Vault-13

NUVASIVE INC GMED 1 06.01.23

NOTE 1.000% 6/0 · US DOMESTIC · CUSIP 670704AL9

32 institutional holders +3 vs Q3 2022
3,200,0003.2m shares reported held*
$450.2mreported value*
6 new 11 added 4 reduced 5 sold out net sold ≈ $2.9m (-5.8m shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once. Holder counts are more reliable. Implied quarter-end price ≈ $140.68.

Trends to Q4 2022

Institutional holders

Managers reporting a position, each quarter

02040Q3 22: 29Q4 22: 3232Q3 22Q4 22
Numbers
QuarterHolders
Q3 202229
Q4 202232

Biggest buyers

TENOR CAPITAL MANAGEMENT Co., L.P. Added +12,592,000+12.6m
Opti Capital Management, LP Added +9,000,000+9.0m
WELLS FARGO & COMPANY/MN Added +6,000,000+6.0m
PALISADE CAPITAL MANAGEMENT, LP New +5,827,000+5.8m
BLUEFIN CAPITAL MANAGEMENT, LLC Added +4,960,000+5.0m
OAKTREE CAPITAL MANAGEMENT LP Added +3,676,000+3.7m
Amundi Added +2,050,000+2.0m
Linden Advisors LP New +1,693,000+1.7m
JPMORGAN CHASE & CO New +1,588,000+1.6m
CAPSTONE INVESTMENT ADVISORS, LLC Added +1,250,000+1.2m

Biggest sellers

WOLVERINE ASSET MANAGEMENT LLC Sold out -21,842,000-21.8m
CITADEL ADVISORS LLC Sold out -8,000,000-8.0m
PALISADE CAPITAL MANAGEMENT, LP Sold out -5,827,000-5.8m
BANK OF AMERICA CORP /DE/ Reduced -3,650,000-3.6m
Birch Grove Capital LP Reduced -3,500,000-3.5m
LAZARD ASSET MANAGEMENT LLC Reduced -3,500,000-3.5m
Daiwa Securities Group Inc. Sold out -2,500,000-2.5m
MORGAN STANLEY Sold out -1,393,000-1.4m
NOMURA HOLDINGS INC Reduced -31,229-31.2k

Holders, Q4 2022

#ManagerLocationShares Value% of their portfolioChangeShares change
1 TENOR CAPITAL MANAGEMENT Co., L.P. 2.28% of their portfolio NEW YORK, NY 97,539,00097.5m $95.9m $95.9m 2.28% Added +12.6m +12,592,000
2 DEERFIELD MANAGEMENT COMPANY, L.P. 1.97% of their portfolio New York, NY 96,966,00097.0m $95.2m $95.2m 1.97% Unchanged
3 LAZARD ASSET MANAGEMENT LLC 0.08% of their portfolio NEW YORK, NY 55,500,00055.5m $54.6m $54.6m 0.08% Reduced -3.5m -3,500,000
4 CAPSTONE INVESTMENT ADVISORS, LLC 0.87% of their portfolio NEW YORK, NY 33,750,00033.8m $33.2m $33.2m 0.87% Added +1.2m +1,250,000
5 Opti Capital Management, LP 2.28% of their portfolio New York, NY 26,910,00026.9m $26.4m $26.4m 2.28% Added +9.0m +9,000,000
6 D. E. Shaw & Co., Inc. 0.04% of their portfolio New York, NY 25,822,00025.8m $25.4m $25.4m 0.04% Unchanged
7 BRAIDWELL LP 0.54% of their portfolio STAMFORD, CT 16,500,00016.5m $16.2m $16.2m 0.54% First filing
8 OAKTREE CAPITAL MANAGEMENT LP 0.14% of their portfolio LOS ANGELES, CA 13,586,00013.6m $13.4m $13.4m 0.14% Added +3.7m +3,676,000
9 ADVENT CAPITAL MANAGEMENT /DE/ 0.23% of their portfolio NEW YORK, NY 13,100,00013.1m $12.9m $12.9m 0.23% Added +500.0k +500,000
10 STATE STREET CORP 0.00% of their portfolio BOSTON, MA 10,833,00010.8m $10.6m $10.6m 0.00% Added +50.0k +50,000
11 WELLS FARGO & COMPANY/MN 0.00% of their portfolio SAN FRANCISCO, CA 8,109,0008.1m $8.0m $8.0m 0.00% Added +6.0m +6,000,000
12 BANK OF AMERICA CORP /DE/ 0.00% of their portfolio CHARLOTTE, NC 7,606,0007.6m $7.4m $7.4m 0.00% Reduced -3.6m -3,650,000
13 PALISADE CAPITAL MANAGEMENT, LP 0.15% of their portfolio FORT LEE, NJ 5,827,0005.8m $5.7m $5.7m 0.15% New
14 BLUEFIN CAPITAL MANAGEMENT, LLC 0.86% of their portfolio NEW YORK, NY 5,000,0005.0m $4.9m $4.9m 0.86% Added +5.0m +4,960,000
15 Birch Grove Capital LP 2.20% of their portfolio New York, NY 4,500,0004.5m $4.4m $4.4m 2.20% Reduced -3.5m -3,500,000
16 VOYA INVESTMENT MANAGEMENT LLC 0.00% of their portfolio ATLANTA, GA 4,000,0004.0m $3.9m $3.9m 0.00% Unchanged
17 BlackRock Inc. 0.00% of their portfolio New York, NY 3,886,0003.9m $3.8m $3.8m 0.00% Unchanged
18 Amundi 0.00% of their portfolio Paris, I0 3,050,0003.0m $3.0m $3.0m 0.00% Added +2.0m +2,050,000
19 BNP PARIBAS ASSET MANAGEMENT Holding S.A. 0.01% of their portfolio Paris, I0 3,000,0003.0m $2.9m $2.9m 0.01% Unchanged
20 PIER 88 INVESTMENT PARTNERS LLC 0.63% of their portfolio SAN FRANCISCO, CA 2,670,0002.7m $2.6m $2.6m 0.63% Unchanged
21 Russell Investments Group, Ltd. 0.01% of their portfolio Seattle, WA 2,653,0002.7m $2.6m $2.6m 0.01% Added +824.0k +824,000
22 Linden Advisors LP 0.02% of their portfolio New York, NY 1,693,0001.7m $1.7m $1.7m 0.02% New
23 JPMORGAN CHASE & CO 0.00% of their portfolio NEW YORK, NY 1,588,0001.6m $1.6m $1.6m 0.00% New
24 BNP PARIBAS FINANCIAL MARKETS 0.00% of their portfolio PARIS, I0 727,000727.0k $714.8k $714.8k 0.00% New
25 SUSQUEHANNA INTERNATIONAL GROUP, LLP 0.00% of their portfolio BALA CYNWYD, PA 649,000649.0k $635.2k $635.2k 0.00% Unchanged
26 MACQUARIE GROUP LTD 0.00% of their portfolio Sydney, NSW 2000, C3 430,000430.0k $422.8k $422.8k 0.00% New
27 NOMURA HOLDINGS INC 0.00% of their portfolio TOKYO, M0 422,379422.4k $174.0k $174.0k 0.00% Reduced -31.2k -31,229
28 Bank of New York Mellon Corp 0.00% of their portfolio NEW YORK, NY 200,000200.0k $196.2k $196.2k 0.00% Unchanged
29 BARCLAYS PLC 0.00% of their portfolio LONDON, X0 42,00042.0k $40.9k $40.9k 0.00% First filing
30 Jefferies Financial Group Inc. 0.00% of their portfolio NEW YORK, NY 35,00035.0k $34.4k $34.4k 0.00% New
31 Context Capital Management, LLC 0.85% of their portfolio LAJOLLA, CA 11,80011.8k $11.6m $11.6m 0.85% Added +5.5k +5,500
32 CONCOURSE FINANCIAL GROUP SECURITIES, INC. 0.00% of their portfolio BIRMINGHAM, AL 00 $0 $0 0.00% Unchanged