Vault-13

NUVASIVE INC GMED 0.375 03.15.25

NOTE 0.375% 3/1 · US DOMESTIC · CUSIP 670704AJ4

59 institutional holders -3 vs Q3 2022
11,046,54711.0m shares reported held*
$377.6mreported value*
6 new 13 added 17 reduced 8 sold out net bought ≈ $24.3m (-3.5m shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once. Holder counts are more reliable. Implied quarter-end price ≈ $34.19.

Trends to Q4 2022

Institutional holders

Managers reporting a position, each quarter

0255075Q3 22: 62Q4 22: 5959Q3 22Q4 22
Numbers
QuarterHolders
Q3 202262
Q4 202259

Biggest buyers

AVIVA PLC Added +16,500,000+16.5m
BNP PARIBAS FINANCIAL MARKETS Added +16,016,000+16.0m
OAKTREE CAPITAL MANAGEMENT LP Added +10,684,000+10.7m
Nuveen Asset Management, LLC New +10,205,000+10.2m
Opti Capital Management, LP New +6,000,000+6.0m
CSS LLC/IL Added +2,500,000+2.5m
WELLS FARGO & COMPANY/MN Added +2,370,000+2.4m
PALISADE CAPITAL MANAGEMENT, LP New +1,471,000+1.5m
Jefferies Financial Group Inc. New +1,339,000+1.3m
Kohlberg Kravis Roberts & Co. L.P. Added +640,000+640.0k

Biggest sellers

STEELHEAD PARTNERS LLC Sold out -12,500,000-12.5m
LAZARD ASSET MANAGEMENT LLC Reduced -7,031,000-7.0m
BANK OF AMERICA CORP /DE/ Sold out -6,861,000-6.9m
WOLVERINE ASSET MANAGEMENT LLC Reduced -4,000,000-4.0m
JPMORGAN CHASE & CO Reduced -2,855,000-2.9m
TORONTO DOMINION BANK Sold out -2,000,000-2.0m
SCHRODER INVESTMENT MANAGEMENT GROUP Reduced -2,000,000-2.0m
PALISADE CAPITAL MANAGEMENT, LP Sold out -1,471,000-1.5m
SHENKMAN CAPITAL MANAGEMENT INC Reduced -960,000-960.0k
DZ BANK AG Deutsche Zentral Genossenschafts Bank, Frankfurt am Main Reduced -650,000-650.0k

Holders, Q4 2022

#ManagerLocationShares Value% of their portfolioChangeShares change
1 WOLVERINE ASSET MANAGEMENT LLC 0.68% of their portfolio CHICAGO, IL 50,344,00050.3m $44.3m $44.3m 0.68% Reduced -4.0m -4,000,000
2 BRAIDWELL LP 1.08% of their portfolio STAMFORD, CT 36,665,00036.7m $32.2m $32.2m 1.08% First filing
3 ADVENT CAPITAL MANAGEMENT /DE/ 0.51% of their portfolio NEW YORK, NY 32,742,00032.7m $28.8m $28.8m 0.51% Added +490.0k +490,000
4 MacKay Shields LLC 0.68% of their portfolio New York, NY 30,402,00030.4m $26.7m $26.7m 0.68% Reduced -558.0k -558,000
5 WELLINGTON MANAGEMENT GROUP LLP 0.01% of their portfolio Boston, MA 30,179,00030.2m $26.5m $26.5m 0.01% Added +538.0k +538,000
6 AVIVA PLC 0.11% of their portfolio LONDON, X0 26,075,00026.1m $22.7m $22.7m 0.11% Added +16.5m +16,500,000
7 SHENKMAN CAPITAL MANAGEMENT INC 1.42% of their portfolio NEW YORK, NY 26,015,00026.0m $22.8m $22.8m 1.42% Reduced -960.0k -960,000
8 BNP PARIBAS FINANCIAL MARKETS 0.05% of their portfolio PARIS, I0 21,628,00021.6m $18.9m $18.9m 0.05% Added +16.0m +16,016,000
9 OAKTREE CAPITAL MANAGEMENT LP 0.14% of their portfolio LOS ANGELES, CA 14,817,00014.8m $13.0m $13.0m 0.14% Added +10.7m +10,684,000
10 Calamos Advisors LLC 0.06% of their portfolio NAPERVILLE, IL 13,447,00013.4m $11.8m $11.8m 0.06% Reduced -100.0k -100,000
11 STATE STREET CORP 0.00% of their portfolio BOSTON, MA 10,634,00010.6m $9.3m $9.3m 0.00% Unchanged
12 Radcliffe Capital Management, L.P. 0.30% of their portfolio BALA CYNWYD, PA 10,500,00010.5m $9.2m $9.2m 0.30% Unchanged
13 Nuveen Asset Management, LLC 0.00% of their portfolio CHICAGO, IL 10,205,00010.2m $9.0m $9.0m 0.00% New
14 WELLS FARGO & COMPANY/MN 0.00% of their portfolio SAN FRANCISCO, CA 8,791,0008.8m $7.7m $7.7m 0.00% Added +2.4m +2,370,000
15 Birch Grove Capital LP 3.52% of their portfolio New York, NY 8,030,0008.0m $7.0m $7.0m 3.52% Unchanged
16 SUSQUEHANNA INTERNATIONAL GROUP, LLP 0.01% of their portfolio BALA CYNWYD, PA 7,500,0007.5m $6.6m $6.6m 0.01% Unchanged
17 DZ BANK AG Deutsche Zentral Genossenschafts Bank, Frankfurt am Main 0.01% of their portfolio FRANKFURT AM MAIN, 2M 7,500,0007.5m $6.6m $6.6m 0.01% Reduced -650.0k -650,000
18 Opti Capital Management, LP 0.46% of their portfolio New York, NY 6,000,0006.0m $5.3m $5.3m 0.46% New
19 LAZARD ASSET MANAGEMENT LLC 0.01% of their portfolio NEW YORK, NY 5,500,0005.5m $4.8m $4.8m 0.01% Reduced -7.0m -7,031,000
20 CSS LLC/IL 0.29% of their portfolio CHICAGO, IL 5,000,0005.0m $4.4m $4.4m 0.29% Added +2.5m +2,500,000
21 ABSOLUTE INVESTMENT ADVISERS, LLC 0.64% of their portfolio ROSEMARY BEACH, FL 4,882,0004.9m $4.3m $4.3m 0.64% Added +389.0k +389,000
22 JPMORGAN CHASE & CO 0.00% of their portfolio NEW YORK, NY 4,827,0004.8m $4.2m $4.2m 0.00% Reduced -2.9m -2,855,000
23 NEW YORK STATE COMMON RETIREMENT FUND 0.01% of their portfolio ALBANY, NY 4,740,0004.7m $4.2m $4.2m 0.01% Reduced -358.0k -358,000
24 SCHRODER INVESTMENT MANAGEMENT GROUP 0.01% of their portfolio London, X0 4,000,0004.0m $3.5m $3.5m 0.01% Reduced -2.0m -2,000,000
25 BlackRock Inc. 0.00% of their portfolio New York, NY 3,916,0003.9m $3.4m $3.4m 0.00% Unchanged
26 MORGAN STANLEY 0.00% of their portfolio NEW YORK, NY 3,794,0003.8m $3.3m $3.3m 0.00% Added +400.0k +400,000
27 WESTWOOD HOLDINGS GROUP INC 0.02% of their portfolio DALLAS, TX 3,000,0003.0m $2.6m $2.6m 0.02% Unchanged
28 PALISADE CAPITAL MANAGEMENT, LP 0.03% of their portfolio FORT LEE, NJ 1,471,0001.5m $1.3m $1.3m 0.03% New
29 Jefferies Financial Group Inc. 0.02% of their portfolio NEW YORK, NY 1,339,0001.3m $1.2m $1.2m 0.02% New
30 Amundi 0.00% of their portfolio Paris, I0 1,297,0001.3m $1.1m $1.1m 0.00% Unchanged
31 Lombard Odier Asset Management (Europe) Ltd 0.07% of their portfolio LONDON, X0 1,297,0001.3m $1.5m $1.5m 0.07% Unchanged
32 Kohlberg Kravis Roberts & Co. L.P. 0.03% of their portfolio NEW YORK, NY 1,140,0001.1m $1.0m $1.0m 0.03% Added +640.0k +640,000
33 Northwest & Ethical Investments L.P. 0.02% of their portfolio TORONTO, A6 520,000520.0k $457.0k $457.0k 0.02% Unchanged
34 Invesco Ltd. 0.00% of their portfolio ATLANTA, GA 475,000475.0k $416.1k $416.1k 0.00% Unchanged
35 Bank of New York Mellon Corp 0.00% of their portfolio NEW YORK, NY 400,000400.0k $352.0k $352.0k 0.00% Reduced -8.0k -8,000
36 Liberty Mutual Group Asset Management Inc. 0.09% of their portfolio Boston, MA 400,000400.0k $350.4k $350.4k 0.09% Unchanged
37 CITIGROUP INC 0.00% of their portfolio NEW YORK, NY 372,000372.0k $325.9k $325.9k 0.00% Added +23.0k +23,000
38 Zurcher Kantonalbank (Zurich Cantonalbank) 0.00% of their portfolio ZURICH, V8 360,000360.0k $315.9k $315.9k 0.00% Reduced -400.0k -400,000
39 Federation des caisses Desjardins du Quebec 0.00% of their portfolio LEVIS, A8 359,000359.0k $315.0k $315.0k 0.00% Unchanged
40 SEI INVESTMENTS CO 0.00% of their portfolio OAKS, PA 279,000279.0k $244.4k $244.4k 0.00% Unchanged
41 Calamos Wealth Management LLC 0.02% of their portfolio NAPERVILLE, IL 238,000238.0k $208.9k $208.9k 0.02% Reduced -25.0k -25,000
42 OPPENHEIMER ASSET MANAGEMENT INC. 0.00% of their portfolio NEW YORK, NY 121,000121.0k $106.0k $106.0k 0.00% Reduced -2.0k -2,000
43 LAKE STREET ADVISORS GROUP, LLC 0.00% of their portfolio PORTSMOUTH, NH 85,00085.0k $75.0k $75.0k 0.00% Added +14.0k +14,000
44 US BANCORP \DE\ 0.00% of their portfolio MINNEAPOLIS, MN 51,00051.0k $44.7k $44.7k 0.00% Unchanged
45 ENVESTNET ASSET MANAGEMENT INC 0.00% of their portfolio Berwyn, PA 47,00047.0k $41.2k $41.2k 0.00% Unchanged
46 STEPHENS INC /AR/ 0.00% of their portfolio LITTLE ROCK, AR 43,00043.0k $37.7k $37.7k 0.00% Unchanged
47 Balboa Wealth Partners 0.01% of their portfolio SCOTTSDALE, AZ 38,00038.0k $33.1k $33.1k 0.01% Reduced -1.0k -1,000
48 NOMURA HOLDINGS INC 0.00% of their portfolio TOKYO, M0 35,01635.0k $15.0k $15.0k 0.00% Reduced -27.9k -27,902
49 Wellesley Asset Management 1.75% of their portfolio PORTSMOUTH, NH 29,55729.6k $25.9k $25.9k 1.75% Reduced -5.6k -5,576
50 MILLENNIUM MANAGEMENT LLC 0.03% of their portfolio NEW YORK, NY 27,50027.5k $24.2m $24.2m 0.03% Unchanged
51 Oaktree Fund Advisors, LLC 0.03% of their portfolio LOS ANGLES, CA 24,00024.0k $21.1k $21.1k 0.03% Added +7.0k +7,000
52 AMERIPRISE FINANCIAL INC 0.00% of their portfolio MINNEAPOLIS, MN 15,00015.0k $13.0k $13.0k 0.00% New
53 Cetera Advisor Networks LLC 0.00% of their portfolio EL SEGUNDO, CA 15,00015.0k $13.1k $13.1k 0.00% New
54 Marcum Wealth, LLC 0.00% of their portfolio CLEVELAND, OH 15,00015.0k $13.1k $13.1k 0.00% Unchanged
55 UBS Group AG 0.00% of their portfolio ZURICH, V8 8,0008.0k $700.8k $700.8k 0.00% Unchanged
56 ROYAL BANK OF CANADA 0.00% of their portfolio TORONTO, A6 7,0007.0k $6.0k $6.0k 0.00% Unchanged
57 Parallel Advisors, LLC 0.00% of their portfolio SAN FRANCISCO, CA 7,0007.0k $6.1k $6.1k 0.00% Unchanged
58 Rehmann Capital Advisory Group 0.00% of their portfolio LANSING, MI 4747 $41.2k $41.2k 0.00% Reduced -47.0k -46,953
59 CONCOURSE FINANCIAL GROUP SECURITIES, INC. 0.00% of their portfolio BIRMINGHAM, AL 00 $0 $0 0.00% Unchanged