Vault-13

NUVEEN SR INCOME FD

COM · CUSIP 67067Y104

3 institutional holders -80 vs Q2 2023
9,5659.6k shares reported held*
$43.4kreported value*
1 new 0 added 0 reduced 80 sold out net sold ≈ $52.3m (-11.4m shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once. Holder counts are more reliable. Implied quarter-end price ≈ $4.54.

Trends to Q3 2023

Institutional holders

Managers reporting a position, each quarter

050100Q3 22: 75Q4 22: 80Q1 23: 76Q2 23: 83Q3 23: 33Q3 22Q4 22Q1 23Q2 23Q3 23
Numbers
QuarterHolders
Q3 202275
Q4 202280
Q1 202376
Q2 202383
Q3 20233

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
1000100Q4 22: 34 bought or addedQ4 22: 37 cut or sold outQ4 22Q1 23: 34 bought or addedQ1 23: 35 cut or sold outQ1 23Q2 23: 38 bought or addedQ2 23: 27 cut or sold outQ2 23Q3 23: 1 bought or addedQ3 23: 80 cut or sold outQ3 23
Numbers
QuarterBought or addedCut or sold out
Q4 20223437
Q1 20233435
Q2 20233827
Q3 2023180

Biggest buyers

Coppell Advisory Solutions LLC New +7,065+7.1k

Biggest sellers

OAKTREE CAPITAL MANAGEMENT LP Sold out -1,669,270-1.7m
SIT INVESTMENT ASSOCIATES INC Sold out -1,097,884-1.1m
MORGAN STANLEY Sold out -896,315-896.3k
Invesco Ltd. Sold out -667,273-667.3k
UBS Group AG Sold out -612,633-612.6k
Shaker Financial Services, LLC Sold out -569,336-569.3k
GUGGENHEIM CAPITAL LLC Sold out -558,164-558.2k
1607 Capital Partners, LLC Sold out -386,400-386.4k
Next Capital Management LLC Sold out -371,379-371.4k
WOLVERINE ASSET MANAGEMENT LLC Sold out -357,015-357.0k

Holders, Q3 2023

#ManagerLocationShares Value% of their portfolioChangeShares change
1 Coppell Advisory Solutions LLC 0.01% of their portfolio COPPELL, TX 7,0657.1k $32.4k $32.4k 0.01% New
2 Blue Trust, Inc. 0.00% of their portfolio BRENTWOOD, TN 2,5002.5k $11.0k $11.0k 0.00% Unchanged
3 HUNTINGTON NATIONAL BANK 0.00% of their portfolio COLUMBUS, OH 11 $5 $5 0.00% Unchanged