Vault-13

NUVEEN S&P 500 BUY-WRITE INC

COM · CUSIP 6706ER101

154 institutional holders -2 vs Q2 2024
31,983,17532.0m shares reported held*
$432.2mreported value*
13 new 43 added 40 reduced 18 sold out net bought ≈ $3.3m (+693.2k shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once. Holder counts are more reliable. Implied quarter-end price ≈ $13.51.

Trends to Q3 2024

Institutional holders

Managers reporting a position, each quarter

0100200Q3 22: 125Q4 22: 134Q1 23: 128Q2 23: 135Q3 23: 139Q4 23: 150Q1 24: 149Q2 24: 156Q3 24: 154154Q3 22Q1 23Q3 23Q1 24Q3 24
Numbers
QuarterHolders
Q3 2022125
Q4 2022134
Q1 2023128
Q2 2023135
Q3 2023139
Q4 2023150
Q1 2024149
Q2 2024156
Q3 2024154

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
1000100Q4 22: 66 bought or addedQ4 22: 45 cut or sold outQ1 23: 44 bought or addedQ1 23: 55 cut or sold outQ1 23Q2 23: 59 bought or addedQ2 23: 47 cut or sold outQ3 23: 58 bought or addedQ3 23: 42 cut or sold outQ3 23Q4 23: 60 bought or addedQ4 23: 45 cut or sold outQ1 24: 54 bought or addedQ1 24: 59 cut or sold outQ1 24Q2 24: 62 bought or addedQ2 24: 63 cut or sold outQ3 24: 56 bought or addedQ3 24: 58 cut or sold outQ3 24
Numbers
QuarterBought or addedCut or sold out
Q4 20226645
Q1 20234455
Q2 20235947
Q3 20235842
Q4 20236045
Q1 20245459
Q2 20246263
Q3 20245658

Biggest buyers

INTERNATIONAL ASSETS INVESTMENT MANAGEMENT, LLC Added +454,058+454.1k
Allspring Global Investments Holdings, LLC Added +354,431+354.4k
Lindbrook Capital, LLC Added +215,808+215.8k
Janney Montgomery Scott LLC New +164,962+165.0k
MORGAN STANLEY Added +155,539+155.5k
Advisors Asset Management, Inc. Added +131,318+131.3k
AQR Arbitrage LLC Added +124,903+124.9k
Invesco Ltd. Added +100,040+100.0k
&PARTNERS New +45,877+45.9k
WELLS FARGO & COMPANY/MN Added +43,348+43.3k

Biggest sellers

ENVESTNET ASSET MANAGEMENT INC Reduced -378,159-378.2k
Legacy Capital Wealth Partners, LLC Sold out -298,274-298.3k
LANDSCAPE CAPITAL MANAGEMENT, L.L.C. Reduced -145,922-145.9k
PVG ASSET MANAGEMENT CORP Sold out -113,390-113.4k
Shaker Financial Services, LLC Reduced -104,475-104.5k
Cornerstone Advisors, LLC Reduced -30,554-30.6k
CAPTRUST FINANCIAL ADVISORS Sold out -28,969-29.0k
Capstone Financial Advisors, Inc. Sold out -26,423-26.4k
B. Riley Wealth Advisors, Inc. Reduced -25,863-25.9k
Atria Investments, Inc Sold out -22,166-22.2k

Major shareholders (over 5%)

Anyone who owns more than 5% of a class of the company's shares has to say so: on Schedule 13D if they may try to influence or control the company, on 13G if they're a passive investor, and update it as the stake changes. Each holder's latest filing, from 19 Dec 2024 on; percentages are of the share class, as the holder worked them out.

No one currently above 5% in the filings since 19 Dec 2024.

Fell to 5% or below in the last year: MORGAN STANLEY (0.0%, 2026-04-08)

Holders, Q3 2024

#ManagerLocationShares Value% of their portfolioChangeShares change
1 MORGAN STANLEY 0.01% of their portfolio NEW YORK, NY 11,194,53611.2m $153.6m $153.6m 0.01% Added +155.5k +155,539
2 UBS Group AG 0.01% of their portfolio ZURICH, V8 1,802,0321.8m $24.7m $24.7m 0.01% Reduced -2.2k -2,225
3 LPL Financial LLC 0.01% of their portfolio FORT MILL, SC 1,687,1951.7m $23.1m $23.1m 0.01% Added +29.0k +28,984
4 Invesco Ltd. 0.00% of their portfolio ATLANTA, GA 1,559,0861.6m $21.4m $21.4m 0.00% Added +100.0k +100,040
5 WELLS FARGO & COMPANY/MN 0.00% of their portfolio SAN FRANCISCO, CA 1,447,2051.4m $19.9m $19.9m 0.00% Added +43.3k +43,348
6 Cornerstone Advisors, LLC 0.51% of their portfolio ASHEVILLE, NC 943,978944.0k $13.0m $13.0m 0.51% Reduced -30.6k -30,554
7 Raymond James Financial Services Advisors, Inc. 0.02% of their portfolio ST. PETERSBURG, FL 890,824890.8k $12.2m $12.2m 0.02% Added +39.5k +39,510
8 BANK OF AMERICA CORP /DE/ 0.00% of their portfolio CHARLOTTE, NC 784,068784.1k $10.8m $10.8m 0.00% Added +6.9k +6,888
9 Lindbrook Capital, LLC 0.84% of their portfolio CALABASAS, CA 689,638689.6k $9.5m $9.5m 0.84% Added +215.8k +215,808
10 Allspring Global Investments Holdings, LLC 0.01% of their portfolio CHARLOTTE, NC 675,344675.3k $9.3m $9.3m 0.01% Added +354.4k +354,431
11 ROYAL BANK OF CANADA 0.00% of their portfolio TORONTO, A6 667,114667.1k $9.2m $9.2m 0.00% Added +5.6k +5,617
12 RAYMOND JAMES & ASSOCIATES 0.01% of their portfolio ST PETERSBURG, FL 610,760610.8k $8.4m $8.4m 0.01% Added +7.7k +7,661
13 GUGGENHEIM CAPITAL LLC 0.05% of their portfolio CHICAGO, IL 560,967561.0k $7.7m $7.7m 0.05% Reduced -19.2k -19,245
14 Cambridge Investment Research Advisors, Inc. 0.03% of their portfolio FAIRFIELD, IA 536,533536.5k $7.4m $7.4m 0.03% Added +20.7k +20,720
15 AQR Arbitrage LLC 0.16% of their portfolio Greenwich, CT 503,490503.5k $6.8m $6.8m 0.16% Added +124.9k +124,903
16 INTERNATIONAL ASSETS INVESTMENT MANAGEMENT, LLC 0.10% of their portfolio ORLANDO, FL 488,892488.9k $35.6k $35.6k 0.10% Added +454.1k +454,058
17 Advisors Asset Management, Inc. 0.11% of their portfolio Monument, CO 433,892433.9k $6.0m $6.0m 0.11% Added +131.3k +131,318
18 COMMONWEALTH EQUITY SERVICES, LLC 0.01% of their portfolio WALTHAM, MA 354,326354.3k $4.9m $4.9m 0.01% Reduced -5.5k -5,514
19 Shaker Financial Services, LLC 1.69% of their portfolio Arlington, VA 321,732321.7k $4.5m $4.5m 1.69% Reduced -104.5k -104,475
20 Twelve Points Wealth Management LLC 1.20% of their portfolio CONCORD, MA 278,478278.5k $3.8m $3.8m 1.20% Added +38.6k +38,614
21 Focused Wealth Management, Inc 0.52% of their portfolio Newburgh, NY 278,067278.1k $3.8m $3.8m 0.52% Added +4.8k +4,794
22 MONECO ADVISORS, LLC 0.45% of their portfolio FAIRFIELD, CT 265,799265.8k $3.6m $3.6m 0.45% Added +6.8k +6,848
23 STIFEL FINANCIAL CORP 0.00% of their portfolio ST. LOUIS, MO 263,482263.5k $3.6m $3.6m 0.00% Added +448 +448
24 OSAIC HOLDINGS, INC. 0.01% of their portfolio SCOTTSDALE, AZ 255,269255.3k $3.5m $3.5m 0.01% Reduced -8.4k -8,420
25 WOLVERINE ASSET MANAGEMENT LLC 0.06% of their portfolio CHICAGO, IL 254,550254.6k $3.5m $3.5m 0.06% Reduced -19.4k -19,439
26 AMERIPRISE FINANCIAL INC 0.00% of their portfolio MINNEAPOLIS, MN 249,655249.7k $3.4m $3.4m 0.00% Reduced -21.4k -21,418
27 Sage Capital Management, LLC 1.33% of their portfolio Stockton, NJ 201,770201.8k $2.8m $2.8m 1.33% Reduced -12.6k -12,628
28 Janney Montgomery Scott LLC 0.01% of their portfolio PHILADELPHIA, PA 164,962165.0k $2.3m $2.3m 0.01% New
29 ENVESTNET ASSET MANAGEMENT INC 0.00% of their portfolio Berwyn, PA 159,355159.4k $2.2m $2.2m 0.00% Reduced -378.2k -378,159
30 TPG Advisors LLC 1.57% of their portfolio NORTHFIELD, IL 146,747146.7k $2.0m $2.0m 1.57% Added +2.9k +2,878
31 Moors & Cabot, Inc. 0.09% of their portfolio BOSTON, MA 129,549129.5k $1.8m $1.8m 0.09% Added +2.6k +2,590
32 PARK AVENUE SECURITIES LLC 0.02% of their portfolio NEW YORK, NY 122,551122.6k $1.7m $1.7m 0.02% Reduced -2.3k -2,275
33 Prosperity Wealth Management, Inc. 0.65% of their portfolio San Ramon, CA 118,865118.9k $1.6m $1.6m 0.65% Added +571 +571
34 LANDSCAPE CAPITAL MANAGEMENT, L.L.C. 0.16% of their portfolio Englewood, NJ 112,245112.2k $1.5m $1.5m 0.16% Reduced -145.9k -145,922
35 B. Riley Wealth Advisors, Inc. 0.04% of their portfolio MEMPHIS, TN 106,014106.0k $1.5m $1.5m 0.04% Reduced -25.9k -25,863
36 NCP Inc. 0.81% of their portfolio WILMINGTON, NC 103,917103.9k $1.4m $1.4m 0.81% Added +3.0k +2,976
37 Cetera Investment Advisers 0.00% of their portfolio SCHAUMBURG, IL 100,054100.1k $1.4m $1.4m 0.00% Reduced -5.1k -5,142
38 Shulman DeMeo Asset Management LLC 0.33% of their portfolio LAKE SUCCESS, NY 96,93796.9k $1.3m $1.3m 0.33% Reduced -194 -194
39 Prospera Financial Services Inc 0.03% of their portfolio Dallas, TX 96,37196.4k $1.3m $1.3m 0.03% Added +1.1k +1,116
40 COMERICA BANK 0.01% of their portfolio DALLAS, TX 93,61893.6k $1.3m $1.3m 0.01% Reduced -8.2k -8,174
41 Compound Planning, Inc. 0.07% of their portfolio NEW YORK, NY 84,64784.6k $1.2m $1.2m 0.07% Added +11.6k +11,636
42 ISLAY CAPITAL MANAGEMENT, LLC 0.70% of their portfolio Lubbock, TX 75,95576.0k $1.0m $1.0m 0.70% Unchanged
43 Hennion & Walsh Asset Management, Inc. 0.05% of their portfolio Parsippany, NJ 71,60671.6k $982.4k $982.4k 0.05% Reduced -1.1k -1,135
44 TWO SIGMA INVESTMENTS, LP 0.00% of their portfolio NEW YORK, NY 67,92067.9k $931.9k $931.9k 0.00% Added +31.9k +31,895
45 Blake Schutter Theil Wealth Advisors, LLC 0.64% of their portfolio DAYTON, OH 65,00165.0k $891.8k $891.8k 0.64% First filing
46 Patten Group, Inc. 0.19% of their portfolio CHATTANOOGA, TN 61,48461.5k $843.6k $843.6k 0.19% Reduced -1.2k -1,243
47 HTLF Bank 0.09% of their portfolio Denver, CO 60,63760.6k $831.9k $831.9k 0.09% Reduced -10.5k -10,454
48 Venture Visionary Partners LLC 0.03% of their portfolio Sylvania, OH 57,85057.9k $793.7k $793.7k 0.03% Reduced -6.5k -6,492
49 Meteora Capital, LLC 0.21% of their portfolio Boca Raton, FL 56,10656.1k $769.8k $769.8k 0.21% Unchanged
50 Atria Wealth Solutions, Inc. 0.01% of their portfolio NEW YORK, NY 51,89051.9k $721.2k $721.2k 0.01% Added +2.0k +2,026
51 D.A. DAVIDSON & CO. 0.01% of their portfolio GREAT FALLS, MT 48,95749.0k $671.7k $671.7k 0.01% Reduced -142 -142
52 Steward Partners Investment Advisory, LLC 0.01% of their portfolio STAMFORD, CT 48,28748.3k $662.5k $662.5k 0.01% Added +300 +300
53 &PARTNERS 0.01% of their portfolio NASHVILLE, TN 45,87745.9k $629.4k $629.4k 0.01% New
54 NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO 0.00% of their portfolio MILWAUKEE, WI 45,49245.5k $624.1k $624.1k 0.00% Reduced -3.6k -3,647
55 StoneX Group Inc. 0.04% of their portfolio NEW YORK, NY 44,27744.3k $618.0k $618.0k 0.04% Reduced -855 -855
56 NewEdge Advisors, LLC 0.00% of their portfolio NEW ORLEANS, LA 42,01442.0k $576.4k $576.4k 0.00% Added +349 +349
57 Glen Eagle Advisors, LLC 0.10% of their portfolio KINGSTON, NJ 41,68941.7k $572.0k $572.0k 0.10% Reduced -4.0k -3,975
58 Investment Partners Asset Management, Inc. 0.47% of their portfolio METUCHEN, NJ 41,49141.5k $569.3k $569.3k 0.47% Reduced -200 -200
59 Sanctuary Advisors, LLC 0.00% of their portfolio INDIANAPOLIS, IN 37,06837.1k $516.4k $516.4k 0.00% Reduced -1.5k -1,521
60 TRUIST FINANCIAL CORP 0.00% of their portfolio CHARLOTTE, NC 36,38636.4k $499.2k $499.2k 0.00% Reduced -4.9k -4,881
61 Leo Wealth, LLC 0.04% of their portfolio HURST, TX 34,99135.0k $480.1k $480.1k 0.04% Unchanged
62 Kestra Advisory Services, LLC 0.00% of their portfolio AUSTIN, TX 34,93634.9k $479.3k $479.3k 0.00% Reduced -7.2k -7,207
63 Mariner, LLC 0.00% of their portfolio Overland Park, KS 34,70334.7k $476.1k $476.1k 0.00% Added +943 +943
64 Pflug Koory, LLC 0.23% of their portfolio OMAHA, NE 34,61734.6k $474.9k $474.9k 0.23% First filing
65 BOOTHBAY FUND MANAGEMENT, LLC 0.01% of their portfolio NEW YORK, NY 33,08433.1k $453.9k $453.9k 0.01% Unchanged
66 HighTower Advisors, LLC 0.00% of their portfolio CHICAGO, IL 32,65732.7k $447.0k $447.0k 0.00% Reduced -7.6k -7,557
67 Rockefeller Capital Management L.P. 0.00% of their portfolio NEW YORK, NY 32,03832.0k $439.6k $439.6k 0.00% Reduced -3.6k -3,579
68 Jackson, Grant Investment Advisers, Inc. 0.15% of their portfolio STAMFORD, CT 29,73429.7k $408.0k $408.0k 0.15% Added +379 +379
69 Baird Financial Group, Inc. 0.00% of their portfolio MILWAUKEE, WI 29,50229.5k $404.8k $404.8k 0.00% Reduced -7.3k -7,274
70 Patriot Financial Group Insurance Agency, LLC 0.05% of their portfolio Westborough, MA 28,82128.8k $395.4k $395.4k 0.05% Added +23 +23
71 LANARK FINANCIAL, INC. 0.03% of their portfolio BIRMINGHAM, AL 28,33928.3k $388.0k $388.0k 0.03% Unchanged
72 Tyche Wealth Partners LLC 0.08% of their portfolio PLANO, TX 25,69625.7k $352.5k $352.5k 0.08% Reduced -1.6k -1,580
73 Quantedge Capital Pte Ltd 0.10% of their portfolio Singapore, U0 24,80024.8k $340.3k $340.3k 0.10% New
74 Hilltop Holdings Inc. 0.02% of their portfolio DALLAS, TX 23,35923.4k $320.5k $320.5k 0.02% New
75 Armor Investment Advisors, LLC 0.13% of their portfolio RALEIGH, NC 22,74322.7k $312.0k $312.0k 0.13% Reduced -727 -727
76 INSTRUMENTAL WEALTH, LLC 0.31% of their portfolio TAMPA, FL 22,70422.7k $313.5k $313.5k 0.31% Unchanged
77 NATIONS FINANCIAL GROUP INC, /IA/ /ADV 0.02% of their portfolio CEDAR RAPIDS, IA 22,43022.4k $307.7k $307.7k 0.02% Unchanged
78 ENCOMPASS WEALTH ADVISORS, LLC 0.08% of their portfolio PORTLAND, OR 22,32022.3k $306.2k $306.2k 0.08% Added +140 +140
79 Palogic Value Management, L.P. 0.12% of their portfolio DALLAS, TX 21,87121.9k $300.1k $300.1k 0.12% Unchanged
80 FIDUCIARY FINANCIAL GROUP, LLC 0.07% of their portfolio SAN RAFAEL, CA 21,03921.0k $287.4k $287.4k 0.07% Reduced -6.4k -6,383
81 INTEGRATED CAPITAL MANAGEMENT, INC. 0.22% of their portfolio JESSUP, PA 20,93120.9k $287.2k $287.2k 0.22% Added +1.5k +1,466
82 MARCO INVESTMENT MANAGEMENT LLC 0.02% of their portfolio ATLANTA, GA 20,30020.3k $278.5k $278.5k 0.02% Unchanged
83 Apriem Advisors 0.03% of their portfolio IRVINE, CA 19,67519.7k $269.9k $269.9k 0.03% Unchanged
84 Spire Wealth Management 0.01% of their portfolio MCLEAN, VA 19,51119.5k $267.7k $267.7k 0.01% Added +12.3k +12,311
85 GREAT VALLEY ADVISOR GROUP, INC. 0.01% of their portfolio WILMINGTON, DE 19,49519.5k $267.5k $267.5k 0.01% Added +242 +242
86 PNC Financial Services Group, Inc. 0.00% of their portfolio Pittsburgh, PA 18,44818.4k $253.1k $253.1k 0.00% Reduced -4.9k -4,870
87 COMMONS CAPITAL, LLC 0.27% of their portfolio NEEDHAM, MA 18,02318.0k $247.3k $247.3k 0.27% Added +205 +205
88 Pathstone Holdings, LLC 0.00% of their portfolio ENGLEWOOD, NJ 17,53717.5k $240.6k $240.6k 0.00% Unchanged
89 Maltin Wealth Management, Inc. 0.12% of their portfolio RIDGEWOOD, NJ 17,42117.4k $239.0k $239.0k 0.12% Reduced -1.3k -1,291
90 Triumph Capital Management 0.08% of their portfolio DENVER, CO 16,93216.9k $236.3k $236.3k 0.08% Unchanged
91 KESTRA PRIVATE WEALTH SERVICES, LLC 0.00% of their portfolio AUSTIN, TX 15,35815.4k $210.7k $210.7k 0.00% Reduced -4.1k -4,069
92 Apella Capital, LLC 0.01% of their portfolio WEST HARTFORD, CT 15,03515.0k $205.1k $205.1k 0.01% Unchanged
93 CHOREO, LLC 0.00% of their portfolio ROCKFORD, IL 14,86414.9k $203.3k $203.3k 0.00% New
94 MERCER GLOBAL ADVISORS INC /ADV 0.00% of their portfolio DENVER, CO 14,82514.8k $202.8k $202.8k 0.00% Added +139 +139
95 COMMERCE BANK 0.00% of their portfolio KANSAS CITY, MO 14,81914.8k $203.3k $203.3k 0.00% Unchanged
96 DAVENPORT & Co LLC 0.00% of their portfolio RICHMOND, VA 13,92713.9k $191.1k $191.1k 0.00% Unchanged
97 CoreCap Advisors, LLC 0.01% of their portfolio SOUTHFIELD, MI 13,31013.3k $182.6k $182.6k 0.01% Unchanged
98 Clarity Wealth Advisors, LLC 0.05% of their portfolio SAN JOSE, CA 13,30013.3k $182.5k $182.5k 0.05% New
99 Wealth Dimensions Group, Ltd. 0.05% of their portfolio CINCINNATI, OH 13,20513.2k $181.2k $181.2k 0.05% Unchanged
100 Centurion Wealth Management LLC 0.06% of their portfolio Mclean, VA 13,07813.1k $179.4k $179.4k 0.06% First filing