Vault-13

NUVEEN NASDAQ 100 DYNAMIC OV QQQX

COM SHS · Closed-End Fund · CUSIP 670699107

153 institutional holders +17 vs Q1 2026
13,149,88813.1m shares reported held*
$396.5mreported value*
25 new 49 added 47 reduced 10 sold out net sold ≈ $4.4m (-145.6k shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once. Holder counts are more reliable. Implied quarter-end price ≈ $30.15.

Trends to Q2 2026

Institutional holders

Managers reporting a position, each quarter

0100200Q3 22: 98Q4 22: 104Q1 23: 107Q2 23: 107Q3 23: 114Q4 23: 121Q1 24: 122Q2 24: 123Q3 24: 129Q4 24: 141Q1 25: 142Q2 25: 132Q3 25: 140Q4 25: 148Q1 26: 136Q2 26: 153153Q3 22Q3 23Q3 24Q3 25Q2 26
Numbers
QuarterHolders
Q3 202298
Q4 2022104
Q1 2023107
Q2 2023107
Q3 2023114
Q4 2023121
Q1 2024122
Q2 2024123
Q3 2024129
Q4 2024141
Q1 2025142
Q2 2025132
Q3 2025140
Q4 2025148
Q1 2026136
Q2 2026153

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
1000100Q3 24: 53 bought or addedQ3 24: 49 cut or sold outQ4 24: 59 bought or addedQ4 24: 44 cut or sold outQ4 24Q1 25: 56 bought or addedQ1 25: 57 cut or sold outQ2 25: 63 bought or addedQ2 25: 58 cut or sold outQ2 25Q3 25: 66 bought or addedQ3 25: 43 cut or sold outQ4 25: 77 bought or addedQ4 25: 51 cut or sold outQ4 25Q1 26: 64 bought or addedQ1 26: 64 cut or sold outQ2 26: 74 bought or addedQ2 26: 57 cut or sold outQ2 26
Numbers
QuarterBought or addedCut or sold out
Q3 20245349
Q4 20245944
Q1 20255657
Q2 20256358
Q3 20256643
Q4 20257751
Q1 20266464
Q2 20267457

Biggest buyers

Allspring Global Investments Holdings, LLC Added +140,000+140.0k
LPL Financial LLC Added +103,632+103.6k
GUGGENHEIM CAPITAL LLC Added +78,866+78.9k
IHT Wealth Management, LLC New +52,731+52.7k
AXXCESS WEALTH MANAGEMENT, LLC New +46,420+46.4k
Shaker Financial Services, LLC New +45,069+45.1k
Huntleigh Advisors, Inc. Added +39,663+39.7k
Hennion & Walsh Asset Management, Inc. Added +20,183+20.2k
Advisors Asset Management, Inc. Added +17,299+17.3k
Cypress Capital Management LLC (WY) Added +14,752+14.8k

Biggest sellers

Karpus Management, Inc. Reduced -243,109-243.1k
Invesco Ltd. Reduced -166,186-166.2k
1607 Capital Partners, LLC Reduced -90,838-90.8k
MORGAN STANLEY Reduced -68,692-68.7k
Advisor OS, LLC Reduced -54,913-54.9k
Kestra Advisory Services, LLC Reduced -48,606-48.6k
BANK OF AMERICA CORP /DE/ Reduced -32,309-32.3k
WELLS FARGO & COMPANY/MN Reduced -27,752-27.8k
MILLENNIUM MANAGEMENT LLC Sold out -24,688-24.7k
Ionic Capital Management LLC Reduced -22,666-22.7k

Insider purchases and sales since 1 Apr 2026

Shares bought or sold by the company's own officers, directors and 10% owners, in the open market or privately, as they reported to the SEC on Form 4 (due within two business days of the trade). Grants, option exercises, shares withheld for tax and gifts aren't included.

None reported since 1 Apr 2026.

Holders, Q2 2026

#ManagerLocationShares Value% of their portfolioChangeShares change
1 MORGAN STANLEY 0.00% of their portfolio NEW YORK, NY 1,877,7091.9m $56.6m $56.6m 0.00% Reduced -68.7k -68,692
2 Karpus Management, Inc. 1.21% of their portfolio Pittsford, NY 1,393,8501.4m $42.0m $42.0m 1.21% Reduced -243.1k -243,109
3 WELLS FARGO & COMPANY/MN 0.01% of their portfolio SAN FRANCISCO, CA 1,220,3431.2m $36.8m $36.8m 0.01% Reduced -27.8k -27,752
4 UBS Group AG 0.00% of their portfolio ZURICH, V8 742,278742.3k $22.4m $22.4m 0.00% Added +14.5k +14,484
5 LPL Financial LLC 0.01% of their portfolio FORT MILL, SC 740,519740.5k $22.3m $22.3m 0.01% Added +103.6k +103,632
6 Allspring Global Investments Holdings, LLC 0.03% of their portfolio CHARLOTTE, NC 738,826738.8k $22.3m $22.3m 0.03% Added +140.0k +140,000
7 ROYAL BANK OF CANADA 0.00% of their portfolio TORONTO, A6 735,304735.3k $22.2m $22.2m 0.00% Reduced -10.6k -10,553
8 GUGGENHEIM CAPITAL LLC 0.13% of their portfolio CHICAGO, IL 647,564647.6k $19.5m $19.5m 0.13% Added +78.9k +78,866
9 Invesco Ltd. 0.00% of their portfolio ATLANTA, GA 613,256613.3k $18.5m $18.5m 0.00% Reduced -166.2k -166,186
10 RAYMOND JAMES FINANCIAL INC 0.00% of their portfolio ST. PETERSBURG, FL 425,446425.4k $12.8m $12.8m 0.00% Added +6.3k +6,275
11 BANK OF AMERICA CORP /DE/ 0.00% of their portfolio CHARLOTTE, NC 343,339343.3k $10.3m $10.3m 0.00% Reduced -32.3k -32,309
12 HighTower Advisors, LLC 0.01% of their portfolio CHICAGO, IL 261,637261.6k $7.9m $7.9m 0.01% Reduced -1.8k -1,781
13 Advisors Asset Management, Inc. 0.12% of their portfolio Monument, CO 261,137261.1k $7.9m $7.9m 0.12% Added +17.3k +17,299
14 1607 Capital Partners, LLC 0.64% of their portfolio Richmond, VA 245,130245.1k $7.4m $7.4m 0.64% Reduced -90.8k -90,838
15 Janney Montgomery Scott LLC 0.01% of their portfolio PHILADELPHIA, PA 236,913236.9k $7.1m $7.1m 0.01% Added +1.1k +1,144
16 OSAIC HOLDINGS, INC. 0.01% of their portfolio SCOTTSDALE, AZ 214,358214.4k $6.5m $6.5m 0.01% Added +1.5k +1,531
17 Cypress Capital Management LLC (WY) 4.97% of their portfolio SHERIDAN, WY 192,683192.7k $5.9m $5.9m 4.97% Added +14.8k +14,752
18 AMERIPRISE FINANCIAL INC 0.00% of their portfolio MINNEAPOLIS, MN 173,377173.4k $5.2m $5.2m 0.00% Reduced -16.2k -16,194
19 D.A. DAVIDSON & CO. 0.02% of their portfolio GREAT FALLS, MT 107,359107.4k $3.2m $3.2m 0.02% Added +6.6k +6,633
20 Advisor OS, LLC 0.15% of their portfolio CHICAGO, IL 72,47772.5k $2.2m $2.2m 0.15% Reduced -54.9k -54,913
21 Huntleigh Advisors, Inc. 0.26% of their portfolio ST. LOUIS, MO 62,71662.7k $1.9m $1.9m 0.26% Added +39.7k +39,663
22 COMMONWEALTH EQUITY SERVICES, LLC 0.00% of their portfolio WALTHAM, MA 61,18161.2k $1.8m $1.8m 0.00% Reduced -4.4k -4,351
23 PMG Family Office LLC 1.73% of their portfolio PLANO, TX 60,83960.8k $1.9m $1.9m 1.73% Added +611 +611
24 Cetera Investment Advisers 0.00% of their portfolio SCHAUMBURG, IL 59,97160.0k $1.8m $1.8m 0.00% Added +4.3k +4,268
25 MONECO ADVISORS, LLC 0.11% of their portfolio FAIRFIELD, CT 59,74259.7k $1.8m $1.8m 0.11% Reduced -1.0k -1,004
26 NewEdge Advisors, LLC 0.01% of their portfolio NEW ORLEANS, LA 57,58457.6k $1.7m $1.7m 0.01% Added +3.0k +3,000
27 FIRST TRUST ADVISORS LP 0.00% of their portfolio Wheaton, IL 56,02056.0k $1.7m $1.7m 0.00% Reduced -301 -301
28 High Point Wealth Management, LLC 1.33% of their portfolio CHESTER, NJ 53,80453.8k $1.6m $1.6m 1.33% Added +9.3k +9,251
29 IHT Wealth Management, LLC 0.03% of their portfolio Chicago, IL 52,73152.7k $1.6m $1.6m 0.03% New
30 AXXCESS WEALTH MANAGEMENT, LLC 0.02% of their portfolio CARLSBAD, CA 46,42046.4k $1.4m $1.4m 0.02% New
31 SCHNIEDERS CAPITAL MANAGEMENT, LLC. 0.18% of their portfolio PASADENA, CA 46,01546.0k $1.4m $1.4m 0.18% Reduced -500 -500
32 Shaker Financial Services, LLC 0.43% of their portfolio Arlington, VA 45,06945.1k $1.4m $1.4m 0.43% New
33 Shulman DeMeo Asset Management LLC 0.25% of their portfolio LAKE SUCCESS, NY 44,17044.2k $1.3m $1.3m 0.25% Reduced -1.7k -1,659
34 Ionic Capital Management LLC 1.23% of their portfolio NEW YORK, NY 43,44743.4k $1.3m $1.3m 1.23% Reduced -22.7k -22,666
35 Hennion & Walsh Asset Management, Inc. 0.03% of their portfolio Parsippany, NJ 34,93734.9k $1.1m $1.1m 0.03% Added +20.2k +20,183
36 Rockefeller Capital Management L.P. 0.00% of their portfolio NEW YORK, NY 34,70234.7k $1.0m $1.0m 0.00% Added +3.2k +3,180
37 Arkadios Wealth Advisors 0.01% of their portfolio ATLANTA, GA 31,69031.7k $955.1k $955.1k 0.01% Added +123 +123
38 &PARTNERS 0.00% of their portfolio NASHVILLE, TN 31,67931.7k $954.9k $954.9k 0.00% Added +976 +976
39 HUB Investment Partners, LLC 0.02% of their portfolio AUSTIN, TX 28,64328.6k $863.3k $863.3k 0.02% Added +490 +490
40 Stratos Wealth Partners, LTD. 0.01% of their portfolio BEACHWOOD, OH 28,39528.4k $855.8k $855.8k 0.01% Reduced -1.5k -1,454
41 Dakota Wealth Management 0.02% of their portfolio PALM BEACH GARDENS, FL 28,04028.0k $845.1k $845.1k 0.02% Reduced -8.0k -7,955
42 ENVESTNET ASSET MANAGEMENT INC 0.00% of their portfolio Berwyn, PA 26,77426.8k $807.0k $807.0k 0.00% Added +4.9k +4,931
43 Advisory Advocates, LLC 0.66% of their portfolio GRAND RAPIDS, MI 25,64825.6k $773.0k $773.0k 0.66% Added +106 +106
44 Kestra Advisory Services, LLC 0.00% of their portfolio AUSTIN, TX 24,73824.7k $745.6k $745.6k 0.00% Reduced -48.6k -48,606
45 Baird Financial Group, Inc. 0.00% of their portfolio MILWAUKEE, WI 23,83523.8k $718.4k $718.4k 0.00% Added +2.6k +2,574
46 PNC Financial Services Group, Inc. 0.00% of their portfolio Pittsburgh, PA 23,54323.5k $709.6k $709.6k 0.00% Reduced -3.4k -3,370
47 MERCER GLOBAL ADVISORS INC /ADV 0.00% of their portfolio DENVER, CO 22,72722.7k $685.0k $685.0k 0.00% Reduced -5.2k -5,168
48 Private Advisor Group, LLC 0.00% of their portfolio MORRISTOWN, NJ 22,16422.2k $668.0k $668.0k 0.00% Reduced -8.1k -8,102
49 Cambridge Investment Research Advisors, Inc. 0.00% of their portfolio FAIRFIELD, IA 21,16221.2k $638.0k $638.0k 0.00% Added +11.4k +11,425
50 Alteri Wealth LLC 0.17% of their portfolio WESTLAKE VILLAGE, CA 20,79020.8k $626.6k $626.6k 0.17% Added +31 +31
51 PFG Investments, LLC 0.02% of their portfolio WOODBURY, NY 19,73619.7k $594.9k $594.9k 0.02% Reduced -8.6k -8,639
52 Focus Partners Wealth 0.00% of their portfolio ST LOUIS, MO 18,92118.9k $570.3k $570.3k 0.00% Added +2.2k +2,184
53 NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO 0.00% of their portfolio MILWAUKEE, WI 18,26818.3k $550.6k $550.6k 0.00% Added +3.9k +3,918
54 Moors & Cabot, Inc. 0.02% of their portfolio BOSTON, MA 18,17418.2k $547.8k $547.8k 0.02% Reduced -52 -52
55 Avory & Company, LLC 0.65% of their portfolio MIAMI, FL 17,15717.2k $517.1k $517.1k 0.65% Unchanged
56 SAPIENT CAPITAL LLC 0.01% of their portfolio INDIANAPOLIS, IN 16,81416.8k $519.2k $519.2k 0.01% Unchanged
57 GOLDMAN SACHS GROUP INC 0.00% of their portfolio NEW YORK, NY 16,55016.6k $498.8k $498.8k 0.00% Added +8.1k +8,129
58 SUSQUEHANNA INTERNATIONAL GROUP, LLP 0.00% of their portfolio BALA CYNWYD, PA 16,53116.5k $498.2k $498.2k 0.00% Reduced -6.6k -6,638
59 DAVENPORT & Co LLC 0.00% of their portfolio RICHMOND, VA 16,50016.5k $497.3k $497.3k 0.00% Reduced -1.0k -1,000
60 Cyndeo Wealth Partners, LLC 0.02% of their portfolio ST. PETERSBURG, FL 16,40816.4k $494.5k $494.5k 0.02% Unchanged
61 Mutual Advisors, LLC 0.01% of their portfolio OMAHA, NE 16,22816.2k $489.1k $489.1k 0.01% Reduced -673 -673
62 Dynamic Advisor Solutions LLC 0.01% of their portfolio PHOENIX, AZ 16,01716.0k $482.8k $482.8k 0.01% Added +231 +231
63 WEDBUSH SECURITIES INC 0.01% of their portfolio PASADENA, CA 15,94115.9k $480.0k $480.0k 0.01% Added +2.8k +2,782
64 KINGSWOOD WEALTH ADVISORS, LLC 0.02% of their portfolio SAN DIEGO, CA 15,82615.8k $477.0k $477.0k 0.02% Added +2.0k +1,992
65 TRUIST FINANCIAL CORP 0.00% of their portfolio CHARLOTTE, NC 15,48415.5k $466.7k $466.7k 0.00% Reduced -2.7k -2,740
66 Pathstone Holdings, LLC 0.00% of their portfolio ENGLEWOOD, NJ 15,39315.4k $466.2k $466.2k 0.00% Added +6.4k +6,396
67 Sanctuary Advisors, LLC 0.00% of their portfolio INDIANAPOLIS, IN 14,59414.6k $439.9k $439.9k 0.00% Reduced -475 -475
68 Tulsa Wealth Advisors, INC 0.06% of their portfolio TULSA, OK 14,25714.3k $429.7k $429.7k 0.06% Reduced -750 -750
69 LANARK FINANCIAL, INC. 0.03% of their portfolio BIRMINGHAM, AL 14,24814.2k $429.4k $429.4k 0.03% Reduced -4.3k -4,341
70 Aviance Capital Partners, LLC 0.04% of their portfolio NAPLES, FL 14,08014.1k $424.4k $424.4k 0.04% Added +183 +183
71 INTERNATIONAL ASSETS INVESTMENT MANAGEMENT, LLC 0.02% of their portfolio ORLANDO, FL 13,61513.6k $413.3k $413.3k 0.02% Added +200 +200
72 J.W. COLE ADVISORS, INC. 0.01% of their portfolio TAMPA, FL 13,39013.4k $403.6k $403.6k 0.01% New
73 Diversify Advisory Services, LLC 0.01% of their portfolio SANDY, UT 13,14613.1k $387.1k $387.1k 0.01% New
74 DIVERSIFY WEALTH MANAGEMENT, LLC 0.01% of their portfolio SANDY, UT 13,14613.1k $387.1k $387.1k 0.01% Reduced -70 -70
75 CAPTRUST FINANCIAL ADVISORS 0.00% of their portfolio RALEIGH, NC 13,03313.0k $392.8k $392.8k 0.00% Reduced -47 -47
76 Diversified Enterprises, LLC 0.02% of their portfolio Wilmington, DE 12,73212.7k $383.7k $383.7k 0.02% Added +38 +38
77 Beacon Pointe Advisors, LLC 0.00% of their portfolio NEWPORT BEACH, CA 12,19912.2k $367.7k $367.7k 0.00% New
78 Chancellor Financial Group WB LP 0.23% of their portfolio WILKES-BARRE, PA 12,12812.1k $365.5k $365.5k 0.23% Added +2.0k +2,005
79 STIFEL FINANCIAL CORP 0.00% of their portfolio ST. LOUIS, MO 11,22711.2k $338.4k $338.4k 0.00% Reduced -614 -614
80 Mariner, LLC 0.00% of their portfolio Overland Park, KS 11,11011.1k $334.9k $334.9k 0.00% Reduced -2.5k -2,457
81 FIFTH THIRD BANCORP 0.00% of their portfolio CINCINNATI, OH 10,87710.9k $327.8k $327.8k 0.00% Reduced -652 -652
82 MML INVESTORS SERVICES, LLC 0.00% of their portfolio SPRINGFIELD, MA 10,49810.5k $316.4k $316.4k 0.00% Added +212 +212
83 DECISION INVESTMENTS, INC 0.28% of their portfolio SAN DIEGO, CA 10,06910.1k $303.5k $303.5k 0.28% Added +370 +370
84 Equitable Holdings, Inc. 0.00% of their portfolio NEW YORK, NY 9,9489.9k $299.8k $299.8k 0.00% Added +594 +594
85 Merit Financial Group, LLC 0.00% of their portfolio ALPHARETTA, GA 9,8959.9k $298.2k $298.2k 0.00% Reduced -4 -4
86 Creative Planning 0.00% of their portfolio OVERLAND PARK, KS 9,7339.7k $293.3k $293.3k 0.00% Reduced -1.7k -1,728
87 Bay Capital Advisors, LLC 0.14% of their portfolio VIRGINIA BEACH, VA 8,8608.9k $267.0k $267.0k 0.14% Reduced -1.1k -1,143
88 Summit Financial, LLC 0.00% of their portfolio PARSIPPANY, NJ 8,6328.6k $266.5k $266.5k 0.00% Reduced -1.2k -1,231
89 Register Financial Advisors LLC 0.08% of their portfolio ATLANTA, GA 8,6158.6k $259.7k $259.7k 0.08% Reduced -1.5k -1,500
90 WealthTrust Asset Management, LLC 0.14% of their portfolio Destin, FL 8,4618.5k $255.0k $255.0k 0.14% Reduced -3.2k -3,235
91 Cornerstone Wealth Group, LLC 0.02% of their portfolio HUNTERSVILLE, NC 8,4538.5k $254.8k $254.8k 0.02% Unchanged
92 Jacobi Capital Management LLC 0.01% of their portfolio PITTSTON, PA 8,2448.2k $248.5k $248.5k 0.01% Reduced -1.3k -1,266
93 GWN SECURITIES INC. 0.04% of their portfolio Palm Beach Gardens, FL 7,8877.9k $237.7k $237.7k 0.04% Unchanged
94 Compound Planning, Inc. 0.01% of their portfolio NEW YORK, NY 7,7987.8k $235.0k $235.0k 0.01% Added +96 +96
95 Cypress Wealth Services, LLC 0.03% of their portfolio PALM DESERT, CA 7,7207.7k $232.7k $232.7k 0.03% Added +101 +101
96 GRIFFIN ASSET MANAGEMENT, INC. 0.02% of their portfolio New York, NY 7,4407.4k $224.2k $224.2k 0.02% New
97 Aurora Private Wealth, Inc. 0.14% of their portfolio ROCKAWAY, NJ 7,4307.4k $224.0k $224.0k 0.14% Added +61 +61
98 Ameritas Advisory Services, LLC 0.00% of their portfolio Lincoln, NE 7,4037.4k $223.1k $223.1k 0.00% New
99 GREAT VALLEY ADVISOR GROUP, INC. 0.00% of their portfolio WILMINGTON, DE 7,2507.2k $218.5k $218.5k 0.00% New
100 Procyon Advisors, LLC 0.01% of their portfolio SHELTON, CT 7,2007.2k $217.0k $217.0k 0.01% New