NUVEEN FLOATING RATE INCOME
COM SHS · CUSIP 6706EN100
78
institutional holders
10.7m
shares reported held*
$86.4mreported value*
* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once. Holder counts are more reliable. Implied quarter-end price ≈ $8.06.
Holders, Q3 2022
| Manager | Shares | Change |
|---|---|---|
| BANK OF AMERICA CORP /DE/ 0.00% of their portfolio | 1.6m $13.0m | — |
| MORGAN STANLEY 0.00% of their portfolio | 1.3m $10.2m | — |
| GUGGENHEIM CAPITAL LLC 0.06% of their portfolio | 798.4k $6.4m | — |
| OAKTREE CAPITAL MANAGEMENT LP 0.07% of their portfolio | 767.7k $6.2m | — |
| LPL Financial LLC 0.01% of their portfolio | 762.7k $6.1m | — |
| Advisors Asset Management, Inc. 0.09% of their portfolio | 558.9k $4.5m | — |
| GOLDMAN SACHS GROUP INC 0.00% of their portfolio | 432.6k $3.5m | — |
| Invesco Ltd. 0.00% of their portfolio | 390.2k $3.1m | — |
| Raymond James Financial Services Advisors, Inc. 0.01% of their portfolio | 357.2k $2.9m | — |
| SIT INVESTMENT ASSOCIATES INC 0.07% of their portfolio | 289.4k $2.3m | — |
| EATON VANCE MANAGEMENT 0.00% of their portfolio | 274.4k $2.2m | — |
| OSAIC HOLDINGS, INC. 0.00% of their portfolio | 246.7k $2.0m | — |
| ROYAL BANK OF CANADA 0.00% of their portfolio | 243.8k $2.0m | — |
| Aviance Capital Partners, LLC 0.46% of their portfolio | 227.8k $1.8m | — |
| CITY OF LONDON INVESTMENT MANAGEMENT CO LTD 0.15% of their portfolio | 213.8k $1.7m | — |
| RAYMOND JAMES & ASSOCIATES 0.00% of their portfolio | 212.1k $1.7m | — |
| UBS Group AG 0.00% of their portfolio | 192.6k $1.6m | — |
| RFG Advisory, LLC 0.07% of their portfolio | 158.6k $1.3m | — |
| INTERNATIONAL ASSETS INVESTMENT MANAGEMENT, LLC 0.26% of their portfolio | 151.9k $1.2m | — |
| FourThought Financial, LLC 0.14% of their portfolio | 117.9k $950.0k | — |
| WELLS FARGO & COMPANY/MN 0.00% of their portfolio | 112.6k $908.0k | — |
| AMERIPRISE FINANCIAL INC 0.00% of their portfolio | 103.1k $831.0k | — |
| Capital Investment Advisors, LLC 0.03% of their portfolio | 97.0k $782.0k | — |
| COHEN & STEERS, INC. 0.00% of their portfolio | 88.7k $715.0k | — |
| D.A. DAVIDSON & CO. 0.01% of their portfolio | 70.4k $567.0k | — |
| Gladstone Institutional Advisory LLC 0.04% of their portfolio | 58.0k $467.0k | — |
| Congress Park Capital LLC 0.31% of their portfolio | 57.5k $463.0k | — |
| Shaker Financial Services, LLC 0.22% of their portfolio | 56.1k $452.0k | — |
| HORIZON KINETICS ASSET MANAGEMENT LLC 0.01% of their portfolio | 55.9k $450.0k | — |
| Cambridge Investment Research Advisors, Inc. 0.00% of their portfolio | 55.7k $449.0k | — |
| COMMONWEALTH EQUITY SERVICES, LLC 0.00% of their portfolio | 54.8k $441.0k | — |
| MARINER INVESTMENT GROUP LLC 0.47% of their portfolio | 52.0k $419.0k | — |
| LANDSCAPE CAPITAL MANAGEMENT, L.L.C. 0.05% of their portfolio | 47.4k $382.0k | — |
| VIRTUS ADVISERS, LLC 0.14% of their portfolio | 44.7k $360.0k | — |
| WEDBUSH SECURITIES INC 0.02% of their portfolio | 42.6k $343.0k | — |
| Walleye Capital LLC 0.01% of their portfolio | 31.7k $255.0k | — |
| ProVise Management Group, LLC 0.02% of their portfolio | 27.3k $220.0k | — |
| NewEdge Advisors, LLC 0.00% of their portfolio | 26.4k $213.0k | — |
| Sigma Planning Corp 0.01% of their portfolio | 23.2k $187.0k | — |
| Kovack Advisors, Inc. 0.03% of their portfolio | 23.2k $187.0k | — |
| OPPENHEIMER & CO INC 0.00% of their portfolio | 22.2k $179.0k | — |
| Western Wealth Management, LLC 0.01% of their portfolio | 21.2k $167.0k | — |
| Klingman & Associates, LLC 0.02% of their portfolio | 21.1k $170.0k | — |
| Integrated Wealth Concepts LLC 0.01% of their portfolio | 20.4k $164.0k | — |
| Steward Partners Investment Advisory, LLC 0.00% of their portfolio | 20.0k $161.0k | — |
| B. Riley Wealth Advisors, Inc. 0.00% of their portfolio | 16.1k $130.0k | — |
| Lloyd Park, LLC 0.15% of their portfolio | 15.4k $125.0k | — |
| Koshinski Asset Management, Inc. 0.01% of their portfolio | 14.8k $119.0k | — |
| Ameritas Advisory Services, LLC 0.01% of their portfolio | 14.6k $117.0k | — |
| SHEETS SMITH WEALTH MANAGEMENT 0.02% of their portfolio | 14.4k $116.0k | — |
| Transform Wealth, LLC 0.01% of their portfolio | 13.9k $113.0k | — |
| Apollon Wealth Management, LLC 0.01% of their portfolio | 12.8k $103.0k | — |
| TRUIST FINANCIAL CORP 0.00% of their portfolio | 12.6k $101.0k | — |
| SYNOVUS FINANCIAL CORP 0.00% of their portfolio | 11.1k $89.0k | — |
| CTC Capital Management, LLC 0.07% of their portfolio | 10.7k $86.0k | — |
| PNC Financial Services Group, Inc. 0.00% of their portfolio | 10.2k $81.0k | — |
| ENVESTNET ASSET MANAGEMENT INC 0.00% of their portfolio | 10.1k $81.0k | — |
| CWM, LLC 0.00% of their portfolio | 5.2k $42.0k | — |
| Cullen/Frost Bankers, Inc. 0.00% of their portfolio | 5.0k $40.0k | — |
| GPS Wealth Strategies Group, LLC 0.01% of their portfolio | 4.4k $35.0k | — |
| IFP Advisors, Inc 0.00% of their portfolio | 4.2k $45.0k | — |
| Gradient Investments LLC 0.00% of their portfolio | 3.6k $29.0k | — |
| CoreFirst Bank & Trust 0.02% of their portfolio | 3.2k $26.0k | — |
| NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO 0.00% of their portfolio | 3.2k $26.0k | — |
| Hexagon Capital Partners LLC 0.01% of their portfolio | 3.0k $24.0k | — |
| McIlrath & Eck, LLC 0.00% of their portfolio | 1.6k $13.0k | — |
| Rockefeller Capital Management L.P. 0.00% of their portfolio | 1.6k $12.0k | — |
| American Portfolios Advisors 0.00% of their portfolio | 1.4k $11.7k | — |
| Accel Wealth Management 0.00% of their portfolio | 1.1k $9.0k | — |
| Princeton Global Asset Management LLC 0.00% of their portfolio | 1.0k $8.0k | — |
| Glen Eagle Advisors, LLC 0.00% of their portfolio | 681 $5.5k | — |
| NATIONAL BANK OF CANADA /FI/ 0.00% of their portfolio | 600 $5.0k | — |
| Beacon Capital Management, LLC 0.00% of their portfolio | 477 $4.0k | — |
| Lindbrook Capital, LLC 0.00% of their portfolio | 28 $0 | — |
| SIGNATUREFD, LLC 0.00% of their portfolio | 9 $0 | — |
| HUNTINGTON NATIONAL BANK 0.00% of their portfolio | 1 $0 | — |
| FMR LLC 0.00% of their portfolio | 1 $0 | — |
| CONCOURSE FINANCIAL GROUP SECURITIES, INC. 0.00% of their portfolio | 0 $0 | — |