Vault-13

NUVEEN NASDAQ 100 DYNAMIC OV QQQX

COM SHS · Closed-End Fund · CUSIP 670699107

132 institutional holders -10 vs Q1 2025
14,788,92614.8m shares reported held*
$391.5mreported value*
17 new 46 added 32 reduced 26 sold out net bought ≈ $801.3k (+31.0k shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once. Holder counts are more reliable. Implied quarter-end price ≈ $26.47.

Trends to Q2 2025

Institutional holders

Managers reporting a position, each quarter

050100150Q3 22: 98Q4 22: 104Q1 23: 107Q2 23: 107Q3 23: 114Q4 23: 121Q1 24: 122Q2 24: 123Q3 24: 129Q4 24: 141Q1 25: 142Q2 25: 132132Q3 22Q2 23Q1 24Q4 24Q2 25
Numbers
QuarterHolders
Q3 202298
Q4 2022104
Q1 2023107
Q2 2023107
Q3 2023114
Q4 2023121
Q1 2024122
Q2 2024123
Q3 2024129
Q4 2024141
Q1 2025142
Q2 2025132

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
1000100Q3 23: 50 bought or addedQ3 23: 46 cut or sold outQ4 23: 56 bought or addedQ4 23: 44 cut or sold outQ4 23Q1 24: 55 bought or addedQ1 24: 50 cut or sold outQ2 24: 48 bought or addedQ2 24: 53 cut or sold outQ2 24Q3 24: 53 bought or addedQ3 24: 49 cut or sold outQ4 24: 59 bought or addedQ4 24: 44 cut or sold outQ4 24Q1 25: 56 bought or addedQ1 25: 57 cut or sold outQ2 25: 63 bought or addedQ2 25: 58 cut or sold outQ2 25
Numbers
QuarterBought or addedCut or sold out
Q3 20235046
Q4 20235644
Q1 20245550
Q2 20244853
Q3 20245349
Q4 20245944
Q1 20255657
Q2 20256358

Biggest buyers

ROYAL BANK OF CANADA Added +701,425+701.4k
MORGAN STANLEY Added +269,870+269.9k
Polar Asset Management Partners Inc. Added +156,872+156.9k
Cypress Capital Management LLC (WY) Added +96,731+96.7k
Allspring Global Investments Holdings, LLC Added +85,328+85.3k
TWO SIGMA INVESTMENTS, LP New +78,927+78.9k
WELLS FARGO & COMPANY/MN Added +72,752+72.8k
GUGGENHEIM CAPITAL LLC Added +60,608+60.6k
LPL Financial LLC Added +54,052+54.1k
Rockefeller Capital Management L.P. New +47,132+47.1k

Biggest sellers

Cornerstone Advisors, LLC Reduced -356,446-356.4k
Shaker Financial Services, LLC Sold out -220,010-220.0k
FLAGSHIP HARBOR ADVISORS, LLC Sold out -165,259-165.3k
WOLVERINE ASSET MANAGEMENT LLC Sold out -130,332-130.3k
Thomas J. Herzfeld Advisors, Inc. Reduced -110,950-111.0k
AQR Arbitrage LLC Reduced -95,946-95.9k
BANK OF AMERICA CORP /DE/ Reduced -90,859-90.9k
UBS Group AG Reduced -73,230-73.2k
LANDSCAPE CAPITAL MANAGEMENT, L.L.C. Sold out -72,801-72.8k
AMERIPRISE FINANCIAL INC Reduced -66,197-66.2k

Insider purchases and sales in Q2 2025

Shares bought or sold by the company's own officers, directors and 10% owners, in the open market or privately, as they reported to the SEC on Form 4 (due within two business days of the trade). Grants, option exercises, shares withheld for tax and gifts aren't included.

None reported in Q2 2025.

Holders, Q2 2025

#ManagerLocationShares Value% of their portfolioChangeShares change
1 MORGAN STANLEY 0.00% of their portfolio NEW YORK, NY 2,047,1582.0m $54.2m $54.2m 0.00% Added +269.9k +269,870
2 Karpus Management, Inc. 1.54% of their portfolio Pittsford, NY 1,803,2551.8m $47.7m $47.7m 1.54% Reduced -12.0k -12,030
3 ROYAL BANK OF CANADA 0.00% of their portfolio TORONTO, A6 1,440,9541.4m $38.1m $38.1m 0.00% Added +701.4k +701,425
4 WELLS FARGO & COMPANY/MN 0.01% of their portfolio SAN FRANCISCO, CA 1,223,0171.2m $32.4m $32.4m 0.01% Added +72.8k +72,752
5 Invesco Ltd. 0.00% of their portfolio ATLANTA, GA 823,010823.0k $21.8m $21.8m 0.00% Added +8.3k +8,323
6 UBS Group AG 0.00% of their portfolio ZURICH, V8 736,471736.5k $19.5m $19.5m 0.00% Reduced -73.2k -73,230
7 Cornerstone Advisors, LLC 0.52% of their portfolio ASHEVILLE, NC 567,223567.2k $15.0m $15.0m 0.52% Reduced -356.4k -356,446
8 LPL Financial LLC 0.00% of their portfolio FORT MILL, SC 524,643524.6k $13.9m $13.9m 0.00% Added +54.1k +54,052
9 1607 Capital Partners, LLC 1.12% of their portfolio Richmond, VA 522,323522.3k $13.8m $13.8m 1.12% Added +5.4k +5,392
10 Allspring Global Investments Holdings, LLC 0.02% of their portfolio CHARLOTTE, NC 503,646503.6k $13.3m $13.3m 0.02% Added +85.3k +85,328
11 GUGGENHEIM CAPITAL LLC 0.09% of their portfolio CHICAGO, IL 412,622412.6k $10.9m $10.9m 0.09% Added +60.6k +60,608
12 RAYMOND JAMES FINANCIAL INC 0.00% of their portfolio ST. PETERSBURG, FL 394,570394.6k $10.4m $10.4m 0.00% Added +15.1k +15,064
13 BANK OF AMERICA CORP /DE/ 0.00% of their portfolio CHARLOTTE, NC 375,491375.5k $9.9m $9.9m 0.00% Reduced -90.9k -90,859
14 Nan Shan Life Insurance Co., Ltd. 0.18% of their portfolio Taipei City, F5 301,101301.1k $8.0m $8.0m 0.18% Unchanged
15 HighTower Advisors, LLC 0.01% of their portfolio CHICAGO, IL 250,298250.3k $6.6m $6.6m 0.01% Reduced -40.6k -40,624
16 Janney Montgomery Scott LLC 0.02% of their portfolio PHILADELPHIA, PA 226,733226.7k $6.0m $6.0m 0.02% Reduced -37.3k -37,322
17 AMERIPRISE FINANCIAL INC 0.00% of their portfolio MINNEAPOLIS, MN 202,289202.3k $5.4m $5.4m 0.00% Reduced -66.2k -66,197
18 Polar Asset Management Partners Inc. 0.12% of their portfolio TORONTO, A6 189,421189.4k $5.0m $5.0m 0.12% Added +156.9k +156,872
19 OSAIC HOLDINGS, INC. 0.01% of their portfolio SCOTTSDALE, AZ 186,894186.9k $4.9m $4.9m 0.01% Added +10.4k +10,358
20 Cypress Capital Management LLC (WY) 4.73% of their portfolio SHERIDAN, WY 161,035161.0k $4.4m $4.4m 4.73% Added +96.7k +96,731
21 Arete Wealth Advisors, LLC 0.24% of their portfolio CHICAGO, IL 125,155125.2k $3.3m $3.3m 0.24% Added +3.3k +3,263
22 AQR Arbitrage LLC 0.07% of their portfolio Greenwich, CT 116,834116.8k $3.1m $3.1m 0.07% Reduced -95.9k -95,946
23 Advisors Asset Management, Inc. 0.05% of their portfolio Monument, CO 101,016101.0k $2.7m $2.7m 0.05% Added +21.5k +21,535
24 D.A. DAVIDSON & CO. 0.02% of their portfolio GREAT FALLS, MT 87,85187.9k $2.3m $2.3m 0.02% Added +2.9k +2,934
25 COMMONWEALTH EQUITY SERVICES, LLC 0.00% of their portfolio WALTHAM, MA 82,70182.7k $2.2m $2.2m 0.00% Added +1.9k +1,855
26 TWO SIGMA INVESTMENTS, LP 0.00% of their portfolio NEW YORK, NY 78,92778.9k $2.1m $2.1m 0.00% New
27 Ionic Capital Management LLC 2.05% of their portfolio NEW YORK, NY 69,14669.1k $1.8m $1.8m 2.05% Reduced -5.0k -5,000
28 MONECO ADVISORS, LLC 0.16% of their portfolio FAIRFIELD, CT 66,81666.8k $1.8m $1.8m 0.16% Reduced -1.1k -1,061
29 LANARK FINANCIAL, INC. 0.13% of their portfolio BIRMINGHAM, AL 59,62059.6k $1.6m $1.6m 0.13% Added +4.5k +4,473
30 SCHNIEDERS CAPITAL MANAGEMENT LLC 0.23% of their portfolio PASADENA, CA 48,89548.9k $1.3m $1.3m 0.23% Added +3.0k +3,000
31 AXXCESS WEALTH MANAGEMENT, LLC 0.03% of their portfolio CARLSBAD, CA 48,53148.5k $1.3m $1.3m 0.03% Reduced -562 -562
32 NewEdge Advisors, LLC 0.01% of their portfolio NEW ORLEANS, LA 47,55947.6k $1.3m $1.3m 0.01% Added +8.5k +8,546
33 Rockefeller Capital Management L.P. 0.00% of their portfolio NEW YORK, NY 47,13247.1k $1.2m $1.2m 0.00% New
34 Dakota Wealth Management 0.02% of their portfolio PALM BEACH GARDENS, FL 37,11037.1k $982.3k $982.3k 0.02% Unchanged
35 Cetera Investment Advisers 0.00% of their portfolio SCHAUMBURG, IL 35,38135.4k $936.6k $936.6k 0.00% Added +1.3k +1,345
36 FIRST TRUST ADVISORS LP 0.00% of their portfolio Wheaton, IL 34,48134.5k $912.7k $912.7k 0.00% Added +921 +921
37 &PARTNERS 0.01% of their portfolio NASHVILLE, TN 27,88927.9k $738.2k $738.2k 0.01% Added +18.5k +18,528
38 PNC Financial Services Group, Inc. 0.00% of their portfolio Pittsburgh, PA 26,96327.0k $713.7k $713.7k 0.00% Reduced -22.6k -22,555
39 Arkadios Wealth Advisors 0.02% of their portfolio ATLANTA, GA 26,28926.3k $695.9k $695.9k 0.02% Unchanged
40 Private Advisor Group, LLC 0.00% of their portfolio MORRISTOWN, NJ 26,14426.1k $692.0k $692.0k 0.00% Added +8.1k +8,060
41 Huntleigh Advisors, Inc. 0.11% of their portfolio ST. LOUIS, MO 21,86921.9k $578.8k $578.8k 0.11% Added +690 +690
42 THURSTON, SPRINGER, MILLER, HERD & TITAK, INC. 0.07% of their portfolio INDIANAPOLIS, IN 20,12820.1k $532.9k $532.9k 0.07% Added +3.3k +3,344
43 SAPIENT CAPITAL LLC 0.01% of their portfolio INDIANAPOLIS, IN 19,98420.0k $540.4k $540.4k 0.01% Reduced -2.5k -2,454
44 MERCER GLOBAL ADVISORS INC /ADV 0.00% of their portfolio DENVER, CO 19,95120.0k $528.1k $528.1k 0.00% Added +506 +506
45 Alteri Wealth LLC 0.20% of their portfolio WESTLAKE VILLAGE, CA 19,64319.6k $520.0k $520.0k 0.20% Added +30 +30
46 Stratos Wealth Partners, LTD. 0.01% of their portfolio BEACHWOOD, OH 19,12419.1k $506.2k $506.2k 0.01% Reduced -4.3k -4,297
47 GWN SECURITIES INC. 0.09% of their portfolio Palm Beach Gardens, FL 18,92218.9k $500.9k $500.9k 0.09% New
48 TRUIST FINANCIAL CORP 0.00% of their portfolio CHARLOTTE, NC 18,13018.1k $479.9k $479.9k 0.00% Added +75 +75
49 Mutual Advisors, LLC 0.01% of their portfolio OMAHA, NE 18,11318.1k $481.6k $481.6k 0.01% Reduced -1.2k -1,211
50 DAVENPORT & Co LLC 0.00% of their portfolio RICHMOND, VA 17,50017.5k $463.2k $463.2k 0.00% Unchanged
51 Avory & Company, LLC 0.28% of their portfolio MIAMI, FL 17,15717.2k $454.1k $454.1k 0.28% Unchanged
52 ENVESTNET ASSET MANAGEMENT INC 0.00% of their portfolio Berwyn, PA 16,43016.4k $434.9k $434.9k 0.00% Reduced -7 -7
53 Atria Wealth Solutions, Inc. 0.01% of their portfolio NEW YORK, NY 15,02315.0k $406.1k $406.1k 0.01% Reduced -15.3k -15,318
54 WEDBUSH SECURITIES INC 0.01% of their portfolio PASADENA, CA 14,31314.3k $379.0k $379.0k 0.01% Reduced -5.4k -5,438
55 GREAT VALLEY ADVISOR GROUP, INC. 0.01% of their portfolio WILMINGTON, DE 14,30114.3k $378.5k $378.5k 0.01% Reduced -11.1k -11,083
56 Sanctuary Advisors, LLC 0.00% of their portfolio INDIANAPOLIS, IN 14,23814.2k $376.9k $376.9k 0.00% Added +9 +9
57 Moors & Cabot, Inc. 0.02% of their portfolio BOSTON, MA 13,93413.9k $368.8k $368.8k 0.02% Added +120 +120
58 KINGSWOOD WEALTH ADVISORS, LLC 0.03% of their portfolio SAN DIEGO, CA 13,88713.9k $367.6k $367.6k 0.03% Reduced -2.8k -2,782
59 Cyndeo Wealth Partners, LLC 0.02% of their portfolio ST. PETERSBURG, FL 13,81213.8k $365.6k $365.6k 0.02% Unchanged
60 Aviance Capital Partners, LLC 0.05% of their portfolio NAPLES, FL 13,41413.4k $355.1k $355.1k 0.05% Added +5 +5
61 INTERNATIONAL ASSETS INVESTMENT MANAGEMENT, LLC 0.03% of their portfolio ORLANDO, FL 13,38913.4k $354.4k $354.4k 0.03% Reduced -83 -83
62 Mariner, LLC 0.00% of their portfolio Overland Park, KS 13,29813.3k $352.0k $352.0k 0.00% Added +2.2k +2,155
63 Diversified Enterprises, LLC 0.02% of their portfolio Wilmington, DE 12,43412.4k $329.1k $329.1k 0.02% Added +96 +96
64 J.W. COLE ADVISORS, INC. 0.01% of their portfolio TAMPA, FL 12,34412.3k $326.8k $326.8k 0.01% Added +176 +176
65 COMERICA BANK 0.00% of their portfolio DALLAS, TX 12,18712.2k $322.6k $322.6k 0.00% Reduced -498 -498
66 Diversify Advisory Services, LLC 0.01% of their portfolio SANDY, UT 11,86511.9k $322.4k $322.4k 0.01% Added +70 +70
67 GOLDMAN SACHS GROUP INC 0.00% of their portfolio NEW YORK, NY 11,30611.3k $299.3k $299.3k 0.00% Reduced -700 -700
68 Merit Financial Group, LLC 0.00% of their portfolio ALPHARETTA, GA 11,13511.1k $294.7k $294.7k 0.00% Added +523 +523
69 MGB Wealth Management, LLC 0.10% of their portfolio ADDISON, TX 11,00011.0k $291.2k $291.2k 0.10% Reduced -11.0k -11,000
70 TriaGen Wealth Management LLC 0.09% of their portfolio Calabasas, CA 10,95111.0k $289.9k $289.9k 0.09% Unchanged
71 STIFEL FINANCIAL CORP 0.00% of their portfolio ST. LOUIS, MO 10,84710.8k $287.1k $287.1k 0.00% Reduced -211 -211
72 WealthTrust Asset Management, LLC 0.21% of their portfolio Destin, FL 10,63910.6k $281.6k $281.6k 0.21% Reduced -1.2k -1,182
73 Cambridge Investment Research Advisors, Inc. 0.00% of their portfolio FAIRFIELD, IA 10,54710.5k $279.0k $279.0k 0.00% Reduced -9.2k -9,209
74 Register Financial Advisors LLC 0.12% of their portfolio ATLANTA, GA 10,11510.1k $267.8k $267.8k 0.12% Unchanged
75 Bay Capital Advisors, LLC 0.20% of their portfolio VIRGINIA BEACH, VA 10,00310.0k $264.8k $264.8k 0.20% Added +53 +53
76 Summit Financial, LLC 0.01% of their portfolio PARSIPPANY, NJ 9,9059.9k $267.5k $267.5k 0.01% New
77 Jacobi Capital Management LLC 0.02% of their portfolio PITTSTON, PA 9,4339.4k $249.7k $249.7k 0.02% Added +182 +182
78 Sovran Advisors, LLC 0.03% of their portfolio SAN DIEGO, CA 9,2429.2k $241.8k $241.8k 0.03% Unchanged
79 Formidable Asset Management, LLC 0.04% of their portfolio CINCINNATI, OH 9,2009.2k $218.5k $218.5k 0.04% Unchanged
80 Cornerstone Wealth Group, LLC 0.02% of their portfolio HUNTERSVILLE, NC 8,4538.5k $223.8k $223.8k 0.02% Unchanged
81 WealthShield Partners, LLC 0.03% of their portfolio CARY, NC 8,2638.3k $218.7k $218.7k 0.03% Reduced -529 -529
82 Next Level Private LLC 0.07% of their portfolio HARRISON, NY 8,0558.1k $213.2k $213.2k 0.07% New
83 CAPTRUST FINANCIAL ADVISORS 0.00% of their portfolio RALEIGH, NC 7,9357.9k $210.0k $210.0k 0.00% New
84 Compound Planning, Inc. 0.01% of their portfolio NEW YORK, NY 7,8367.8k $207.4k $207.4k 0.01% New
85 US BANCORP \DE\ 0.00% of their portfolio MINNEAPOLIS, MN 7,8177.8k $206.9k $206.9k 0.00% Unchanged
86 Pathstone Holdings, LLC 0.00% of their portfolio ENGLEWOOD, NJ 7,7907.8k $207.9k $207.9k 0.00% Reduced -14.2k -14,210
87 Hennion & Walsh Asset Management, Inc. 0.01% of their portfolio Parsippany, NJ 7,7837.8k $206.0k $206.0k 0.01% New
88 Equitable Holdings, Inc. 0.00% of their portfolio NEW YORK, NY 7,7387.7k $204.8k $204.8k 0.00% New
89 GRIFFIN ASSET MANAGEMENT, INC. 0.02% of their portfolio New York, NY 7,5877.6k $200.8k $200.8k 0.02% New
90 CWM, LLC 0.00% of their portfolio OMAHA, NE 6,9016.9k $183.0k $183.0k 0.00% Unchanged
91 Allworth Financial LP 0.00% of their portfolio FOLSOM, CA 5,4925.5k $145.4k $145.4k 0.00% Unchanged
92 NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO 0.00% of their portfolio MILWAUKEE, WI 4,7664.8k $126.2k $126.2k 0.00% Added +1.8k +1,751
93 NFSG Corp 0.02% of their portfolio BOCA RATON, FL 4,5454.5k $120.3k $120.3k 0.02% New
94 Main Street Group, LTD 0.04% of their portfolio GLEN ALLEN, VA 4,3184.3k $114.3k $114.3k 0.04% Unchanged
95 Steward Partners Investment Advisory, LLC 0.00% of their portfolio STAMFORD, CT 4,2294.2k $111.9k $111.9k 0.00% Unchanged
96 Ameritas Advisory Services, LLC 0.01% of their portfolio Lincoln, NE 3,8623.9k $102.2k $102.2k 0.01% New
97 FNY Investment Advisers, LLC 0.04% of their portfolio NEW YORK, NY 3,8003.8k $100.0k $100.0k 0.04% Unchanged
98 TRUST CO OF VERMONT 0.00% of their portfolio BRATTLEBORO, VT 3,3493.3k $88.6k $88.6k 0.00% New
99 ORG Partners LLC 0.02% of their portfolio ROANOKE, IN 2,8182.8k $74.4k $74.4k 0.02% Added +1.1k +1,130
100 Capital Analysts, LLC 0.00% of their portfolio FORT WASHINGTON, PA 2,7022.7k $72.0k $72.0k 0.00% Reduced -2.7k -2,702