Vault-13

NUVEEN S&P 500 BUY-WRITE INC

COM · CUSIP 6706ER101

156 institutional holders +7 vs Q1 2024
31,177,64531.2m shares reported held*
$421.1mreported value*
18 new 44 added 50 reduced 13 sold out net sold ≈ $285.5m (-21.2m shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once. Holder counts are more reliable. Implied quarter-end price ≈ $13.51.

Trends to Q2 2024

Institutional holders

Managers reporting a position, each quarter

0100200Q3 22: 125Q4 22: 134Q1 23: 128Q2 23: 135Q3 23: 139Q4 23: 150Q1 24: 149Q2 24: 156156Q3 22Q1 23Q3 23Q1 24Q2 24
Numbers
QuarterHolders
Q3 2022125
Q4 2022134
Q1 2023128
Q2 2023135
Q3 2023139
Q4 2023150
Q1 2024149
Q2 2024156

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
1000100Q4 22: 66 bought or addedQ4 22: 45 cut or sold outQ4 22Q1 23: 44 bought or addedQ1 23: 55 cut or sold outQ2 23: 59 bought or addedQ2 23: 47 cut or sold outQ2 23Q3 23: 58 bought or addedQ3 23: 42 cut or sold outQ4 23: 60 bought or addedQ4 23: 45 cut or sold outQ4 23Q1 24: 54 bought or addedQ1 24: 59 cut or sold outQ2 24: 62 bought or addedQ2 24: 63 cut or sold outQ2 24
Numbers
QuarterBought or addedCut or sold out
Q4 20226645
Q1 20234455
Q2 20235947
Q3 20235842
Q4 20236045
Q1 20245459
Q2 20246263

Biggest buyers

ENVESTNET ASSET MANAGEMENT INC Added +364,454+364.5k
Legacy Capital Wealth Partners, LLC New +298,274+298.3k
AQR Arbitrage LLC Added +215,503+215.5k
PARK AVENUE SECURITIES LLC New +124,826+124.8k
Advisors Asset Management, Inc. Added +120,762+120.8k
Invesco Ltd. Added +107,973+108.0k
Meteora Capital, LLC New +56,106+56.1k
Twelve Points Wealth Management LLC Added +44,206+44.2k
TWO SIGMA INVESTMENTS, LP New +36,025+36.0k
BOOTHBAY FUND MANAGEMENT, LLC New +33,084+33.1k

Biggest sellers

MORGAN STANLEY Reduced -21,786,925-21.8m
Janney Montgomery Scott LLC Sold out -153,656-153.7k
OSAIC HOLDINGS, INC. Reduced -121,098-121.1k
WELLS FARGO & COMPANY/MN Reduced -91,254-91.3k
Shaker Financial Services, LLC Reduced -83,412-83.4k
LANDSCAPE CAPITAL MANAGEMENT, L.L.C. Reduced -77,415-77.4k
CITADEL ADVISORS LLC Sold out -57,217-57.2k
AMERIPRISE FINANCIAL INC Reduced -53,246-53.2k
Hennion & Walsh Asset Management, Inc. Reduced -44,006-44.0k
Cornerstone Advisors, LLC Reduced -43,035-43.0k

Major shareholders (over 5%)

Anyone who owns more than 5% of a class of the company's shares has to say so: on Schedule 13D if they may try to influence or control the company, on 13G if they're a passive investor, and update it as the stake changes. Each holder's latest filing, from 19 Dec 2024 on; percentages are of the share class, as the holder worked them out.

No one currently above 5% in the filings since 19 Dec 2024.

Fell to 5% or below in the last year: MORGAN STANLEY (0.0%, 2026-04-08)

Holders, Q2 2024

#ManagerLocationShares Value% of their portfolioChangeShares change
1 MORGAN STANLEY 0.01% of their portfolio NEW YORK, NY 11,038,99711.0m $149.0m $149.0m 0.01% Reduced -21.8m -21,786,925
2 UBS Group AG 0.01% of their portfolio ZURICH, V8 1,804,2571.8m $24.4m $24.4m 0.01% Added +225 +225
3 LPL Financial LLC 0.01% of their portfolio FORT MILL, SC 1,658,2111.7m $22.4m $22.4m 0.01% Reduced -12.4k -12,362
4 Invesco Ltd. 0.00% of their portfolio ATLANTA, GA 1,459,0461.5m $19.7m $19.7m 0.00% Added +108.0k +107,973
5 WELLS FARGO & COMPANY/MN 0.00% of their portfolio SAN FRANCISCO, CA 1,403,8571.4m $19.0m $19.0m 0.00% Reduced -91.3k -91,254
6 Cornerstone Advisors, LLC 0.53% of their portfolio ASHEVILLE, NC 974,532974.5k $13.2m $13.2m 0.53% Reduced -43.0k -43,035
7 Raymond James Financial Services Advisors, Inc. 0.02% of their portfolio ST. PETERSBURG, FL 851,314851.3k $11.5m $11.5m 0.02% Reduced -846 -846
8 BANK OF AMERICA CORP /DE/ 0.00% of their portfolio CHARLOTTE, NC 777,180777.2k $10.5m $10.5m 0.00% Added +30.5k +30,533
9 ROYAL BANK OF CANADA 0.00% of their portfolio TORONTO, A6 661,497661.5k $8.9m $8.9m 0.00% Added +8.7k +8,650
10 RAYMOND JAMES & ASSOCIATES 0.01% of their portfolio ST PETERSBURG, FL 603,099603.1k $8.1m $8.1m 0.01% Reduced -12.0k -12,015
11 GUGGENHEIM CAPITAL LLC 0.06% of their portfolio CHICAGO, IL 580,212580.2k $7.8m $7.8m 0.06% Added +3.5k +3,528
12 ENVESTNET ASSET MANAGEMENT INC 0.00% of their portfolio Berwyn, PA 537,514537.5k $7.3m $7.3m 0.00% Added +364.5k +364,454
13 Cambridge Investment Research Advisors, Inc. 0.03% of their portfolio FAIRFIELD, IA 515,813515.8k $7.0m $7.0m 0.03% Added +17.6k +17,625
14 Lindbrook Capital, LLC 0.60% of their portfolio CALABASAS, CA 473,830473.8k $6.4m $6.4m 0.60% Added +17.7k +17,700
15 Shaker Financial Services, LLC 2.37% of their portfolio Arlington, VA 426,207426.2k $5.9m $5.9m 2.37% Reduced -83.4k -83,412
16 AQR Arbitrage LLC 0.13% of their portfolio Greenwich, CT 378,587378.6k $5.1m $5.1m 0.13% Added +215.5k +215,503
17 COMMONWEALTH EQUITY SERVICES, LLC 0.01% of their portfolio WALTHAM, MA 359,840359.8k $4.9m $4.9m 0.01% Reduced -3.4k -3,433
18 Allspring Global Investments Holdings, LLC 0.01% of their portfolio CHARLOTTE, NC 320,913320.9k $4.3m $4.3m 0.01% Reduced -27.3k -27,251
19 Advisors Asset Management, Inc. 0.08% of their portfolio Monument, CO 302,574302.6k $4.1m $4.1m 0.08% Added +120.8k +120,762
20 Legacy Capital Wealth Partners, LLC 1.03% of their portfolio LITTLE ROCK, AR 298,274298.3k $4.0m $4.0m 1.03% New
21 WOLVERINE ASSET MANAGEMENT LLC 0.07% of their portfolio CHICAGO, IL 273,989274.0k $3.7m $3.7m 0.07% Added +8.7k +8,721
22 Focused Wealth Management, Inc 0.54% of their portfolio Newburgh, NY 273,273273.3k $3.7m $3.7m 0.54% Added +12.4k +12,404
23 AMERIPRISE FINANCIAL INC 0.00% of their portfolio MINNEAPOLIS, MN 271,073271.1k $3.7m $3.7m 0.00% Reduced -53.2k -53,246
24 OSAIC HOLDINGS, INC. 0.01% of their portfolio SCOTTSDALE, AZ 263,689263.7k $3.6m $3.6m 0.01% Reduced -121.1k -121,098
25 STIFEL FINANCIAL CORP 0.00% of their portfolio ST. LOUIS, MO 263,034263.0k $3.6m $3.6m 0.00% Added +8.7k +8,681
26 MONECO ADVISORS, LLC 0.51% of their portfolio FAIRFIELD, CT 258,951259.0k $3.5m $3.5m 0.51% Reduced -7.3k -7,327
27 LANDSCAPE CAPITAL MANAGEMENT, L.L.C. 0.29% of their portfolio Englewood, NJ 258,167258.2k $3.5m $3.5m 0.29% Reduced -77.4k -77,415
28 Twelve Points Wealth Management LLC 1.14% of their portfolio CONCORD, MA 239,864239.9k $3.2m $3.2m 1.14% Added +44.2k +44,206
29 Sage Capital Management, LLC 1.52% of their portfolio Stockton, NJ 214,398214.4k $2.9m $2.9m 1.52% Added +2.4k +2,436
30 TPG Advisors LLC 1.65% of their portfolio NORTHFIELD, IL 143,869143.9k $1.9m $1.9m 1.65% First filing
31 B. Riley Wealth Advisors, Inc. 0.05% of their portfolio MEMPHIS, TN 131,877131.9k $1.8m $1.8m 0.05% Added +6.1k +6,122
32 Moors & Cabot, Inc. 0.09% of their portfolio BOSTON, MA 126,959127.0k $1.7m $1.7m 0.09% Reduced -326 -326
33 PARK AVENUE SECURITIES LLC 0.02% of their portfolio NEW YORK, NY 124,826124.8k $1.7m $1.7m 0.02% New
34 Prosperity Wealth Management, Inc. 0.79% of their portfolio San Ramon, CA 118,294118.3k $1.6m $1.6m 0.79% Added +2.0k +2,032
35 PVG ASSET MANAGEMENT CORP 6.07% of their portfolio GOLDEN, CO 113,390113.4k $1.5m $1.5m 6.07% First filing
36 Cetera Investment Advisers 0.00% of their portfolio SCHAUMBURG, IL 105,196105.2k $1.4m $1.4m 0.00% Added +2.0k +2,037
37 COMERICA BANK 0.01% of their portfolio DALLAS, TX 101,792101.8k $1.4m $1.4m 0.01% Reduced -457 -457
38 NCP Inc. 0.86% of their portfolio WILMINGTON, NC 100,941100.9k $1.4m $1.4m 0.86% Added +19.8k +19,791
39 Shulman DeMeo Asset Management LLC 0.34% of their portfolio LAKE SUCCESS, NY 97,13197.1k $1.3m $1.3m 0.34% Reduced -96 -96
40 Prospera Financial Services Inc 0.04% of their portfolio Dallas, TX 95,25595.3k $1.3m $1.3m 0.04% Added +1.2k +1,157
41 ISLAY CAPITAL MANAGEMENT, LLC 0.74% of their portfolio Lubbock, TX 75,95576.0k $1.0m $1.0m 0.74% Reduced -6.3k -6,323
42 Compound Planning, Inc. 0.07% of their portfolio NEW YORK, NY 73,01173.0k $985.6k $985.6k 0.07% Added +12.6k +12,569
43 Hennion & Walsh Asset Management, Inc. 0.05% of their portfolio Parsippany, NJ 72,74172.7k $982.0k $982.0k 0.05% Reduced -44.0k -44,006
44 HTLF Bank 0.11% of their portfolio Denver, CO 71,09171.1k $959.7k $959.7k 0.11% Reduced -1.9k -1,911
45 Venture Visionary Partners LLC 0.04% of their portfolio Sylvania, OH 64,34264.3k $868.6k $868.6k 0.04% Added +83 +83
46 Patten Group, Inc. 0.20% of their portfolio CHATTANOOGA, TN 62,72762.7k $846.8k $846.8k 0.20% Reduced -18.2k -18,171
47 Meteora Capital, LLC 0.14% of their portfolio Boca Raton, FL 56,10656.1k $757.4k $757.4k 0.14% New
48 Atria Wealth Solutions, Inc. 0.01% of their portfolio NEW YORK, NY 49,86449.9k $682.3k $682.3k 0.01% Added +10.4k +10,437
49 NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO 0.00% of their portfolio MILWAUKEE, WI 49,13949.1k $663.4k $663.4k 0.00% Reduced -31.0k -31,015
50 D.A. DAVIDSON & CO. 0.01% of their portfolio GREAT FALLS, MT 49,09949.1k $662.8k $662.8k 0.01% Reduced -3.5k -3,518
51 Steward Partners Investment Advisory, LLC 0.01% of their portfolio STAMFORD, CT 47,98748.0k $647.8k $647.8k 0.01% Added +749 +749
52 Glen Eagle Advisors, LLC 0.11% of their portfolio KINGSTON, NJ 45,66445.7k $616.5k $616.5k 0.11% Reduced -1.2k -1,181
53 StoneX Group Inc. 0.05% of their portfolio NEW YORK, NY 45,13245.1k $620.0k $620.0k 0.05% Reduced -5.0k -5,026
54 Kestra Advisory Services, LLC 0.00% of their portfolio AUSTIN, TX 42,14342.1k $568.9k $568.9k 0.00% Reduced -323 -323
55 Investment Partners Asset Management, Inc. 0.50% of their portfolio METUCHEN, NJ 41,69141.7k $562.8k $562.8k 0.50% Reduced -1.6k -1,563
56 NewEdge Advisors, LLC 0.00% of their portfolio NEW ORLEANS, LA 41,66541.7k $562.5k $562.5k 0.00% Added +10.9k +10,904
57 TRUIST FINANCIAL CORP 0.00% of their portfolio CHARLOTTE, NC 41,26741.3k $557.1k $557.1k 0.00% Reduced -13.7k -13,692
58 HighTower Advisors, LLC 0.00% of their portfolio CHICAGO, IL 40,21440.2k $543.0k $543.0k 0.00% Reduced -666 -666
59 Sanctuary Advisors, LLC 0.00% of their portfolio INDIANAPOLIS, IN 38,58938.6k $490.1k $490.1k 0.00% First filing
60 Baird Financial Group, Inc. 0.00% of their portfolio MILWAUKEE, WI 36,77636.8k $496.5k $496.5k 0.00% Added +2.6k +2,590
61 TWO SIGMA INVESTMENTS, LP 0.00% of their portfolio NEW YORK, NY 36,02536.0k $486.3k $486.3k 0.00% New
62 Rockefeller Capital Management L.P. 0.00% of their portfolio NEW YORK, NY 35,61735.6k $480.8k $480.8k 0.00% Reduced -5.7k -5,709
63 Leo Wealth, LLC 0.05% of their portfolio HURST, TX 34,99135.0k $472.4k $472.4k 0.05% Unchanged
64 INTERNATIONAL ASSETS INVESTMENT MANAGEMENT, LLC 0.04% of their portfolio ORLANDO, FL 34,83434.8k $470.3k $470.3k 0.04% Reduced -1.4k -1,400
65 Mariner, LLC 0.00% of their portfolio Overland Park, KS 33,76033.8k $455.8k $455.8k 0.00% Added +6.1k +6,083
66 BOOTHBAY FUND MANAGEMENT, LLC 0.01% of their portfolio NEW YORK, NY 33,08433.1k $446.6k $446.6k 0.01% New
67 Jackson, Grant Investment Advisers, Inc. 0.16% of their portfolio STAMFORD, CT 29,35529.4k $396.3k $396.3k 0.16% Added +378 +378
68 CAPTRUST FINANCIAL ADVISORS 0.00% of their portfolio RALEIGH, NC 28,96929.0k $391.1k $391.1k 0.00% Reduced -500 -500
69 Patriot Financial Group Insurance Agency, LLC 0.06% of their portfolio Westborough, MA 28,79828.8k $388.8k $388.8k 0.06% Added +225 +225
70 LANARK FINANCIAL, INC. 0.03% of their portfolio BIRMINGHAM, AL 28,33928.3k $382.0k $382.0k 0.03% Reduced -245 -245
71 FIDUCIARY FINANCIAL GROUP, LLC 0.09% of their portfolio SAN RAFAEL, CA 27,42227.4k $373.2k $373.2k 0.09% First filing
72 Tyche Wealth Partners LLC 0.09% of their portfolio PLANO, TX 27,27627.3k $368.2k $368.2k 0.09% Reduced -666 -666
73 Capstone Financial Advisors, Inc. 0.02% of their portfolio DOWNERS GROVE, IL 26,42326.4k $356.7k $356.7k 0.02% Unchanged
74 Armor Investment Advisors, LLC 0.15% of their portfolio RALEIGH, NC 23,47023.5k $316.8k $316.8k 0.15% Reduced -1.7k -1,717
75 PNC Financial Services Group, Inc. 0.00% of their portfolio Pittsburgh, PA 23,31823.3k $314.8k $314.8k 0.00% Added +495 +495
76 INSTRUMENTAL WEALTH, LLC 0.31% of their portfolio TAMPA, FL 22,70422.7k $297.0k $297.0k 0.31% Added +162 +162
77 NATIONS FINANCIAL GROUP INC, /IA/ /ADV 0.02% of their portfolio CEDAR RAPIDS, IA 22,43022.4k $302.8k $302.8k 0.02% Unchanged
78 ENCOMPASS WEALTH ADVISORS, LLC 0.08% of their portfolio PORTLAND, OR 22,18022.2k $299.4k $299.4k 0.08% Added +141 +141
79 Atria Investments, Inc 0.00% of their portfolio Charlotte, NC 22,16622.2k $299.2k $299.2k 0.00% New
80 Palogic Value Management, L.P. 0.12% of their portfolio DALLAS, TX 21,87121.9k $295.3k $295.3k 0.12% Reduced -1.5k -1,500
81 Bank of New York Mellon Corp 0.00% of their portfolio NEW YORK, NY 21,05121.1k $284.2k $284.2k 0.00% Reduced -1.1k -1,093
82 MARCO INVESTMENT MANAGEMENT LLC 0.03% of their portfolio ATLANTA, GA 20,30020.3k $274.1k $274.1k 0.03% Unchanged
83 Apriem Advisors 0.03% of their portfolio IRVINE, CA 19,67519.7k $265.6k $265.6k 0.03% Unchanged
84 INTEGRATED CAPITAL MANAGEMENT, INC. 0.21% of their portfolio JESSUP, PA 19,46519.5k $262.8k $262.8k 0.21% New
85 KESTRA PRIVATE WEALTH SERVICES, LLC 0.01% of their portfolio AUSTIN, TX 19,42719.4k $262.3k $262.3k 0.01% Reduced -4.0k -4,038
86 GREAT VALLEY ADVISOR GROUP, INC. 0.01% of their portfolio WILMINGTON, DE 19,25319.3k $259.9k $259.9k 0.01% Reduced -2.3k -2,300
87 Maltin Wealth Management, Inc. 0.14% of their portfolio RIDGEWOOD, NJ 18,71218.7k $252.6k $252.6k 0.14% Added +276 +276
88 Kraft, Davis & Associates, LLC 0.07% of their portfolio St. Louis, MO 18,53518.5k $243.8k $243.8k 0.07% Unchanged
89 COMMONS CAPITAL, LLC 0.29% of their portfolio NEEDHAM, MA 17,81817.8k $240.5k $240.5k 0.29% Reduced -548 -548
90 Pathstone Holdings, LLC 0.00% of their portfolio ENGLEWOOD, NJ 17,53717.5k $236.8k $236.8k 0.00% Unchanged
91 Triumph Capital Management 0.09% of their portfolio DENVER, CO 16,93216.9k $232.6k $232.6k 0.09% Reduced -100 -100
92 Apella Capital, LLC 0.01% of their portfolio WEST HARTFORD, CT 15,03515.0k $205.2k $205.2k 0.01% Unchanged
93 COMMERCE BANK 0.00% of their portfolio KANSAS CITY, MO 14,81914.8k $200.1k $200.1k 0.00% Unchanged
94 MERCER GLOBAL ADVISORS INC /ADV 0.00% of their portfolio DENVER, CO 14,68614.7k $198.3k $198.3k 0.00% Reduced -16.7k -16,691
95 SUSQUEHANNA INTERNATIONAL GROUP, LLP 0.00% of their portfolio BALA CYNWYD, PA 13,93013.9k $188.1k $188.1k 0.00% Reduced -20 -20
96 DAVENPORT & Co LLC 0.00% of their portfolio RICHMOND, VA 13,92713.9k $188.0k $188.0k 0.00% Unchanged
97 CoreCap Advisors, LLC 0.02% of their portfolio SOUTHFIELD, MI 13,31013.3k $179.7k $179.7k 0.02% Unchanged
98 Wealth Dimensions Group, Ltd. 0.05% of their portfolio CINCINNATI, OH 13,20513.2k $178.3k $178.3k 0.05% Unchanged
99 Kovack Advisors, Inc. 0.02% of their portfolio FT. LAUDERDALE, FL 12,67812.7k $171.2k $171.2k 0.02% New
100 Founders Financial Alliance, LLC 0.05% of their portfolio RALEIGH, NC 12,64012.6k $170.6k $170.6k 0.05% Added +130 +130