Vault-13

NUVEEN NASDAQ 100 DYNAMIC OV QQQX

COM SHS · Closed-End Fund · CUSIP 670699107

142 institutional holders +1 vs Q4 2024
14,770,70514.8m shares reported held*
$356.4mreported value*
16 new 40 added 42 reduced 15 sold out net sold ≈ $7.9m (-332.2k shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once ($17.2k this quarter). Holder counts are more reliable. Implied quarter-end price ≈ $24.13.

Trends to Q1 2025

Institutional holders

Managers reporting a position, each quarter

050100150Q3 22: 98Q4 22: 104Q1 23: 107Q2 23: 107Q3 23: 114Q4 23: 121Q1 24: 122Q2 24: 123Q3 24: 129Q4 24: 141Q1 25: 142142Q3 22Q1 23Q3 23Q1 24Q3 24Q1 25
Numbers
QuarterHolders
Q3 202298
Q4 2022104
Q1 2023107
Q2 2023107
Q3 2023114
Q4 2023121
Q1 2024122
Q2 2024123
Q3 2024129
Q4 2024141
Q1 2025142

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
1000100Q2 23: 47 bought or addedQ2 23: 42 cut or sold outQ3 23: 50 bought or addedQ3 23: 46 cut or sold outQ3 23Q4 23: 56 bought or addedQ4 23: 44 cut or sold outQ1 24: 55 bought or addedQ1 24: 50 cut or sold outQ1 24Q2 24: 48 bought or addedQ2 24: 53 cut or sold outQ3 24: 53 bought or addedQ3 24: 49 cut or sold outQ3 24Q4 24: 59 bought or addedQ4 24: 44 cut or sold outQ1 25: 56 bought or addedQ1 25: 57 cut or sold outQ1 25
Numbers
QuarterBought or addedCut or sold out
Q2 20234742
Q3 20235046
Q4 20235644
Q1 20245550
Q2 20244853
Q3 20245349
Q4 20245944
Q1 20255657

Biggest buyers

Allspring Global Investments Holdings, LLC Added +130,637+130.6k
AMERIPRISE FINANCIAL INC Added +90,956+91.0k
WELLS FARGO & COMPANY/MN Added +70,730+70.7k
Cypress Capital Management LLC (WY) New +64,304+64.3k
LANARK FINANCIAL, INC. Added +55,120+55.1k
BANK OF AMERICA CORP /DE/ Added +44,054+44.1k
WOLVERINE ASSET MANAGEMENT LLC Added +42,531+42.5k
Advisors Asset Management, Inc. Added +42,055+42.1k
Shaker Financial Services, LLC Added +41,347+41.3k
Polar Asset Management Partners Inc. New +32,549+32.5k

Biggest sellers

Nan Shan Life Insurance Co., Ltd. Reduced -457,521-457.5k
Cornerstone Advisors, LLC Reduced -195,615-195.6k
1607 Capital Partners, LLC Reduced -128,056-128.1k
Invesco Ltd. Reduced -46,179-46.2k
LANDSCAPE CAPITAL MANAGEMENT, L.L.C. Reduced -38,840-38.8k
LPL Financial LLC Reduced -35,281-35.3k
MORGAN STANLEY Reduced -29,117-29.1k
Karpus Management, Inc. Reduced -27,539-27.5k
CAPTRUST FINANCIAL ADVISORS Sold out -14,134-14.1k
ABSOLUTE INVESTMENT ADVISERS, LLC Reduced -13,942-13.9k

Insider purchases and sales in Q1 2025

Shares bought or sold by the company's own officers, directors and 10% owners, in the open market or privately, as they reported to the SEC on Form 4 (due within two business days of the trade). Grants, option exercises, shares withheld for tax and gifts aren't included.

None reported in Q1 2025.

Holders, Q1 2025

#ManagerLocationShares Value% of their portfolioChangeShares change
1 Karpus Management, Inc. 1.40% of their portfolio Pittsford, NY 1,815,2851.8m $43.1m $43.1m 1.40% Reduced -27.5k -27,539
2 MORGAN STANLEY 0.00% of their portfolio NEW YORK, NY 1,777,2881.8m $42.2m $42.2m 0.00% Reduced -29.1k -29,117
3 WELLS FARGO & COMPANY/MN 0.01% of their portfolio SAN FRANCISCO, CA 1,150,2651.2m $27.3m $27.3m 0.01% Added +70.7k +70,730
4 Cornerstone Advisors, LLC 0.94% of their portfolio ASHEVILLE, NC 923,669923.7k $21.9m $21.9m 0.94% Reduced -195.6k -195,615
5 Invesco Ltd. 0.00% of their portfolio ATLANTA, GA 814,687814.7k $19.3m $19.3m 0.00% Reduced -46.2k -46,179
6 UBS Group AG 0.00% of their portfolio ZURICH, V8 809,701809.7k $19.2m $19.2m 0.00% Added +28.8k +28,822
7 ROYAL BANK OF CANADA 0.00% of their portfolio TORONTO, A6 739,529739.5k $17.6m $17.6m 0.00% Added +21.4k +21,434
8 1607 Capital Partners, LLC 0.99% of their portfolio Richmond, VA 516,931516.9k $12.3m $12.3m 0.99% Reduced -128.1k -128,056
9 LPL Financial LLC 0.00% of their portfolio FORT MILL, SC 470,591470.6k $11.2m $11.2m 0.00% Reduced -35.3k -35,281
10 BANK OF AMERICA CORP /DE/ 0.00% of their portfolio CHARLOTTE, NC 466,350466.4k $11.1m $11.1m 0.00% Added +44.1k +44,054
11 Allspring Global Investments Holdings, LLC 0.02% of their portfolio CHARLOTTE, NC 418,318418.3k $9.9m $9.9m 0.02% Added +130.6k +130,637
12 RAYMOND JAMES FINANCIAL INC 0.00% of their portfolio ST. PETERSBURG, FL 379,506379.5k $9.0m $9.0m 0.00% Reduced -2.0k -1,955
13 GUGGENHEIM CAPITAL LLC 0.08% of their portfolio CHICAGO, IL 352,014352.0k $8.4m $8.4m 0.08% Added +740 +740
14 Nan Shan Life Insurance Co., Ltd. 0.17% of their portfolio Taipei City, F5 301,101301.1k $7.2m $7.2m 0.17% Reduced -457.5k -457,521
15 HighTower Advisors, LLC 0.01% of their portfolio CHICAGO, IL 290,922290.9k $6.9m $6.9m 0.01% Added +3.5k +3,496
16 AMERIPRISE FINANCIAL INC 0.00% of their portfolio MINNEAPOLIS, MN 268,486268.5k $6.4m $6.4m 0.00% Added +91.0k +90,956
17 Janney Montgomery Scott LLC 0.02% of their portfolio PHILADELPHIA, PA 264,055264.1k $6.3m $6.3m 0.02% Reduced -3.5k -3,518
18 Shaker Financial Services, LLC 2.08% of their portfolio Arlington, VA 220,010220.0k $5.3m $5.3m 2.08% Added +41.3k +41,347
19 AQR Arbitrage LLC 0.12% of their portfolio Greenwich, CT 212,780212.8k $4.9m $4.9m 0.12% Reduced -1.2k -1,232
20 OSAIC HOLDINGS, INC. 0.01% of their portfolio SCOTTSDALE, AZ 176,536176.5k $4.2m $4.2m 0.01% Reduced -10.0k -9,971
21 FLAGSHIP HARBOR ADVISORS, LLC 0.21% of their portfolio BOSTON, MA 165,259165.3k $3.9m $3.9m 0.21% Reduced -462 -462
22 WOLVERINE ASSET MANAGEMENT LLC 0.06% of their portfolio CHICAGO, IL 130,332130.3k $3.1m $3.1m 0.06% Added +42.5k +42,531
23 Arete Wealth Advisors, LLC 0.22% of their portfolio CHICAGO, IL 121,892121.9k $2.9m $2.9m 0.22% Added +913 +913
24 Thomas J. Herzfeld Advisors, Inc. 0.90% of their portfolio MIAMI BEACH, FL 111,162111.2k $2.6m $2.6m 0.90% Reduced -6.0k -6,007
25 D.A. DAVIDSON & CO. 0.02% of their portfolio GREAT FALLS, MT 84,91784.9k $2.0m $2.0m 0.02% Reduced -1.2k -1,186
26 COMMONWEALTH EQUITY SERVICES, LLC 0.00% of their portfolio WALTHAM, MA 80,84680.8k $1.9m $1.9m 0.00% Reduced -1.7k -1,673
27 Advisors Asset Management, Inc. 0.04% of their portfolio Monument, CO 79,48179.5k $1.9m $1.9m 0.04% Added +42.1k +42,055
28 Ionic Capital Management LLC 2.00% of their portfolio NEW YORK, NY 74,14674.1k $1.8m $1.8m 2.00% Unchanged
29 LANDSCAPE CAPITAL MANAGEMENT, L.L.C. 0.15% of their portfolio Englewood, NJ 72,80172.8k $1.7m $1.7m 0.15% Reduced -38.8k -38,840
30 MONECO ADVISORS, LLC 0.17% of their portfolio FAIRFIELD, CT 67,87767.9k $1.6m $1.6m 0.17% Reduced -618 -618
31 Cypress Capital Management LLC (WY) 1.87% of their portfolio SHERIDAN, WY 64,30464.3k $1.6m $1.6m 1.87% New
32 LANARK FINANCIAL, INC. 0.11% of their portfolio BIRMINGHAM, AL 55,14755.1k $1.3m $1.3m 0.11% Added +55.1k +55,120
33 PNC Financial Services Group, Inc. 0.00% of their portfolio Pittsburgh, PA 49,51849.5k $1.2m $1.2m 0.00% Added +283 +283
34 AXXCESS WEALTH MANAGEMENT, LLC 0.03% of their portfolio CARLSBAD, CA 49,09349.1k $1.2m $1.2m 0.03% Reduced -6.4k -6,365
35 SCHNIEDERS CAPITAL MANAGEMENT LLC 0.23% of their portfolio PASADENA, CA 45,89545.9k $1.1m $1.1m 0.23% Reduced -4.1k -4,090
36 NewEdge Advisors, LLC 0.01% of their portfolio NEW ORLEANS, LA 39,01339.0k $926.6k $926.6k 0.01% Added +1.6k +1,582
37 Dakota Wealth Management 0.02% of their portfolio PALM BEACH GARDENS, FL 37,11037.1k $881.4k $881.4k 0.02% Added +1.2k +1,160
38 Cetera Investment Advisers 0.00% of their portfolio SCHAUMBURG, IL 34,03634.0k $808.3k $808.3k 0.00% Added +474 +474
39 FIRST TRUST ADVISORS LP 0.00% of their portfolio Wheaton, IL 33,56033.6k $797.0k $797.0k 0.00% Reduced -222 -222
40 Polar Asset Management Partners Inc. 0.03% of their portfolio TORONTO, A6 32,54932.5k $773.0k $773.0k 0.03% New
41 ABSOLUTE INVESTMENT ADVISERS, LLC 0.11% of their portfolio ROSEMARY BEACH, FL 32,31332.3k $767.4k $767.4k 0.11% Reduced -13.9k -13,942
42 Atria Wealth Solutions, Inc. 0.01% of their portfolio NEW YORK, NY 30,34130.3k $737.5k $737.5k 0.01% Reduced -489 -489
43 READYSTATE ASSET MANAGEMENT LP 0.03% of their portfolio CHICAGO, IL 27,46827.5k $652.4k $652.4k 0.03% New
44 Arkadios Wealth Advisors 0.02% of their portfolio ATLANTA, GA 26,28926.3k $624.4k $624.4k 0.02% Unchanged
45 GREAT VALLEY ADVISOR GROUP, INC. 0.01% of their portfolio WILMINGTON, DE 25,38425.4k $602.9k $602.9k 0.01% Reduced -7.8k -7,803
46 Fisher Asset Management, LLC 0.00% of their portfolio PLANO, TX 24,65524.7k $585.6k $585.6k 0.00% New
47 Stratos Wealth Partners, LTD. 0.01% of their portfolio BEACHWOOD, OH 23,42123.4k $556.3k $556.3k 0.01% Added +170 +170
48 SAPIENT CAPITAL LLC 0.01% of their portfolio INDIANAPOLIS, IN 22,43822.4k $545.5k $545.5k 0.01% Unchanged
49 Pathstone Holdings, LLC 0.00% of their portfolio ENGLEWOOD, NJ 22,00022.0k $525.9k $525.9k 0.00% Added +10.0k +9,993
50 MGB Wealth Management, LLC 0.20% of their portfolio ADDISON, TX 22,00022.0k $558.8k $558.8k 0.20% Added +11.0k +11,000
51 Huntleigh Advisors, Inc. 0.08% of their portfolio ST. LOUIS, MO 21,17921.2k $503.0k $503.0k 0.08% Reduced -440 -440
52 Cambridge Investment Research Advisors, Inc. 0.00% of their portfolio FAIRFIELD, IA 19,75619.8k $469.0k $469.0k 0.00% Reduced -250 -250
53 WEDBUSH SECURITIES INC 0.02% of their portfolio PASADENA, CA 19,75119.8k $469.0k $469.0k 0.02% Unchanged
54 Alteri Wealth LLC 0.20% of their portfolio WESTLAKE VILLAGE, CA 19,61319.6k $465.8k $465.8k 0.20% Reduced -950 -950
55 MERCER GLOBAL ADVISORS INC /ADV 0.00% of their portfolio DENVER, CO 19,44519.4k $461.8k $461.8k 0.00% Added +3.2k +3,191
56 Mutual Advisors, LLC 0.01% of their portfolio OMAHA, NE 19,32419.3k $455.9k $455.9k 0.01% Reduced -721 -721
57 SUSQUEHANNA INTERNATIONAL GROUP, LLP 0.00% of their portfolio BALA CYNWYD, PA 18,93618.9k $449.7k $449.7k 0.00% Reduced -1.7k -1,677
58 Quarry LP 0.11% of their portfolio NEW YORK, NY 18,75418.8k $445.4k $445.4k 0.11% Reduced -8.1k -8,092
59 B. Riley Wealth Advisors, Inc. 0.01% of their portfolio MEMPHIS, TN 18,23218.2k $433.0k $433.0k 0.01% Added +50 +50
60 Private Advisor Group, LLC 0.00% of their portfolio MORRISTOWN, NJ 18,08418.1k $429.5k $429.5k 0.00% Reduced -8.5k -8,529
61 TRUIST FINANCIAL CORP 0.00% of their portfolio CHARLOTTE, NC 18,05518.1k $428.8k $428.8k 0.00% Reduced -1.4k -1,432
62 DAVENPORT & Co LLC 0.00% of their portfolio RICHMOND, VA 17,50017.5k $415.6k $415.6k 0.00% Unchanged
63 Avory & Company, LLC 0.27% of their portfolio MIAMI, FL 17,15717.2k $407.5k $407.5k 0.27% Unchanged
64 THURSTON, SPRINGER, MILLER, HERD & TITAK, INC. 0.07% of their portfolio INDIANAPOLIS, IN 16,78416.8k $398.6k $398.6k 0.07% Unchanged
65 KINGSWOOD WEALTH ADVISORS, LLC 0.04% of their portfolio SAN DIEGO, CA 16,66916.7k $397.1k $397.1k 0.04% Reduced -13.3k -13,315
66 ENVESTNET ASSET MANAGEMENT INC 0.00% of their portfolio Berwyn, PA 16,43716.4k $390.4k $390.4k 0.00% Added +3.6k +3,605
67 Retirement Planning Co of New England, Inc. 2.90% of their portfolio Warwick, RI 16,19416.2k $5.8m $5.8m 2.90% New
68 Lindbrook Capital, LLC 0.03% of their portfolio CALABASAS, CA 15,39015.4k $365.5k $365.5k 0.03% Added +2.6k +2,633
69 Sanctuary Advisors, LLC 0.00% of their portfolio INDIANAPOLIS, IN 14,22914.2k $337.9k $337.9k 0.00% Added +135 +135
70 Moors & Cabot, Inc. 0.02% of their portfolio BOSTON, MA 13,81413.8k $328.1k $328.1k 0.02% Reduced -1.5k -1,523
71 Cyndeo Wealth Partners, LLC 0.02% of their portfolio ST. PETERSBURG, FL 13,81213.8k $328.0k $328.0k 0.02% Reduced -1.1k -1,098
72 INTERNATIONAL ASSETS INVESTMENT MANAGEMENT, LLC 0.03% of their portfolio ORLANDO, FL 13,47213.5k $320.0k $320.0k 0.03% Reduced -500 -500
73 Aviance Capital Partners, LLC 0.04% of their portfolio NAPLES, FL 13,40913.4k $318.5k $318.5k 0.04% Unchanged
74 Financial Advocates Investment Management 0.02% of their portfolio OLYMPIA, WA 13,34413.3k $316.9k $316.9k 0.02% Added +492 +492
75 Virtu Financial LLC 0.02% of their portfolio New York, NY 13,15113.2k $312.0k $312.0k 0.02% New
76 COMERICA BANK 0.00% of their portfolio DALLAS, TX 12,68512.7k $301.3k $301.3k 0.00% Reduced -98 -98
77 Diversified Enterprises, LLC 0.02% of their portfolio Wilmington, DE 12,33812.3k $293.0k $293.0k 0.02% Reduced -41 -41
78 Walleye Capital LLC 0.00% of their portfolio NEW YORK, NY 12,33312.3k $292.9k $292.9k 0.00% New
79 J.W. COLE ADVISORS, INC. 0.01% of their portfolio TAMPA, FL 12,16812.2k $289.0k $289.0k 0.01% Added +70 +70
80 GOLDMAN SACHS GROUP INC 0.00% of their portfolio NEW YORK, NY 12,00612.0k $285.1k $285.1k 0.00% Added +1.2k +1,200
81 WealthTrust Asset Management, LLC 0.21% of their portfolio Destin, FL 11,82111.8k $280.8k $280.8k 0.21% Added +2.9k +2,946
82 Diversify Advisory Services, LLC 0.02% of their portfolio SANDY, UT 11,79511.8k $280.8k $280.8k 0.02% Unchanged
83 Mariner, LLC 0.00% of their portfolio Overland Park, KS 11,14311.1k $264.6k $264.6k 0.00% Added +97 +97
84 STIFEL FINANCIAL CORP 0.00% of their portfolio ST. LOUIS, MO 11,05811.1k $262.6k $262.6k 0.00% Reduced -4.1k -4,057
85 TriaGen Wealth Management LLC 0.09% of their portfolio Calabasas, CA 10,95111.0k $260.1k $260.1k 0.09% Unchanged
86 Merit Financial Group, LLC 0.00% of their portfolio ALPHARETTA, GA 10,61210.6k $252.0k $252.0k 0.00% Added +1.2k +1,234
87 Register Financial Advisors LLC 0.13% of their portfolio ATLANTA, GA 10,11510.1k $240.2k $240.2k 0.13% Reduced -350 -350
88 Bay Capital Advisors, LLC 0.20% of their portfolio VIRGINIA BEACH, VA 9,9509.9k $236.3k $236.3k 0.20% Unchanged
89 &PARTNERS 0.00% of their portfolio NASHVILLE, TN 9,3619.4k $221.9k $221.9k 0.00% Added +1.9k +1,944
90 Jacobi Capital Management LLC 0.02% of their portfolio PITTSTON, PA 9,2519.3k $219.7k $219.7k 0.02% Unchanged
91 Sovran Advisors, LLC 0.03% of their portfolio SAN DIEGO, CA 9,2429.2k $206.8k $206.8k 0.03% Unchanged
92 Formidable Asset Management, LLC 0.04% of their portfolio CINCINNATI, OH 9,2009.2k $218.5k $218.5k 0.04% New
93 Left Brain Wealth Management, LLC 0.09% of their portfolio NAPERVILLE, IL 9,0829.1k $215.7k $215.7k 0.09% Added +1.4k +1,445
94 WealthShield Partners, LLC 0.03% of their portfolio CARY, NC 8,7928.8k $213.6k $213.6k 0.03% Added +175 +175
95 Quantedge Capital Pte Ltd 0.07% of their portfolio Singapore, U0 8,7008.7k $206.6k $206.6k 0.07% Reduced -6.6k -6,600
96 Cornerstone Wealth Group, LLC 0.02% of their portfolio HUNTERSVILLE, NC 8,4538.5k $200.8k $200.8k 0.02% Unchanged
97 US BANCORP \DE\ 0.00% of their portfolio MINNEAPOLIS, MN 7,8177.8k $185.7k $185.7k 0.00% Unchanged
98 CWM, LLC 0.00% of their portfolio OMAHA, NE 6,9016.9k $164.0k $164.0k 0.00% Unchanged
99 Allworth Financial LP 0.00% of their portfolio FOLSOM, CA 5,4925.5k $128.3k $128.3k 0.00% Unchanged
100 Capital Analysts, LLC 0.00% of their portfolio FORT WASHINGTON, PA 5,4045.4k $128.0k $128.0k 0.00% Unchanged