Vault-13

NUVEEN NEW YORK AMT QLT MUNI NRK

COM · Closed-End Fund · CUSIP 670656107

93 institutional holders +2 vs Q1 2024
32,029,47932.0m shares reported held*
$355.4mreported value*
8 new 26 added 21 reduced 7 sold out net sold ≈ $16.0m (-1.4m shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once. Holder counts are more reliable. Implied quarter-end price ≈ $11.09.

Trends to Q2 2024

Institutional holders

Managers reporting a position, each quarter

050100150Q3 22: 109Q4 22: 102Q1 23: 96Q2 23: 98Q3 23: 100Q4 23: 96Q1 24: 91Q2 24: 9393Q3 22Q1 23Q3 23Q1 24Q2 24
Numbers
QuarterHolders
Q3 2022109
Q4 2022102
Q1 202396
Q2 202398
Q3 2023100
Q4 202396
Q1 202491
Q2 202493

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
50050Q4 22: 35 bought or addedQ4 22: 50 cut or sold outQ4 22Q1 23: 35 bought or addedQ1 23: 38 cut or sold outQ2 23: 21 bought or addedQ2 23: 40 cut or sold outQ2 23Q3 23: 39 bought or addedQ3 23: 23 cut or sold outQ4 23: 32 bought or addedQ4 23: 42 cut or sold outQ4 23Q1 24: 28 bought or addedQ1 24: 36 cut or sold outQ2 24: 34 bought or addedQ2 24: 28 cut or sold outQ2 24
Numbers
QuarterBought or addedCut or sold out
Q4 20223550
Q1 20233538
Q2 20232140
Q3 20233923
Q4 20233242
Q1 20242836
Q2 20243428

Biggest buyers

Karpus Management, Inc. Added +432,955+433.0k
SIT INVESTMENT ASSOCIATES INC Added +284,171+284.2k
GUGGENHEIM CAPITAL LLC Added +54,372+54.4k
Breakwater Capital Group New +45,293+45.3k
BANK OF AMERICA CORP /DE/ Added +38,349+38.3k
COHEN & STEERS, INC. Added +30,000+30.0k
STIFEL FINANCIAL CORP Added +29,166+29.2k
Cresset Asset Management, LLC New +22,276+22.3k
TIAA TRUST, NATIONAL ASSOCIATION New +16,451+16.5k
Dakota Wealth Management Added +15,687+15.7k

Biggest sellers

MORGAN STANLEY Reduced -1,576,078-1.6m
Logan Stone Capital, LLC Sold out -276,817-276.8k
AQR Arbitrage LLC Reduced -146,775-146.8k
Lido Advisors, LLC Reduced -141,610-141.6k
Bank of New York Mellon Corp Sold out -123,264-123.3k
JPMORGAN CHASE & CO Reduced -60,858-60.9k
Tortoise Investment Management, LLC Reduced -39,040-39.0k
LANDSCAPE CAPITAL MANAGEMENT, L.L.C. Sold out -27,696-27.7k
RIVERNORTH CAPITAL MANAGEMENT, LLC Reduced -27,259-27.3k
Flow State Investments, L.P. Reduced -24,445-24.4k

Major shareholders (over 5%)

Anyone who owns more than 5% of a class of the company's shares has to say so: on Schedule 13D if they may try to influence or control the company, on 13G if they're a passive investor, and update it as the stake changes. Each holder's latest filing, from 19 Dec 2024 on; percentages are of the share class, as the holder worked them out.

HolderStakeChangeShares Last filed
FIRST TRUST PORTFOLIOS LP 13G · institution new · filed 2026-07-27 5.3% new 4.6m≈ $49.7m 2026-07-27

Fell to 5% or below in the last year: Karpus Management, Inc. (4.0%, 2026-01-07)

Insider purchases and sales in Q2 2024

Shares bought or sold by the company's own officers, directors and 10% owners, in the open market or privately, as they reported to the SEC on Form 4 (due within two business days of the trade). Grants, option exercises, shares withheld for tax and gifts aren't included.

Officers and directors buying vs selling

Number of people, by quarter (10% owners not included)

BuyingSelling
101Q3 22: 0 buyingQ3 22: 0 sellingQ4 22: 1 buyingQ4 22: 1 sellingQ4 22Q1 23: 0 buyingQ1 23: 0 sellingQ2 23: 0 buyingQ2 23: 0 sellingQ2 23Q3 23: 0 buyingQ3 23: 0 sellingQ4 23: 1 buyingQ4 23: 0 sellingQ4 23Q1 24: 0 buyingQ1 24: 0 sellingQ2 24: 0 buyingQ2 24: 0 sellingQ2 24
Numbers
QuarterBuyingBoughtSellingSoldSold under a plan
Q3 20220—0——
Q4 20221$450.4k1$420.8k—
Q1 20230—0——
Q2 20230—0——
Q3 20230—0——
Q4 20231$9.3k0——
Q1 20240—0——
Q2 20240—0——

None reported in Q2 2024.

Holders, Q2 2024

#ManagerLocationShares Value% of their portfolioChangeShares change
1 Karpus Management, Inc. 6.50% of their portfolio Pittsford, NY 20,815,48720.8m $230.8m $230.8m 6.50% Added +433.0k +432,955
2 SIT INVESTMENT ASSOCIATES INC 0.40% of their portfolio Minneapolis, MN 1,575,3631.6m $17.5m $17.5m 0.40% Added +284.2k +284,171
3 MacKay Shields LLC 0.27% of their portfolio New York, NY 797,635797.6k $8.8m $8.8m 0.27% Added +11.3k +11,304
4 Hennion & Walsh Asset Management, Inc. 0.43% of their portfolio Parsippany, NJ 761,232761.2k $8.4m $8.4m 0.43% Added +10.7k +10,738
5 GUGGENHEIM CAPITAL LLC 0.05% of their portfolio CHICAGO, IL 678,652678.7k $7.5m $7.5m 0.05% Added +54.4k +54,372
6 MORGAN STANLEY 0.00% of their portfolio NEW YORK, NY 672,407672.4k $7.5m $7.5m 0.00% Reduced -1.6m -1,576,078
7 HighTower Advisors, LLC 0.01% of their portfolio CHICAGO, IL 654,420654.4k $7.3m $7.3m 0.01% Reduced -17.6k -17,567
8 DEUTSCHE BANK AG\ 0.00% of their portfolio FRANKFURT AM MAIN, 2M 598,900598.9k $6.6m $6.6m 0.00% Unchanged
9 Dakota Wealth Management 0.12% of their portfolio PALM BEACH GARDENS, FL 440,114440.1k $4.9m $4.9m 0.12% Added +15.7k +15,687
10 Lido Advisors, LLC 0.04% of their portfolio Los Angeles, CA 400,576400.6k $4.5m $4.5m 0.04% Reduced -141.6k -141,610
11 PNC Financial Services Group, Inc. 0.00% of their portfolio Pittsburgh, PA 385,440385.4k $4.3m $4.3m 0.00% Unchanged
12 Penserra Capital Management LLC 0.05% of their portfolio ORINDA, CA 371,161371.2k $4.1m $4.1m 0.05% Added +8.3k +8,252
13 BANK OF AMERICA CORP /DE/ 0.00% of their portfolio CHARLOTTE, NC 345,722345.7k $3.8m $3.8m 0.00% Added +38.3k +38,349
14 JPMORGAN CHASE & CO 0.00% of their portfolio NEW YORK, NY 345,494345.5k $3.8m $3.8m 0.00% Reduced -60.9k -60,858
15 ROYAL BANK OF CANADA 0.00% of their portfolio TORONTO, A6 239,013239.0k $2.7m $2.7m 0.00% Reduced -7.0k -6,976
16 Allspring Global Investments Holdings, LLC 0.00% of their portfolio CHARLOTTE, NC 213,899213.9k $2.4m $2.4m 0.00% Unchanged
17 WELLS FARGO & COMPANY/MN 0.00% of their portfolio SAN FRANCISCO, CA 200,388200.4k $2.2m $2.2m 0.00% Added +9.1k +9,143
18 RIVERNORTH CAPITAL MANAGEMENT, LLC 0.10% of their portfolio WEST PALM BEACH, FL 184,529184.5k $2.0m $2.0m 0.10% Reduced -27.3k -27,259
19 AQR Arbitrage LLC 0.04% of their portfolio Greenwich, CT 147,196147.2k $1.6m $1.6m 0.04% Reduced -146.8k -146,775
20 UBS Group AG 0.00% of their portfolio ZURICH, V8 137,823137.8k $1.5m $1.5m 0.00% Reduced -848 -848
21 STIFEL FINANCIAL CORP 0.00% of their portfolio ST. LOUIS, MO 109,274109.3k $1.2m $1.2m 0.00% Added +29.2k +29,166
22 PFG Investments, LLC 0.09% of their portfolio WOODBURY, NY 109,016109.0k $1.2m $1.2m 0.09% Reduced -9 -9
23 Westchester Capital Management, LLC 0.05% of their portfolio VALHALLA, NY 99,12599.1k $1.1m $1.1m 0.05% Reduced -16.7k -16,732
24 COMMONWEALTH EQUITY SERVICES, LLC 0.00% of their portfolio WALTHAM, MA 86,77786.8k $962.0k $962.0k 0.00% Reduced -8.4k -8,370
25 Flow State Investments, L.P. 0.28% of their portfolio CHICAGO, IL 80,56580.6k $893.5k $893.5k 0.28% Reduced -24.4k -24,445
26 RMR Wealth Builders 0.09% of their portfolio Montclair, NJ 69,69369.7k $772.9k $772.9k 0.09% Added +3.3k +3,310
27 HORIZON KINETICS ASSET MANAGEMENT LLC 0.01% of their portfolio NEW YORK, NY 66,89666.9k $741.9k $741.9k 0.01% Unchanged
28 Next Capital Management LLC 0.31% of their portfolio NEW YORK, NY 66,70466.7k $739.7k $739.7k 0.31% Unchanged
29 COHEN & STEERS, INC. 0.00% of their portfolio NEW YORK, NY 60,00060.0k $665.0k $665.0k 0.00% Added +30.0k +30,000
30 Realta Investment Advisors 0.13% of their portfolio WILMINGTON, DE 59,61159.6k $661.1k $661.1k 0.13% Added +81 +81
31 MML INVESTORS SERVICES, LLC 0.00% of their portfolio SPRINGFIELD, MA 58,51458.5k $649.0k $649.0k 0.00% Added +774 +774
32 Wellspring Financial Advisors, LLC 0.09% of their portfolio CLEVELAND, OH 56,49656.5k $626.5k $626.5k 0.09% Added +13.0k +13,000
33 ASHTON THOMAS SECURITIES, LLC 0.15% of their portfolio ROCHESTER, NY 56,40856.4k $623.2k $623.2k 0.15% First filing
34 Mathes Company, Inc. 0.22% of their portfolio New York, NY 54,00054.0k $599.0k $599.0k 0.22% Unchanged
35 Ascent Wealth Partners, LLC 0.08% of their portfolio NEW HARTFORD, NY 52,24752.2k $579.4k $579.4k 0.08% Unchanged
36 Rockefeller Capital Management L.P. 0.00% of their portfolio NEW YORK, NY 52,11652.1k $578.0k $578.0k 0.00% Reduced -13.6k -13,611
37 OSAIC HOLDINGS, INC. 0.00% of their portfolio SCOTTSDALE, AZ 50,22050.2k $556.9k $556.9k 0.00% Reduced -214 -214
38 Breakwater Capital Group 0.11% of their portfolio PARAMUS, NJ 45,29345.3k $502.3k $502.3k 0.11% New
39 SANDERS MORRIS HARRIS LLC 0.08% of their portfolio Houston, TX 42,70042.7k $473.5k $473.5k 0.08% Unchanged
40 Herold Advisors, Inc. 0.11% of their portfolio New York, NY 41,57241.6k $461.0k $461.0k 0.11% Added +2.5k +2,526
41 Stockman Wealth Management, Inc. 0.08% of their portfolio BILLINGS, MT 40,86240.9k $453.2k $453.2k 0.08% Unchanged
42 Frisch Financial Group, Inc. 0.12% of their portfolio MELVILLE, NY 37,11437.1k $412.0k $412.0k 0.12% Reduced -1.1k -1,059
43 David J Yvars Group 0.26% of their portfolio UNIVERSITY PARK, FL 37,05037.0k $410.9k $410.9k 0.26% Unchanged
44 Mariner, LLC 0.00% of their portfolio Overland Park, KS 29,50429.5k $327.2k $327.2k 0.00% Unchanged
45 Williams Jones Wealth Management, LLC. 0.00% of their portfolio NEW YORK, NY 27,96628.0k $310.1k $310.1k 0.00% Added +2.5k +2,500
46 Opal Wealth Advisors, LLC 0.09% of their portfolio JERICHO, NY 26,13026.1k $289.8k $289.8k 0.09% Unchanged
47 STALEY CAPITAL ADVISERS INC 0.01% of their portfolio PITTSBURGH, PA 26,00026.0k $288.3k $288.3k 0.01% Reduced -500 -500
48 Janney Montgomery Scott LLC 0.00% of their portfolio PHILADELPHIA, PA 24,43624.4k $271.0k $271.0k 0.00% Reduced -909 -909
49 Raymond James Financial Services Advisors, Inc. 0.00% of their portfolio ST. PETERSBURG, FL 23,96424.0k $265.8k $265.8k 0.00% Added +10.4k +10,436
50 Wealthspire Advisors, LLC 0.00% of their portfolio NEW YORK, NY 23,63623.6k $262.1k $262.1k 0.00% Unchanged
51 WEDBUSH SECURITIES INC 0.01% of their portfolio PASADENA, CA 23,36823.4k $259.0k $259.0k 0.01% Unchanged
52 LPL Financial LLC 0.00% of their portfolio FORT MILL, SC 22,84222.8k $253.3k $253.3k 0.00% Added +1.9k +1,892
53 RAYMOND JAMES & ASSOCIATES 0.00% of their portfolio ST PETERSBURG, FL 22,32722.3k $247.6k $247.6k 0.00% Unchanged
54 Cresset Asset Management, LLC 0.00% of their portfolio Chicago, IL 22,27622.3k $248.6k $248.6k 0.00% New
55 AVANTAX ADVISORY SERVICES, INC. 0.00% of their portfolio DALLAS, TX 21,02121.0k $233.1k $233.1k 0.00% Reduced -8.0k -8,025
56 NOMURA HOLDINGS INC 0.00% of their portfolio TOKYO, M0 17,67517.7k $196.0k $196.0k 0.00% Added +5.0k +5,000
57 Tortoise Investment Management, LLC 0.02% of their portfolio WHITE PLAINS, NY 16,47016.5k $182.7k $182.7k 0.02% Reduced -39.0k -39,040
58 TIAA TRUST, NATIONAL ASSOCIATION 0.00% of their portfolio CHARLOTTE, NC 16,45116.5k $182.4k $182.4k 0.00% New
59 Private Advisor Group, LLC 0.00% of their portfolio MORRISTOWN, NJ 15,90215.9k $176.3k $176.3k 0.00% Added +2.9k +2,869
60 NAPLES GLOBAL ADVISORS, LLC 0.02% of their portfolio NAPLES, FL 15,82515.8k $176.6k $176.6k 0.02% Unchanged
61 Moors & Cabot, Inc. 0.01% of their portfolio BOSTON, MA 15,80015.8k $175.2k $175.2k 0.01% Unchanged
62 ENVESTNET ASSET MANAGEMENT INC 0.00% of their portfolio Berwyn, PA 15,77815.8k $175.0k $175.0k 0.00% Added +1.6k +1,601
63 PINNACLE ASSOCIATES LTD 0.00% of their portfolio NEW YORK, NY 15,13015.1k $167.8k $167.8k 0.00% Unchanged
64 OPPENHEIMER & CO INC 0.00% of their portfolio NEW YORK, NY 14,86914.9k $164.9k $164.9k 0.00% Reduced -1.9k -1,950
65 NorthCrest Asset Manangement, LLC 0.01% of their portfolio PLYMOUTH, MN 14,24914.2k $158.0k $158.0k 0.01% Unchanged
66 Cetera Investment Advisers 0.00% of their portfolio SCHAUMBURG, IL 13,74513.7k $152.4k $152.4k 0.00% Unchanged
67 Mill Creek Capital Advisors, LLC 0.00% of their portfolio Conshohocken, PA 13,50013.5k $149.7k $149.7k 0.00% New
68 Clear Creek Financial Management, LLC 0.02% of their portfolio SILVERDALE, WA 13,00013.0k $144.2k $144.2k 0.02% New
69 Leisure Capital Management 0.07% of their portfolio COSTA MESA, CA 12,58312.6k $139.5k $139.5k 0.07% Added +2.5k +2,500
70 Spire Wealth Management 0.00% of their portfolio MCLEAN, VA 12,32912.3k $136.7k $136.7k 0.00% Unchanged
71 CITADEL ADVISORS LLC 0.00% of their portfolio MIAMI, FL 12,22012.2k $135.5k $135.5k 0.00% Added +2.1k +2,055
72 Atria Wealth Solutions, Inc. 0.00% of their portfolio NEW YORK, NY 12,00012.0k $133.9k $133.9k 0.00% Unchanged
73 LAZARD ASSET MANAGEMENT LLC 0.00% of their portfolio NEW YORK, NY 11,80011.8k $130.0k $130.0k 0.00% Unchanged
74 Marex Group Ltd 0.00% of their portfolio London, X0 11,50011.5k $127.5k $127.5k 0.00% New
75 AMERIPRISE FINANCIAL INC 0.00% of their portfolio MINNEAPOLIS, MN 11,45311.5k $127.0k $127.0k 0.00% Added +26 +26
76 Cambridge Investment Research Advisors, Inc. 0.00% of their portfolio FAIRFIELD, IA 11,01011.0k $122.0k $122.0k 0.00% Reduced -1.1k -1,129
77 Avestar Capital, LLC 0.01% of their portfolio New York, NY 10,56810.6k $117.2k $117.2k 0.01% Unchanged
78 SOA Wealth Advisors, LLC. 0.02% of their portfolio NEW YORK, NY 9,2259.2k $102.3k $102.3k 0.02% Unchanged
79 GPS Wealth Strategies Group, LLC 0.01% of their portfolio CENTENNIAL, CO 6,2906.3k $69.8k $69.8k 0.01% Unchanged
80 Steward Partners Investment Advisory, LLC 0.00% of their portfolio STAMFORD, CT 6,0386.0k $67.0k $67.0k 0.00% Added +263 +263
81 BROWN, LISLE/CUMMINGS, INC. 0.02% of their portfolio PROVIDENCE, RI 5,0365.0k $55.8k $55.8k 0.02% Unchanged
82 NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO 0.00% of their portfolio MILWAUKEE, WI 4,4484.4k $49.3k $49.3k 0.00% Unchanged
83 BENJAMIN F. EDWARDS & COMPANY, INC. 0.00% of their portfolio ST. LOUIS, MO 2,5002.5k $28.0k $28.0k 0.00% Unchanged
84 Concord Wealth Partners 0.00% of their portfolio ABINGDON, VA 2,4922.5k $27.6k $27.6k 0.00% Unchanged
85 Carmichael Hill & Associates, Inc. 0.01% of their portfolio GAITHERSBURG, MD 2,4002.4k $26.6k $26.6k 0.01% Unchanged
86 Washington Trust Advisors, Inc. 0.00% of their portfolio WELLESLEY, MA 2,0772.1k $23.0k $23.0k 0.00% Unchanged
87 US BANCORP \DE\ 0.00% of their portfolio MINNEAPOLIS, MN 1,8061.8k $20.0k $20.0k 0.00% Unchanged
88 M&R CAPITAL MANAGEMENT INC 0.00% of their portfolio SUMMIT, NJ 1,6001.6k $17.7k $17.7k 0.00% Unchanged
89 Great Lakes Retirement, Inc. 0.00% of their portfolio SANDUSKY, OH 1,1001.1k $12.3k $12.3k 0.00% New
90 Key Financial Inc 0.00% of their portfolio WEST CHESTER, PA 489489 $5.4k $5.4k 0.00% Unchanged
91 VALLEY WEALTH MANAGERS, INC. 0.00% of their portfolio PARAMUS, NJ 457457 $5.1k $5.1k 0.00% Unchanged
92 CWM, LLC 0.00% of their portfolio OMAHA, NE 290290 $3.0k $3.0k 0.00% New
93 CONCOURSE FINANCIAL GROUP SECURITIES, INC. 0.00% of their portfolio BIRMINGHAM, AL 00 $0 $0 0.00% Unchanged