Vault-13

NUVEEN NEW YORK AMT QLT MUNI NRK

COM · Closed-End Fund · CUSIP 670656107

109 institutional holders +10 vs Q1 2026
11,213,06511.2m shares reported held*
$120.3mreported value*
17 new 27 added 26 reduced 5 sold out net sold ≈ $8.7m (-807.3k shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once. Holder counts are more reliable. Implied quarter-end price ≈ $10.73.

Trends to Q2 2026

Institutional holders

Managers reporting a position, each quarter

050100150Q3 22: 109Q4 22: 102Q1 23: 96Q2 23: 98Q3 23: 100Q4 23: 96Q1 24: 91Q2 24: 93Q3 24: 96Q4 24: 96Q1 25: 89Q2 25: 92Q3 25: 95Q4 25: 108Q1 26: 99Q2 26: 109109Q3 22Q3 23Q3 24Q3 25Q2 26
Numbers
QuarterHolders
Q3 2022109
Q4 2022102
Q1 202396
Q2 202398
Q3 2023100
Q4 202396
Q1 202491
Q2 202493
Q3 202496
Q4 202496
Q1 202589
Q2 202592
Q3 202595
Q4 2025108
Q1 202699
Q2 2026109

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
1000100Q3 24: 39 bought or addedQ3 24: 35 cut or sold outQ4 24: 33 bought or addedQ4 24: 37 cut or sold outQ4 24Q1 25: 31 bought or addedQ1 25: 37 cut or sold outQ2 25: 35 bought or addedQ2 25: 32 cut or sold outQ2 25Q3 25: 43 bought or addedQ3 25: 31 cut or sold outQ4 25: 51 bought or addedQ4 25: 36 cut or sold outQ4 25Q1 26: 46 bought or addedQ1 26: 37 cut or sold outQ2 26: 44 bought or addedQ2 26: 31 cut or sold outQ2 26
Numbers
QuarterBought or addedCut or sold out
Q3 20243935
Q4 20243337
Q1 20253137
Q2 20253532
Q3 20254331
Q4 20255136
Q1 20264637
Q2 20264431

Biggest buyers

Cambridge Investment Research Advisors, Inc. Added +115,503+115.5k
Hennion & Walsh Asset Management, Inc. Added +103,864+103.9k
GUGGENHEIM CAPITAL LLC Added +73,975+74.0k
JANE STREET GROUP, LLC Added +55,081+55.1k
OSAIC HOLDINGS, INC. Added +44,151+44.2k
LPL Financial LLC Added +30,392+30.4k
ROYAL BANK OF CANADA Added +28,685+28.7k
Kingsview Wealth Management, LLC New +27,328+27.3k
MERCER GLOBAL ADVISORS INC /ADV New +26,160+26.2k
Lionshead Wealth Management, LLC New +24,023+24.0k

Biggest sellers

MacKay Shields LLC Sold out -519,880-519.9k
RIVERNORTH CAPITAL MANAGEMENT, LLC Sold out -407,358-407.4k
ROBINSON CAPITAL MANAGEMENT, LLC Reduced -256,164-256.2k
MORGAN STANLEY Reduced -184,793-184.8k
DEUTSCHE BANK AG\ Reduced -72,415-72.4k
Alpine Global Management, LLC Reduced -43,149-43.1k
NewEdge Wealth, LLC Reduced -33,196-33.2k
North Ground Capital Reduced -30,734-30.7k
WELLS FARGO & COMPANY/MN Reduced -15,577-15.6k
MAI Capital Management Sold out -14,900-14.9k

Major shareholders (over 5%)

Anyone who owns more than 5% of a class of the company's shares has to say so: on Schedule 13D if they may try to influence or control the company, on 13G if they're a passive investor, and update it as the stake changes. Each holder's latest filing, from 19 Dec 2024 on; percentages are of the share class, as the holder worked them out.

HolderStakeChangeShares Last filed
FIRST TRUST PORTFOLIOS LP 13G · institution new · filed 2026-07-27 5.3% new 4.6m≈ $49.7m 2026-07-27

Fell to 5% or below in the last year: Karpus Management, Inc. (4.0%, 2026-01-07)

Insider purchases and sales since 1 Apr 2026

Shares bought or sold by the company's own officers, directors and 10% owners, in the open market or privately, as they reported to the SEC on Form 4 (due within two business days of the trade). Grants, option exercises, shares withheld for tax and gifts aren't included.

None reported since 1 Apr 2026.

Holders, Q2 2026

#ManagerLocationShares Value% of their portfolioChangeShares change
1 MORGAN STANLEY 0.00% of their portfolio NEW YORK, NY 2,669,9442.7m $28.6m $28.6m 0.00% Reduced -184.8k -184,793
2 GUGGENHEIM CAPITAL LLC 0.10% of their portfolio CHICAGO, IL 1,406,9091.4m $15.1m $15.1m 0.10% Added +74.0k +73,975
3 Hennion & Walsh Asset Management, Inc. 0.25% of their portfolio Parsippany, NJ 830,423830.4k $8.9m $8.9m 0.25% Added +103.9k +103,864
4 WELLS FARGO & COMPANY/MN 0.00% of their portfolio SAN FRANCISCO, CA 595,028595.0k $6.4m $6.4m 0.00% Reduced -15.6k -15,577
5 HighTower Advisors, LLC 0.00% of their portfolio CHICAGO, IL 440,190440.2k $4.7m $4.7m 0.00% Added +2.6k +2,552
6 Lido Advisors, LLC 0.01% of their portfolio Los Angeles, CA 380,076380.1k $4.1m $4.1m 0.01% Unchanged
7 North Ground Capital 4.16% of their portfolio Cohasset, MA 323,680323.7k $3.5m $3.5m 4.16% Reduced -30.7k -30,734
8 BANK OF AMERICA CORP /DE/ 0.00% of their portfolio CHARLOTTE, NC 287,023287.0k $3.1m $3.1m 0.00% Added +10.1k +10,065
9 ROYAL BANK OF CANADA 0.00% of their portfolio TORONTO, A6 274,997275.0k $2.9m $2.9m 0.00% Added +28.7k +28,685
10 PFG Investments, LLC 0.11% of their portfolio WOODBURY, NY 260,768260.8k $2.8m $2.8m 0.11% Reduced -539 -539
11 SIT INVESTMENT ASSOCIATES INC 0.05% of their portfolio Minneapolis, MN 239,593239.6k $2.6m $2.6m 0.05% Reduced -6.4k -6,381
12 RAYMOND JAMES FINANCIAL INC 0.00% of their portfolio ST. PETERSBURG, FL 212,057212.1k $2.3m $2.3m 0.00% Added +12.4k +12,419
13 UBS Group AG 0.00% of their portfolio ZURICH, V8 183,425183.4k $2.0m $2.0m 0.00% Reduced -2.6k -2,601
14 Cambridge Investment Research Advisors, Inc. 0.00% of their portfolio FAIRFIELD, IA 180,396180.4k $1.9m $1.9m 0.00% Added +115.5k +115,503
15 ROBINSON CAPITAL MANAGEMENT, LLC 0.80% of their portfolio GROSSE POINTE FARMS, MI 169,189169.2k $1.8m $1.8m 0.80% Reduced -256.2k -256,164
16 HORIZON KINETICS ASSET MANAGEMENT LLC 0.02% of their portfolio NEW YORK, NY 138,453138.5k $1.5m $1.5m 0.02% Unchanged
17 Indivisible Partners 0.08% of their portfolio CLEARWATER, FL 125,691125.7k $1.3m $1.3m 0.08% Added +12.5k +12,470
18 Cetera Investment Advisers 0.00% of their portfolio SCHAUMBURG, IL 118,032118.0k $1.3m $1.3m 0.00% Added +14.7k +14,679
19 COMMONWEALTH EQUITY SERVICES, LLC 0.00% of their portfolio WALTHAM, MA 116,856116.9k $1.3m $1.3m 0.00% Reduced -1.8k -1,844
20 Avestar Capital, LLC 0.07% of their portfolio New York, NY 114,968115.0k $1.2m $1.2m 0.07% Added +9.2k +9,200
21 STIFEL FINANCIAL CORP 0.00% of their portfolio ST. LOUIS, MO 110,684110.7k $1.2m $1.2m 0.00% Reduced -1.6k -1,624
22 LPL Financial LLC 0.00% of their portfolio FORT MILL, SC 98,50198.5k $1.1m $1.1m 0.00% Added +30.4k +30,392
23 ENVESTNET ASSET MANAGEMENT INC 0.00% of their portfolio Berwyn, PA 89,37389.4k $958.1k $958.1k 0.00% Added +9.9k +9,917
24 OSAIC HOLDINGS, INC. 0.00% of their portfolio SCOTTSDALE, AZ 83,95084.0k $899.9k $899.9k 0.00% Added +44.2k +44,151
25 JANE STREET GROUP, LLC 0.00% of their portfolio NEW YORK, NY 76,01876.0k $814.9k $814.9k 0.00% Added +55.1k +55,081
26 Alpine Global Management, LLC 0.13% of their portfolio NEW YORK, NY 75,02475.0k $804.3k $804.3k 0.13% Reduced -43.1k -43,149
27 WEDBUSH SECURITIES INC 0.02% of their portfolio PASADENA, CA 70,84570.8k $759.0k $759.0k 0.02% Reduced -1.2k -1,196
28 RMR Wealth Builders 0.04% of their portfolio Montclair, NJ 65,44565.4k $705.9k $705.9k 0.04% Reduced -244 -244
29 DEUTSCHE BANK AG\ 0.00% of their portfolio FRANKFURT AM MAIN, 2M 63,10163.1k $676.4k $676.4k 0.00% Reduced -72.4k -72,415
30 ASHTON THOMAS SECURITIES, LLC 0.10% of their portfolio ROCHESTER, NY 61,71161.7k $661.5k $661.5k 0.10% Added +12.4k +12,411
31 Realta Investment Advisors 0.18% of their portfolio WILMINGTON, DE 53,35953.4k $572.0k $572.0k 0.18% Unchanged
32 SUSQUEHANNA INTERNATIONAL GROUP, LLP 0.00% of their portfolio BALA CYNWYD, PA 52,68352.7k $564.8k $564.8k 0.00% Added +4.0k +4,044
33 OPPENHEIMER & CO INC 0.01% of their portfolio NEW YORK, NY 46,84046.8k $502.1k $502.1k 0.01% Added +4.3k +4,338
34 Breakwater Capital Group 0.06% of their portfolio PARAMUS, NJ 44,08644.1k $472.6k $472.6k 0.06% Added +21.5k +21,479
35 AMERIPRISE FINANCIAL INC 0.00% of their portfolio MINNEAPOLIS, MN 43,20743.2k $495.6k $495.6k 0.00% Added +8.4k +8,440
36 CHOREO, LLC 0.00% of their portfolio ROCKFORD, IL 41,60641.6k $448.9k $448.9k 0.00% Reduced -3.8k -3,839
37 Mariner, LLC 0.00% of their portfolio Overland Park, KS 38,98339.0k $417.9k $417.9k 0.00% Reduced -679 -679
38 NewEdge Wealth, LLC 0.00% of their portfolio STAMFORD, CT 38,05538.1k $407.9k $407.9k 0.00% Reduced -33.2k -33,196
39 Janney Montgomery Scott LLC 0.00% of their portfolio PHILADELPHIA, PA 36,87136.9k $395.0k $395.0k 0.00% Reduced -3.5k -3,527
40 MML INVESTORS SERVICES, LLC 0.00% of their portfolio SPRINGFIELD, MA 34,83634.8k $373.4k $373.4k 0.00% Added +21.1k +21,136
41 Herold Advisors, Inc. 0.07% of their portfolio New York, NY 34,79334.8k $375.0k $375.0k 0.07% Added +2.4k +2,414
42 CARY STREET PARTNERS FINANCIAL LLC 0.01% of their portfolio RICHMOND, VA 32,34932.3k $346.8k $346.8k 0.01% Unchanged
43 PNC Financial Services Group, Inc. 0.00% of their portfolio Pittsburgh, PA 31,46331.5k $337.3k $337.3k 0.00% Unchanged
44 Leisure Capital Management 0.10% of their portfolio COSTA MESA, CA 30,15330.2k $323.2k $323.2k 0.10% Unchanged
45 Stockman Wealth Management, Inc. 0.03% of their portfolio BILLINGS, MT 30,00030.0k $321.6k $321.6k 0.03% Unchanged
46 Kingsview Wealth Management, LLC 0.00% of their portfolio GRANTS PASS, OR 27,32827.3k $293.0k $293.0k 0.00% New
47 Rockefeller Capital Management L.P. 0.00% of their portfolio NEW YORK, NY 26,56926.6k $284.8k $284.8k 0.00% Reduced -823 -823
48 &PARTNERS 0.00% of their portfolio NASHVILLE, TN 26,19826.2k $280.7k $280.7k 0.00% Added +8.0k +8,042
49 MERCER GLOBAL ADVISORS INC /ADV 0.00% of their portfolio DENVER, CO 26,16026.2k $280.4k $280.4k 0.00% New
50 STALEY CAPITAL ADVISERS INC 0.01% of their portfolio PITTSBURGH, PA 26,00026.0k $278.7k $278.7k 0.01% Unchanged
51 Closed-End Fund Advisors, Inc. 0.27% of their portfolio RICHMOND, VA 25,35225.4k $271.8k $271.8k 0.27% Unchanged
52 Ascent Wealth Partners, LLC 0.03% of their portfolio NEW HARTFORD, NY 25,24725.2k $270.6k $270.6k 0.03% Unchanged
53 Evanson Financial, LLC 0.01% of their portfolio MCLEAN, VA 24,14624.1k $258.9k $258.9k 0.01% First filing
54 Lionshead Wealth Management, LLC 0.17% of their portfolio New York, NY 24,02324.0k $257.9k $257.9k 0.17% New
55 Opal Wealth Advisors, LLC 0.06% of their portfolio JERICHO, NY 23,78023.8k $254.9k $254.9k 0.06% Unchanged
56 BCS Private Wealth Management, Inc. 0.08% of their portfolio RUMSON, NJ 23,30023.3k $251.3k $251.3k 0.08% Unchanged
57 Mathes Company, Inc. 0.08% of their portfolio New York, NY 23,00023.0k $247.0k $247.0k 0.08% Unchanged
58 Williams Jones Wealth Management, LLC. 0.00% of their portfolio NEW YORK, NY 21,50021.5k $230.5k $230.5k 0.00% Added +2.0k +2,000
59 MELFA WEALTH MANAGEMENT, INC. 0.11% of their portfolio WESTBOROUGH, MA 18,62518.6k $199.7k $199.7k 0.11% Unchanged
60 READYSTATE ASSET MANAGEMENT LP 0.01% of their portfolio CHICAGO, IL 18,51318.5k $198.5k $198.5k 0.01% New
61 Clear Creek Financial Management, LLC 0.01% of their portfolio SILVERDALE, WA 17,80017.8k $190.8k $190.8k 0.01% Unchanged
62 GenWealth Group, Inc. 0.03% of their portfolio Maplewood, NJ 17,56517.6k $188.3k $188.3k 0.03% Unchanged
63 Steward Partners Investment Advisory, LLC 0.00% of their portfolio STAMFORD, CT 16,99017.0k $182.1k $182.1k 0.00% Added +300 +300
64 Mountain Hill Investment Partners Corp. 0.10% of their portfolio ATLANTIC HIGHLANDS, NJ 16,59416.6k $177.9k $177.9k 0.10% Unchanged
65 ACCREDITED INVESTOR SERVICES, LLC 0.10% of their portfolio ST. CLOUD, MN 16,42416.4k $176.1k $176.1k 0.10% Reduced -3.3k -3,286
66 Global Retirement Partners, LLC 0.00% of their portfolio San Rafael, CA 16,04816.0k $172.0k $172.0k 0.00% First filing
67 NORTHERN TRUST CORP 0.00% of their portfolio CHICAGO, IL 15,47415.5k $165.9k $165.9k 0.00% New
68 Moors & Cabot, Inc. 0.01% of their portfolio BOSTON, MA 14,90014.9k $159.7k $159.7k 0.01% Unchanged
69 CITADEL ADVISORS LLC 0.00% of their portfolio MIAMI, FL 14,80914.8k $158.8k $158.8k 0.00% New
70 Merit Financial Group, LLC 0.00% of their portfolio ALPHARETTA, GA 14,28714.3k $153.2k $153.2k 0.00% Reduced -1.1k -1,092
71 PARK AVENUE SECURITIES LLC 0.00% of their portfolio NEW YORK, NY 13,94013.9k $149.0k $149.0k 0.00% Reduced -204 -204
72 Kestra Advisory Services, LLC 0.00% of their portfolio AUSTIN, TX 13,63313.6k $147.0k $147.0k 0.00% New
73 Kercheville Advisors, LLC 0.04% of their portfolio San Antonio, TX 13,40313.4k $143.7k $143.7k 0.04% Added +1.1k +1,087
74 Spire Wealth Management 0.00% of their portfolio MCLEAN, VA 12,32912.3k $132.2k $132.2k 0.00% Unchanged
75 PINNACLE ASSOCIATES LTD 0.00% of their portfolio NEW YORK, NY 12,13012.1k $130.0k $130.0k 0.00% Reduced -1.5k -1,500
76 Pathstone Holdings, LLC 0.00% of their portfolio ENGLEWOOD, NJ 12,12312.1k $130.0k $130.0k 0.00% New
77 Occidental Asset Management, LLC 0.01% of their portfolio Burlingame, CA 11,72511.7k $125.7k $125.7k 0.01% Unchanged
78 Equitable Holdings, Inc. 0.00% of their portfolio NEW YORK, NY 11,50011.5k $123.3k $123.3k 0.00% New
79 Everstar Asset Management, LLC 0.06% of their portfolio MOORESVILLE, NC 11,43111.4k $122.5k $122.5k 0.06% Unchanged
80 IBEX WEALTH ADVISORS 0.01% of their portfolio BEDMINSTER, NJ 11,37511.4k $121.9k $121.9k 0.01% Unchanged
81 Creative Planning 0.00% of their portfolio OVERLAND PARK, KS 11,28111.3k $120.9k $120.9k 0.00% Reduced -5.4k -5,358
82 Arax Advisory Partners 0.00% of their portfolio NEW YORK, NY 11,23811.2k $120.5k $120.5k 0.00% New
83 Belpointe Asset Management LLC 0.00% of their portfolio RENO, NV 10,60010.6k $113.6k $113.6k 0.00% Unchanged
84 FIRST MANHATTAN CO. LLC. 0.00% of their portfolio NEW YORK, NY 10,01010.0k $108.0k $108.0k 0.00% Unchanged
85 Sage Capital Management, LLC 0.04% of their portfolio Stockton, NJ 10,00010.0k $107.2k $107.2k 0.04% Unchanged
86 Pinnacle Wealth Planning Services, Inc. 0.01% of their portfolio MANSFIELD, OH 8,0978.1k $86.8k $86.8k 0.01% Reduced -14 -14
87 Farther Finance Advisors, LLC 0.00% of their portfolio SAN FRANCISCO, CA 6,5006.5k $69.7k $69.7k 0.00% New
88 JONES FINANCIAL COMPANIES LLLP 0.00% of their portfolio DES PERES, MO 6,0006.0k $63.7k $63.7k 0.00% New
89 INTERNATIONAL ASSETS INVESTMENT MANAGEMENT, LLC 0.00% of their portfolio ORLANDO, FL 4,8064.8k $51.7k $51.7k 0.00% Added +432 +432
90 Penserra Capital Management LLC 0.00% of their portfolio ORINDA, CA 4,3984.4k $47.0k $47.0k 0.00% Added +2.9k +2,932
91 NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO 0.00% of their portfolio MILWAUKEE, WI 4,3484.3k $46.6k $46.6k 0.00% Reduced -100 -100
92 Integrated Wealth Concepts LLC 0.00% of their portfolio WALTHAM, MA 4,2004.2k $45.0k $45.0k 0.00% New
93 SOA Wealth Advisors, LLC. 0.01% of their portfolio NEW YORK, NY 4,0104.0k $43.0k $43.0k 0.01% Unchanged
94 Marshall & Sterling Wealth Advisors Inc. 0.02% of their portfolio POUGHKEEPSIE, NY 3,5383.5k $37.9k $37.9k 0.02% Unchanged
95 ASSETMARK, INC 0.00% of their portfolio CONCORD, CA 2,6432.6k $28.3k $28.3k 0.00% New
96 BROWN BROTHERS HARRIMAN & CO 0.00% of their portfolio NEW YORK, NY 2,1002.1k $22.5k $22.5k 0.00% Unchanged
97 HIGHLINE WEALTH PARTNERS LLC 0.00% of their portfolio SHERMAN OAKS, CA 2,0002.0k $21.4k $21.4k 0.00% Unchanged
98 WPG Advisers, LLC 0.01% of their portfolio BALTIMORE, MD 1,8561.9k $19.9k $19.9k 0.01% Reduced -3 -3
99 IFG Advisory, LLC 0.00% of their portfolio ATLANTA, GA 1,6041.6k $17.2k $17.2k 0.00% New
100 NBT BANK, N.A. 0.00% of their portfolio NORWICH, NY 1,3061.3k $14.0k $14.0k 0.00% Unchanged