Vault-13

NUVEEN S&P 500 BUY-WRITE INC

COM · CUSIP 6706ER101

171 institutional holders +17 vs Q3 2024
32,625,31632.6m shares reported held*
$456.4mreported value*
16 new 53 added 45 reduced 8 sold out net bought ≈ $14.4m (+579.6k shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once. Holder counts are more reliable. Implied quarter-end price ≈ $13.99.

Trends to Q4 2024

Institutional holders

Managers reporting a position, each quarter

0100200Q3 22: 125Q4 22: 134Q1 23: 128Q2 23: 135Q3 23: 139Q4 23: 150Q1 24: 149Q2 24: 156Q3 24: 154Q4 24: 171171Q3 22Q1 23Q3 23Q1 24Q3 24Q4 24
Numbers
QuarterHolders
Q3 2022125
Q4 2022134
Q1 2023128
Q2 2023135
Q3 2023139
Q4 2023150
Q1 2024149
Q2 2024156
Q3 2024154
Q4 2024171

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
1000100Q1 23: 44 bought or addedQ1 23: 55 cut or sold outQ2 23: 59 bought or addedQ2 23: 47 cut or sold outQ2 23Q3 23: 58 bought or addedQ3 23: 42 cut or sold outQ4 23: 60 bought or addedQ4 23: 45 cut or sold outQ4 23Q1 24: 54 bought or addedQ1 24: 59 cut or sold outQ2 24: 62 bought or addedQ2 24: 63 cut or sold outQ2 24Q3 24: 56 bought or addedQ3 24: 58 cut or sold outQ4 24: 69 bought or addedQ4 24: 53 cut or sold outQ4 24
Numbers
QuarterBought or addedCut or sold out
Q1 20234455
Q2 20235947
Q3 20235842
Q4 20236045
Q1 20245459
Q2 20246263
Q3 20245658
Q4 20246953

Biggest buyers

ENVESTNET ASSET MANAGEMENT INC Added +199,151+199.2k
WELLS FARGO & COMPANY/MN Added +167,568+167.6k
Advisors Asset Management, Inc. Added +153,042+153.0k
Legacy Capital Wealth Partners, LLC New +152,261+152.3k
ICONIQ Capital, LLC New +109,800+109.8k
OSAIC HOLDINGS, INC. Added +108,428+108.4k
GUGGENHEIM CAPITAL LLC Added +105,078+105.1k
Twelve Points Wealth Management LLC Added +103,889+103.9k
PVG ASSET MANAGEMENT CORP New +91,460+91.5k
Essential Planning, LLC. New +79,495+79.5k

Biggest sellers

INTERNATIONAL ASSETS INVESTMENT MANAGEMENT, LLC Reduced -451,258-451.3k
Allspring Global Investments Holdings, LLC Reduced -198,568-198.6k
WOLVERINE ASSET MANAGEMENT LLC Reduced -135,577-135.6k
Shaker Financial Services, LLC Reduced -106,864-106.9k
LANDSCAPE CAPITAL MANAGEMENT, L.L.C. Reduced -80,968-81.0k
TWO SIGMA INVESTMENTS, LP Sold out -67,920-67.9k
Cornerstone Advisors, LLC Reduced -56,679-56.7k
Meteora Capital, LLC Sold out -56,106-56.1k
BOOTHBAY FUND MANAGEMENT, LLC Sold out -33,084-33.1k
LANARK FINANCIAL, INC. Reduced -28,310-28.3k

Major shareholders (over 5%)

Anyone who owns more than 5% of a class of the company's shares has to say so: on Schedule 13D if they may try to influence or control the company, on 13G if they're a passive investor, and update it as the stake changes. Each holder's latest filing, from 19 Dec 2024 on; percentages are of the share class, as the holder worked them out.

No one currently above 5% in the filings since 19 Dec 2024.

Fell to 5% or below in the last year: MORGAN STANLEY (0.0%, 2026-04-08)

Holders, Q4 2024

#ManagerLocationShares Value% of their portfolioChangeShares change
1 MORGAN STANLEY 0.01% of their portfolio NEW YORK, NY 11,258,61511.3m $157.5m $157.5m 0.01% Added +64.1k +64,079
2 UBS Group AG 0.01% of their portfolio ZURICH, V8 1,798,7401.8m $25.2m $25.2m 0.01% Reduced -3.3k -3,292
3 LPL Financial LLC 0.01% of their portfolio FORT MILL, SC 1,681,6861.7m $23.5m $23.5m 0.01% Reduced -5.5k -5,509
4 WELLS FARGO & COMPANY/MN 0.01% of their portfolio SAN FRANCISCO, CA 1,614,7731.6m $22.6m $22.6m 0.01% Added +167.6k +167,568
5 Invesco Ltd. 0.00% of their portfolio ATLANTA, GA 1,535,5071.5m $21.5m $21.5m 0.00% Reduced -23.6k -23,579
6 RAYMOND JAMES FINANCIAL INC 0.01% of their portfolio ST. PETERSBURG, FL 1,273,6561.3m $17.8m $17.8m 0.01% First filing
7 Cornerstone Advisors, LLC 0.49% of their portfolio ASHEVILLE, NC 887,299887.3k $12.4m $12.4m 0.49% Reduced -56.7k -56,679
8 BANK OF AMERICA CORP /DE/ 0.00% of their portfolio CHARLOTTE, NC 838,664838.7k $11.7m $11.7m 0.00% Added +54.6k +54,596
9 Lindbrook Capital, LLC 0.87% of their portfolio CALABASAS, CA 690,062690.1k $9.7m $9.7m 0.87% Added +424 +424
10 ROYAL BANK OF CANADA 0.00% of their portfolio TORONTO, A6 672,782672.8k $9.4m $9.4m 0.00% Added +5.7k +5,668
11 GUGGENHEIM CAPITAL LLC 0.08% of their portfolio CHICAGO, IL 666,045666.0k $9.3m $9.3m 0.08% Added +105.1k +105,078
12 Advisors Asset Management, Inc. 0.15% of their portfolio Monument, CO 586,934586.9k $8.2m $8.2m 0.15% Added +153.0k +153,042
13 Cambridge Investment Research Advisors, Inc. 0.03% of their portfolio FAIRFIELD, IA 546,195546.2k $7.6m $7.6m 0.03% Added +9.7k +9,662
14 AQR Arbitrage LLC 0.16% of their portfolio Greenwich, CT 495,868495.9k $6.9m $6.9m 0.16% Reduced -7.6k -7,622
15 Allspring Global Investments Holdings, LLC 0.01% of their portfolio CHARLOTTE, NC 476,776476.8k $6.7m $6.7m 0.01% Reduced -198.6k -198,568
16 Twelve Points Wealth Management LLC 1.54% of their portfolio CONCORD, MA 382,367382.4k $5.3m $5.3m 1.54% Added +103.9k +103,889
17 OSAIC HOLDINGS, INC. 0.01% of their portfolio SCOTTSDALE, AZ 363,697363.7k $5.1m $5.1m 0.01% Added +108.4k +108,428
18 COMMONWEALTH EQUITY SERVICES, LLC 0.01% of their portfolio WALTHAM, MA 361,604361.6k $5.1m $5.1m 0.01% Added +7.3k +7,278
19 ENVESTNET ASSET MANAGEMENT INC 0.00% of their portfolio Berwyn, PA 358,506358.5k $5.0m $5.0m 0.00% Added +199.2k +199,151
20 Focused Wealth Management, Inc 0.60% of their portfolio Newburgh, NY 317,200317.2k $4.4m $4.4m 0.60% Added +39.1k +39,133
21 AMERIPRISE FINANCIAL INC 0.00% of their portfolio MINNEAPOLIS, MN 294,349294.3k $4.1m $4.1m 0.00% Added +44.7k +44,694
22 STIFEL FINANCIAL CORP 0.00% of their portfolio ST. LOUIS, MO 276,786276.8k $3.9m $3.9m 0.00% Added +13.3k +13,304
23 MONECO ADVISORS, LLC 0.39% of their portfolio FAIRFIELD, CT 265,524265.5k $3.7m $3.7m 0.39% Reduced -275 -275
24 Shaker Financial Services, LLC 1.15% of their portfolio Arlington, VA 214,868214.9k $3.0m $3.0m 1.15% Reduced -106.9k -106,864
25 Sage Capital Management, LLC 1.46% of their portfolio Stockton, NJ 206,613206.6k $2.9m $2.9m 1.46% Added +4.8k +4,843
26 Janney Montgomery Scott LLC 0.01% of their portfolio PHILADELPHIA, PA 198,551198.6k $2.8m $2.8m 0.01% Added +33.6k +33,589
27 Legacy Capital Wealth Partners, LLC 0.53% of their portfolio LITTLE ROCK, AR 152,261152.3k $2.1m $2.1m 0.53% New
28 TPG Advisors LLC 1.55% of their portfolio NORTHFIELD, IL 142,071142.1k $2.0m $2.0m 1.55% Reduced -4.7k -4,676
29 Cetera Investment Advisers 0.00% of their portfolio SCHAUMBURG, IL 137,116137.1k $1.9m $1.9m 0.00% Added +37.1k +37,062
30 Moors & Cabot, Inc. 0.09% of their portfolio BOSTON, MA 135,043135.0k $1.9m $1.9m 0.09% Added +5.5k +5,494
31 PARK AVENUE SECURITIES LLC 0.02% of their portfolio NEW YORK, NY 125,910125.9k $1.8m $1.8m 0.02% Added +3.4k +3,359
32 Prosperity Wealth Management, Inc. 0.70% of their portfolio San Ramon, CA 122,266122.3k $1.7m $1.7m 0.70% Added +3.4k +3,401
33 WOLVERINE ASSET MANAGEMENT LLC 0.03% of their portfolio CHICAGO, IL 118,973119.0k $1.7m $1.7m 0.03% Reduced -135.6k -135,577
34 ICONIQ Capital, LLC 0.02% of their portfolio SAN FRANCISCO, CA 109,800109.8k $1.5m $1.5m 0.02% New
35 NCP Inc. 0.78% of their portfolio WILMINGTON, NC 109,068109.1k $1.5m $1.5m 0.78% Added +5.2k +5,151
36 B. Riley Wealth Advisors, Inc. 0.05% of their portfolio MEMPHIS, TN 105,032105.0k $1.5m $1.5m 0.05% Reduced -982 -982
37 Prospera Financial Services Inc 0.03% of their portfolio Dallas, TX 100,669100.7k $1.4m $1.4m 0.03% Added +4.3k +4,298
38 Compound Planning, Inc. 0.07% of their portfolio NEW YORK, NY 98,56098.6k $1.4m $1.4m 0.07% Added +13.9k +13,913
39 Shulman DeMeo Asset Management LLC 0.37% of their portfolio LAKE SUCCESS, NY 96,81096.8k $1.4m $1.4m 0.37% Reduced -127 -127
40 COMERICA BANK 0.01% of their portfolio DALLAS, TX 93,46293.5k $1.3m $1.3m 0.01% Reduced -156 -156
41 PVG ASSET MANAGEMENT CORP 6.05% of their portfolio GOLDEN, CO 91,46091.5k $1.3m $1.3m 6.05% New
42 Essential Planning, LLC. 0.01% of their portfolio PORTSMOUTH, NH 79,49579.5k $1.1m $1.1m 0.01% New
43 PUFF WEALTH MANAGEMENT, LLC 1.92% of their portfolio Haddonfield, NJ 78,76578.8k $1.1m $1.1m 1.92% First filing
44 ISLAY CAPITAL MANAGEMENT, LLC 0.76% of their portfolio Lubbock, TX 77,75677.8k $1.1m $1.1m 0.76% Added +1.8k +1,801
45 Kestra Advisory Services, LLC 0.01% of their portfolio AUSTIN, TX 77,34777.3k $1.1m $1.1m 0.01% Added +42.4k +42,411
46 Blake Schutter Theil Wealth Advisors, LLC 0.96% of their portfolio DAYTON, OH 65,09065.1k $910.6k $910.6k 0.96% Added +89 +89
47 Patten Group, Inc. 0.19% of their portfolio CHATTANOOGA, TN 61,40161.4k $859.0k $859.0k 0.19% Reduced -83 -83
48 HTLF Bank 0.10% of their portfolio Denver, CO 60,31360.3k $843.8k $843.8k 0.10% Reduced -324 -324
49 SIMS INVESTMENT MANAGEMENT, LLC 0.47% of their portfolio CINCINNATI, OH 60,00060.0k $839.4k $839.4k 0.47% First filing
50 Focus Partners Wealth 0.00% of their portfolio ST LOUIS, MO 58,76558.8k $823.5k $823.5k 0.00% New
51 Richmond Investment Services, LLC 0.46% of their portfolio Mequon, WI 58,33058.3k $816.0k $816.0k 0.46% First filing
52 Venture Visionary Partners LLC 0.03% of their portfolio Sylvania, OH 57,88857.9k $809.9k $809.9k 0.03% Added +38 +38
53 Hennion & Walsh Asset Management, Inc. 0.03% of their portfolio Parsippany, NJ 52,52852.5k $734.9k $734.9k 0.03% Reduced -19.1k -19,078
54 Steward Partners Investment Advisory, LLC 0.01% of their portfolio STAMFORD, CT 52,07652.1k $728.5k $728.5k 0.01% Added +3.8k +3,789
55 Atria Wealth Solutions, Inc. 0.01% of their portfolio NEW YORK, NY 51,49051.5k $720.3k $720.3k 0.01% Reduced -400 -400
56 &PARTNERS 0.01% of their portfolio NASHVILLE, TN 50,83850.8k $708.2k $708.2k 0.01% Added +5.0k +4,961
57 D.A. DAVIDSON & CO. 0.01% of their portfolio GREAT FALLS, MT 48,35748.4k $676.5k $676.5k 0.01% Reduced -600 -600
58 NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO 0.00% of their portfolio MILWAUKEE, WI 45,23245.2k $632.8k $632.8k 0.00% Reduced -260 -260
59 StoneX Group Inc. 0.03% of their portfolio NEW YORK, NY 44,58144.6k $623.7k $623.7k 0.03% Added +304 +304
60 TRUIST FINANCIAL CORP 0.00% of their portfolio CHARLOTTE, NC 41,37341.4k $578.8k $578.8k 0.00% Added +5.0k +4,987
61 Alteri Wealth LLC 0.16% of their portfolio WESTLAKE VILLAGE, CA 40,21040.2k $562.5k $562.5k 0.16% First filing
62 NewEdge Advisors, LLC 0.00% of their portfolio NEW ORLEANS, LA 39,83539.8k $557.3k $557.3k 0.00% Reduced -2.2k -2,179
63 Matrix Trust Co 0.09% of their portfolio DENVER, CO 38,74238.7k $542.0k $542.0k 0.09% Added +33.7k +33,701
64 Investment Partners Asset Management, Inc. 0.42% of their portfolio METUCHEN, NJ 38,05938.1k $532.4k $532.4k 0.42% Reduced -3.4k -3,432
65 INTERNATIONAL ASSETS INVESTMENT MANAGEMENT, LLC 0.04% of their portfolio ORLANDO, FL 37,63437.6k $517.5k $517.5k 0.04% Reduced -451.3k -451,258
66 Sanctuary Advisors, LLC 0.00% of their portfolio INDIANAPOLIS, IN 35,20235.2k $498.8k $498.8k 0.00% Reduced -1.9k -1,866
67 Leo Wealth, LLC 0.04% of their portfolio HURST, TX 34,99135.0k $489.5k $489.5k 0.04% Unchanged
68 Pflug Koory, LLC 0.25% of their portfolio OMAHA, NE 34,61734.6k $484.3k $484.3k 0.25% Unchanged
69 HighTower Advisors, LLC 0.00% of their portfolio CHICAGO, IL 34,27634.3k $479.5k $479.5k 0.00% Added +1.6k +1,619
70 Rockefeller Capital Management L.P. 0.00% of their portfolio NEW YORK, NY 33,93133.9k $474.7k $474.7k 0.00% Added +1.9k +1,893
71 Glen Eagle Advisors, LLC 0.08% of their portfolio KINGSTON, NJ 32,55732.6k $455.5k $455.5k 0.08% Reduced -9.1k -9,132
72 LANDSCAPE CAPITAL MANAGEMENT, L.L.C. 0.05% of their portfolio Englewood, NJ 31,27731.3k $437.6k $437.6k 0.05% Reduced -81.0k -80,968
73 Creative Planning 0.00% of their portfolio OVERLAND PARK, KS 30,31830.3k $424.1k $424.1k 0.00% New
74 Baird Financial Group, Inc. 0.00% of their portfolio MILWAUKEE, WI 30,25730.3k $423.3k $423.3k 0.00% Added +755 +755
75 Jackson, Grant Investment Advisers, Inc. 0.16% of their portfolio STAMFORD, CT 30,17030.2k $422.1k $422.1k 0.16% Added +436 +436
76 Spire Wealth Management 0.01% of their portfolio MCLEAN, VA 29,97630.0k $419.4k $419.4k 0.01% Added +10.5k +10,465
77 Independent Advisor Alliance 0.01% of their portfolio CHARLOTTE, NC 29,51429.5k $412.9k $412.9k 0.01% New
78 Patriot Financial Group Insurance Agency, LLC 0.05% of their portfolio Westborough, MA 28,72528.7k $401.9k $401.9k 0.05% Reduced -96 -96
79 Tyche Wealth Partners LLC 0.08% of their portfolio PLANO, TX 25,62125.6k $358.4k $358.4k 0.08% Reduced -75 -75
80 INSTRUMENTAL WEALTH, LLC 0.32% of their portfolio TAMPA, FL 23,84023.8k $335.9k $335.9k 0.32% Added +1.1k +1,136
81 GatePass Capital, LLC 0.35% of their portfolio INDEPENDENCE, OH 22,70022.7k $317.6k $317.6k 0.35% First filing
82 ENCOMPASS WEALTH ADVISORS, LLC 0.13% of their portfolio PORTLAND, OR 22,62222.6k $316.5k $316.5k 0.13% Added +302 +302
83 NATIONS FINANCIAL GROUP INC, /IA/ /ADV 0.02% of their portfolio CEDAR RAPIDS, IA 22,43022.4k $313.8k $313.8k 0.02% Unchanged
84 Mariner, LLC 0.00% of their portfolio Overland Park, KS 21,94721.9k $307.0k $307.0k 0.00% Reduced -12.8k -12,756
85 Palogic Value Management, L.P. 0.12% of their portfolio DALLAS, TX 21,87121.9k $306.0k $306.0k 0.12% Unchanged
86 WORLD EQUITY GROUP, INC. 0.07% of their portfolio SCHAUMBURG, IL 21,70021.7k $303.6k $303.6k 0.07% New
87 INTEGRATED CAPITAL MANAGEMENT, INC. 0.24% of their portfolio JESSUP, PA 21,58821.6k $302.0k $302.0k 0.24% Added +657 +657
88 PNC Financial Services Group, Inc. 0.00% of their portfolio Pittsburgh, PA 21,24421.2k $297.2k $297.2k 0.00% Added +2.8k +2,796
89 MARCO INVESTMENT MANAGEMENT LLC 0.02% of their portfolio ATLANTA, GA 20,30020.3k $284.0k $284.0k 0.02% Unchanged
90 Private Advisory Group LLC 0.03% of their portfolio REDMOND, WA 20,11620.1k $281.4k $281.4k 0.03% New
91 Armor Investment Advisors, LLC 0.11% of their portfolio RALEIGH, NC 19,79419.8k $276.9k $276.9k 0.11% Reduced -2.9k -2,949
92 GREAT VALLEY ADVISOR GROUP, INC. 0.01% of their portfolio WILMINGTON, DE 18,98819.0k $265.6k $265.6k 0.01% Reduced -507 -507
93 Hilltop Holdings Inc. 0.02% of their portfolio DALLAS, TX 18,94818.9k $265.1k $265.1k 0.02% Reduced -4.4k -4,411
94 COMMONS CAPITAL, LLC 0.23% of their portfolio NEEDHAM, MA 18,46518.5k $258.3k $258.3k 0.23% Added +442 +442
95 Maltin Wealth Management, Inc. 0.12% of their portfolio RIDGEWOOD, NJ 17,98118.0k $251.5k $251.5k 0.12% Added +560 +560
96 Apriem Advisors 0.03% of their portfolio IRVINE, CA 17,96818.0k $251.4k $251.4k 0.03% Reduced -1.7k -1,707
97 Pathstone Holdings, LLC 0.00% of their portfolio ENGLEWOOD, NJ 17,53717.5k $245.3k $245.3k 0.00% Unchanged
98 Triumph Capital Management 0.08% of their portfolio DENVER, CO 16,93216.9k $236.9k $236.9k 0.08% Unchanged
99 KESTRA PRIVATE WEALTH SERVICES, LLC 0.00% of their portfolio AUSTIN, TX 16,22816.2k $227.0k $227.0k 0.00% Added +870 +870
100 Quantedge Capital Pte Ltd 0.08% of their portfolio Singapore, U0 16,00016.0k $223.8k $223.8k 0.08% Reduced -8.8k -8,800