NUVEEN SR INCOME FD
COM · CUSIP 67067Y104
75
institutional holders
10.0m
shares reported held*
$46.4mreported value*
* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once. Holder counts are more reliable. Implied quarter-end price ≈ $4.67.
Holders, Q3 2022
| Manager | Shares | Change |
|---|---|---|
| OAKTREE CAPITAL MANAGEMENT LP 0.09% of their portfolio | 1.6m $7.6m | — |
| RIVERNORTH CAPITAL MANAGEMENT, LLC 0.21% of their portfolio | 990.1k $4.6m | — |
| MORGAN STANLEY 0.00% of their portfolio | 966.8k $4.5m | — |
| GUGGENHEIM CAPITAL LLC 0.04% of their portfolio | 957.8k $4.5m | — |
| Invesco Ltd. 0.00% of their portfolio | 645.6k $3.0m | — |
| Shaker Financial Services, LLC 1.39% of their portfolio | 602.7k $2.8m | — |
| Next Capital Management LLC 1.80% of their portfolio | 508.6k $2.4m | — |
| UBS Group AG 0.00% of their portfolio | 347.9k $1.6m | — |
| Advisors Asset Management, Inc. 0.03% of their portfolio | 322.6k $1.5m | — |
| ENVESTNET ASSET MANAGEMENT INC 0.00% of their portfolio | 216.3k $1.0m | — |
| PARK AVENUE SECURITIES LLC 0.02% of their portfolio | 206.2k $963.0k | — |
| GILL CAPITAL PARTNERS, LLC 0.39% of their portfolio | 158.8k $741.0k | — |
| NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO 0.00% of their portfolio | 148.1k $692.0k | — |
| RIVERBRIDGE PARTNERS LLC 0.01% of their portfolio | 108.5k $507.0k | — |
| LPL Financial LLC 0.00% of their portfolio | 107.5k $502.0k | — |
| NewEdge Advisors, LLC 0.01% of their portfolio | 105.8k $494.0k | — |
| WELLS FARGO & COMPANY/MN 0.00% of their portfolio | 105.8k $494.0k | — |
| HORIZON KINETICS ASSET MANAGEMENT LLC 0.01% of their portfolio | 105.2k $491.0k | — |
| Janney Montgomery Scott LLC 0.00% of their portfolio | 96.2k $449.0k | — |
| E&G Advisors, LLC 0.16% of their portfolio | 94.3k $440.0k | — |
| OSAIC HOLDINGS, INC. 0.00% of their portfolio | 91.7k $427.0k | — |
| Coastal Bridge Advisors, LLC 0.11% of their portfolio | 90.5k $423.0k | — |
| Rockefeller Capital Management L.P. 0.00% of their portfolio | 84.8k $395.0k | — |
| VIRTUS ADVISERS, LLC 0.15% of their portfolio | 79.2k $370.0k | — |
| HARBOUR INVESTMENTS, INC. 0.02% of their portfolio | 64.4k $309.0k | — |
| Integrated Wealth Concepts LLC 0.01% of their portfolio | 63.2k $295.0k | — |
| Private Advisor Group, LLC 0.00% of their portfolio | 58.7k $274.0k | — |
| Logan Stone Capital, LLC 0.18% of their portfolio | 58.6k $274.0k | — |
| COMMONWEALTH EQUITY SERVICES, LLC 0.00% of their portfolio | 56.4k $263.0k | — |
| MARINER INVESTMENT GROUP LLC 0.29% of their portfolio | 55.0k $257.0k | — |
| LANDSCAPE CAPITAL MANAGEMENT, L.L.C. 0.03% of their portfolio | 54.4k $254.0k | — |
| Capital Investment Advisors, LLC 0.01% of their portfolio | 50.7k $237.0k | — |
| SIT INVESTMENT ASSOCIATES INC 0.01% of their portfolio | 43.9k $205.0k | — |
| ROYAL BANK OF CANADA 0.00% of their portfolio | 43.8k $204.0k | — |
| STIFEL FINANCIAL CORP 0.00% of their portfolio | 40.8k $191.0k | — |
| Cambridge Investment Research Advisors, Inc. 0.00% of their portfolio | 38.9k $182.0k | — |
| Foresight Wealth Management, LLC 0.07% of their portfolio | 37.2k $174.0k | — |
| CreativeOne Wealth, LLC 0.01% of their portfolio | 35.4k $165.0k | — |
| NATIONS FINANCIAL GROUP INC, /IA/ /ADV 0.02% of their portfolio | 33.4k $156.0k | — |
| INTEGRATED CAPITAL MANAGEMENT, INC. 0.15% of their portfolio | 33.2k $155.0k | — |
| AMERIPRISE FINANCIAL INC 0.00% of their portfolio | 32.0k $150.0k | — |
| RAYMOND JAMES & ASSOCIATES 0.00% of their portfolio | 31.5k $147.0k | — |
| Quantedge Capital Pte Ltd 0.05% of their portfolio | 31.4k $147.0k | — |
| Fortitude Advisory Group L.L.C. 0.14% of their portfolio | 30.8k $144.0k | — |
| BANK OF AMERICA CORP /DE/ 0.00% of their portfolio | 25.9k $121.0k | — |
| INTERNATIONAL ASSETS INVESTMENT MANAGEMENT, LLC 0.03% of their portfolio | 25.3k $118.0k | — |
| Lloyd Park, LLC 0.14% of their portfolio | 24.3k $115.0k | — |
| MML INVESTORS SERVICES, LLC 0.00% of their portfolio | 22.3k $104.0k | — |
| B. Riley Wealth Advisors, Inc. 0.00% of their portfolio | 21.7k $102.0k | — |
| D.A. DAVIDSON & CO. 0.00% of their portfolio | 19.1k $89.0k | — |
| Cetera Investment Advisers 0.00% of their portfolio | 17.2k $80.0k | — |
| Independent Wealth Network Inc. 0.05% of their portfolio | 14.3k $67.0k | — |
| Charles Schwab Investment Advisory, Inc. 0.00% of their portfolio | 13.9k $65.0k | — |
| Mariner, LLC 0.00% of their portfolio | 13.6k $64.0k | — |
| NWAM LLC 0.01% of their portfolio | 12.1k $57.0k | — |
| CPWM, LLC 0.00% of their portfolio | 10.4k $49.0k | — |
| Sigma Planning Corp 0.00% of their portfolio | 10.4k $48.0k | — |
| DAVENPORT & Co LLC 0.00% of their portfolio | 10.3k $48.0k | — |
| Platform Technology Partners 0.03% of their portfolio | 10.1k $47.0k | — |
| NORTHERN TRUST CORP 0.00% of their portfolio | 10.0k $0 | — |
| Visionary Wealth Advisors 0.00% of their portfolio | 10.0k $47.0k | — |
| BARRETT & COMPANY, INC. 0.02% of their portfolio | 7.8k $35.6k | — |
| SIGNATUREFD, LLC 0.00% of their portfolio | 7.5k $35.0k | — |
| American Portfolios Advisors 0.00% of their portfolio | 2.8k $13.1k | — |
| IFP Advisors, Inc 0.00% of their portfolio | 2.1k $19.0k | — |
| TCI Wealth Advisors, Inc. 0.00% of their portfolio | 1.6k $8.0k | — |
| CREATIVE FINANCIAL DESIGNS INC /ADV 0.00% of their portfolio | 524 $2.0k | — |
| ROBINSON CAPITAL MANAGEMENT, LLC 0.00% of their portfolio | 250 $1.0k | — |
| Gradient Investments LLC 0.00% of their portfolio | 196 $1.0k | — |
| ASSETMARK, INC 0.00% of their portfolio | 71 $0 | — |
| Lindbrook Capital, LLC 0.00% of their portfolio | 68 $0 | — |
| EverSource Wealth Advisors, LLC 0.00% of their portfolio | 31 $0 | — |
| CWM, LLC 0.00% of their portfolio | 8 $0 | — |
| HUNTINGTON NATIONAL BANK 0.00% of their portfolio | 1 $0 | — |
| CONCOURSE FINANCIAL GROUP SECURITIES, INC. 0.00% of their portfolio | 0 $0 | — |