NUVEEN NEW YORK AMT QLT MUNI NRK
COM · Closed-End Fund · CUSIP 670656107
* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once. Holder counts are more reliable. Implied quarter-end price ≈ $11.09.
Trends to Q2 2024
Institutional holders
Managers reporting a position, each quarter
Numbers
| Quarter | Holders |
|---|---|
| Q3 2022 | 109 |
| Q4 2022 | 102 |
| Q1 2023 | 96 |
| Q2 2023 | 98 |
| Q3 2023 | 100 |
| Q4 2023 | 96 |
| Q1 2024 | 91 |
| Q2 2024 | 93 |
Buyers vs sellers
Managers adding to or starting a position, vs cutting or selling out
Numbers
| Quarter | Bought or added | Cut or sold out |
|---|---|---|
| Q4 2022 | 35 | 50 |
| Q1 2023 | 35 | 38 |
| Q2 2023 | 21 | 40 |
| Q3 2023 | 39 | 23 |
| Q4 2023 | 32 | 42 |
| Q1 2024 | 28 | 36 |
| Q2 2024 | 34 | 28 |
Biggest buyers
| Karpus Management, Inc. | Added | +433.0k |
| SIT INVESTMENT ASSOCIATES INC | Added | +284.2k |
| GUGGENHEIM CAPITAL LLC | Added | +54.4k |
| Breakwater Capital Group | New | +45.3k |
| BANK OF AMERICA CORP /DE/ | Added | +38.3k |
| COHEN & STEERS, INC. | Added | +30.0k |
| STIFEL FINANCIAL CORP | Added | +29.2k |
| Cresset Asset Management, LLC | New | +22.3k |
| TIAA TRUST, NATIONAL ASSOCIATION | New | +16.5k |
| Dakota Wealth Management | Added | +15.7k |
Biggest sellers
| MORGAN STANLEY | Reduced | -1.6m |
| Logan Stone Capital, LLC | Sold out | -276.8k |
| AQR Arbitrage LLC | Reduced | -146.8k |
| Lido Advisors, LLC | Reduced | -141.6k |
| Bank of New York Mellon Corp | Sold out | -123.3k |
| JPMORGAN CHASE & CO | Reduced | -60.9k |
| Tortoise Investment Management, LLC | Reduced | -39.0k |
| LANDSCAPE CAPITAL MANAGEMENT, L.L.C. | Sold out | -27.7k |
| RIVERNORTH CAPITAL MANAGEMENT, LLC | Reduced | -27.3k |
| Flow State Investments, L.P. | Reduced | -24.4k |
Major shareholders (over 5%)
Anyone who owns more than 5% of a class of the company's shares has to say so: on Schedule 13D if they may try to influence or control the company, on 13G if they're a passive investor, and update it as the stake changes. Each holder's latest filing, from 19 Dec 2024 on; percentages are of the share class, as the holder worked them out.
| Holder | Stake |
|---|---|
| FIRST TRUST PORTFOLIOS LP 13G · institution new · filed 2026-07-27 | 5.3% |
Fell to 5% or below in the last year: Karpus Management, Inc. (4.0%, 2026-01-07)
Insider purchases and sales in Q2 2024
Shares bought or sold by the company's own officers, directors and 10% owners, in the open market or privately, as they reported to the SEC on Form 4 (due within two business days of the trade). Grants, option exercises, shares withheld for tax and gifts aren't included.
Officers and directors buying vs selling
Number of people, by quarter (10% owners not included)
Numbers
| Quarter | Buying | Bought | Selling | Sold | Sold under a plan |
|---|---|---|---|---|---|
| Q3 2022 | 0 | — | 0 | — | — |
| Q4 2022 | 1 | $450.4k | 1 | $420.8k | — |
| Q1 2023 | 0 | — | 0 | — | — |
| Q2 2023 | 0 | — | 0 | — | — |
| Q3 2023 | 0 | — | 0 | — | — |
| Q4 2023 | 1 | $9.3k | 0 | — | — |
| Q1 2024 | 0 | — | 0 | — | — |
| Q2 2024 | 0 | — | 0 | — | — |
None reported in Q2 2024.
Holders, Q2 2024
| Manager | Shares | Change |
|---|---|---|
| Karpus Management, Inc. 6.50% of their portfolio | 20.8m $230.8m | Added +433.0k |
| SIT INVESTMENT ASSOCIATES INC 0.40% of their portfolio | 1.6m $17.5m | Added +284.2k |
| MacKay Shields LLC 0.27% of their portfolio | 797.6k $8.8m | Added +11.3k |
| Hennion & Walsh Asset Management, Inc. 0.43% of their portfolio | 761.2k $8.4m | Added +10.7k |
| GUGGENHEIM CAPITAL LLC 0.05% of their portfolio | 678.7k $7.5m | Added +54.4k |
| MORGAN STANLEY 0.00% of their portfolio | 672.4k $7.5m | Reduced -1.6m |
| HighTower Advisors, LLC 0.01% of their portfolio | 654.4k $7.3m | Reduced -17.6k |
| DEUTSCHE BANK AG\ 0.00% of their portfolio | 598.9k $6.6m | Unchanged |
| Dakota Wealth Management 0.12% of their portfolio | 440.1k $4.9m | Added +15.7k |
| Lido Advisors, LLC 0.04% of their portfolio | 400.6k $4.5m | Reduced -141.6k |
| PNC Financial Services Group, Inc. 0.00% of their portfolio | 385.4k $4.3m | Unchanged |
| Penserra Capital Management LLC 0.05% of their portfolio | 371.2k $4.1m | Added +8.3k |
| BANK OF AMERICA CORP /DE/ 0.00% of their portfolio | 345.7k $3.8m | Added +38.3k |
| JPMORGAN CHASE & CO 0.00% of their portfolio | 345.5k $3.8m | Reduced -60.9k |
| ROYAL BANK OF CANADA 0.00% of their portfolio | 239.0k $2.7m | Reduced -7.0k |
| Allspring Global Investments Holdings, LLC 0.00% of their portfolio | 213.9k $2.4m | Unchanged |
| WELLS FARGO & COMPANY/MN 0.00% of their portfolio | 200.4k $2.2m | Added +9.1k |
| RIVERNORTH CAPITAL MANAGEMENT, LLC 0.10% of their portfolio | 184.5k $2.0m | Reduced -27.3k |
| AQR Arbitrage LLC 0.04% of their portfolio | 147.2k $1.6m | Reduced -146.8k |
| UBS Group AG 0.00% of their portfolio | 137.8k $1.5m | Reduced -848 |
| STIFEL FINANCIAL CORP 0.00% of their portfolio | 109.3k $1.2m | Added +29.2k |
| PFG Investments, LLC 0.09% of their portfolio | 109.0k $1.2m | Reduced -9 |
| Westchester Capital Management, LLC 0.05% of their portfolio | 99.1k $1.1m | Reduced -16.7k |
| COMMONWEALTH EQUITY SERVICES, LLC 0.00% of their portfolio | 86.8k $962.0k | Reduced -8.4k |
| Flow State Investments, L.P. 0.28% of their portfolio | 80.6k $893.5k | Reduced -24.4k |
| RMR Wealth Builders 0.09% of their portfolio | 69.7k $772.9k | Added +3.3k |
| HORIZON KINETICS ASSET MANAGEMENT LLC 0.01% of their portfolio | 66.9k $741.9k | Unchanged |
| Next Capital Management LLC 0.31% of their portfolio | 66.7k $739.7k | Unchanged |
| COHEN & STEERS, INC. 0.00% of their portfolio | 60.0k $665.0k | Added +30.0k |
| Realta Investment Advisors 0.13% of their portfolio | 59.6k $661.1k | Added +81 |
| MML INVESTORS SERVICES, LLC 0.00% of their portfolio | 58.5k $649.0k | Added +774 |
| Wellspring Financial Advisors, LLC 0.09% of their portfolio | 56.5k $626.5k | Added +13.0k |
| ASHTON THOMAS SECURITIES, LLC 0.15% of their portfolio | 56.4k $623.2k | First filing |
| Mathes Company, Inc. 0.22% of their portfolio | 54.0k $599.0k | Unchanged |
| Ascent Wealth Partners, LLC 0.08% of their portfolio | 52.2k $579.4k | Unchanged |
| Rockefeller Capital Management L.P. 0.00% of their portfolio | 52.1k $578.0k | Reduced -13.6k |
| OSAIC HOLDINGS, INC. 0.00% of their portfolio | 50.2k $556.9k | Reduced -214 |
| Breakwater Capital Group 0.11% of their portfolio | 45.3k $502.3k | New |
| SANDERS MORRIS HARRIS LLC 0.08% of their portfolio | 42.7k $473.5k | Unchanged |
| Herold Advisors, Inc. 0.11% of their portfolio | 41.6k $461.0k | Added +2.5k |
| Stockman Wealth Management, Inc. 0.08% of their portfolio | 40.9k $453.2k | Unchanged |
| Frisch Financial Group, Inc. 0.12% of their portfolio | 37.1k $412.0k | Reduced -1.1k |
| David J Yvars Group 0.26% of their portfolio | 37.0k $410.9k | Unchanged |
| Mariner, LLC 0.00% of their portfolio | 29.5k $327.2k | Unchanged |
| Williams Jones Wealth Management, LLC. 0.00% of their portfolio | 28.0k $310.1k | Added +2.5k |
| Opal Wealth Advisors, LLC 0.09% of their portfolio | 26.1k $289.8k | Unchanged |
| STALEY CAPITAL ADVISERS INC 0.01% of their portfolio | 26.0k $288.3k | Reduced -500 |
| Janney Montgomery Scott LLC 0.00% of their portfolio | 24.4k $271.0k | Reduced -909 |
| Raymond James Financial Services Advisors, Inc. 0.00% of their portfolio | 24.0k $265.8k | Added +10.4k |
| Wealthspire Advisors, LLC 0.00% of their portfolio | 23.6k $262.1k | Unchanged |
| WEDBUSH SECURITIES INC 0.01% of their portfolio | 23.4k $259.0k | Unchanged |
| LPL Financial LLC 0.00% of their portfolio | 22.8k $253.3k | Added +1.9k |
| RAYMOND JAMES & ASSOCIATES 0.00% of their portfolio | 22.3k $247.6k | Unchanged |
| Cresset Asset Management, LLC 0.00% of their portfolio | 22.3k $248.6k | New |
| AVANTAX ADVISORY SERVICES, INC. 0.00% of their portfolio | 21.0k $233.1k | Reduced -8.0k |
| NOMURA HOLDINGS INC 0.00% of their portfolio | 17.7k $196.0k | Added +5.0k |
| Tortoise Investment Management, LLC 0.02% of their portfolio | 16.5k $182.7k | Reduced -39.0k |
| TIAA TRUST, NATIONAL ASSOCIATION 0.00% of their portfolio | 16.5k $182.4k | New |
| Private Advisor Group, LLC 0.00% of their portfolio | 15.9k $176.3k | Added +2.9k |
| NAPLES GLOBAL ADVISORS, LLC 0.02% of their portfolio | 15.8k $176.6k | Unchanged |
| Moors & Cabot, Inc. 0.01% of their portfolio | 15.8k $175.2k | Unchanged |
| ENVESTNET ASSET MANAGEMENT INC 0.00% of their portfolio | 15.8k $175.0k | Added +1.6k |
| PINNACLE ASSOCIATES LTD 0.00% of their portfolio | 15.1k $167.8k | Unchanged |
| OPPENHEIMER & CO INC 0.00% of their portfolio | 14.9k $164.9k | Reduced -1.9k |
| NorthCrest Asset Manangement, LLC 0.01% of their portfolio | 14.2k $158.0k | Unchanged |
| Cetera Investment Advisers 0.00% of their portfolio | 13.7k $152.4k | Unchanged |
| Mill Creek Capital Advisors, LLC 0.00% of their portfolio | 13.5k $149.7k | New |
| Clear Creek Financial Management, LLC 0.02% of their portfolio | 13.0k $144.2k | New |
| Leisure Capital Management 0.07% of their portfolio | 12.6k $139.5k | Added +2.5k |
| Spire Wealth Management 0.00% of their portfolio | 12.3k $136.7k | Unchanged |
| CITADEL ADVISORS LLC 0.00% of their portfolio | 12.2k $135.5k | Added +2.1k |
| Atria Wealth Solutions, Inc. 0.00% of their portfolio | 12.0k $133.9k | Unchanged |
| LAZARD ASSET MANAGEMENT LLC 0.00% of their portfolio | 11.8k $130.0k | Unchanged |
| Marex Group Ltd 0.00% of their portfolio | 11.5k $127.5k | New |
| AMERIPRISE FINANCIAL INC 0.00% of their portfolio | 11.5k $127.0k | Added +26 |
| Cambridge Investment Research Advisors, Inc. 0.00% of their portfolio | 11.0k $122.0k | Reduced -1.1k |
| Avestar Capital, LLC 0.01% of their portfolio | 10.6k $117.2k | Unchanged |
| SOA Wealth Advisors, LLC. 0.02% of their portfolio | 9.2k $102.3k | Unchanged |
| GPS Wealth Strategies Group, LLC 0.01% of their portfolio | 6.3k $69.8k | Unchanged |
| Steward Partners Investment Advisory, LLC 0.00% of their portfolio | 6.0k $67.0k | Added +263 |
| BROWN, LISLE/CUMMINGS, INC. 0.02% of their portfolio | 5.0k $55.8k | Unchanged |
| NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO 0.00% of their portfolio | 4.4k $49.3k | Unchanged |
| BENJAMIN F. EDWARDS & COMPANY, INC. 0.00% of their portfolio | 2.5k $28.0k | Unchanged |
| Concord Wealth Partners 0.00% of their portfolio | 2.5k $27.6k | Unchanged |
| Carmichael Hill & Associates, Inc. 0.01% of their portfolio | 2.4k $26.6k | Unchanged |
| Washington Trust Advisors, Inc. 0.00% of their portfolio | 2.1k $23.0k | Unchanged |
| US BANCORP \DE\ 0.00% of their portfolio | 1.8k $20.0k | Unchanged |
| M&R CAPITAL MANAGEMENT INC 0.00% of their portfolio | 1.6k $17.7k | Unchanged |
| Great Lakes Retirement, Inc. 0.00% of their portfolio | 1.1k $12.3k | New |
| Key Financial Inc 0.00% of their portfolio | 489 $5.4k | Unchanged |
| VALLEY WEALTH MANAGERS, INC. 0.00% of their portfolio | 457 $5.1k | Unchanged |
| CWM, LLC 0.00% of their portfolio | 290 $3.0k | New |
| CONCOURSE FINANCIAL GROUP SECURITIES, INC. 0.00% of their portfolio | 0 $0 | Unchanged |