Vault-13

NUVEEN FLOATING RATE INCOME

COM SHS · CUSIP 6706EN100

3 institutional holders -95 vs Q2 2023
534534 shares reported held*
$4.2kreported value*
0 new 0 added 1 reduced 95 sold out net sold ≈ $94.3m (-12.0m shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once. Holder counts are more reliable. Implied quarter-end price ≈ $7.82.

Trends to Q3 2023

Institutional holders

Managers reporting a position, each quarter

050100Q3 22: 78Q4 22: 90Q1 23: 98Q2 23: 98Q3 23: 33Q3 22Q4 22Q1 23Q2 23Q3 23
Numbers
QuarterHolders
Q3 202278
Q4 202290
Q1 202398
Q2 202398
Q3 20233

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
1000100Q4 22: 48 bought or addedQ4 22: 25 cut or sold outQ4 22Q1 23: 52 bought or addedQ1 23: 32 cut or sold outQ1 23Q2 23: 45 bought or addedQ2 23: 31 cut or sold outQ2 23Q3 23: 0 bought or addedQ3 23: 96 cut or sold outQ3 23
Numbers
QuarterBought or addedCut or sold out
Q4 20224825
Q1 20235232
Q2 20234531
Q3 2023096

Biggest buyers

None

Biggest sellers

MORGAN STANLEY Sold out -1,630,611-1.6m
BANK OF AMERICA CORP /DE/ Sold out -1,294,823-1.3m
OAKTREE CAPITAL MANAGEMENT LP Sold out -793,641-793.6k
GUGGENHEIM CAPITAL LLC Sold out -561,173-561.2k
CITY OF LONDON INVESTMENT MANAGEMENT CO LTD Sold out -503,188-503.2k
Raymond James Financial Services Advisors, Inc. Sold out -483,872-483.9k
GOLDMAN SACHS GROUP INC Sold out -432,590-432.6k
Advisors Asset Management, Inc. Sold out -374,905-374.9k
Invesco Ltd. Sold out -357,860-357.9k
Logan Stone Capital, LLC Sold out -329,632-329.6k

Holders, Q3 2023

#ManagerLocationShares Value% of their portfolioChangeShares change
1 Beacon Capital Management, LLC 0.00% of their portfolio FRANKLIN, TN 477477 $3.7k $3.7k 0.00% Unchanged
2 IFP Advisors, Inc 0.00% of their portfolio TAMPA, FL 5757 $449 $449 0.00% Reduced -57 -57
3 HUNTINGTON NATIONAL BANK 0.00% of their portfolio COLUMBUS, OH 11 $8 $8 0.00% Unchanged