NUVEEN PFD & INCOME SECS FD
COM · CUSIP 67072C105
207
institutional holders
42.0m
shares reported held*
$276.2mreported value*
* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once. Holder counts are more reliable. Implied quarter-end price ≈ $6.57.
Holders, Q3 2022
| Manager | Shares | Change |
|---|---|---|
| SIT INVESTMENT ASSOCIATES INC 1.05% of their portfolio | 5.4m $35.2m | — |
| MORGAN STANLEY 0.00% of their portfolio | 4.3m $28.1m | — |
| RIVERNORTH CAPITAL MANAGEMENT, LLC 1.02% of their portfolio | 3.5m $22.7m | — |
| Invesco Ltd. 0.01% of their portfolio | 2.9m $19.0m | — |
| UBS Group AG 0.01% of their portfolio | 2.9m $18.9m | — |
| Bramshill Investments, LLC 1.89% of their portfolio | 2.0m $13.4m | — |
| WELLS FARGO & COMPANY/MN 0.00% of their portfolio | 1.5m $10.0m | — |
| COMMONWEALTH EQUITY SERVICES, LLC 0.02% of their portfolio | 1.4m $9.2m | — |
| RAYMOND JAMES & ASSOCIATES 0.01% of their portfolio | 1.2m $8.0m | — |
| Penserra Capital Management LLC 0.22% of their portfolio | 1.2m $7.6m | — |
| LPL Financial LLC 0.01% of their portfolio | 1.1m $7.6m | — |
| BANK OF AMERICA CORP /DE/ 0.00% of their portfolio | 895.3k $5.9m | — |
| AMERIPRISE FINANCIAL INC 0.00% of their portfolio | 746.6k $4.9m | — |
| GREATMARK INVESTMENT PARTNERS, INC. 0.82% of their portfolio | 643.8k $4.2m | — |
| COHEN & STEERS, INC. 0.01% of their portfolio | 640.4k $4.2m | — |
| Rockefeller Capital Management L.P. 0.02% of their portfolio | 562.4k $3.7m | — |
| Saba Capital Management, L.P. 0.04% of their portfolio | 429.9k $2.8m | — |
| OSAIC HOLDINGS, INC. 0.01% of their portfolio | 421.7k $2.8m | — |
| Logan Stone Capital, LLC 1.77% of their portfolio | 409.5k $2.7m | — |
| Raymond James Financial Services Advisors, Inc. 0.01% of their portfolio | 402.5k $2.6m | — |
| LANDSCAPE CAPITAL MANAGEMENT, L.L.C. 0.31% of their portfolio | 357.9k $2.4m | — |
| Cambridge Investment Research Advisors, Inc. 0.01% of their portfolio | 326.8k $2.1m | — |
| ROYAL BANK OF CANADA 0.00% of their portfolio | 325.7k $2.1m | — |
| Stratos Wealth Partners, LTD. 0.06% of their portfolio | 319.3k $2.1m | — |
| Moors & Cabot, Inc. 0.16% of their portfolio | 316.6k $2.1m | — |
| CoreCap Advisors, LLC 0.17% of their portfolio | 309.8k $2.0m | — |
| Penn Mutual Asset Management 2.66% of their portfolio | 309.6k $2.0m | — |
| Cerity Partners LLC 0.02% of their portfolio | 294.1k $1.9m | — |
| Janney Montgomery Scott LLC 0.01% of their portfolio | 282.5k $1.9m | — |
| AQR Arbitrage LLC 0.04% of their portfolio | 258.3k $1.7m | — |
| Shaker Financial Services, LLC 0.80% of their portfolio | 247.8k $1.6m | — |
| Jupiter Wealth Management LLC 1.45% of their portfolio | 219.9k $1.4m | — |
| Hightower 6M Holding, LLC 0.13% of their portfolio | 214.1k $1.4m | — |
| Family Manage LLC 0.37% of their portfolio | 210.5k $1.4m | — |
| Polar Asset Management Partners Inc. 0.02% of their portfolio | 188.7k $1.2m | — |
| Geneos Wealth Management Inc. 0.08% of their portfolio | 167.4k $1.1m | — |
| TRUIST FINANCIAL CORP 0.00% of their portfolio | 152.1k $999.0k | — |
| B. Riley Wealth Advisors, Inc. 0.03% of their portfolio | 146.0k $959.0k | — |
| COMPASS FINANCIAL ADVISORS LLC 1.35% of their portfolio | 138.4k $909.0k | — |
| Capital Investment Advisors, LLC 0.03% of their portfolio | 137.9k $906.0k | — |
| Atria Wealth Solutions, Inc. 0.02% of their portfolio | 136.6k $902.5k | — |
| Cetera Advisor Networks LLC 0.01% of their portfolio | 136.0k $894.0k | — |
| Wela Strategies, Inc. 0.54% of their portfolio | 120.6k $792.0k | — |
| ENVESTNET ASSET MANAGEMENT INC 0.00% of their portfolio | 113.7k $747.0k | — |
| WHITTIER TRUST CO 0.01% of their portfolio | 107.1k $704.0k | — |
| NewEdge Advisors, LLC 0.01% of their portfolio | 102.8k $676.0k | — |
| Shulman DeMeo Asset Management LLC 0.23% of their portfolio | 100.4k $660.0k | — |
| Baird Financial Group, Inc. 0.00% of their portfolio | 99.7k $655.0k | — |
| BURNEY CO/ 0.04% of their portfolio | 98.1k $644.0k | — |
| Mathes Company, Inc. 0.36% of their portfolio | 97.6k $641.0k | — |
| Thrivent Financial for Lutherans 0.00% of their portfolio | 94.5k $620.0k | — |
| Eudaimonia Partners, LLC 0.15% of their portfolio | 89.3k $587.0k | — |
| Hennion & Walsh Asset Management, Inc. 0.04% of their portfolio | 88.2k $579.0k | — |
| Wealthcare Advisory Partners LLC 0.03% of their portfolio | 85.6k $562.0k | — |
| WEDBUSH SECURITIES INC 0.03% of their portfolio | 85.2k $560.0k | — |
| Accel Wealth Management 0.31% of their portfolio | 85.1k $574.0k | — |
| FCA CORP /TX 0.22% of their portfolio | 80.6k $529.0k | — |
| MARINO, STRAM & ASSOCIATES LLC 0.19% of their portfolio | 80.1k $526.0k | — |
| All Season Financial Advisors, Inc. 0.54% of their portfolio | 76.2k $501.0k | — |
| INTREPID FAMILY OFFICE LLC 1.39% of their portfolio | 70.0k $460.0k | — |
| Kestra Advisory Services, LLC 0.00% of their portfolio | 68.5k $450.0k | — |
| Quantedge Capital Pte Ltd 0.14% of their portfolio | 66.7k $438.0k | — |
| Steward Partners Investment Advisory, LLC 0.01% of their portfolio | 64.7k $425.0k | — |
| STIFEL FINANCIAL CORP 0.00% of their portfolio | 64.2k $422.0k | — |
| MERCER GLOBAL ADVISORS INC /ADV 0.00% of their portfolio | 63.8k $419.0k | — |
| Private Advisor Group, LLC 0.00% of their portfolio | 57.9k $381.0k | — |
| GUGGENHEIM CAPITAL LLC 0.00% of their portfolio | 56.8k $373.0k | — |
| CENTRAL TRUST Co 0.01% of their portfolio | 55.6k $366.0k | — |
| Patriot Financial Group Insurance Agency, LLC 0.09% of their portfolio | 55.1k $362.0k | — |
| American Portfolios Advisors 0.02% of their portfolio | 54.8k $360.3k | — |
| Snowden Capital Advisors LLC 0.02% of their portfolio | 53.3k $349.0k | — |
| CITADEL ADVISORS LLC 0.00% of their portfolio | 52.8k $347.0k | — |
| MSH Capital Advisors LLC 0.16% of their portfolio | 50.4k $330.9k | — |
| Sage Capital Advisors,llc 0.17% of their portfolio | 49.3k $324.0k | — |
| Cetera Investment Advisers 0.00% of their portfolio | 46.4k $305.0k | — |
| Ameritas Advisory Services, LLC 0.02% of their portfolio | 44.2k $290.0k | — |
| HighTower Advisors, LLC 0.00% of their portfolio | 43.8k $287.0k | — |
| NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO 0.00% of their portfolio | 41.9k $275.0k | — |
| Waterfront Wealth Inc. 0.10% of their portfolio | 40.0k $268.0k | — |
| OPPENHEIMER & CO INC 0.01% of their portfolio | 39.6k $260.0k | — |
| CAPTRUST FINANCIAL ADVISORS 0.00% of their portfolio | 38.6k $254.0k | — |
| AE Wealth Management LLC 0.00% of their portfolio | 38.2k $251.0k | — |
| Mariner, LLC 0.00% of their portfolio | 37.7k $248.0k | — |
| PARSONS CAPITAL MANAGEMENT INC/RI 0.02% of their portfolio | 32.8k $216.0k | — |
| Investmark Advisory Group LLC 0.19% of their portfolio | 32.4k $213.0k | — |
| RAYMOND JAMES TRUST N.A. 0.01% of their portfolio | 30.5k $201.0k | — |
| INDEPENDENT FINANCIAL GROUP, LLC 0.02% of their portfolio | 29.6k $194.6k | — |
| LexAurum Advisors, LLC 0.07% of their portfolio | 28.1k $185.0k | — |
| Penbrook Management LLC 0.16% of their portfolio | 28.0k $184.0k | — |
| DUNCKER STREETT & CO INC 0.05% of their portfolio | 27.8k $182.0k | — |
| SVB WEALTH LLC 0.00% of their portfolio | 27.5k $181.0k | — |
| Astoria Portfolio Advisors LLC. 0.12% of their portfolio | 27.2k $178.0k | — |
| Advisor OS, LLC 0.05% of their portfolio | 24.6k $162.0k | — |
| Western Wealth Management, LLC 0.01% of their portfolio | 24.4k $165.0k | — |
| DOLIVER ADVISORS, LP 0.06% of their portfolio | 23.5k $155.0k | — |
| FLAGSHIP HARBOR ADVISORS, LLC 0.02% of their portfolio | 23.4k $154.0k | — |
| Spire Wealth Management 0.01% of their portfolio | 23.4k $153.0k | — |
| DAVENPORT & Co LLC 0.00% of their portfolio | 23.1k $152.0k | — |
| IBEX WEALTH ADVISORS 0.04% of their portfolio | 22.3k $146.0k | — |
| Constitution Capital LLC 0.09% of their portfolio | 21.0k $138.0k | — |