfolio DENVER, CO 21,46921.5k $174.0k $174.0k 0.09% —
62 Cerity Partners LLC 0.00% of their portfolio NEW YORK, NY 20,00020.0k $162.0k $162.0k 0.00% —
63 Investment Advisory Group, LLC 0.11% of their portfolio HANOVER, MA 19,49719.5k $158.0k $158.0k 0.11% —
64 Raymond James Financial Services Advisors, Inc. 0.00% of their portfolio ST. PETERSBURG, FL 19,40719.4k $157.0k $157.0k 0.00% —
65 Western Wealth Management, LLC 0.01% of their portfolio GOLDEN, CO 18,59018.6k $147.0k $147.0k 0.01% —
66 AE Wealth Management LLC 0.00% of their portfolio TOPEKA, KS 17,17517.2k $139.0k $139.0k 0.00% —
67 Snowden Capital Advisors LLC 0.01% of their portfolio New York, NY 16,78016.8k $136.0k $136.0k 0.01% —
68 Integrated Wealth Concepts LLC 0.00% of their portfolio WALTHAM, MA 14,45014.4k $117.0k $117.0k 0.00% —
69 M Holdings Securities, Inc. 0.01% of their portfolio PORTLAND, OR 14,12014.1k $115.0k $115.0k 0.01% —
70 Founders Financial Alliance, LLC 0.05% of their portfolio RALEIGH, NC 12,68712.7k $103.0k $103.0k 0.05% —
71 WILBANKS SMITH & THOMAS ASSET MANAGEMENT LLC 0.00% of their portfolio NORFOLK, VA 12,60012.6k $102.0k $102.0k 0.00% —
72 STIFEL FINANCIAL CORP 0.00% of their portfolio ST. LOUIS, MO 11,82011.8k $95.0k $95.0k 0.00% —
73 BANK OF MONTREAL /CAN/ 0.00% of their portfolio TORONTO, A6 11,66511.7k $105.0k $105.0k 0.00% —
74 INDEPENDENT FINANCIAL GROUP, LLC 0.01% of their portfolio SAN DIEGO, CA 11,62611.6k $94.3k $94.3k 0.01% —
75 CTC Capital Management, LLC 0.07% of their portfolio Chicago, IL 10,70010.7k $87.0k $87.0k 0.07% —
76 ENVESTNET ASSET MANAGEMENT INC 0.00% of their portfolio Berwyn, PA 10,44510.4k $85.0k $85.0k 0.00% —
77 IEQ CAPITAL, LLC 0.00% of their portfolio Foster City, CA 10,37810.4k $84.0k $84.0k 0.00% —
78 LAZARD ASSET MANAGEMENT LLC 0.00% of their portfolio NEW YORK, NY 8,9428.9k $72.0k $72.0k 0.00% —
79 CoreFirst Bank & Trust 0.05% of their portfolio TOPEKA, KS 7,0487.0k $57.0k $57.0k 0.05% —
80 OPTIMUM INVESTMENT ADVISORS 0.02% of their portfolio Chicago, IL 5,7005.7k $46.0k $46.0k 0.02% —
81 WOLVERINE ASSET MANAGEMENT LLC 0.00% of their portfolio CHICAGO, IL 3,7243.7k $30.0k $30.0k 0.00% —
82 American Portfolios Advisors 0.00% of their portfolio HOLBROOK, NY 3,6923.7k $29.9k $29.9k 0.00% —
83 Stonebridge Capital Advisors LLC 0.00% of their portfolio ST PAUL, MN 2,6962.7k $22.0k $22.0k 0.00% —
84 Pinnacle Financial Partners Inc 0.00% of their portfolio Nashville, TN 1,2801.3k $10.0k $10.0k 0.00% —
85 Geneos Wealth Management Inc. 0.00% of their portfolio ENGLEWOOD, CO 1,2201.2k $9.0k $9.0k 0.00% —
86 Focused Wealth Management, Inc 0.00% of their portfolio Newburgh, NY 1,1791.2k $10.0k $10.0k 0.00% —
87 SOA Wealth Advisors, LLC. 0.00% of their portfolio NEW YORK, NY 994994 $8.0k $8.0k 0.00% —
88 BELLEVUE ASSET MANAGEMENT, LLC 0.00% of their portfolio BELLEVUE, WA 500500 $4.0k $4.0k 0.00% —
89 FNY Investment Advisers, LLC 0.00% of their portfolio NEW YORK, NY 200200 $1.0k $1.0k 0.00% —
90 NATIONAL BANK OF CANADA /FI/ 0.00% of their portfolio MONTREAL, A8 141141 $1.0k $1.0k 0.00% —
91 FourThought Financial, LLC 0.00% of their portfolio VENICE, FL 110110 $1.0k $1.0k 0.00% —
92 HUNTINGTON NATIONAL BANK 0.00% of their portfolio COLUMBUS, OH 11 $0 $0 0.00% —
93 CONCOURSE FINANCIAL GROUP SECURITIES, INC. 0.00% of their portfolio BIRMINGHAM, AL 00 $0 $0 0.00% —