Vault-13

NUVEEN NASDAQ 100 DYNAMIC OV QQQX

COM SHS · Closed-End Fund · CUSIP 670699107

122 institutional holders +1 vs Q4 2023
16,579,15016.6m shares reported held*
$402.2mreported value*
18 new 37 added 34 reduced 16 sold out net bought ≈ $68.6m (+2.8m shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once. Holder counts are more reliable. Implied quarter-end price ≈ $24.26.

Trends to Q1 2024

Institutional holders

Managers reporting a position, each quarter

050100150Q3 22: 98Q4 22: 104Q1 23: 107Q2 23: 107Q3 23: 114Q4 23: 121Q1 24: 122122Q3 22Q1 23Q3 23Q1 24
Numbers
QuarterHolders
Q3 202298
Q4 2022104
Q1 2023107
Q2 2023107
Q3 2023114
Q4 2023121
Q1 2024122

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
1000100Q4 22: 53 bought or addedQ4 22: 39 cut or sold outQ4 22Q1 23: 48 bought or addedQ1 23: 44 cut or sold outQ1 23Q2 23: 47 bought or addedQ2 23: 42 cut or sold outQ2 23Q3 23: 50 bought or addedQ3 23: 46 cut or sold outQ3 23Q4 23: 56 bought or addedQ4 23: 44 cut or sold outQ4 23Q1 24: 55 bought or addedQ1 24: 50 cut or sold outQ1 24
Numbers
QuarterBought or addedCut or sold out
Q4 20225339
Q1 20234844
Q2 20234742
Q3 20235046
Q4 20235644
Q1 20245550

Biggest buyers

MORGAN STANLEY Added +1,358,572+1.4m
Cornerstone Advisors, LLC Added +384,743+384.7k
Karpus Management, Inc. Added +325,323+325.3k
1607 Capital Partners, LLC Added +266,246+266.2k
HighTower Advisors, LLC New +153,179+153.2k
Shaker Financial Services, LLC Added +109,094+109.1k
BANK OF AMERICA CORP /DE/ Added +106,856+106.9k
WELLS FARGO & COMPANY/MN Added +105,245+105.2k
Invesco Ltd. Added +87,926+87.9k
Thomas J. Herzfeld Advisors, Inc. Added +68,701+68.7k

Biggest sellers

Equitable Holdings, Inc. Sold out -78,720-78.7k
Ionic Capital Management LLC Reduced -56,939-56.9k
Elequin Capital, LP Sold out -33,635-33.6k
ROYAL BANK OF CANADA Reduced -33,579-33.6k
Cetera Advisor Networks LLC Sold out -33,187-33.2k
Atria Wealth Solutions, Inc. Reduced -29,259-29.3k
SUSQUEHANNA INTERNATIONAL GROUP, LLP Reduced -29,197-29.2k
MILLENNIUM MANAGEMENT LLC Sold out -18,505-18.5k
GUGGENHEIM CAPITAL LLC Reduced -17,569-17.6k
AE Wealth Management LLC Sold out -14,867-14.9k

Insider purchases and sales in Q1 2024

Shares bought or sold by the company's own officers, directors and 10% owners, in the open market or privately, as they reported to the SEC on Form 4 (due within two business days of the trade). Grants, option exercises, shares withheld for tax and gifts aren't included.

None reported in Q1 2024.

Holders, Q1 2024

#ManagerLocationShares Value% of their portfolioChangeShares change
1 MORGAN STANLEY 0.00% of their portfolio NEW YORK, NY 5,103,1745.1m $123.2m $123.2m 0.00% Added +1.4m +1,358,572
2 Cornerstone Advisors, LLC 1.14% of their portfolio ASHEVILLE, NC 1,144,8841.1m $27.6m $27.6m 1.14% Added +384.7k +384,743
3 WELLS FARGO & COMPANY/MN 0.01% of their portfolio SAN FRANCISCO, CA 1,039,0061.0m $25.1m $25.1m 0.01% Added +105.2k +105,245
4 UBS Group AG 0.01% of their portfolio ZURICH, V8 848,918848.9k $20.5m $20.5m 0.01% Added +9.2k +9,223
5 Nan Shan Life Insurance Co., Ltd. 0.52% of their portfolio Taipei City, F5 847,545847.5k $22.3m $22.3m 0.52% Unchanged
6 ROYAL BANK OF CANADA 0.00% of their portfolio TORONTO, A6 750,547750.5k $18.1m $18.1m 0.00% Reduced -33.6k -33,579
7 Invesco Ltd. 0.00% of their portfolio ATLANTA, GA 620,006620.0k $15.0m $15.0m 0.00% Added +87.9k +87,926
8 BANK OF AMERICA CORP /DE/ 0.00% of their portfolio CHARLOTTE, NC 577,252577.3k $13.9m $13.9m 0.00% Added +106.9k +106,856
9 Karpus Management, Inc. 0.39% of their portfolio Pittsford, NY 558,603558.6k $13.5m $13.5m 0.39% Added +325.3k +325,323
10 LPL Financial LLC 0.01% of their portfolio FORT MILL, SC 402,489402.5k $9.7m $9.7m 0.01% Reduced -3.6k -3,613
11 1607 Capital Partners, LLC 0.76% of their portfolio Richmond, VA 385,351385.4k $9.3m $9.3m 0.76% Added +266.2k +266,246
12 Janney Montgomery Scott LLC 0.02% of their portfolio PHILADELPHIA, PA 339,819339.8k $8.2m $8.2m 0.02% Reduced -6.3k -6,318
13 GUGGENHEIM CAPITAL LLC 0.05% of their portfolio CHICAGO, IL 318,284318.3k $7.7m $7.7m 0.05% Reduced -17.6k -17,569
14 LANDSCAPE CAPITAL MANAGEMENT, L.L.C. 0.57% of their portfolio Englewood, NJ 268,165268.2k $6.5m $6.5m 0.57% Added +53.8k +53,767
15 Raymond James Financial Services Advisors, Inc. 0.01% of their portfolio ST. PETERSBURG, FL 258,632258.6k $6.2m $6.2m 0.01% Added +16.5k +16,467
16 Shaker Financial Services, LLC 2.18% of their portfolio Arlington, VA 229,898229.9k $5.6m $5.6m 2.18% Added +109.1k +109,094
17 OSAIC HOLDINGS, INC. 0.01% of their portfolio SCOTTSDALE, AZ 225,239225.2k $5.4m $5.4m 0.01% Reduced -2.5k -2,547
18 AMERIPRISE FINANCIAL INC 0.00% of their portfolio MINNEAPOLIS, MN 219,095219.1k $5.3m $5.3m 0.00% Reduced -4.6k -4,616
19 FLAGSHIP HARBOR ADVISORS, LLC 0.30% of their portfolio BOSTON, MA 193,914193.9k $4.7m $4.7m 0.30% Added +3.3k +3,333
20 WOLVERINE ASSET MANAGEMENT LLC 0.09% of their portfolio CHICAGO, IL 193,539193.5k $4.7m $4.7m 0.09% Added +37.5k +37,529
21 HighTower Advisors, LLC 0.01% of their portfolio CHICAGO, IL 153,179153.2k $3.7m $3.7m 0.01% New
22 RAYMOND JAMES & ASSOCIATES 0.00% of their portfolio ST PETERSBURG, FL 129,073129.1k $3.1m $3.1m 0.00% Added +7.6k +7,607
23 AXXCESS WEALTH MANAGEMENT, LLC 0.08% of their portfolio CARLSBAD, CA 124,146124.1k $3.0m $3.0m 0.08% Reduced -1.1k -1,093
24 Arete Wealth Advisors, LLC 0.26% of their portfolio CHICAGO, IL 117,298117.3k $2.8m $2.8m 0.26% Added +458 +458
25 COMMONWEALTH EQUITY SERVICES, LLC 0.00% of their portfolio WALTHAM, MA 87,86987.9k $2.1m $2.1m 0.00% Reduced -5.0k -4,954
26 Ionic Capital Management LLC 1.29% of their portfolio NEW YORK, NY 87,56087.6k $2.1m $2.1m 1.29% Reduced -56.9k -56,939
27 D.A. DAVIDSON & CO. 0.02% of their portfolio GREAT FALLS, MT 85,92885.9k $2.1m $2.1m 0.02% Reduced -5.5k -5,464
28 MONECO ADVISORS, LLC 0.28% of their portfolio FAIRFIELD, CT 72,86172.9k $1.8m $1.8m 0.28% Reduced -5.9k -5,865
29 Thomas J. Herzfeld Advisors, Inc. 0.59% of their portfolio MIAMI BEACH, FL 68,89368.9k $1.7m $1.7m 0.59% Added +68.7k +68,701
30 SCHNIEDERS CAPITAL MANAGEMENT LLC 0.34% of their portfolio PASADENA, CA 68,17168.2k $1.6m $1.6m 0.34% Reduced -4.8k -4,750
31 Cetera Investment Advisers 0.00% of their portfolio SCHAUMBURG, IL 44,71044.7k $1.1m $1.1m 0.00% Added +31.9k +31,882
32 Atria Wealth Solutions, Inc. 0.01% of their portfolio NEW YORK, NY 41,07841.1k $1.0m $1.0m 0.01% Reduced -29.3k -29,259
33 Ranch Capital Advisors Inc. 0.47% of their portfolio SARASOTA, FL 35,60135.6k $870.8k $870.8k 0.47% Reduced -192 -192
34 NewEdge Advisors, LLC 0.01% of their portfolio NEW ORLEANS, LA 34,37434.4k $829.8k $829.8k 0.01% Added +2.2k +2,197
35 GREAT VALLEY ADVISOR GROUP, INC. 0.02% of their portfolio WILMINGTON, DE 33,54333.5k $809.7k $809.7k 0.02% Added +4.0k +3,960
36 TRUIST FINANCIAL CORP 0.00% of their portfolio CHARLOTTE, NC 32,37332.4k $781.5k $781.5k 0.00% Added +7.0k +6,954
37 Lindbrook Capital, LLC 0.07% of their portfolio CALABASAS, CA 29,93229.9k $722.6k $722.6k 0.07% Unchanged
38 Qube Research & Technologies Ltd 0.00% of their portfolio LONDON, X0 28,76628.8k $694.4k $694.4k 0.00% Unchanged
39 LANARK FINANCIAL, INC. 0.06% of their portfolio BIRMINGHAM, AL 25,34625.3k $611.0k $611.0k 0.06% Reduced -172 -172
40 SAPIENT CAPITAL LLC 0.01% of their portfolio INDIANAPOLIS, IN 23,26723.3k $571.5k $571.5k 0.01% Reduced -133 -133
41 WEDBUSH SECURITIES INC 0.02% of their portfolio PASADENA, CA 22,71922.7k $548.0k $548.0k 0.02% Reduced -12.1k -12,137
42 Logan Stone Capital, LLC 0.11% of their portfolio CHICAGO, IL 22,11322.1k $533.8k $533.8k 0.11% New
43 B. Riley Wealth Advisors, Inc. 0.01% of their portfolio MEMPHIS, TN 20,72620.7k $473.6k $473.6k 0.01% Added +1.6k +1,596
44 Mutual Advisors, LLC 0.02% of their portfolio OMAHA, NE 20,55720.6k $496.3k $496.3k 0.02% Reduced -227 -227
45 MERCER GLOBAL ADVISORS INC /ADV 0.00% of their portfolio DENVER, CO 18,90418.9k $456.0k $456.0k 0.00% Reduced -799 -799
46 Cambridge Investment Research Advisors, Inc. 0.00% of their portfolio FAIRFIELD, IA 18,65418.7k $450.0k $450.0k 0.00% Added +103 +103
47 STIFEL FINANCIAL CORP 0.00% of their portfolio ST. LOUIS, MO 18,62218.6k $449.5k $449.5k 0.00% Reduced -968 -968
48 Private Advisor Group, LLC 0.00% of their portfolio MORRISTOWN, NJ 18,48018.5k $446.1k $446.1k 0.00% Added +7.2k +7,226
49 FIRST TRUST ADVISORS LP 0.00% of their portfolio Wheaton, IL 18,45218.5k $445.4k $445.4k 0.00% New
50 AQR Arbitrage LLC 0.02% of their portfolio Greenwich, CT 18,13118.1k $437.7k $437.7k 0.02% New
51 PFG Investments, LLC 0.03% of their portfolio WOODBURY, NY 17,93317.9k $432.9k $432.9k 0.03% New
52 DAVENPORT & Co LLC 0.00% of their portfolio RICHMOND, VA 17,50017.5k $422.4k $422.4k 0.00% Unchanged
53 Avory & Company, LLC 0.28% of their portfolio MIAMI, FL 17,15717.2k $414.2k $414.2k 0.28% Unchanged
54 PNC Financial Services Group, Inc. 0.00% of their portfolio Pittsburgh, PA 15,93015.9k $384.6k $384.6k 0.00% Added +9.0k +8,955
55 Moors & Cabot, Inc. 0.02% of their portfolio BOSTON, MA 15,55215.6k $375.4k $375.4k 0.02% Reduced -1.0k -1,003
56 CAPTRUST FINANCIAL ADVISORS 0.00% of their portfolio RALEIGH, NC 15,20115.2k $367.0k $367.0k 0.00% Reduced -445 -445
57 Cyndeo Wealth Partners, LLC 0.03% of their portfolio ST. PETERSBURG, FL 15,06115.1k $363.6k $363.6k 0.03% Reduced -14.3k -14,318
58 Capstone Financial Advisors, Inc. 0.02% of their portfolio DOWNERS GROVE, IL 15,04815.0k $363.3k $363.3k 0.02% Reduced -338 -338
59 KINGSWOOD WEALTH ADVISORS, LLC 0.04% of their portfolio SAN DIEGO, CA 14,60914.6k $352.7k $352.7k 0.04% Reduced -434 -434
60 INTERNATIONAL ASSETS INVESTMENT MANAGEMENT, LLC 0.04% of their portfolio ORLANDO, FL 14,47514.5k $348.7k $348.7k 0.04% Added +1.1k +1,135
61 Stratos Wealth Partners, LTD. 0.01% of their portfolio BEACHWOOD, OH 14,05414.1k $339.3k $339.3k 0.01% Added +5.2k +5,154
62 MML INVESTORS SERVICES, LLC 0.00% of their portfolio SPRINGFIELD, MA 13,93813.9k $336.0k $336.0k 0.00% Reduced -3.5k -3,511
63 Fisher Asset Management, LLC 0.00% of their portfolio PLANO, TX 13,61213.6k $328.6k $328.6k 0.00% New
64 Diversified, LLC 0.04% of their portfolio Wilmington, DE 13,26413.3k $320.2k $320.2k 0.04% Added +70 +70
65 Diversify Advisory Services, LLC 0.02% of their portfolio SANDY, UT 13,02013.0k $313.7k $313.7k 0.02% First filing
66 Aviance Capital Partners, LLC 0.05% of their portfolio NAPLES, FL 12,89012.9k $311.2k $311.2k 0.05% Reduced -33 -33
67 Dakota Wealth Management 0.01% of their portfolio PALM BEACH GARDENS, FL 12,88012.9k $310.9k $310.9k 0.01% New
68 COMERICA BANK 0.00% of their portfolio DALLAS, TX 12,79712.8k $308.9k $308.9k 0.00% Reduced -1.8k -1,844
69 RAYMOND JAMES TRUST N.A. 0.01% of their portfolio ST. PETERSBURG, FL 12,51212.5k $302.0k $302.0k 0.01% Unchanged
70 NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO 0.00% of their portfolio MILWAUKEE, WI 12,45412.5k $300.6k $300.6k 0.00% Added +1.5k +1,526
71 Pathstone Holdings, LLC 0.00% of their portfolio ENGLEWOOD, NJ 12,41412.4k $300.5k $300.5k 0.00% Unchanged
72 Financial Advocates Investment Management 0.02% of their portfolio OLYMPIA, WA 11,92911.9k $288.0k $288.0k 0.02% Unchanged
73 J.W. COLE ADVISORS, INC. 0.01% of their portfolio TAMPA, FL 11,82211.8k $285.4k $285.4k 0.01% Unchanged
74 MGB Wealth Management, LLC 0.11% of their portfolio ADDISON, TX 11,00011.0k $265.5k $265.5k 0.11% Unchanged
75 TriaGen Wealth Management LLC 0.11% of their portfolio Calabasas, CA 10,95111.0k $264.4k $264.4k 0.11% Unchanged
76 Rockefeller Capital Management L.P. 0.00% of their portfolio NEW YORK, NY 10,81310.8k $261.0k $261.0k 0.00% Added +600 +600
77 ENVESTNET ASSET MANAGEMENT INC 0.00% of their portfolio Berwyn, PA 10,25710.3k $247.6k $247.6k 0.00% Reduced -2.2k -2,178
78 AVANTAX ADVISORY SERVICES, INC. 0.00% of their portfolio DALLAS, TX 9,6169.6k $232.1k $232.1k 0.00% New
79 Merit Financial Group, LLC 0.01% of their portfolio ALPHARETTA, GA 9,2849.3k $217.4k $217.4k 0.01% Added +300 +300
80 WealthShield Partners, LLC 0.04% of their portfolio CARY, NC 9,1979.2k $225.9k $225.9k 0.04% Reduced -519 -519
81 Arkadios Wealth Advisors 0.02% of their portfolio ATLANTA, GA 9,1329.1k $220.4k $220.4k 0.02% Unchanged
82 SUSQUEHANNA INTERNATIONAL GROUP, LLP 0.00% of their portfolio BALA CYNWYD, PA 9,1269.1k $220.3k $220.3k 0.00% Reduced -29.2k -29,197
83 Capital CS Group, LLC 0.21% of their portfolio IRVINE, CA 8,8588.9k $213.8k $213.8k 0.21% Reduced -398 -398
84 Jacobi Capital Management LLC 0.02% of their portfolio PITTSTON, PA 8,7258.7k $210.6k $210.6k 0.02% Unchanged
85 Compound Planning, Inc. 0.02% of their portfolio NEW YORK, NY 8,5168.5k $205.6k $205.6k 0.02% Reduced -183 -183
86 Cornerstone Wealth Group, LLC 0.02% of their portfolio HUNTERSVILLE, NC 8,4538.5k $204.1k $204.1k 0.02% New
87 Register Financial Advisors LLC 0.11% of their portfolio ATLANTA, GA 8,4318.4k $203.5k $203.5k 0.11% New
88 US BANCORP \DE\ 0.00% of their portfolio MINNEAPOLIS, MN 7,8197.8k $188.8k $188.8k 0.00% Added +609 +609
89 Formidable Asset Management, LLC 0.03% of their portfolio CINCINNATI, OH 7,2007.2k $173.8k $173.8k 0.03% New
90 Allworth Financial LP 0.00% of their portfolio FOLSOM, CA 5,8435.8k $141.1k $141.1k 0.00% Added +540 +540
91 TD Waterhouse Canada Inc. 0.00% of their portfolio TORONTO, A6 5,5815.6k $179.9k $179.9k 0.00% New
92 Capital Analysts, LLC 0.01% of their portfolio FORT WASHINGTON, PA 5,4045.4k $130.0k $130.0k 0.01% Unchanged
93 Main Street Group, LTD 0.05% of their portfolio GLEN ALLEN, VA 4,3184.3k $104.2k $104.2k 0.05% Added +3.6k +3,635
94 FNY Investment Advisers, LLC 0.06% of their portfolio NEW YORK, NY 3,8003.8k $91.0k $91.0k 0.06% New
95 Caitlin John, LLC 0.07% of their portfolio BRIGHTON, MI 3,7693.8k $91.0k $91.0k 0.07% Added +53 +53
96 Steward Partners Investment Advisory, LLC 0.00% of their portfolio STAMFORD, CT 3,3603.4k $81.1k $81.1k 0.00% Unchanged
97 ORG Partners LLC 0.14% of their portfolio ROANOKE, IN 3,0013.0k $72.3k $72.3k 0.14% New
98 DEUTSCHE BANK AG\ 0.00% of their portfolio FRANKFURT AM MAIN, 2M 2,9633.0k $71.5k $71.5k 0.00% Added +2.0k +2,017
99 Hexagon Capital Partners LLC 0.01% of their portfolio ROGERS, AR 2,7662.8k $66.8k $66.8k 0.01% Unchanged
100 BENJAMIN F. EDWARDS & COMPANY, INC. 0.00% of their portfolio ST. LOUIS, MO 2,3012.3k $56.0k $56.0k 0.00% Unchanged