Vault-13

NUVEEN NASDAQ 100 DYNAMIC OV QQQX

COM SHS · Closed-End Fund · CUSIP 670699107

123 institutional holders +1 vs Q1 2024
14,056,80014.1m shares reported held*
$352.6mreported value*
8 new 40 added 44 reduced 9 sold out net sold ≈ $63.9m (-2.5m shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once. Holder counts are more reliable. Implied quarter-end price ≈ $25.09.

Trends to Q2 2024

Institutional holders

Managers reporting a position, each quarter

050100150Q3 22: 98Q4 22: 104Q1 23: 107Q2 23: 107Q3 23: 114Q4 23: 121Q1 24: 122Q2 24: 123123Q3 22Q1 23Q3 23Q1 24Q2 24
Numbers
QuarterHolders
Q3 202298
Q4 2022104
Q1 2023107
Q2 2023107
Q3 2023114
Q4 2023121
Q1 2024122
Q2 2024123

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
1000100Q4 22: 53 bought or addedQ4 22: 39 cut or sold outQ4 22Q1 23: 48 bought or addedQ1 23: 44 cut or sold outQ2 23: 47 bought or addedQ2 23: 42 cut or sold outQ2 23Q3 23: 50 bought or addedQ3 23: 46 cut or sold outQ4 23: 56 bought or addedQ4 23: 44 cut or sold outQ4 23Q1 24: 55 bought or addedQ1 24: 50 cut or sold outQ2 24: 48 bought or addedQ2 24: 53 cut or sold outQ2 24
Numbers
QuarterBought or addedCut or sold out
Q4 20225339
Q1 20234844
Q2 20234742
Q3 20235046
Q4 20235644
Q1 20245550
Q2 20244853

Biggest buyers

Karpus Management, Inc. Added +522,435+522.4k
1607 Capital Partners, LLC Added +113,375+113.4k
Logan Stone Capital, LLC Added +110,822+110.8k
HighTower Advisors, LLC Added +95,655+95.7k
AQR Arbitrage LLC Added +94,932+94.9k
LPL Financial LLC Added +82,373+82.4k
Invesco Ltd. Added +79,262+79.3k
Thomas J. Herzfeld Advisors, Inc. Added +41,027+41.0k
SUSQUEHANNA INTERNATIONAL GROUP, LLP Added +35,145+35.1k
TWO SIGMA INVESTMENTS, LP New +32,143+32.1k

Biggest sellers

MORGAN STANLEY Reduced -3,374,024-3.4m
BANK OF AMERICA CORP /DE/ Reduced -118,560-118.6k
Janney Montgomery Scott LLC Reduced -46,260-46.3k
AMERIPRISE FINANCIAL INC Reduced -42,891-42.9k
OSAIC HOLDINGS, INC. Reduced -40,169-40.2k
Raymond James Financial Services Advisors, Inc. Reduced -30,389-30.4k
Qube Research & Technologies Ltd Sold out -28,766-28.8k
ROYAL BANK OF CANADA Reduced -25,331-25.3k
LANDSCAPE CAPITAL MANAGEMENT, L.L.C. Reduced -15,092-15.1k
SCHNIEDERS CAPITAL MANAGEMENT LLC Reduced -13,936-13.9k

Insider purchases and sales in Q2 2024

Shares bought or sold by the company's own officers, directors and 10% owners, in the open market or privately, as they reported to the SEC on Form 4 (due within two business days of the trade). Grants, option exercises, shares withheld for tax and gifts aren't included.

None reported in Q2 2024.

Holders, Q2 2024

#ManagerLocationShares Value% of their portfolioChangeShares change
1 MORGAN STANLEY 0.00% of their portfolio NEW YORK, NY 1,729,1501.7m $43.4m $43.4m 0.00% Reduced -3.4m -3,374,024
2 Cornerstone Advisors, LLC 1.17% of their portfolio ASHEVILLE, NC 1,144,8841.1m $28.7m $28.7m 1.17% Unchanged
3 Karpus Management, Inc. 0.76% of their portfolio Pittsford, NY 1,081,0381.1m $27.1m $27.1m 0.76% Added +522.4k +522,435
4 WELLS FARGO & COMPANY/MN 0.01% of their portfolio SAN FRANCISCO, CA 1,046,6941.0m $26.3m $26.3m 0.01% Added +7.7k +7,688
5 Nan Shan Life Insurance Co., Ltd. 0.50% of their portfolio Taipei City, F5 847,545847.5k $21.3m $21.3m 0.50% Unchanged
6 UBS Group AG 0.01% of their portfolio ZURICH, V8 840,371840.4k $21.1m $21.1m 0.01% Reduced -8.5k -8,547
7 ROYAL BANK OF CANADA 0.00% of their portfolio TORONTO, A6 725,216725.2k $18.2m $18.2m 0.00% Reduced -25.3k -25,331
8 Invesco Ltd. 0.00% of their portfolio ATLANTA, GA 699,268699.3k $17.5m $17.5m 0.00% Added +79.3k +79,262
9 1607 Capital Partners, LLC 1.12% of their portfolio Richmond, VA 498,726498.7k $12.5m $12.5m 1.12% Added +113.4k +113,375
10 LPL Financial LLC 0.01% of their portfolio FORT MILL, SC 484,862484.9k $12.2m $12.2m 0.01% Added +82.4k +82,373
11 BANK OF AMERICA CORP /DE/ 0.00% of their portfolio CHARLOTTE, NC 458,692458.7k $11.5m $11.5m 0.00% Reduced -118.6k -118,560
12 GUGGENHEIM CAPITAL LLC 0.06% of their portfolio CHICAGO, IL 333,321333.3k $8.4m $8.4m 0.06% Added +15.0k +15,037
13 Janney Montgomery Scott LLC 0.02% of their portfolio PHILADELPHIA, PA 293,559293.6k $7.4m $7.4m 0.02% Reduced -46.3k -46,260
14 LANDSCAPE CAPITAL MANAGEMENT, L.L.C. 0.54% of their portfolio Englewood, NJ 253,073253.1k $6.3m $6.3m 0.54% Reduced -15.1k -15,092
15 HighTower Advisors, LLC 0.01% of their portfolio CHICAGO, IL 248,834248.8k $6.2m $6.2m 0.01% Added +95.7k +95,655
16 Shaker Financial Services, LLC 2.41% of their portfolio Arlington, VA 234,152234.2k $6.0m $6.0m 2.41% Added +4.3k +4,254
17 Raymond James Financial Services Advisors, Inc. 0.01% of their portfolio ST. PETERSBURG, FL 228,243228.2k $5.7m $5.7m 0.01% Reduced -30.4k -30,389
18 FLAGSHIP HARBOR ADVISORS, LLC 0.30% of their portfolio BOSTON, MA 200,382200.4k $5.0m $5.0m 0.30% Added +6.5k +6,468
19 WOLVERINE ASSET MANAGEMENT LLC 0.09% of their portfolio CHICAGO, IL 198,133198.1k $5.0m $5.0m 0.09% Added +4.6k +4,594
20 OSAIC HOLDINGS, INC. 0.01% of their portfolio SCOTTSDALE, AZ 185,070185.1k $4.6m $4.6m 0.01% Reduced -40.2k -40,169
21 AMERIPRISE FINANCIAL INC 0.00% of their portfolio MINNEAPOLIS, MN 176,204176.2k $4.4m $4.4m 0.00% Reduced -42.9k -42,891
22 Logan Stone Capital, LLC 0.86% of their portfolio CHICAGO, IL 132,935132.9k $3.3m $3.3m 0.86% Added +110.8k +110,822
23 RAYMOND JAMES & ASSOCIATES 0.00% of their portfolio ST PETERSBURG, FL 126,085126.1k $3.2m $3.2m 0.00% Reduced -3.0k -2,988
24 Arete Wealth Advisors, LLC 0.24% of their portfolio CHICAGO, IL 117,077117.1k $2.9m $2.9m 0.24% Reduced -221 -221
25 AQR Arbitrage LLC 0.07% of their portfolio Greenwich, CT 113,063113.1k $2.8m $2.8m 0.07% Added +94.9k +94,932
26 AXXCESS WEALTH MANAGEMENT, LLC 0.08% of their portfolio CARLSBAD, CA 112,903112.9k $2.8m $2.8m 0.08% Reduced -11.2k -11,243
27 Thomas J. Herzfeld Advisors, Inc. 0.97% of their portfolio MIAMI BEACH, FL 109,920109.9k $2.8m $2.8m 0.97% Added +41.0k +41,027
28 Ionic Capital Management LLC 1.15% of their portfolio NEW YORK, NY 87,56087.6k $2.2m $2.2m 1.15% Unchanged
29 COMMONWEALTH EQUITY SERVICES, LLC 0.00% of their portfolio WALTHAM, MA 86,21586.2k $2.2m $2.2m 0.00% Reduced -1.7k -1,654
30 D.A. DAVIDSON & CO. 0.02% of their portfolio GREAT FALLS, MT 84,46284.5k $2.1m $2.1m 0.02% Reduced -1.5k -1,466
31 MONECO ADVISORS, LLC 0.24% of their portfolio FAIRFIELD, CT 66,31566.3k $1.7m $1.7m 0.24% Reduced -6.5k -6,546
32 SCHNIEDERS CAPITAL MANAGEMENT LLC 0.27% of their portfolio PASADENA, CA 54,23554.2k $1.4m $1.4m 0.27% Reduced -13.9k -13,936
33 SUSQUEHANNA INTERNATIONAL GROUP, LLP 0.00% of their portfolio BALA CYNWYD, PA 44,27144.3k $1.1m $1.1m 0.00% Added +35.1k +35,145
34 NewEdge Advisors, LLC 0.01% of their portfolio NEW ORLEANS, LA 40,39640.4k $1.0m $1.0m 0.01% Added +6.0k +6,022
35 Cetera Investment Advisers 0.00% of their portfolio SCHAUMBURG, IL 36,48036.5k $914.9k $914.9k 0.00% Reduced -8.2k -8,230
36 Ranch Capital Advisors Inc. 0.47% of their portfolio SARASOTA, FL 35,53735.5k $902.2k $902.2k 0.47% Reduced -64 -64
37 GREAT VALLEY ADVISOR GROUP, INC. 0.02% of their portfolio WILMINGTON, DE 32,38432.4k $812.0k $812.0k 0.02% Reduced -1.2k -1,159
38 TWO SIGMA INVESTMENTS, LP 0.00% of their portfolio NEW YORK, NY 32,14332.1k $806.1k $806.1k 0.00% New
39 Atria Wealth Solutions, Inc. 0.01% of their portfolio NEW YORK, NY 31,92931.9k $817.1k $817.1k 0.01% Reduced -9.1k -9,149
40 PNC Financial Services Group, Inc. 0.00% of their portfolio Pittsburgh, PA 30,52930.5k $765.7k $765.7k 0.00% Added +14.6k +14,599
41 FIRST TRUST ADVISORS LP 0.00% of their portfolio Wheaton, IL 27,93627.9k $700.6k $700.6k 0.00% Added +9.5k +9,484
42 Private Advisor Group, LLC 0.00% of their portfolio MORRISTOWN, NJ 25,85625.9k $648.5k $648.5k 0.00% Added +7.4k +7,376
43 WEDBUSH SECURITIES INC 0.02% of their portfolio PASADENA, CA 25,31025.3k $635.0k $635.0k 0.02% Added +2.6k +2,591
44 LANARK FINANCIAL, INC. 0.06% of their portfolio BIRMINGHAM, AL 25,21225.2k $632.0k $632.0k 0.06% Reduced -134 -134
45 TRUIST FINANCIAL CORP 0.00% of their portfolio CHARLOTTE, NC 23,62823.6k $592.6k $592.6k 0.00% Reduced -8.7k -8,745
46 Sanctuary Advisors, LLC 0.00% of their portfolio INDIANAPOLIS, IN 23,51623.5k $540.9k $540.9k 0.00% First filing
47 SAPIENT CAPITAL LLC 0.01% of their portfolio INDIANAPOLIS, IN 22,43822.4k $572.2k $572.2k 0.01% Reduced -829 -829
48 Mutual Advisors, LLC 0.02% of their portfolio OMAHA, NE 21,15121.2k $512.3k $512.3k 0.02% Added +594 +594
49 Dakota Wealth Management 0.01% of their portfolio PALM BEACH GARDENS, FL 19,63019.6k $492.3k $492.3k 0.01% Added +6.8k +6,750
50 B. Riley Wealth Advisors, Inc. 0.01% of their portfolio MEMPHIS, TN 19,62919.6k $500.5k $500.5k 0.01% Reduced -1.1k -1,097
51 STIFEL FINANCIAL CORP 0.00% of their portfolio ST. LOUIS, MO 18,83718.8k $472.4k $472.4k 0.00% Added +215 +215
52 KINGSWOOD WEALTH ADVISORS, LLC 0.04% of their portfolio SAN DIEGO, CA 17,95518.0k $450.3k $450.3k 0.04% Added +3.3k +3,346
53 Cambridge Investment Research Advisors, Inc. 0.00% of their portfolio FAIRFIELD, IA 17,78117.8k $446.0k $446.0k 0.00% Reduced -873 -873
54 DAVENPORT & Co LLC 0.00% of their portfolio RICHMOND, VA 17,50017.5k $438.9k $438.9k 0.00% Unchanged
55 Avory & Company, LLC 0.30% of their portfolio MIAMI, FL 17,15717.2k $430.3k $430.3k 0.30% Unchanged
56 MERCER GLOBAL ADVISORS INC /ADV 0.00% of their portfolio DENVER, CO 17,07817.1k $428.3k $428.3k 0.00% Reduced -1.8k -1,826
57 Lindbrook Capital, LLC 0.04% of their portfolio CALABASAS, CA 16,63716.6k $417.3k $417.3k 0.04% Reduced -13.3k -13,295
58 Moors & Cabot, Inc. 0.02% of their portfolio BOSTON, MA 15,68415.7k $393.4k $393.4k 0.02% Added +132 +132
59 Capstone Financial Advisors, Inc. 0.02% of their portfolio DOWNERS GROVE, IL 15,04615.0k $377.4k $377.4k 0.02% Reduced -2 -2
60 CAPTRUST FINANCIAL ADVISORS 0.00% of their portfolio RALEIGH, NC 15,02615.0k $376.9k $376.9k 0.00% Reduced -175 -175
61 Cyndeo Wealth Partners, LLC 0.03% of their portfolio ST. PETERSBURG, FL 14,91014.9k $373.9k $373.9k 0.03% Reduced -151 -151
62 INTERNATIONAL ASSETS INVESTMENT MANAGEMENT, LLC 0.03% of their portfolio ORLANDO, FL 14,71014.7k $368.9k $368.9k 0.03% Added +235 +235
63 Stratos Wealth Partners, LTD. 0.01% of their portfolio BEACHWOOD, OH 14,10914.1k $353.9k $353.9k 0.01% Added +55 +55
64 Diversify Advisory Services, LLC 0.02% of their portfolio SANDY, UT 13,37013.4k $342.8k $342.8k 0.02% Added +350 +350
65 Financial Advocates Investment Management 0.02% of their portfolio OLYMPIA, WA 13,34513.3k $334.7k $334.7k 0.02% Added +1.4k +1,416
66 Rockefeller Capital Management L.P. 0.00% of their portfolio NEW YORK, NY 13,13713.1k $329.5k $329.5k 0.00% Added +2.3k +2,324
67 Aviance Capital Partners, LLC 0.05% of their portfolio NAPLES, FL 13,01413.0k $326.4k $326.4k 0.05% Added +124 +124
68 Diversified, LLC 0.04% of their portfolio Wilmington, DE 12,84812.8k $322.2k $322.2k 0.04% Reduced -416 -416
69 COMERICA BANK 0.00% of their portfolio DALLAS, TX 12,79212.8k $320.8k $320.8k 0.00% Reduced -5 -5
70 RAYMOND JAMES TRUST N.A. 0.01% of their portfolio ST. PETERSBURG, FL 12,51212.5k $313.8k $313.8k 0.01% Unchanged
71 MILLENNIUM MANAGEMENT LLC 0.00% of their portfolio NEW YORK, NY 12,32912.3k $309.2k $309.2k 0.00% New
72 J.W. COLE ADVISORS, INC. 0.01% of their portfolio TAMPA, FL 11,97912.0k $300.4k $300.4k 0.01% Added +157 +157
73 Pathstone Holdings, LLC 0.00% of their portfolio ENGLEWOOD, NJ 11,20711.2k $281.9k $281.9k 0.00% Reduced -1.2k -1,207
74 MGB Wealth Management, LLC 0.11% of their portfolio ADDISON, TX 11,00011.0k $282.4k $282.4k 0.11% Unchanged
75 TriaGen Wealth Management LLC 0.11% of their portfolio Calabasas, CA 10,95111.0k $274.7k $274.7k 0.11% Unchanged
76 Register Financial Advisors LLC 0.13% of their portfolio ATLANTA, GA 10,44210.4k $261.9k $261.9k 0.13% Added +2.0k +2,011
77 ENVESTNET ASSET MANAGEMENT INC 0.00% of their portfolio Berwyn, PA 10,12910.1k $254.0k $254.0k 0.00% Reduced -128 -128
78 WealthShield Partners, LLC 0.04% of their portfolio CARY, NC 9,3269.3k $237.8k $237.8k 0.04% Added +129 +129
79 Merit Financial Group, LLC 0.01% of their portfolio ALPHARETTA, GA 9,2849.3k $232.8k $232.8k 0.01% Unchanged
80 Arkadios Wealth Advisors 0.02% of their portfolio ATLANTA, GA 9,1329.1k $229.0k $229.0k 0.02% Unchanged
81 Jacobi Capital Management LLC 0.02% of their portfolio PITTSTON, PA 8,8508.8k $221.9k $221.9k 0.02% Added +125 +125
82 AVANTAX ADVISORY SERVICES, INC. 0.00% of their portfolio DALLAS, TX 8,8388.8k $221.7k $221.7k 0.00% Reduced -778 -778
83 MML INVESTORS SERVICES, LLC 0.00% of their portfolio SPRINGFIELD, MA 8,6298.6k $216.0k $216.0k 0.00% Reduced -5.3k -5,309
84 Compound Planning, Inc. 0.02% of their portfolio NEW YORK, NY 8,5848.6k $215.3k $215.3k 0.02% Added +68 +68
85 Cornerstone Wealth Group, LLC 0.02% of their portfolio HUNTERSVILLE, NC 8,4538.5k $212.0k $212.0k 0.02% Unchanged
86 PFG Investments, LLC 0.02% of their portfolio WOODBURY, NY 8,4468.4k $211.8k $211.8k 0.02% Reduced -9.5k -9,487
87 US BANCORP \DE\ 0.00% of their portfolio MINNEAPOLIS, MN 8,2198.2k $206.1k $206.1k 0.00% Added +400 +400
88 Aspen Investment Management Inc 0.10% of their portfolio GRAND RAPIDS, MI 8,1508.2k $204.0k $204.0k 0.10% New
89 Walleye Capital LLC 0.00% of their portfolio NEW YORK, NY 8,0248.0k $201.2k $201.2k 0.00% New
90 Allworth Financial LP 0.00% of their portfolio FOLSOM, CA 5,8435.8k $143.6k $143.6k 0.00% Unchanged
91 TD Waterhouse Canada Inc. 0.00% of their portfolio TORONTO, A6 5,4815.5k $138.1k $138.1k 0.00% Reduced -100 -100
92 Capital Analysts, LLC 0.01% of their portfolio FORT WASHINGTON, PA 5,4045.4k $136.0k $136.0k 0.01% Unchanged
93 Main Street Group, LTD 0.05% of their portfolio GLEN ALLEN, VA 4,3184.3k $108.3k $108.3k 0.05% Unchanged
94 Caitlin John, LLC 0.07% of their portfolio BRIGHTON, MI 3,8213.8k $95.8k $95.8k 0.07% Added +52 +52
95 Steward Partners Investment Advisory, LLC 0.00% of their portfolio STAMFORD, CT 3,3603.4k $84.3k $84.3k 0.00% Unchanged
96 Hexagon Capital Partners LLC 0.02% of their portfolio ROGERS, AR 2,7662.8k $69.4k $69.4k 0.02% Unchanged
97 NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO 0.00% of their portfolio MILWAUKEE, WI 2,6232.6k $65.8k $65.8k 0.00% Reduced -9.8k -9,831
98 BENJAMIN F. EDWARDS & COMPANY, INC. 0.00% of their portfolio ST. LOUIS, MO 2,3012.3k $58.0k $58.0k 0.00% Unchanged
99 Global Retirement Partners, LLC 0.00% of their portfolio San Rafael, CA 2,2902.3k $57.4k $57.4k 0.00% Unchanged
100 ORG Partners LLC 0.01% of their portfolio ROANOKE, IN 2,1602.2k $54.1k $54.1k 0.01% Reduced -841 -841